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CAL

CALERES INC

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5657
SEC CIK
0000014707
Parsed reports
498

Last 12 months

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0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202600
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Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 14, 2019 Filed Mar 15, 2019 21:54 UTC
SULLIVAN DIANE MDirector · CEO, Pres. & Chair. of Board
Tax withholdingCommon Stock 13,217 $26.97 $356,462.49
Disclosure

SEC source: 0001127602-19-011594 · form4.xml · nonDerivative · entry 3

SULLIVAN DIANE M · CIK 0001245939 · Director · CEO, Pres. & Chair. of Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 460,135

Read SEC document
March 14, 2019 Filed Mar 15, 2019 21:54 UTC
SULLIVAN DIANE MDirector · CEO, Pres. & Chair. of Board
GrantCommon Stock 29,260 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-011594 · form4.xml · nonDerivative · entry 2

SULLIVAN DIANE M · CIK 0001245939 · Director · CEO, Pres. & Chair. of Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 473,352

F2 · shares: Represents issuance of shares pursuant to performance share award covering fiscal years 2016, 2017, and 2018 as approved for payment by the Compensation Committee on March 13, 2019.

Read SEC document
March 14, 2019 Filed Mar 15, 2019 21:59 UTC
Schmidt John WDiv Pres, Brand Portfolio
Tax withholdingCommon Stock 2,220 $26.97 $59,873.40
Disclosure

SEC source: 0001127602-19-011598 · form4.xml · nonDerivative · entry 3

Schmidt John W · CIK 0001511976 · Div Pres, Brand Portfolio

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,874

Read SEC document
March 14, 2019 Filed Mar 15, 2019 21:59 UTC
Schmidt John WDiv Pres, Brand Portfolio
GrantCommon Stock 5,809 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-011598 · form4.xml · nonDerivative · entry 2

Schmidt John W · CIK 0001511976 · Div Pres, Brand Portfolio

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,094

F1 · shares: Represents issuance of shares pursuant to performance share award covering fiscal years 2016, 2017, and 2018 as approved for payment by the Compensation Committee on March 13, 2019.

Read SEC document
March 14, 2019 Filed Mar 15, 2019 21:42 UTC
HANNAH KENSVP, Chief Financial Officer
Tax withholdingCommon Stock 2,091 $26.97 $56,394.27
Disclosure

SEC source: 0001127602-19-011587 · form4.xml · nonDerivative · entry 3

HANNAH KEN · CIK 0001360839 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,781

Read SEC document
March 14, 2019 Filed Mar 15, 2019 21:42 UTC
HANNAH KENSVP, Chief Financial Officer
GrantCommon Stock 6,885 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-011587 · form4.xml · nonDerivative · entry 2

HANNAH KEN · CIK 0001360839 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,872

F1 · shares: Represents issuance of shares pursuant to performance share award covering fiscal years 2016, 2017, and 2018 as approved for payment by the Compensation Committee on March 13, 2019.

Read SEC document
March 14, 2019 Filed Mar 15, 2019 21:39 UTC
Freidman Daniel RDiv Pres, Whls Prod & Source
Tax withholdingCommon Stock 1,475 $26.97 $39,780.75
Disclosure

SEC source: 0001127602-19-011583 · form4.xml · nonDerivative · entry 3

Freidman Daniel R · CIK 0001481947 · Div Pres, Whls Prod & Source

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,856

Read SEC document
March 14, 2019 Filed Mar 15, 2019 21:39 UTC
Freidman Daniel RDiv Pres, Whls Prod & Source
GrantCommon Stock 4,518 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-011583 · form4.xml · nonDerivative · entry 2

Freidman Daniel R · CIK 0001481947 · Div Pres, Whls Prod & Source

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,331

F1 · shares: Represents issuance of shares pursuant to performance share award covering fiscal years 2016, 2017, and 2018 as approved for payment by the Compensation Committee on March 13, 2019.

