Last 12 months
Inside the activity.
0 purchase rows · 11 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 8 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 2 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 20, 2004 Filed Jan 22, 2004 21:23 UTC |
RHODES WILLIAM RSenior Vice Chairman
|
GrantEmployee Stock Options (Right to Buy) · Derivative | 75,000 | $0.00 Strike: $49.50 | $0.00 |
DisclosureSEC source: 0001181431-04-003948 · rrd29794.xml · derivative · entry 3 RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2010-01-20 F3 · derivative.exercise_date: The options are exercisable in three annual installments beginning on July 20, 2005. Read SEC document |
| January 20, 2004 Filed Jan 22, 2004 21:23 UTC |
RHODES WILLIAM RSenior Vice Chairman
|
Exercise / conversionDeferred Share Units (1 for 1) · Derivative | 7,556.8 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-04-003948 · rrd29794.xml · derivative · entry 2 RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,556.8 shares Expires 2004-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Cash settlement of Deferred Share Units. Read SEC document |
| January 20, 2004 Filed Jan 22, 2004 21:23 UTC |
RHODES WILLIAM RSenior Vice Chairman
|
GrantCommon Stock | 25,407.5 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-04-003948 · rrd29794.xml · nonDerivative · entry 1 RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 790,517.9 F1 · shares: Award of deferred stock under the Issuer's Capital Accumulation Program. Read SEC document |
| January 20, 2004 Filed Jan 23, 2004 02:23 UTC |
THOMSON TODD SChief Financial Officer
|
GrantEmployee Stock Options (Right to Buy) · Derivative | 70,000 | $0.00 Strike: $49.50 | $0.00 |
DisclosureSEC source: 0001181431-04-003949 · rrd29646.xml · derivative · entry 8 THOMSON TODD S · CIK 0001225707 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Underlying: Common Stock · 70,000 shares Expires 2010-01-20 F2 · derivative.exercise_date: The options are exercisable in three annual installments beginning on July 20, 2005. Read SEC document |
| January 20, 2004 Filed Jan 23, 2004 02:23 UTC |
THOMSON TODD SChief Financial Officer
|
GrantEmployee Stock Options (Right to Buy) · Derivative | 17,199 | $0.00 Strike: $49.50 | $0.00 |
DisclosureSEC source: 0001181431-04-003949 · rrd29646.xml · derivative · entry 7 THOMSON TODD S · CIK 0001225707 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,199 Underlying: Common Stock · 17,199 shares Expires 2008-11-02 Read SEC document |
| January 20, 2004 Filed Jan 23, 2004 02:23 UTC |
THOMSON TODD SChief Financial Officer
|
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 27,047 | $0.00 Strike: $21.92 | $0.00 |
DisclosureSEC source: 0001181431-04-003949 · rrd29646.xml · derivative · entry 6 THOMSON TODD S · CIK 0001225707 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 27,047 shares Expires 2008-11-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 20, 2004 Filed Jan 23, 2004 02:23 UTC |
THOMSON TODD SChief Financial Officer
|
GrantCommon Stock | 130,697 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-04-003949 · rrd29646.xml · nonDerivative · entry 4 THOMSON TODD S · CIK 0001225707 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 344,044.9 F1 · shares: Award of restricted stock under the Issuer's Capital Accumulation Program. Read SEC document |
| January 20, 2004 Filed Jan 23, 2004 02:23 UTC |
THOMSON TODD SChief Financial Officer
|
Tax withholdingCommon Stock | 5,224 | $49.50 | $258,588.00 |
DisclosureSEC source: 0001181431-04-003949 · rrd29646.xml · nonDerivative · entry 3 THOMSON TODD S · CIK 0001225707 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,347.9 Read SEC document |
