Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CITIGROUP INCC · Entity 2837 | CEO Alternative Investments | February 13, 2006 | February 14, 2006 |
| FIRST CITIZENS BANCSHARES INC /DE/FCNCA · Entity 3195 | Director | January 03, 2022 | January 05, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CITIGROUP INC
Report date February 13, 2006 · Filed February 14, 2006
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 789,658.4 |
Reported balance
After 2006-02-13 transaction · row 1
1 source rowRow 1 · 2006-02-13 · Tax withholding · Disposed 21,282.91 · Balance 789,658.4 F1: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 167.1 |
Reported balance
Holding disclosure · report date 2006-02-13 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 167.1 |
| Common StockSEC Table I · non-derivative | IndirectBy GRATs | 395,450 |
Reported balance
Holding disclosure · report date 2006-02-13 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 395,450 |
Filing footnotes · ownership attribution and instrument terms
F1: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock.
FIRST CITIZENS BANCSHARES INC /DE/
Report date January 03, 2022 · Filed January 05, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A CommonSEC Table I · non-derivative | Direct | 2,215 |
Reported balance
After 2022-01-03 transaction · row 1
1 source rowRow 1 · 2022-01-03 · Grant · Acquired 2,215 · Balance 2,215 F1: Received in connection with the merger of CIT Group Inc. ("CIT") into the Issuer, effective January 3, 2022 (the "Merger"), based on the Merger exchange ratio, in exchange for (i) 14,983.4750 shares of CIT common stock, and (ii) Restricted Stock Units previously representing the right to receive an aggregate of 20,760.4320 shares of CIT common stock, all of which were converted into shares of the Issuer's Class A common stock. On the effective date of the Merger, the closing price of CIT common stock was $53.50, and the closing price of the Issuer's Class A common stock was $859.76. |
Filing footnotes · ownership attribution and instrument terms
F1: Received in connection with the merger of CIT Group Inc. ("CIT") into the Issuer, effective January 3, 2022 (the "Merger"), based on the Merger exchange ratio, in exchange for (i) 14,983.4750 shares of CIT common stock, and (ii) Restricted Stock Units previously representing the right to receive an aggregate of 20,760.4320 shares of CIT common stock, all of which were converted into shares of the Issuer's Class A common stock. On the effective date of the Merger, the closing price of CIT common stock was $53.50, and the closing price of the Issuer's Class A common stock was $859.76.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
AutoWeb, Inc.
Report date May 27, 2022 · Filed June 17, 2022
Section 16 reporting ended · disclosed 2022-06-17. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
CIT GROUP INC
Report date January 03, 2022 · Filed January 05, 2022
Section 16 reporting ended · disclosed 2022-01-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-01-03 transaction · row 1
1 source rowRow 1 · 2022-01-03 · Disposition to issuer · Disposed 14,983.475 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated October 15, 2020, by and among CIT Group Inc. ("CIT"), First Citizens BancShares, Inc. ("BancShares"), First-Citizens Bank & Trust Company, and FC Merger Subsidiary IX, Inc. (as amended from time to time, the "Merger Agreement"), a transaction exempt under Rule 16b-3, each issued and outstanding share of common stock, par value $0.01 per share, of CIT ("CIT Common Stock") was converted into 0.06200 (the "Exchange Ratio") shares of Class A common stock, par value $1.00 per share, of BancShares (the "BancShares Class A Common Stock"). On December 31, 2021 (the business day prior to the merger), the closing price of one share of CIT Common Stock was $51.34. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-01-03 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-01-03 · Disposition to issuer · Disposed 2,457.244 · Balance 0 F2: For Mr. Carpenter, pursuant to the Merger Agreement, a transaction exempt under Rule 16b-3, the unvested restricted stock units in respect of shares of CIT Common Stock (the " CIT RSUs") (not subject to deferral) automatically vested upon the effective time and were converted into 152 shares of BancShares Class A Common Stock as multiplied by the Exchange Ratio less fractional shares paid in cash. F3: Each CIT RSU had the economic equivalent of one share of CIT Common Stock. |
| Deferred Share UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-01-03 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-01-03 · Disposition to issuer · Disposed 18,303.187 · Balance 0 F4: Mr. Carpenter previously elected to defer issuance of CIT Common Stock until he was no longer a member of the Board. Pursuant to Merger Agreement, the deferred share units in respect of CIT Common Stock (the "CIT DSUs") automatically vested upon the effective time and were converted into 1,134 shares of BancShares Class A Common Stock as multiplied by the Exchange Ratio less fractional shares paid in cash. F5: Each CIT DSU had the economic equivalent of one share of CIT Common Stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger, dated October 15, 2020, by and among CIT Group Inc. ("CIT"), First Citizens BancShares, Inc. ("BancShares"), First-Citizens Bank & Trust Company, and FC Merger Subsidiary IX, Inc. (as amended from time to time, the "Merger Agreement"), a transaction exempt under Rule 16b-3, each issued and outstanding share of common stock, par value $0.01 per share, of CIT ("CIT Common Stock") was converted into 0.06200 (the "Exchange Ratio") shares of Class A common stock, par value $1.00 per share, of BancShares (the "BancShares Class A Common Stock"). On December 31, 2021 (the business day prior to the merger), the closing price of one share of CIT Common Stock was $51.34.
F2: For Mr. Carpenter, pursuant to the Merger Agreement, a transaction exempt under Rule 16b-3, the unvested restricted stock units in respect of shares of CIT Common Stock (the " CIT RSUs") (not subject to deferral) automatically vested upon the effective time and were converted into 152 shares of BancShares Class A Common Stock as multiplied by the Exchange Ratio less fractional shares paid in cash.
F3: Each CIT RSU had the economic equivalent of one share of CIT Common Stock.
F4: Mr. Carpenter previously elected to defer issuance of CIT Common Stock until he was no longer a member of the Board. Pursuant to Merger Agreement, the deferred share units in respect of CIT Common Stock (the "CIT DSUs") automatically vested upon the effective time and were converted into 1,134 shares of BancShares Class A Common Stock as multiplied by the Exchange Ratio less fractional shares paid in cash.
F5: Each CIT DSU had the economic equivalent of one share of CIT Common Stock.
Symbotic Inc.