Read SEC document
March 13, 2019 Filed Mar 15, 2019 21:53 UTC
Koch DouglasChief Human Resources Officer
Tax withholdingCommon Stock 3,043 $27.29 $83,043.47
Disclosure

SEC source: 0001127602-19-011592 · form4.xml · nonDerivative · entry 1

Koch Douglas · CIK 0001328688 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,458

Read SEC document
March 13, 2019 Filed Mar 15, 2019 21:57 UTC
Schmitt Mark ASVP, Chief Logistics Officer
Tax withholdingCommon Stock 1,813 $27.29 $49,476.77
Disclosure

SEC source: 0001127602-19-011596 · form4.xml · nonDerivative · entry 1

Schmitt Mark A · CIK 0001567756 · SVP, Chief Logistics Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,338

Read SEC document
March 13, 2019 Filed Mar 15, 2019 21:54 UTC
SULLIVAN DIANE MDirector · CEO, Pres. & Chair. of Board
Tax withholdingCommon Stock 19,348 $27.29 $528,006.92
Disclosure

SEC source: 0001127602-19-011594 · form4.xml · nonDerivative · entry 1

SULLIVAN DIANE M · CIK 0001245939 · Director · CEO, Pres. & Chair. of Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 444,092

F1 · balance_after: Includes 2,136.763 shares of common stock acquired through dividend reinvestment.

Read SEC document
March 13, 2019 Filed Mar 15, 2019 21:59 UTC
Schmidt John WDiv Pres, Brand Portfolio
Tax withholdingCommon Stock 2,536 $27.29 $69,207.44
Disclosure

SEC source: 0001127602-19-011598 · form4.xml · nonDerivative · entry 1

Schmidt John W · CIK 0001511976 · Div Pres, Brand Portfolio

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,285

Read SEC document
March 13, 2019 Filed Mar 15, 2019 21:51 UTC
Hill WillisChief Information Officer
Tax withholdingCommon Stock 613 $27.29 $16,728.77
Disclosure

SEC source: 0001127602-19-011590 · form4.xml · nonDerivative · entry 1

Hill Willis · CIK 0001752854 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,909.97

Read SEC document
March 13, 2019 Filed Mar 15, 2019 21:42 UTC
HANNAH KENSVP, Chief Financial Officer
Tax withholdingCommon Stock 4,993 $27.29 $136,258.97
Disclosure

SEC source: 0001127602-19-011587 · form4.xml · nonDerivative · entry 1

HANNAH KEN · CIK 0001360839 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,987

Read SEC document
March 13, 2019 Filed Mar 15, 2019 21:39 UTC
Freidman Daniel RDiv Pres, Whls Prod & Source
Tax withholdingCommon Stock 2,233 $27.29 $60,938.57
Disclosure

SEC source: 0001127602-19-011583 · form4.xml · nonDerivative · entry 1

Freidman Daniel R · CIK 0001481947 · Div Pres, Whls Prod & Source

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,813

Read SEC document
February 21, 2019 Filed Feb 22, 2019 22:40 UTC
Freidman Daniel RDiv Pres, Whls Prod & Source
SaleCommon Stock 5,000 $30.00 $150,000.00
Disclosure

SEC source: 0001127602-19-007781 · form4.xml · nonDerivative · entry 1

Freidman Daniel R · CIK 0001481947 · Div Pres, Whls Prod & Source

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,046

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 8, 2019.

Read SEC document
February 16, 2019 Filed Feb 19, 2019 18:37 UTC
HANNAH KENSVP, Chief Financial Officer
Tax withholdingCommon Stock 3,819 $29.17 $111,400.23
Disclosure

SEC source: 0001127602-19-006654 · form4.xml · nonDerivative · entry 1

HANNAH KEN · CIK 0001360839 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,980

Read SEC document
December 13, 2018 Filed Dec 17, 2018 22:15 UTC
Hill WillisChief Information Officer
GrantCommon Stock 4,500 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-036474 · form4.xml · nonDerivative · entry 1

Hill Willis · CIK 0001752854 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,487.54

F1 · shares: Restricted stock vests 50% after 2 years and 50% after 3 years.