| January 20, 2004 Filed Jan 23, 2004 02:23 UTC |
THOMSON TODD SChief Financial Officer
|
Tax withholdingCommon Stock | 11,975 | $49.50 | $592,762.50 |
DisclosureSEC source: 0001181431-04-003949 · rrd29646.xml · nonDerivative · entry 2 THOMSON TODD S · CIK 0001225707 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,571.9 Read SEC document |
| January 20, 2004 Filed Jan 23, 2004 02:23 UTC |
THOMSON TODD SChief Financial Officer
|
Exercise / conversionCommon Stock | 27,047 | $21.92 | $592,805.33 |
DisclosureSEC source: 0001181431-04-003949 · rrd29646.xml · nonDerivative · entry 1 THOMSON TODD S · CIK 0001225707 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,546.9 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 20, 2004 Filed Jan 23, 2004 02:23 UTC |
KRAWCHECK SALLIECEO Smith Barney
|
GrantEmployee Stock Options (Right to Buy) · Derivative | 66,666.67 | $0.00 Strike: $49.50 | $0.00 |
DisclosureSEC source: 0001181431-04-003954 · rrd29807.xml · derivative · entry 3 KRAWCHECK SALLIE · CIK 0001226642 · CEO Smith Barney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,666.67 Underlying: Common Stock · 66,666.67 shares Expires 2010-01-20 F3 · derivative.exercise_date: The options are exercisable in three annual installments beginning on July 20, 2005. Read SEC document |
| January 20, 2004 Filed Jan 23, 2004 02:23 UTC |
KRAWCHECK SALLIECEO Smith Barney
|
GrantCommon Stock | 8,333.3 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-04-003954 · rrd29807.xml · nonDerivative · entry 2 KRAWCHECK SALLIE · CIK 0001226642 · CEO Smith Barney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,036.8 F2 · shares: Award of deferred stock under the Issuer's Capital Accumulation Program. Read SEC document |
| January 20, 2004 Filed Jan 23, 2004 02:23 UTC |
KRAWCHECK SALLIECEO Smith Barney
|
GrantCommon Stock | 57,020.2 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-04-003954 · rrd29807.xml · nonDerivative · entry 1 KRAWCHECK SALLIE · CIK 0001226642 · CEO Smith Barney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,703.5 F1 · shares: Award of restricted stock under the Issuer's Capital Accumulation Program. Read SEC document |
| January 16, 2004 Filed Jan 20, 2004 18:02 UTC |
BISCHOFF WINFRIED F W SIRChairman, Citigroup Europe
|
Tax withholdingCommon Stock | 12,244.9 | $49.40 | $604,836.84 |
DisclosureSEC source: 0001181431-04-003381 · rrd29311.xml · nonDerivative · entry 1 BISCHOFF WINFRIED F W SIR · CIK 0001196150 · Chairman, Citigroup Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,172.1 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of deferred stock awarded under the Issuer's Capital Accumulation Program. Read SEC document |
| January 16, 2004 Filed Jan 20, 2004 23:03 UTC |
BUSHNELL DAVID CSenior Risk Officer
|
Tax withholdingCommon Stock | 3,692 | $49.40 | $182,366.34 |
DisclosureSEC source: 0001181431-04-003382 · rrd29327.xml · nonDerivative · entry 1 BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,189.9 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the Issuer's Capital Accumulation Program. Read SEC document |
| January 16, 2004 Filed Jan 20, 2004 18:04 UTC |
MAUGHAN DERYCK CVice Chairman
|
Tax withholdingCommon Stock | 15,661 | $49.40 | $773,575.10 |
DisclosureSEC source: 0001181431-04-003383 · rrd29318.xml · nonDerivative · entry 1 MAUGHAN DERYCK C · CIK 0001225176 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,570,565.8 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the Issuer's Capital Accumulation Program. Read SEC document |
| January 16, 2004 Filed Jan 20, 2004 18:04 UTC |
CARPENTER MICHAEL ACEO Global Investments
|
Tax withholdingCommon Stock | 28,960 | $49.40 | $1,430,479.20 |