Report date June 07, 2022 · Filed June 09, 2022
Section 16 reporting ended · disclosed 2022-06-09. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, par value $0.0001SEC Table I · non-derivative | Direct | 50,000 |
Reported balance
After 2022-06-07 transaction · row 1
1 source rowRow 1 · 2022-06-07 · Exercise / conversion · Acquired 50,000 · Balance 50,000 F1: On June 7, 2022, SVF Investment Corp. 3 (the "Issuer") consummated its business combination with Warehouse Technologies LLC, Symbotic Holdings LLC and Saturn Acquisition (DE) Corp. As described in the Issuer's Post-Effective Amendment No. 1 to the Registration Statement on Form S-4 (File No. 333-262529) (the "Registration Statement") filed with the U.S. Securities and Exchange Commission on May 23, 2022, the shares of Class B ordinary shares of the Issuer, par value of $0.0001 per share (the "Class B Ordinary Shares"), automatically converted into shares of Class B common stock of Symbotic Inc., par value $0.0001 per share (the "Class B Common Stock"), which shares of Class B Common Stock automatically converted into shares of Class A Common Stock of Symbotic Inc, par value $0.0001 per share, at the time of the Issuer's business combination, in each case, on a one-for-one basis. |
| Class B Ordinary Shares, par value $0.0001 per shareSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-06-07 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-06-07 · Exercise / conversion · Disposed 50,000 · Balance 0 F1: On June 7, 2022, SVF Investment Corp. 3 (the "Issuer") consummated its business combination with Warehouse Technologies LLC, Symbotic Holdings LLC and Saturn Acquisition (DE) Corp. As described in the Issuer's Post-Effective Amendment No. 1 to the Registration Statement on Form S-4 (File No. 333-262529) (the "Registration Statement") filed with the U.S. Securities and Exchange Commission on May 23, 2022, the shares of Class B ordinary shares of the Issuer, par value of $0.0001 per share (the "Class B Ordinary Shares"), automatically converted into shares of Class B common stock of Symbotic Inc., par value $0.0001 per share (the "Class B Common Stock"), which shares of Class B Common Stock automatically converted into shares of Class A Common Stock of Symbotic Inc, par value $0.0001 per share, at the time of the Issuer's business combination, in each case, on a one-for-one basis. |
Filing footnotes · ownership attribution and instrument terms
F1: On June 7, 2022, SVF Investment Corp. 3 (the "Issuer") consummated its business combination with Warehouse Technologies LLC, Symbotic Holdings LLC and Saturn Acquisition (DE) Corp. As described in the Issuer's Post-Effective Amendment No. 1 to the Registration Statement on Form S-4 (File No. 333-262529) (the "Registration Statement") filed with the U.S. Securities and Exchange Commission on May 23, 2022, the shares of Class B ordinary shares of the Issuer, par value of $0.0001 per share (the "Class B Ordinary Shares"), automatically converted into shares of Class B common stock of Symbotic Inc., par value $0.0001 per share (the "Class B Common Stock"), which shares of Class B Common Stock automatically converted into shares of Class A Common Stock of Symbotic Inc, par value $0.0001 per share, at the time of the Issuer's business combination, in each case, on a one-for-one basis.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 07, 2022 Filed Jun 9, 2022 20:48 UTC | Symbotic Inc. SVFC · Entity 2319 | Exercise / conversionClass B Ordinary Shares, par value $0.0001 per share · Derivative | 50,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-021778 · doc4.xml · derivative · entry 2 CARPENTER MICHAEL A · CIK 0001225174 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · Not disclosed shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On June 7, 2022, SVF Investment Corp. 3 (the "Issuer") consummated its business combination with Warehouse Technologies LLC, Symbotic Holdings LLC and Saturn Acquisition (DE) Corp. As described in the Issuer's Post-Effective Amendment No. 1 to the Registration Statement on Form S-4 (File No. 333-262529) (the "Registration Statement") filed with the U.S. Securities and Exchange Commission on May 23, 2022, the shares of Class B ordinary shares of the Issuer, par value of $0.0001 per share (the "Class B Ordinary Shares"), automatically converted into shares of Class B common stock of Symbotic Inc., par value $0.0001 per share (the "Class B Common Stock"), which shares of Class B Common Stock automatically converted into shares of Class A Common Stock of Symbotic Inc, par value $0.0001 per share, at the time of the Issuer's business combination, in each case, on a one-for-one basis. F1 · kind: On June 7, 2022, SVF Investment Corp. 3 (the "Issuer") consummated its business combination with Warehouse Technologies LLC, Symbotic Holdings LLC and Saturn Acquisition (DE) Corp. As described in the Issuer's Post-Effective Amendment No. 1 to the Registration Statement on Form S-4 (File No. 333-262529) (the "Registration Statement") filed with the U.S. Securities and Exchange Commission on May 23, 2022, the shares of Class B ordinary shares of the Issuer, par value of $0.0001 per share (the "Class B Ordinary Shares"), automatically converted into shares of Class B common stock of Symbotic Inc., par value $0.0001 per share (the "Class B Common Stock"), which shares of Class B Common Stock automatically converted into shares of Class A Common Stock of Symbotic Inc, par value $0.0001 per share, at the time of the Issuer's business combination, in each case, on a one-for-one basis. F1 · price: On June 7, 2022, SVF Investment Corp. 3 (the "Issuer") consummated its business combination with Warehouse Technologies LLC, Symbotic Holdings LLC and Saturn Acquisition (DE) Corp. As described in the Issuer's Post-Effective Amendment No. 1 to the Registration Statement on Form S-4 (File No. 333-262529) (the "Registration Statement") filed with the U.S. Securities and Exchange Commission on May 23, 2022, the shares of Class B ordinary shares of the Issuer, par value of $0.0001 per share (the "Class B Ordinary Shares"), automatically converted into shares of Class B common stock of Symbotic Inc., par value $0.0001 per share (the "Class B Common Stock"), which shares of Class B Common Stock automatically converted into shares of Class A Common Stock of Symbotic Inc, par value $0.0001 per share, at the time of the Issuer's business combination, in each case, on a one-for-one basis. F1 · derivative.exercise_date: On June 7, 2022, SVF Investment Corp. 3 (the "Issuer") consummated its business combination with Warehouse Technologies LLC, Symbotic Holdings LLC and Saturn Acquisition (DE) Corp. As described in the Issuer's Post-Effective Amendment No. 1 to the Registration Statement on Form S-4 (File No. 333-262529) (the "Registration Statement") filed with the U.S. Securities and Exchange Commission on May 23, 2022, the shares of Class B ordinary shares of the Issuer, par value of $0.0001 per share (the "Class B Ordinary Shares"), automatically converted into shares of Class B common stock of Symbotic