F2 · balance_after: Includes 237.54 shares held directly in the Direct Stock Purchase Plan.

Read SEC document
September 12, 2018 Filed Sep 14, 2018 20:06 UTC
SULLIVAN DIANE MDirector · CEO, Pres. & Chair. of Board
SaleCommon Stock 4,000 $37.55 $150,217.60
Disclosure

SEC source: 0001127602-18-027620 · form4.xml · nonDerivative · entry 2

SULLIVAN DIANE M · CIK 0001245939 · Director · CEO, Pres. & Chair. of Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 461,303.237

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 4, 2018.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.44 to $37.92, inclusive. The reporting person undertakes to provide to Caleres, Inc., any security holder of Caleres, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.

Read SEC document
September 12, 2018 Filed Sep 14, 2018 20:06 UTC
SULLIVAN DIANE MDirector · CEO, Pres. & Chair. of Board
SaleCommon Stock 6,000 $37.18 $223,069.20
Disclosure

SEC source: 0001127602-18-027620 · form4.xml · nonDerivative · entry 1

SULLIVAN DIANE M · CIK 0001245939 · Director · CEO, Pres. & Chair. of Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 465,303.237

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 4, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.91 to $37.435, inclusive. The reporting person undertakes to provide to Caleres, Inc., any security holder of Caleres, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

Read SEC document
August 28, 2018 Filed Aug 30, 2018 22:51 UTC
SULLIVAN DIANE MDirector · CEO, Pres. & Chair. of Board
SaleCommon Stock 2,231 $38.49 $85,865.61
Disclosure

SEC source: 0001127602-18-026522 · form4.xml · nonDerivative · entry 2

SULLIVAN DIANE M · CIK 0001245939 · Director · CEO, Pres. & Chair. of Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 471,303.237

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 4, 2018.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.46 to $38.545, inclusive. The reporting person undertakes to provide to Caleres, Inc., any security holder of Caleres, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.

Read SEC document
August 28, 2018 Filed Aug 30, 2018 22:51 UTC
SULLIVAN DIANE MDirector · CEO, Pres. & Chair. of Board
SaleCommon Stock 17,769 $38.26 $679,827.72
Disclosure

SEC source: 0001127602-18-026522 · form4.xml · nonDerivative · entry 1

SULLIVAN DIANE M · CIK 0001245939 · Director · CEO, Pres. & Chair. of Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 473,534.237

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 4, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.45 to $38.45, inclusive. The reporting person undertakes to provide to Caleres, Inc., any security holder of Caleres, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

Read SEC document
August 22, 2018 Filed Aug 23, 2018 17:27 UTC
Koch DouglasChief Human Resources Officer
SaleCommon Stock 10,000 $38.00 $380,000.00
Disclosure

SEC source: 0001127602-18-026082 · form4.xml · nonDerivative · entry 1

Koch Douglas · CIK 0001328688 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,501

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 23, 2018.

Read SEC document
June 14, 2018 Filed Jun 18, 2018 20:46 UTC
SULLIVAN DIANE MDirector · CEO, Pres. & Chair. of Board
GiftCommon Stock 214,797.763 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-021201 · form4.xml · nonDerivative · entry 1

SULLIVAN DIANE M · CIK 0001245939 · Director · CEO, Pres. & Chair. of Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 491,303.237

Read SEC document
June 14, 2018 Filed Aug 30, 2018 22:51 UTC
SULLIVAN DIANE MDirector · CEO, Pres. & Chair. of Board
GiftCommon Stock 214,797.763 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-026522 · form4.xml · nonDerivative · entry 3

SULLIVAN DIANE M · CIK 0001245939 · Director · CEO, Pres. & Chair. of Board

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 215,236.759

F4 · ownership.nature: The reporting person is the trustee of the trust and the spouse is the beneficiary.