DisclosureSEC source: 0001181431-04-003384 · rrd29312.xml · nonDerivative · entry 1 CARPENTER MICHAEL A · CIK 0001225174 · CEO Global Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,004,231.7 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the Issuer's Capital Accumulation Program. Read SEC document |
| January 16, 2004 Filed Jan 20, 2004 18:05 UTC |
MENEZES VICTOR JSenior Vice Chairman
|
Tax withholdingCommon Stock | 11,575 | $49.40 | $571,747.13 |
DisclosureSEC source: 0001181431-04-003385 · rrd29319.xml · nonDerivative · entry 1 MENEZES VICTOR J · CIK 0001225177 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,927,442.9 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the Issuer's Capital Accumulation Program. Read SEC document |
| January 16, 2004 Filed Jan 20, 2004 18:05 UTC |
DRUSKIN ROBERTCEO, GCIB
|
Tax withholdingCommon Stock | 11,274 | $49.40 | $556,879.23 |
DisclosureSEC source: 0001181431-04-003386 · rrd29313.xml · nonDerivative · entry 1 DRUSKIN ROBERT · CIK 0001225175 · CEO, GCIB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 959,468.8 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the Issuer's Capital Accumulation Program. Read SEC document |
| January 16, 2004 Filed Jan 20, 2004 18:06 UTC |
HANNON WILLIAM PController
|
Tax withholdingCommon Stock | 1,308 | $49.40 | $64,608.66 |
DisclosureSEC source: 0001181431-04-003387 · rrd29314.xml · nonDerivative · entry 1 HANNON WILLIAM P · CIK 0001140931 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,808.1 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the Issuer's Capital Accumulation Program. Read SEC document |
| January 16, 2004 Filed Jan 20, 2004 18:06 UTC |
PRINCE CHARLESDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 9,023 | $49.40 | $445,691.09 |
DisclosureSEC source: 0001181431-04-003388 · rrd29320.xml · nonDerivative · entry 1 PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,085,404.1 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the Issuer's Capital Accumulation Program. Read SEC document |
| January 16, 2004 Filed Jan 20, 2004 23:07 UTC |
JONES THOMAS WCEO Global Investment Mgt.
|
Tax withholdingCommon Stock | 8,873 | $49.40 | $438,281.84 |
DisclosureSEC source: 0001181431-04-003389 · rrd29315.xml · nonDerivative · entry 1 JONES THOMAS W · CIK 0001192374 · CEO Global Investment Mgt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 451,190.2 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the Issuer's Capital Accumulation Program. Read SEC document |
| January 16, 2004 Filed Jan 20, 2004 18:07 UTC |
RHODES WILLIAM RSenior Vice Chairman
|
Tax withholdingCommon Stock | 7,373 | $49.40 | $364,189.34 |
DisclosureSEC source: 0001181431-04-003390 · rrd29321.xml · nonDerivative · entry 1 RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 765,110.4 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the Issuer's Capital Accumulation Program. Read SEC document |
| January 16, 2004 Filed Jan 20, 2004 18:08 UTC |
MAGNER MARJORIECEO Global Consumer
|
Tax withholdingCommon Stock | 5,927 | $49.40 | $292,764.17 |
DisclosureSEC source: 0001181431-04-003391 · rrd29317.xml · nonDerivative · entry 1 MAGNER MARJORIE · CIK 0001225173 · CEO Global Consumer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 362,132.8 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the Issuer's Capital Accumulation Program. Read SEC document |
| January 16, 2004 Filed Jan 20, 2004 18:08 UTC |
RUBIN ROBERT EDirector · Office of the Chairman
|
Tax withholdingCommon Stock | 38,674 | $49.40 | $1,910,302.23 |
DisclosureSEC source: 0001181431-04-003392 · rrd29322.xml · nonDerivative · entry 1 RUBIN ROBERT E · CIK 0001225178 · Director · Office of the Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 337,507.3 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the Issuer's Capital Accumulation Program. Read SEC document |