Inc., par value $0.0001 per share (the "Class B Common Stock"), which shares of Class B Common Stock automatically converted into shares of Class A Common Stock of Symbotic Inc, par value $0.0001 per share, at the time of the Issuer's business combination, in each case, on a one-for-one basis. F1 · derivative.expiration_date: On June 7, 2022, SVF Investment Corp. 3 (the "Issuer") consummated its business combination with Warehouse Technologies LLC, Symbotic Holdings LLC and Saturn Acquisition (DE) Corp. As described in the Issuer's Post-Effective Amendment No. 1 to the Registration Statement on Form S-4 (File No. 333-262529) (the "Registration Statement") filed with the U.S. Securities and Exchange Commission on May 23, 2022, the shares of Class B ordinary shares of the Issuer, par value of $0.0001 per share (the "Class B Ordinary Shares"), automatically converted into shares of Class B common stock of Symbotic Inc., par value $0.0001 per share (the "Class B Common Stock"), which shares of Class B Common Stock automatically converted into shares of Class A Common Stock of Symbotic Inc, par value $0.0001 per share, at the time of the Issuer's business combination, in each case, on a one-for-one basis. F1 · derivative.underlying_shares: On June 7, 2022, SVF Investment Corp. 3 (the "Issuer") consummated its business combination with Warehouse Technologies LLC, Symbotic Holdings LLC and Saturn Acquisition (DE) Corp. As described in the Issuer's Post-Effective Amendment No. 1 to the Registration Statement on Form S-4 (File No. 333-262529) (the "Registration Statement") filed with the U.S. Securities and Exchange Commission on May 23, 2022, the shares of Class B ordinary shares of the Issuer, par value of $0.0001 per share (the "Class B Ordinary Shares"), automatically converted into shares of Class B common stock of Symbotic Inc., par value $0.0001 per share (the "Class B Common Stock"), which shares of Class B Common Stock automatically converted into shares of Class A Common Stock of Symbotic Inc, par value $0.0001 per share, at the time of the Issuer's business combination, in each case, on a one-for-one basis. Read SEC document |
| June 07, 2022 Filed Jun 9, 2022 20:48 UTC | Symbotic Inc. SVFC · Entity 2319 | Exercise / conversionClass A Common Stock, par value $0.0001 | 50,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-021778 · doc4.xml · nonDerivative · entry 1 CARPENTER MICHAEL A · CIK 0001225174 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On June 7, 2022, SVF Investment Corp. 3 (the "Issuer") consummated its business combination with Warehouse Technologies LLC, Symbotic Holdings LLC and Saturn Acquisition (DE) Corp. As described in the Issuer's Post-Effective Amendment No. 1 to the Registration Statement on Form S-4 (File No. 333-262529) (the "Registration Statement") filed with the U.S. Securities and Exchange Commission on May 23, 2022, the shares of Class B ordinary shares of the Issuer, par value of $0.0001 per share (the "Class B Ordinary Shares"), automatically converted into shares of Class B common stock of Symbotic Inc., par value $0.0001 per share (the "Class B Common Stock"), which shares of Class B Common Stock automatically converted into shares of Class A Common Stock of Symbotic Inc, par value $0.0001 per share, at the time of the Issuer's business combination, in each case, on a one-for-one basis. F1 · price: On June 7, 2022, SVF Investment Corp. 3 (the "Issuer") consummated its business combination with Warehouse Technologies LLC, Symbotic Holdings LLC and Saturn Acquisition (DE) Corp. As described in the Issuer's Post-Effective Amendment No. 1 to the Registration Statement on Form S-4 (File No. 333-262529) (the "Registration Statement") filed with the U.S. Securities and Exchange Commission on May 23, 2022, the shares of Class B ordinary shares of the Issuer, par value of $0.0001 per share (the "Class B Ordinary Shares"), automatically converted into shares of Class B common stock of Symbotic Inc., par value $0.0001 per share (the "Class B Common Stock"), which shares of Class B Common Stock automatically converted into shares of Class A Common Stock of Symbotic Inc, par value $0.0001 per share, at the time of the Issuer's business combination, in each case, on a one-for-one basis. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 14:50 UTC | FIRST CITIZENS BANCSHARES INC /DE/ FCNCA · Entity 3195 | GrantClass A Common | 2,215 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-001390 · doc4.xml · nonDerivative · entry 1 CARPENTER MICHAEL A · CIK 0001225174 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,215 F1 · price: Received in connection with the merger of CIT Group Inc. ("CIT") into the Issuer, effective January 3, 2022 (the "Merger"), based on the Merger exchange ratio, in exchange for (i) 14,983.4750 shares of CIT common stock, and (ii) Restricted Stock Units previously representing the right to receive an aggregate of 20,760.4320 shares of CIT common stock, all of which were converted into shares of the Issuer's Class A common stock. On the effective date of the Merger, the closing price of CIT common stock was $53.50, and the closing price of the Issuer's Class A common stock was $859.76. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 18:02 UTC | CIT GROUP INC CIT · Entity 131580 | Disposition to issuerDeferred Share Unit · Derivative | 18,303.187 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-000985 · form4.xml · derivative · entry 3 CARPENTER MICHAEL A · CIK 0001225174 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,303.187 shares Expires not disclosed F4 · derivative.exercise_price: Mr. Carpenter previously elected to defer issuance of CIT Common Stock until he was no longer a member of the Board. Pursuant to Merger Agreement, the deferred share units in respect of CIT Common Stock (the "CIT DSUs") automatically vested upon the effective time and were converted into 1,134 shares of BancShares Class A Common Stock as multiplied by the Exchange Ratio less fractional shares paid in cash. F4 · kind: Mr. Carpenter previously elected to defer issuance of CIT Common Stock until he was no longer a member of the Board. Pursuant to Merger Agreement, the deferred share units in respect of CIT Common Stock (the "CIT DSUs") automatically vested upon the effective time and were converted into 1,134 shares of BancShares Class A Common Stock as multiplied by the Exchange Ratio less fractional shares paid in cash. F4 · shares: Mr. Carpenter previously elected to defer issuance of CIT Common Stock until he was no longer a member of the Board. Pursuant to Merger Agreement, the deferred share units in respect of CIT Common Stock (the "CIT DSUs") automatically vested upon the effective time and were converted into 1,134 shares of BancShares Class A Common Stock as multiplied by the Exchange Ratio less fractional shares paid in cash. F5 · price: Each CIT DSU had the economic equivalent of one share of CIT Common Stock. F4 · derivative.exercise_date: Mr. Carpenter previously elected to defer issuance of CIT Common Stock until he was no longer a member of the Board. Pursuant to Merger Agreement, the deferred share units in respect of CIT Common Stock (the "CIT DSUs") automatically vested upon the effective time and were converted into 1,134 shares of BancShares Class A Common Stock as multiplied by the Exchange Ratio less fractional shares paid in cash. F4 · derivative.expiration_date: Mr. Carpenter previously elected to defer issuance of CIT Common Stock until he was no longer a member of the Board. Pursuant to Merger Agreement, the deferred share units in respect of CIT Common Stock (the "CIT DSUs") automatically vested upon the effective time and were converted into 1,134 shares of BancShares Class A Common Stock as multiplied by the Exchange Ratio less fractional shares paid in cash. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 18:02 UTC | CIT GROUP INC CIT · Entity 131580 | Disposition to issuerRestricted Stock Units · Derivative | 2,457.244 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-000985 · form4.xml · derivative · entry 2 CARPENTER MICHAEL A · CIK 0001225174 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,457.244 shares Expires not disclosed F2 · derivative.exercise_price: For Mr. Carpenter, pursuant to the Merger Agreement, a transaction exempt under Rule 16b-3, the unvested restricted stock units in respect of shares of CIT Common Stock (the " CIT RSUs") (not subject to deferral) automatically vested upon the effective time and were converted into 152 shares of BancShares Class A Common Stock as multiplied by the Exchange Ratio less fractional shares paid in cash. F2 · kind: For Mr. Carpenter, pursuant to the Merger Agreement, a transaction exempt under Rule 16b-3, the unvested restricted stock units in respect of shares of CIT Common Stock (the " CIT RSUs") (not subject to deferral) automatically vested upon the effective time and were converted into 152 shares of BancShares Class A Common Stock as multiplied by the Exchange Ratio less fractional shares paid in cash. F2 · shares: For Mr. Carpenter, pursuant to the Merger Agreement, a transaction exempt under Rule 16b-3, the unvested restricted stock units in respect of shares of CIT Common Stock (the " CIT RSUs") (not subject to deferral) automatically vested upon the effective time and were converted into 152 shares of BancShares Class A Common Stock as multiplied by the Exchange Ratio less fractional shares paid in cash. F3 · price: Each CIT RSU had the economic equivalent of one share of CIT Common Stock. F2 · derivative.exercise_date: For Mr. Carpenter, pursuant to the Merger Agreement, a transaction exempt under Rule 16b-3, the unvested restricted stock units in respect of shares of CIT Common Stock (the " CIT RSUs") (not subject to deferral) automatically vested upon the effective time and were converted into 152 shares of BancShares Class A Common Stock as multiplied by the Exchange Ratio less fractional shares paid in cash. F2 · derivative.expiration_date: For Mr. Carpenter, pursuant to the Merger Agreement, a transaction exempt under Rule 16b-3, the unvested restricted stock units in respect of shares of CIT Common Stock (the " CIT RSUs") (not subject to deferral) automatically vested upon the effective time and were converted into 152 shares of BancShares Class A Common Stock as multiplied by the Exchange Ratio less fractional shares paid in cash. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 18:02 UTC | CIT GROUP INC CIT · Entity 131580 | Disposition to issuerCommon Stock | 14,983.475 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-000985 · form4.xml · nonDerivative · entry 1 CARPENTER MICHAEL A · CIK 0001225174 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Pursuant to the Agreement and Plan of Merger, dated October 15, 2020, by and among CIT Group Inc. ("CIT"), First Citizens BancShares, Inc. ("BancShares"), First-Citizens Bank & Trust Company, and FC Merger Subsidiary IX, Inc. (as amended from time to time, the "Merger Agreement"), a transaction exempt under Rule 16b-3, each issued and outstanding share of common stock, par value $0.01 per share, of CIT ("CIT Common Stock") was converted into 0.06200 (the "Exchange Ratio") shares of Class A common stock, par value $1.00 per share, of BancShares (the "BancShares Class A Common Stock"). On December 31, 2021 (the business day prior to the merger), the closing price of one share of CIT Common Stock was $51.34. F1 · price: Pursuant to the Agreement and Plan of Merger, dated October 15, 2020, by and among CIT Group Inc. ("CIT"), First Citizens BancShares, Inc. ("BancShares"), First-Citizens Bank & Trust Company, and FC Merger Subsidiary IX, Inc. (as amended from time to time, the "Merger Agreement"), a transaction exempt under Rule 16b-3, each issued and outstanding share of common stock, par value $0.01 per share, of CIT ("CIT Common Stock") was converted into 0.06200 (the "Exchange Ratio") shares of Class A common stock, par value $1.00 per share, of BancShares (the "BancShares Class A Common Stock"). On December 31, 2021 (the business day prior to the merger), the closing price of one share of CIT Common Stock was $51.34. Read SEC document |
| June 16, 2021 Filed Jun 17, 2021 16:05 UTC | AutoWeb, Inc. AUTO · Entity 123804 | GrantStock Options (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $2.74 | $0.00 |
DisclosureSEC source: 0001415889-21-003066 · form4-06172021_010645.xml · derivative · entry 1 CARPENTER MICHAEL A · CIK 0001225174 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2028-06-16 F1 · derivative.exercise_date: The options shall vest in twelve monthly installments of one-twelfth (1/12) each (adjusted monthly to avoid the vesting of fractional options in any month) on the 16th day of each month commencing July 16, 2021. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 19:07 UTC | CIT GROUP INC CIT · Entity 131580 | Exercise / conversionDeferred Share Unit · Derivative | 8,480.326 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-019086 · form4.xml · derivative · entry 2 CARPENTER MICHAEL A · CIK 0001225174 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,303.187 Underlying: Common Stock · 8,480.326 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Deferred Share Unit is the economic equivalent of one share of CIT common stock. F2 · kind: Each Deferred Share Unit is the economic equivalent of one share of CIT common stock. F3 · kind: Filer elected to receive 100% stock upon settlement. F4 · price: Each restricted stock unit ("RSU") has the economic equivalent of one share of CIT common stock. F5 · derivative.exercise_date: Filer elected to defer issuance of stock until no longer a member of the Board. F6 · derivative.expiration_date: Deferred share units ("DSU") will expire and settle in shares of common stock upon filer's departure from the Board. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 19:07 UTC | CIT GROUP INC CIT · Entity 131580 | Exercise / conversionRestricted Stock Units · Derivative | 8,480.326 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-019086 · form4.xml · derivative · entry 1 CARPENTER MICHAEL A · CIK 0001225174 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,480.326 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: RSUs are scheduled to vest 100% on June 1, 2021 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the date of settlement. F2 · kind: Each Deferred Share Unit is the economic equivalent of one share of CIT common stock. F3 · kind: Filer elected to receive 100% stock upon settlement. F4 · price: Each restricted stock unit ("RSU") has the economic equivalent of one share of CIT common stock. F1 · derivative.exercise_date: RSUs are scheduled to vest 100% on June 1, 2021 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the date of settlement. F1 · derivative.expiration_date: RSUs are scheduled to vest 100% on June 1, 2021 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the date of settlement. Read SEC document |