Read SEC document
June 04, 2018 Filed Jun 4, 2018 22:15 UTC GrantRestricted Stock Units · Derivative 3,642 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-019845 · form4.xml · derivative · entry 3

MCGINNIS PATRICIA G · CIK 0001227951 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,642

Underlying: Common Stock · 3,642 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the fair market value of a share of common stock of the Company.

F2 · derivative.exercise_date: Vesting of each restricted stock unit is continued on the Director's continued service as a director of the Company for a period of one year from the date of grant. The restricted stock units will be settled in shares of common stock of the Company on the date the Director's service as a director terminates or such other date as the Director may elect.

F2 · derivative.expiration_date: Vesting of each restricted stock unit is continued on the Director's continued service as a director of the Company for a period of one year from the date of grant. The restricted stock units will be settled in shares of common stock of the Company on the date the Director's service as a director terminates or such other date as the Director may elect.

Read SEC document
June 04, 2018 Filed Jun 5, 2018 15:59 UTC
Adams Molly PDiv President, Famous Footwear
GrantCommon Stock 35,500 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-019923 · form4.xml · nonDerivative · entry 1

Adams Molly P · CIK 0001742405 · Div President, Famous Footwear

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,500

F1 · shares: Restricted stock vests 50% after 2 years and 50% after 3 years.

Read SEC document
June 04, 2018 Filed Jun 5, 2018 15:56 UTC GrantRestricted Stock Units · Derivative 3,642 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-019919 · form4.xml · derivative · entry 1

CAPPS W LEE III · CIK 0001179855 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,642

Underlying: Common Stock · 3,642 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the fair market value of a share of common stock of the Company.

F2 · derivative.exercise_date: Vesting of each restricted stock unit is continued on the Director's continued service as a director of the Company for a period of one year from the date of grant. The restricted stock units will be settled in shares of common stock of the Company on the date the Director's service as a director terminates or such other date as the Director may elect.

F2 · derivative.expiration_date: Vesting of each restricted stock unit is continued on the Director's continued service as a director of the Company for a period of one year from the date of grant. The restricted stock units will be settled in shares of common stock of the Company on the date the Director's service as a director terminates or such other date as the Director may elect.

Read SEC document
June 04, 2018 Filed Jun 5, 2018 15:55 UTC GrantRestricted Stock Units · Derivative 3,642 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-019918 · form4.xml · derivative · entry 1

Freeman Brenda · CIK 0001553153 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,642

Underlying: Common Stock · 3,642 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the fair market value of a share of common stock of the Company.

F2 · derivative.exercise_date: Vesting of each restricted stock unit is continued on the Director's continued service as a director of the Company for a period of one year from the date of grant. The restricted stock units will be settled in shares of common stock of the Company on the date the Director's service as a director terminates or such other date as the Director may elect.

F2 · derivative.expiration_date: Vesting of each restricted stock unit is continued on the Director's continued service as a director of the Company for a period of one year from the date of grant. The restricted stock units will be settled in shares of common stock of the Company on the date the Director's service as a director terminates or such other date as the Director may elect.

Read SEC document
June 04, 2018 Filed Jun 5, 2018 15:53 UTC
Greeley LoriDirector
GrantRestricted Stock Units · Derivative 3,642 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-019916 · form4.xml · derivative · entry 1

Greeley Lori · CIK 0001633957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,642

Underlying: Common Stock · 3,642 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the fair market value of a share of common stock of the Company.

F2 · derivative.exercise_date: Vesting of each restricted stock unit is continued on the Director's continued service as a director of the Company for a period of one year from the date of grant. The restricted stock units will be settled in shares of common stock of the Company on the date the Director's service as a director terminates or such other date as the Director may elect.

F2 · derivative.expiration_date: Vesting of each restricted stock unit is continued on the Director's continued service as a director of the Company for a period of one year from the date of grant. The restricted stock units will be settled in shares of common stock of the Company on the date the Director's service as a director terminates or such other date as the Director may elect.