| January 16, 2004 Filed Jan 20, 2004 23:10 UTC |
THOMSON TODD SChief Financial Officer
|
Tax withholdingCommon Stock | 5,692 | $49.40 | $281,156.34 |
DisclosureSEC source: 0001181431-04-003393 · rrd29325.xml · nonDerivative · entry 1 THOMSON TODD S · CIK 0001225707 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,499.9 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the Issuer's Capital Accumulation Program. Read SEC document |
| January 16, 2004 Filed Jan 20, 2004 18:12 UTC |
WILLUMSTAD ROBERT BDirector · President and COO
|
Tax withholdingCommon Stock | 8,333 | $49.40 | $411,608.54 |
DisclosureSEC source: 0001181431-04-003394 · rrd29326.xml · nonDerivative · entry 1 WILLUMSTAD ROBERT B · CIK 0001225708 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,498,102.5 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the Issuer's Capital Accumulation Program. F2 · balance_after: Includes 64,320 shares directly beneficially owned by the Reporting Person in his capacity as trustee of a Grantor Retained Annuity Trust. Read SEC document |
| January 12, 2004 Filed Jan 14, 2004 15:33 UTC |
BISCHOFF WINFRIED F W SIRChairman, Citigroup Europe
|
Tax withholdingCommon Stock | 1,799.5 | $49.69 | $89,417.16 |
DisclosureSEC source: 0001181431-04-002685 · rrd29062.xml · nonDerivative · entry 1 BISCHOFF WINFRIED F W SIR · CIK 0001196150 · Chairman, Citigroup Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,417 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of deferred stock awarded under the Issuer's 1999 Stock Incentive Plan. Read SEC document |
| January 12, 2004 Filed Jan 14, 2004 20:34 UTC |
BUSHNELL DAVID CSenior Risk Officer
|
Tax withholdingCommon Stock | 1,720 | $49.69 | $85,466.80 |
DisclosureSEC source: 0001181431-04-002686 · rrd29067.xml · nonDerivative · entry 1 BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,881.9 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the Issuer's 1999 Stock Incentive Plan. Read SEC document |
| January 12, 2004 Filed Jan 14, 2004 15:36 UTC |
DRUSKIN ROBERTCEO, GCIB
|
Tax withholdingCommon Stock | 2,742 | $49.69 | $136,249.98 |
DisclosureSEC source: 0001181431-04-002687 · rrd29068.xml · nonDerivative · entry 1 DRUSKIN ROBERT · CIK 0001225175 · CEO, GCIB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 970,742.8 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the Issuer's 1999 Stock Incentive Plan. Read SEC document |
| January 12, 2004 Filed Jan 14, 2004 15:37 UTC |
MAUGHAN DERYCK CVice Chairman
|
Tax withholdingCommon Stock | 3,388 | $49.69 | $168,349.72 |
DisclosureSEC source: 0001181431-04-002689 · rrd29069.xml · nonDerivative · entry 1 MAUGHAN DERYCK C · CIK 0001225176 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,586,226.8 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the Issuer's 1999 Stock Incentive Plan. Read SEC document |
| January 12, 2004 Filed Jan 14, 2004 15:38 UTC |
PRINCE CHARLESDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 3,564.9 | $49.69 | $177,139.88 |
DisclosureSEC source: 0001181431-04-002690 · rrd29070.xml · nonDerivative · entry 1 PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,094,427.1 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the Issuer's 1999 Stock Incentive Plan. Read SEC document |
| January 09, 2004 Filed Jan 13, 2004 15:08 UTC |
WILLUMSTAD ROBERT BDirector · President and COO
|
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 884 | $0.00 Strike: $49.36 | $0.00 |
DisclosureSEC source: 0001181431-04-002507 · rrd28820.xml · derivative · entry 9 WILLUMSTAD ROBERT B · CIK 0001225708 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 884 shares Expires 2004-01-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 09, 2004 Filed Jan 13, 2004 15:08 UTC |