| May 15, 2021 Filed May 18, 2021 17:16 UTC | CIT GROUP INC CIT · Entity 131580 | Exercise / conversionDeferred Share Unit · Derivative | 658.513 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-017227 · form4.xml · derivative · entry 2 CARPENTER MICHAEL A · CIK 0001225174 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,822.861 Underlying: Common Stock · 658.513 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each Deferred Share Unit is the economic equivalent of one share of CIT common stock. F2 · kind: Filer elected to defer issuance of stock until no longer a member of the Board. F3 · kind: Filer elected to receive 100% stock upon settlement. F4 · kind: The restricted stock units settled 50% in stock and 50% in cash, which was deemed to occur through an acquisition of 100% of the underlying shares of CIT common stock and a simultaneous disposition to the issuer of 50% of the underlying shares of CIT common stock. F5 · kind: The restricted stock units vested on a Saturday, therefore, the closing price of CIT common stock on the immediately preceding Friday was used for the settlement. F6 · price: Each restricted stock unit ("RSU") has the economic equivalent of one share of CIT common stock. F2 · derivative.exercise_date: Filer elected to defer issuance of stock until no longer a member of the Board. F8 · derivative.expiration_date: Deferred share units ("DSU") will expire and settle in shares of common stock upon filer's departure from the Board. Read SEC document |
| May 15, 2021 Filed May 18, 2021 17:16 UTC | CIT GROUP INC CIT · Entity 131580 | Exercise / conversionRestricted Stock Units · Derivative | 658.513 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-017227 · form4.xml · derivative · entry 1 CARPENTER MICHAEL A · CIK 0001225174 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 658.513 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: RSUs are scheduled to vest in three equal installments on May 15, 2019, 2020, and 2021 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date. F2 · kind: Filer elected to defer issuance of stock until no longer a member of the Board. F3 · kind: Filer elected to receive 100% stock upon settlement. F4 · kind: The restricted stock units settled 50% in stock and 50% in cash, which was deemed to occur through an acquisition of 100% of the underlying shares of CIT common stock and a simultaneous disposition to the issuer of 50% of the underlying shares of CIT common stock. F5 · kind: The restricted stock units vested on a Saturday, therefore, the closing price of CIT common stock on the immediately preceding Friday was used for the settlement. F6 · price: Each restricted stock unit ("RSU") has the economic equivalent of one share of CIT common stock. F1 · derivative.exercise_date: RSUs are scheduled to vest in three equal installments on May 15, 2019, 2020, and 2021 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date. F1 · derivative.expiration_date: RSUs are scheduled to vest in three equal installments on May 15, 2019, 2020, and 2021 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date. Read SEC document |
| May 11, 2021 Filed May 14, 2021 10:20 UTC | CIT GROUP INC CIT · Entity 131580 | GrantRestricted Stock Units · Derivative | 2,457.244 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-016696 · form4.xml · derivative · entry 1 CARPENTER MICHAEL A · CIK 0001225174 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,457.244 Underlying: Common Stock · 2,457.244 shares Expires not disclosed F1 · derivative.exercise_price: RSUs are scheduled to vest 100% on June 1, 2022 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the date of settlement. F2 · shares: Filer elected to defer issuance of stock until no longer a member of the Board. F3 · shares: Filer elected to receive 100% stock upon settlement. F1 · derivative.exercise_date: RSUs are scheduled to vest 100% on June 1, 2022 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the date of settlement. F1 · derivative.expiration_date: RSUs are scheduled to vest 100% on June 1, 2022 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the date of settlement. Read SEC document |
| June 18, 2020 Filed Jun 19, 2020 16:11 UTC | AutoWeb, Inc. AUTO · Entity 123804 | GrantStock Options (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $1.10 | $0.00 |
DisclosureSEC source: 0001415889-20-001643 · form4-06192020_010643.xml · derivative · entry 1 CARPENTER MICHAEL A · CIK 0001225174 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2027-06-18 F1 · derivative.exercise_date: The options shall vest in twelve monthly installments of one-twelfth (1/12) each (adjusted monthly to avoid the vesting of fractional options in any month) on the 18th day of each month commencing July 18, 2020. Read SEC document |
| May 15, 2020 Filed May 19, 2020 17:03 UTC | CIT GROUP INC CIT · Entity 131580 | Exercise / conversionDeferred Share Unit · Derivative | 2,450.5 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-017218 · form4.xml · derivative · entry 6 CARPENTER MICHAEL A · CIK 0001225174 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,164.348 Underlying: Common Stock · 2,450.5 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each Deferred Share Unit is the economic equivalent of one share of CIT common stock. F2 · kind: Filer elected to defer issuance of stock until no longer a member of the Board. F3 · kind: Filer elected to receive 100% stock upon settlement. F4 · kind: The restricted stock units settled 50% in stock and 50% in cash, which was deemed to occur through an acquisition of 100% of the underlying shares of CIT common stock and a simultaneous disposition to the issuer of 50% of the underlying shares of CIT common stock. F5 · price: Each restricted stock unit ("RSU") has the economic equivalent of one share of CIT common stock. F2 · derivative.exercise_date: Filer elected to defer issuance of stock until no longer a member of the Board. F7 · derivative.expiration_date: Deferred share units ("DSU") will expire and settle in shares of common stock upon filer's departure from the Board. Read SEC document |