Read SEC document
June 04, 2018 Filed Jun 5, 2018 15:51 UTC GrantRestricted Stock Units · Derivative 3,642 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-019913 · form4.xml · derivative · entry 1

Gupta Mahendra R · CIK 0001532287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,642

Underlying: Common Stock · 3,642 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the fair market value of a share of common stock of the Company.

F2 · derivative.exercise_date: Vesting of each restricted stock unit is continued on the Director's continued service as a director of the Company for a period of one year from the date of grant. The restricted stock units will be settled in shares of common stock of the Company on the date the Director's service as a director terminates or such other date as the Director may elect.

F2 · derivative.expiration_date: Vesting of each restricted stock unit is continued on the Director's continued service as a director of the Company for a period of one year from the date of grant. The restricted stock units will be settled in shares of common stock of the Company on the date the Director's service as a director terminates or such other date as the Director may elect.

Read SEC document
June 04, 2018 Filed Jun 5, 2018 15:50 UTC GrantRestricted Stock Units · Derivative 3,642 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-019910 · form4.xml · derivative · entry 1

Hendra Carla C · CIK 0001345575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,642

Underlying: Common Stock · 3,642 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the fair market value of a share of common stock of the Company.

F2 · derivative.exercise_date: Vesting of each restricted stock unit is continued on the Director's continued service as a director of the Company for a period of one year from the date of grant. The restricted stock units will be settled in shares of common stock of the Company on the date the Director's service as a director terminates or such other date as the Director may elect.

F2 · derivative.expiration_date: Vesting of each restricted stock unit is continued on the Director's continued service as a director of the Company for a period of one year from the date of grant. The restricted stock units will be settled in shares of common stock of the Company on the date the Director's service as a director terminates or such other date as the Director may elect.

Read SEC document
June 04, 2018 Filed Jun 5, 2018 15:48 UTC
KLEIN WARD MDirector
GrantCommon Stock 3,642 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-019908 · form4.xml · nonDerivative · entry 1

KLEIN WARD M · CIK 0001182829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,304

Read SEC document
June 04, 2018 Filed Jun 5, 2018 15:44 UTC GrantRestricted Stock Units · Derivative 3,642 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-019903 · form4.xml · derivative · entry 1

MCGINNIS W PATRICK · CIK 0001197775 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,642

Underlying: Common Stock · 3,642 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the fair market value of a share of common stock of the Company.

F2 · derivative.exercise_date: Vesting of each restricted stock unit is continued on the Director's continued service as a director of the Company for a period of one year from the date of grant. The restricted stock units will be settled in shares of common stock of the Company on the date the Director's service as a director terminates or such other date as the Director may elect.

F2 · derivative.expiration_date: Vesting of each restricted stock unit is continued on the Director's continued service as a director of the Company for a period of one year from the date of grant. The restricted stock units will be settled in shares of common stock of the Company on the date the Director's service as a director terminates or such other date as the Director may elect.

Read SEC document
June 04, 2018 Filed Jun 5, 2018 15:46 UTC GrantRestricted Stock Units · Derivative 3,642 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-019905 · form4.xml · derivative · entry 1

Korn Steven W · CIK 0001300467 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,642

Underlying: Common Stock · 3,642 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the fair market value of a share of common stock of the Company.

F2 · derivative.exercise_date: Vesting of each restricted stock unit is continued on the Director's continued service as a director of the Company for a period of one year from the date of grant. The restricted stock units will be settled in shares of common stock of the Company on the date the Director's service as a director terminates or such other date as the Director may elect.

F2 · derivative.expiration_date: Vesting of each restricted stock unit is continued on the Director's continued service as a director of the Company for a period of one year from the date of grant. The restricted stock units will be settled in shares of common stock of the Company on the date the Director's service as a director terminates or such other date as the Director may elect.