WILLUMSTAD ROBERT BDirector · President and COO
|
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 844 | $0.00 Strike: $48.92 | $0.00 |
DisclosureSEC source: 0001181431-04-002507 · rrd28820.xml · derivative · entry 8 WILLUMSTAD ROBERT B · CIK 0001225708 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 844 shares Expires 2004-01-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 09, 2004 Filed Jan 13, 2004 15:08 UTC |
WILLUMSTAD ROBERT BDirector · President and COO
|
Tax withholdingCommon Stock | 10 | $50.12 | $501.20 |
DisclosureSEC source: 0001181431-04-002507 · rrd28820.xml · nonDerivative · entry 6 WILLUMSTAD ROBERT B · CIK 0001225708 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,506,435.5 F1 · balance_after: Includes 64,320 shares directly beneficially owned by the Reporting Person in his capacity as trustee of a Grantor Retained Annuity Trust. Read SEC document |
| January 09, 2004 Filed Jan 13, 2004 15:08 UTC |
WILLUMSTAD ROBERT BDirector · President and COO
|
Tax withholdingCommon Stock | 824 | $50.12 | $41,298.88 |
DisclosureSEC source: 0001181431-04-002507 · rrd28820.xml · nonDerivative · entry 5 WILLUMSTAD ROBERT B · CIK 0001225708 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,506,445.5 F1 · balance_after: Includes 64,320 shares directly beneficially owned by the Reporting Person in his capacity as trustee of a Grantor Retained Annuity Trust. Read SEC document |
| January 09, 2004 Filed Jan 13, 2004 15:08 UTC |
WILLUMSTAD ROBERT BDirector · President and COO
|
Exercise / conversionCommon Stock | 844 | $48.92 | $41,289.41 |
DisclosureSEC source: 0001181431-04-002507 · rrd28820.xml · nonDerivative · entry 4 WILLUMSTAD ROBERT B · CIK 0001225708 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,507,269.5 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 64,320 shares directly beneficially owned by the Reporting Person in his capacity as trustee of a Grantor Retained Annuity Trust. Read SEC document |
| January 09, 2004 Filed Jan 13, 2004 15:08 UTC |
WILLUMSTAD ROBERT BDirector · President and COO
|
Tax withholdingCommon Stock | 6 | $50.12 | $300.72 |
DisclosureSEC source: 0001181431-04-002507 · rrd28820.xml · nonDerivative · entry 3 WILLUMSTAD ROBERT B · CIK 0001225708 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,506,425.5 F1 · balance_after: Includes 64,320 shares directly beneficially owned by the Reporting Person in his capacity as trustee of a Grantor Retained Annuity Trust. Read SEC document |
| January 09, 2004 Filed Jan 13, 2004 15:08 UTC |
WILLUMSTAD ROBERT BDirector · President and COO
|
Tax withholdingCommon Stock | 871 | $50.12 | $43,654.52 |
DisclosureSEC source: 0001181431-04-002507 · rrd28820.xml · nonDerivative · entry 2 WILLUMSTAD ROBERT B · CIK 0001225708 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,506,431.5 F1 · balance_after: Includes 64,320 shares directly beneficially owned by the Reporting Person in his capacity as trustee of a Grantor Retained Annuity Trust. Read SEC document |
| January 09, 2004 Filed Jan 13, 2004 15:08 UTC |
WILLUMSTAD ROBERT BDirector · President and COO
|
Exercise / conversionCommon Stock | 884 | $49.36 | $43,632.74 |
DisclosureSEC source: 0001181431-04-002507 · rrd28820.xml · nonDerivative · entry 1 WILLUMSTAD ROBERT B · CIK 0001225708 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,507,302.5 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 64,320 shares directly beneficially owned by the Reporting Person in his capacity as trustee of a Grantor Retained Annuity Trust. Read SEC document |
| January 06, 2004 Filed Jan 8, 2004 19:53 UTC |
BUSHNELL DAVID CSenior Risk Officer