| May 15, 2020 Filed May 19, 2020 17:03 UTC | CIT GROUP INC CIT · Entity 131580 | Exercise / conversionRestricted Stock Units · Derivative | 2,450.5 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-017218 · form4.xml · derivative · entry 5 CARPENTER MICHAEL A · CIK 0001225174 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,450.5 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: RSUs are scheduled to vest fully on May 15, 2020 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date. F2 · kind: Filer elected to defer issuance of stock until no longer a member of the Board. F3 · kind: Filer elected to receive 100% stock upon settlement. F4 · kind: The restricted stock units settled 50% in stock and 50% in cash, which was deemed to occur through an acquisition of 100% of the underlying shares of CIT common stock and a simultaneous disposition to the issuer of 50% of the underlying shares of CIT common stock. F5 · price: Each restricted stock unit ("RSU") has the economic equivalent of one share of CIT common stock. F9 · derivative.exercise_date: RSUs are scheduled to vest fully on May 15, 2020 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date. F9 · derivative.expiration_date: RSUs are scheduled to vest fully on May 15, 2020 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date. Read SEC document |
| May 15, 2020 Filed May 19, 2020 17:03 UTC | CIT GROUP INC CIT · Entity 131580 | Exercise / conversionDeferred Share Unit · Derivative | 658.514 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-017218 · form4.xml · derivative · entry 4 CARPENTER MICHAEL A · CIK 0001225174 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,713.848 Underlying: Common Stock · 658.514 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each Deferred Share Unit is the economic equivalent of one share of CIT common stock. F2 · kind: Filer elected to defer issuance of stock until no longer a member of the Board. F3 · kind: Filer elected to receive 100% stock upon settlement. F4 · kind: The restricted stock units settled 50% in stock and 50% in cash, which was deemed to occur through an acquisition of 100% of the underlying shares of CIT common stock and a simultaneous disposition to the issuer of 50% of the underlying shares of CIT common stock. F5 · price: Each restricted stock unit ("RSU") has the economic equivalent of one share of CIT common stock. F2 · derivative.exercise_date: Filer elected to defer issuance of stock until no longer a member of the Board. F7 · derivative.expiration_date: Deferred share units ("DSU") will expire and settle in shares of common stock upon filer's departure from the Board. Read SEC document |
| May 15, 2020 Filed May 19, 2020 17:03 UTC | CIT GROUP INC CIT · Entity 131580 | Exercise / conversionRestricted Stock Units · Derivative | 658.514 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-017218 · form4.xml · derivative · entry 3 CARPENTER MICHAEL A · CIK 0001225174 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 658.513 Underlying: Common Stock · 658.514 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: RSUs are scheduled to vest in three equal installments on May 15, 2019, 2020, and 2021 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date. F2 · kind: Filer elected to defer issuance of stock until no longer a member of the Board. F3 · kind: Filer elected to receive 100% stock upon settlement. F4 · kind: The restricted stock units settled 50% in stock and 50% in cash, which was deemed to occur through an acquisition of 100% of the underlying shares of CIT common stock and a simultaneous disposition to the issuer of 50% of the underlying shares of CIT common stock. F5 · price: Each restricted stock unit ("RSU") has the economic equivalent of one share of CIT common stock. F8 · derivative.exercise_date: RSUs are scheduled to vest in three equal installments on May 15, 2019, 2020, and 2021 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date. F8 · derivative.expiration_date: RSUs are scheduled to vest in three equal installments on May 15, 2019, 2020, and 2021 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date. Read SEC document |
| May 15, 2020 Filed May 19, 2020 17:03 UTC | CIT GROUP INC CIT · Entity 131580 | Exercise / conversionDeferred Share Unit · Derivative | 749.465 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-017218 · form4.xml · derivative · entry 2 CARPENTER MICHAEL A · CIK 0001225174 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,055.334 Underlying: Common Stock · 749.465 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each Deferred Share Unit is the economic equivalent of one share of CIT common stock. F2 · kind: Filer elected to defer issuance of stock until no longer a member of the Board. F3 · kind: Filer elected to receive 100% stock upon settlement. F4 · kind: The restricted stock units settled 50% in stock and 50% in cash, which was deemed to occur through an acquisition of 100% of the underlying shares of CIT common stock and a simultaneous disposition to the issuer of 50% of the underlying shares of CIT common stock. F5 · price: Each restricted stock unit ("RSU") has the economic equivalent of one share of CIT common stock. F2 · derivative.exercise_date: Filer elected to defer issuance of stock until no longer a member of the Board. F7 · derivative.expiration_date: Deferred share units ("DSU") will expire and settle in shares of common stock upon filer's departure from the Board. Read SEC document |
| May 15, 2020 Filed May 19, 2020 17:03 UTC | CIT GROUP INC CIT · Entity 131580 | Exercise / conversionRestricted Stock Units · Derivative | 749.465 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-017218 · form4.xml · derivative · entry 1 CARPENTER MICHAEL A · CIK 0001225174 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 749.465 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: RSUs are scheduled to vest in three equal installments on May 15, 2018, 2019, and 2020 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date. F2 · kind: Filer elected to defer issuance of stock until no longer a member of the Board. F3 · kind: Filer elected to receive 100% stock upon settlement. F4 · kind: The restricted stock units settled 50% in stock and 50% in cash, which was deemed to occur through an acquisition of 100% of the underlying shares of CIT common stock and a simultaneous disposition to the issuer of 50% of the underlying shares of CIT common stock. F5 · price: Each restricted stock unit ("RSU") has the economic equivalent of one share of CIT common stock. F1 · derivative.exercise_date: RSUs are scheduled to vest in three equal installments on May 15, 2018, 2019, and 2020 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date. F1 · derivative.expiration_date: RSUs are scheduled to vest in three equal installments on May 15, 2018, 2019, and 2020 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date. Read SEC document |