Read SEC document
June 04, 2018 Filed Jun 5, 2018 15:42 UTC GrantRestricted Stock Units · Derivative 3,642 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-019901 · form4.xml · derivative · entry 1

MILLARD WENDA HARRIS · CIK 0001238510 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,642

Underlying: Common Stock · 3,642 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the fair market value of a share of common stock of the Company.

F2 · derivative.exercise_date: Vesting of each restricted stock unit is continued on the Director's continued service as a director of the Company for a period of one year from the date of grant. The restricted stock units will be settled in shares of common stock of the Company on the date the Director's service as a director terminates or such other date as the Director may elect.

F2 · derivative.expiration_date: Vesting of each restricted stock unit is continued on the Director's continued service as a director of the Company for a period of one year from the date of grant. The restricted stock units will be settled in shares of common stock of the Company on the date the Director's service as a director terminates or such other date as the Director may elect.

Read SEC document
May 31, 2018 Filed Jun 4, 2018 22:15 UTC Exercise / conversionRestricted Stock Units · Derivative 5,914.02 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-019845 · form4.xml · derivative · entry 4

MCGINNIS PATRICIA G · CIK 0001227951 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,914.02 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the fair market value of a share of common stock of the Company.

F1 · price: Each restricted stock unit represents a contingent right to receive the fair market value of a share of common stock of the Company.

F3 · derivative.exercise_date: Vesting of each restricted stock unit is contingent upon the Director's continued service as a director of the Company through the next meeting of shareholders. The restricted stock units generally will be settled in cash on the earlier of the date the Director's service as a director terminates or the payment date elected by Director.

F3 · derivative.expiration_date: Vesting of each restricted stock unit is contingent upon the Director's continued service as a director of the Company through the next meeting of shareholders. The restricted stock units generally will be settled in cash on the earlier of the date the Director's service as a director terminates or the payment date elected by Director.

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May 31, 2018 Filed Jun 4, 2018 22:15 UTC Disposition to issuerCommon Stock 5,914.02 $35.67 $210,953.09
Disclosure

SEC source: 0001127602-18-019845 · form4.xml · nonDerivative · entry 2

MCGINNIS PATRICIA G · CIK 0001227951 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,555

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May 31, 2018 Filed Jun 4, 2018 22:15 UTC Exercise / conversionCommon Stock 5,914.02 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-019845 · form4.xml · nonDerivative · entry 1

MCGINNIS PATRICIA G · CIK 0001227951 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,469.02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive the fair market value of a share of common stock of the Company.

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May 15, 2018 Filed May 15, 2018 21:00 UTC
Freidman Daniel RDiv Pres, Whls Prod & Source
SaleCommon Stock 5,000 $34.70 $173,516.00
Disclosure

SEC source: 0001127602-18-017534 · form4.xml · nonDerivative · entry 1

Freidman Daniel R · CIK 0001481947 · Div Pres, Whls Prod & Source

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,046

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 27, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.37 to $35.07, inclusive. The reporting person undertakes to provide to Caleres, Inc., any security holder of Caleres, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

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May 14, 2018 Filed May 15, 2018 21:01 UTC
Koch DouglasSVP, Chief HR Officer
SaleCommon Stock 10,000 $35.00 $350,000.00
Disclosure

SEC source: 0001127602-18-017537 · form4.xml · nonDerivative · entry 1

Koch Douglas · CIK 0001328688 · SVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,501

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 23, 2018.