|
GrantEmployee Stock Options (Right to Buy) · Derivative | 19,194 | $0.00 Strike: $49.79 | $0.00 |
DisclosureSEC source: 0001181431-04-001794 · rrd28243.xml · derivative · entry 6 BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,194 Underlying: Common Stock · 19,194 shares Expires 2010-04-18 Read SEC document |
| January 06, 2004 Filed Jan 8, 2004 19:53 UTC |
BUSHNELL DAVID CSenior Risk Officer
|
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 21,443 | $0.00 Strike: $41.45 | $0.00 |
DisclosureSEC source: 0001181431-04-001794 · rrd28243.xml · derivative · entry 5 BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,443 shares Expires 2010-04-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 06, 2004 Filed Jan 8, 2004 19:53 UTC |
BUSHNELL DAVID CSenior Risk Officer
|
Tax withholdingCommon Stock | 1,345 | $49.79 | $66,967.55 |
DisclosureSEC source: 0001181431-04-001794 · rrd28243.xml · nonDerivative · entry 3 BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,601.9 Read SEC document |
| January 06, 2004 Filed Jan 8, 2004 19:53 UTC |
BUSHNELL DAVID CSenior Risk Officer
|
Tax withholdingCommon Stock | 17,849 | $49.79 | $888,701.71 |
DisclosureSEC source: 0001181431-04-001794 · rrd28243.xml · nonDerivative · entry 2 BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,946.9 Read SEC document |
| January 06, 2004 Filed Jan 8, 2004 19:53 UTC |
BUSHNELL DAVID CSenior Risk Officer
|
Exercise / conversionCommon Stock | 21,443 | $41.45 | $888,709.42 |
DisclosureSEC source: 0001181431-04-001794 · rrd28243.xml · nonDerivative · entry 1 BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,795.9 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 06, 2004 Filed Jan 8, 2004 14:54 UTC |
DRUSKIN ROBERTPresident & CEO, GCIB
|
GrantEmployee Stock Options (Right to Buy) · Derivative | 49,757 | $0.00 Strike: $49.79 | $0.00 |
DisclosureSEC source: 0001181431-04-001795 · rrd28242.xml · derivative · entry 6 DRUSKIN ROBERT · CIK 0001225175 · President & CEO, GCIB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,757 Underlying: Common Stock · 49,757 shares Expires 2010-04-18 Read SEC document |
| January 06, 2004 Filed Jan 8, 2004 14:54 UTC |
DRUSKIN ROBERTPresident & CEO, GCIB
|
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 55,754 | $0.00 Strike: $41.45 | $0.00 |
DisclosureSEC source: 0001181431-04-001795 · rrd28242.xml · derivative · entry 5 DRUSKIN ROBERT · CIK 0001225175 · President & CEO, GCIB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 55,754 shares Expires 2010-04-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 06, 2004 Filed Jan 8, 2004 14:54 UTC |
DRUSKIN ROBERTPresident & CEO, GCIB
|
Tax withholdingCommon Stock | 3,348 | $49.79 | $166,696.92 |
DisclosureSEC source: 0001181431-04-001795 · rrd28242.xml · nonDerivative · entry 3 DRUSKIN ROBERT · CIK 0001225175 · President & CEO, GCIB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 973,484.8 Read SEC document |
| January 06, 2004 Filed Jan 8, 2004 14:54 UTC |
DRUSKIN ROBERTPresident & CEO, GCIB
|
Tax withholdingCommon Stock | 46,409 | $49.79 | $2,310,704.11 |
DisclosureSEC source: 0001181431-04-001795 · rrd28242.xml · nonDerivative · entry 2 DRUSKIN ROBERT · CIK 0001225175 · President & CEO, GCIB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 976,832.8 Read SEC document |
| January 06, 2004 Filed Jan 8, 2004 14:54 UTC |
DRUSKIN ROBERTPresident & CEO, GCIB
|
Exercise / conversionCommon Stock | 55,754 | $41.45 | $2,310,735.68 |
DisclosureSEC source: 0001181431-04-001795 · rrd28242.xml · nonDerivative · entry 1 DRUSKIN ROBERT · CIK 0001225175 · President & CEO, GCIB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,023,241.8 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.