| May 12, 2020 Filed May 14, 2020 16:16 UTC | CIT GROUP INC CIT · Entity 131580 | GrantRestricted Stock Units · Derivative | 8,480.326 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-016554 · form4.xml · derivative · entry 2 CARPENTER MICHAEL A · CIK 0001225174 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,480.326 Underlying: Common Stock · 8,480.326 shares Expires not disclosed F4 · derivative.exercise_price: RSUs are scheduled to vest 100% on June 1, 2021 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the date of settlement. F5 · shares: Filer elected to defer issuance of stock until no longer a member of the Board. F6 · shares: Filer elected to receive 100% stock upon settlement. F4 · derivative.exercise_date: RSUs are scheduled to vest 100% on June 1, 2021 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the date of settlement. F4 · derivative.expiration_date: RSUs are scheduled to vest 100% on June 1, 2021 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the date of settlement. Read SEC document |
| May 12, 2020 Filed May 14, 2020 16:16 UTC | CIT GROUP INC CIT · Entity 131580 | GrantCommon Stock | 3,052.918 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-016554 · form4.xml · nonDerivative · entry 1 CARPENTER MICHAEL A · CIK 0001225174 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,036.393 F1 · kind: Filer elected to receive restricted stock units in lieu of cash compensation. F2 · kind: Restricted stock units are scheduled to vest 100% in stock on June 1, 2021. F3 · price: Each restricted stock unit ("RSU") has the economic equivalent of one share of CIT common stock. Read SEC document |
| May 12, 2020 Filed May 19, 2020 17:02 UTC Amendment | CIT GROUP INC CIT · Entity 131580 | GrantRestricted Stock Units · Derivative | 8,480.326 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-017217 · form4a.xml · derivative · entry 2 CARPENTER MICHAEL A · CIK 0001225174 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,480.326 Underlying: Common Stock · 8,480.326 shares Expires not disclosed F1 · derivative.exercise_price: RSUs are scheduled to vest 100% on June 1, 2021 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the date of settlement. F2 · shares: Filer elected to defer issuance of stock until no longer a member of the Board. F3 · shares: Filer elected to receive 100% stock upon settlement. F1 · derivative.exercise_date: RSUs are scheduled to vest 100% on June 1, 2021 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the date of settlement. F1 · derivative.expiration_date: RSUs are scheduled to vest 100% on June 1, 2021 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the date of settlement. Read SEC document |
| March 20, 2020 Filed Mar 23, 2020 08:03 UTC | CIT GROUP INC CIT · Entity 131580 | PurchaseCommon Stock | 6,500 | $14.56 | $94,617.90 |
DisclosureSEC source: 0001127602-20-011724 · form4.xml · nonDerivative · entry 1 CARPENTER MICHAEL A · CIK 0001225174 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,983.475 Read SEC document |
| October 23, 2019 Filed Oct 25, 2019 07:42 UTC | CIT GROUP INC CIT · Entity 131580 | GrantCommon Stock | 1,011.236 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-031014 · form4.xml · nonDerivative · entry 1 CARPENTER MICHAEL A · CIK 0001225174 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,483.475 F1 · kind: Filer elected to receive restricted stock units in lieu of cash compensation. F2 · kind: Restricted stock units are scheduled to vest 100% in CIT stock on November 1, 2020. F3 · price: Each restricted stock unit ("RSU") has the economic equivalent of one share of CIT common stock. Read SEC document |
| June 20, 2019 Filed Jun 21, 2019 16:20 UTC | AutoWeb, Inc. AUTO · Entity 123804 | GrantStock Options (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $3.69 | $0.00 |
DisclosureSEC source: 0001415889-19-000774 · form4-06212019_010628.xml · derivative · entry 1 CARPENTER MICHAEL A · CIK 0001225174 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2026-06-20 F1 · derivative.exercise_date: The Options vest in twelve monthly installments of approximately one-twelfth (1/12) each on the 20th day of each month commencing July 20, 2019. Read SEC document |
| May 15, 2019 Filed May 16, 2019 16:50 UTC | CIT GROUP INC CIT · Entity 131580 | Exercise / conversionDeferred Share Unit · Derivative | 658.514 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-018760 · form4.xml · derivative · entry 8 CARPENTER MICHAEL A · CIK 0001225174 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,305.869 Underlying: Common Stock · 658.514 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each Deferred Share Unit is the economic equivalent of one share of CIT common stock. F5 · kind: Filer elected to defer issuance of stock until no longer a member of the Board. F6 · kind: Filer elected to receive 100% stock upon settlement. F3 · price: Each restricted stock unit ("RSU") has the economic equivalent of one share of CIT common stock. F5 · derivative.exercise_date: Filer elected to defer issuance of stock until no longer a member of the Board. F9 · derivative.expiration_date: Deferred share units ("DSU") will expire and settle in shares of common stock upon filer's departure from the Board. Read SEC document |
| May 15, 2019 Filed May 16, 2019 16:50 UTC | CIT GROUP INC CIT · Entity 131580 | Exercise / conversionRestricted Stock Units · Derivative | 658.514 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-018760 · form4.xml · derivative · entry 7 CARPENTER MICHAEL A · CIK 0001225174 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,317.027 Underlying: Common Stock · 658.514 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: RSUs are scheduled to vest in three equal installments on May 15, 2019, 2020, and 2021 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date. F5 · kind: Filer elected to defer issuance of stock until no longer a member of the Board. F6 · kind: Filer elected to receive 100% stock upon settlement. F3 · price: Each restricted stock unit ("RSU") has the economic equivalent of one share of CIT common stock. F11 · derivative.exercise_date: RSUs are scheduled to vest in three equal installments on May 15, 2019, 2020, and 2021 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date. F11 · derivative.expiration_date: RSUs are scheduled to vest in three equal installments on May 15, 2019, 2020, and 2021 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date. Read SEC document |
| May 15, 2019 Filed May 16, 2019 16:50 UTC | CIT GROUP INC CIT · Entity 131580 | Exercise / conversionDeferred Share Unit · Derivative | 1,049.475 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-018760 · form4.xml · derivative · entry 6 CARPENTER MICHAEL A · CIK 0001225174 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,647.355 Underlying: Common Stock · 1,049.475 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each Deferred Share Unit is the economic equivalent of one share of CIT common stock. F5 · kind: Filer elected to defer issuance of stock until no longer a member of the Board. F6 · kind: Filer elected to receive 100% stock upon settlement. F3 · price: Each restricted stock unit ("RSU") has the economic equivalent of one share of CIT common stock. F5 · derivative.exercise_date: Filer elected to defer issuance of stock until no longer a member of the Board. F9 · derivative.expiration_date: Deferred share units ("DSU") will expire and settle in shares of common stock upon filer's departure from the Board. Read SEC document |