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April 16, 2018 Filed Apr 17, 2018 19:27 UTC
Freidman Daniel RDiv Pres, Whls Prod & Source
SaleCommon Stock 4,690 $34.23 $160,552.77
Disclosure

SEC source: 0001127602-18-014740 · form4.xml · nonDerivative · entry 1

Freidman Daniel R · CIK 0001481947 · Div Pres, Whls Prod & Source

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,046

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 27, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.97 to $34.48, inclusive. The reporting person undertakes to provide to Caleres, Inc., any security holder of Caleres, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

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April 09, 2018 Filed Apr 11, 2018 21:33 UTC
Ausick Richard MDiv Pres, Famous Footwear
SaleCommon Stock 3,110 $34.78 $108,150.56
Disclosure

SEC source: 0001127602-18-014399 · form4.xml · nonDerivative · entry 1

Ausick Richard M · CIK 0001368132 · Div Pres, Famous Footwear

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by the Ausick Revocable Living Trust 2000

Disclosed balance after: 61,534

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.65 to $35.01, inclusive. The reporting person undertakes to provide to Caleres, Inc., any security holder of Caleres, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

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April 06, 2018 Filed Apr 9, 2018 19:49 UTC
Ausick Richard MDiv Pres, Famous Footwear
SaleCommon Stock 11,890 $34.79 $413,664.99
Disclosure

SEC source: 0001127602-18-014275 · form4.xml · nonDerivative · entry 1

Ausick Richard M · CIK 0001368132 · Div Pres, Famous Footwear

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by the Ausick Revocable Living Trust 2000

Disclosed balance after: 64,644

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.75 to $34.87, inclusive. The reporting person undertakes to provide to Caleres, Inc., any security holder of Caleres, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4

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April 06, 2018 Filed Apr 9, 2018 19:47 UTC
SULLIVAN DIANE MDirector · CEO, Pres. & Chair. of Board
SaleCommon Stock 2,399 $36.00 $86,364.00
Disclosure

SEC source: 0001127602-18-014273 · form4.xml · nonDerivative · entry 3

SULLIVAN DIANE M · CIK 0001245939 · Director · CEO, Pres. & Chair. of Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 706,101

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 13, 2017.

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April 06, 2018 Filed Apr 9, 2018 19:47 UTC
SULLIVAN DIANE MDirector · CEO, Pres. & Chair. of Board
GiftCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-014273 · form4.xml · nonDerivative · entry 2

SULLIVAN DIANE M · CIK 0001245939 · Director · CEO, Pres. & Chair. of Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 708,500

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April 05, 2018 Filed Apr 9, 2018 19:47 UTC
SULLIVAN DIANE MDirector · CEO, Pres. & Chair. of Board
SaleCommon Stock 15,000 $35.00 $525,000.00
Disclosure

SEC source: 0001127602-18-014273 · form4.xml · nonDerivative · entry 1

SULLIVAN DIANE M · CIK 0001245939 · Director · CEO, Pres. & Chair. of Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 711,000

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 13, 2017.

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March 20, 2018 Filed Mar 21, 2018 18:57 UTC
Ausick Richard MDiv Pres, Famous Footwear
SaleCommon Stock 17,651 $32.91 $580,975.60
Disclosure

SEC source: 0001127602-18-012371 · form4.xml · nonDerivative · entry 1

Ausick Richard M · CIK 0001368132 · Div Pres, Famous Footwear

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by the Ausick Revocable Living Trust 2000

Disclosed balance after: 76,534

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.83 to $33.05, inclusive. The reporting person undertakes to provide to Caleres, Inc., any security holder of Caleres, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

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March 19, 2018 Filed Mar 19, 2018 18:42 UTC
Freidman Daniel RDiv Pres, Whls Prod & Source
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $3.33 $0.00
Disclosure

SEC source: 0001127602-18-012001 · form4.xml · derivative · entry 6

Freidman Daniel R · CIK 0001481947 · Div Pres, Whls Prod & Source

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2019-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option became exercisable in ten equal annual installments beginning 3/4/2010

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March 19, 2018 Filed Mar 19, 2018 18:42 UTC
Freidman Daniel RDiv Pres, Whls Prod & Source
SaleCommon Stock 2,000 $31.81 $63,620.00
Disclosure

SEC source: 0001127602-18-012001 · form4.xml · nonDerivative · entry 4

Freidman Daniel R · CIK 0001481947 · Div Pres, Whls Prod & Source

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,736

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 27, 2017.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.