| May 15, 2019 Filed May 16, 2019 16:50 UTC | CIT GROUP INC CIT · Entity 131580 | Exercise / conversionRestricted Stock Units · Derivative | 1,049.475 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-018760 · form4.xml · derivative · entry 5 CARPENTER MICHAEL A · CIK 0001225174 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0.001 Underlying: Common Stock · 1,049.475 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit ("RSU") has the economic equivalent of one share of CIT common stock. F5 · kind: Filer elected to defer issuance of stock until no longer a member of the Board. F6 · kind: Filer elected to receive 100% stock upon settlement. F3 · price: Each restricted stock unit ("RSU") has the economic equivalent of one share of CIT common stock. F10 · derivative.exercise_date: RSUs are scheduled to vest in three equal installments on May 15, 2017, 2018, and 2019 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date. F10 · derivative.expiration_date: RSUs are scheduled to vest in three equal installments on May 15, 2017, 2018, and 2019 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date. Read SEC document |
| May 15, 2019 Filed May 16, 2019 16:50 UTC | CIT GROUP INC CIT · Entity 131580 | Exercise / conversionDeferred Share Unit · Derivative | 749.465 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-018760 · form4.xml · derivative · entry 4 CARPENTER MICHAEL A · CIK 0001225174 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,597.88 Underlying: Common Stock · 749.465 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each Deferred Share Unit is the economic equivalent of one share of CIT common stock. F5 · kind: Filer elected to defer issuance of stock until no longer a member of the Board. F6 · kind: Filer elected to receive 100% stock upon settlement. F3 · price: Each restricted stock unit ("RSU") has the economic equivalent of one share of CIT common stock. F5 · derivative.exercise_date: Filer elected to defer issuance of stock until no longer a member of the Board. F9 · derivative.expiration_date: Deferred share units ("DSU") will expire and settle in shares of common stock upon filer's departure from the Board. Read SEC document |
| May 15, 2019 Filed May 16, 2019 16:50 UTC | CIT GROUP INC CIT · Entity 131580 | Exercise / conversionRestricted Stock Units · Derivative | 749.465 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-018760 · form4.xml · derivative · entry 3 CARPENTER MICHAEL A · CIK 0001225174 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 749.465 Underlying: Common Stock · 749.465 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: RSUs are scheduled to vest in three equal installments on May 15, 2018, 2019, and 2020 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date. F5 · kind: Filer elected to defer issuance of stock until no longer a member of the Board. F6 · kind: Filer elected to receive 100% stock upon settlement. F3 · price: Each restricted stock unit ("RSU") has the economic equivalent of one share of CIT common stock. F7 · derivative.exercise_date: RSUs are scheduled to vest in three equal installments on May 15, 2018, 2019, and 2020 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date. F7 · derivative.expiration_date: RSUs are scheduled to vest in three equal installments on May 15, 2018, 2019, and 2020 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date. Read SEC document |
| May 14, 2019 Filed May 16, 2019 16:50 UTC | CIT GROUP INC CIT · Entity 131580 | GrantRestricted Stock Units · Derivative | 2,450.5 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-018760 · form4.xml · derivative · entry 2 CARPENTER MICHAEL A · CIK 0001225174 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,450.5 Underlying: Common Stock · 2,450.5 shares Expires not disclosed F4 · derivative.exercise_price: RSUs are scheduled to vest fully on May 15, 2020 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date. F5 · shares: Filer elected to defer issuance of stock until no longer a member of the Board. F6 · shares: Filer elected to receive 100% stock upon settlement. F4 · derivative.exercise_date: RSUs are scheduled to vest fully on May 15, 2020 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date. F4 · derivative.expiration_date: RSUs are scheduled to vest fully on May 15, 2020 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date. Read SEC document |
| May 14, 2019 Filed May 16, 2019 16:50 UTC | CIT GROUP INC CIT · Entity 131580 | GrantCommon Stock | 882.18 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-018760 · form4.xml · nonDerivative · entry 1 CARPENTER MICHAEL A · CIK 0001225174 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,472.239 F1 · kind: Filer elected to receive restricted stock units in lieu of cash compensation. F2 · kind: Restricted stock units are scheduled to vest 100% in stock on May15, 2020. F3 · price: Each restricted stock unit ("RSU") has the economic equivalent of one share of CIT common stock. Read SEC document |
| October 24, 2018 Filed Oct 25, 2018 15:34 UTC | CIT GROUP INC CIT · Entity 131580 | GrantCommon Stock | 967.889 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-030947 · form4.xml · nonDerivative · entry 1 CARPENTER MICHAEL A · CIK 0001225174 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,590.059 F1 · kind: Filer elected to receive restricted stock units in lieu of cash compensation. F2 · kind: Restricted stock units are scheduled to vest 100% on the first anniversary of the date of grant and shall settle 100% in shares of CIT common stock. F3 · price: Each restricted stock unit ("RSU") has the economic equivalent of one share of CIT common stock. Read SEC document |
| June 21, 2018 Filed Jun 25, 2018 18:54 UTC | AutoWeb, Inc. AUTO · Entity 123804 | GrantStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $4.34 | $0.00 |
DisclosureSEC source: 0001415889-18-001013 · form4-06252018_030612.xml · derivative · entry 1 CARPENTER MICHAEL A · CIK 0001225174 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2025-06-21 F1 · derivative.exercise_date: The option grant vests in twelve equal monthly installments on the 21st day of each month commencing on July 21, 2018, and is fully vested on June 21, 2019. Read SEC document |
| May 15, 2018 Filed May 17, 2018 09:54 UTC | CIT GROUP INC CIT · Entity 131580 | Exercise / conversionDeferred Share Unit · Derivative | 749.465 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-017810 · form4.xml · derivative · entry 4 CARPENTER MICHAEL A · CIK 0001225174 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,848.415 Underlying: Common Stock · 749.465 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each Deferred Share Unit is the economic equivalent of one share of CIT common stock. F2 · kind: Filer elected to defer issuance of stock until no longer a member of the Board. F3 · kind: Filer elected to receive 100% stock upon settlement. F4 · kind: The restricted stock units settled 50% in stock and 50% in cash, which was deemed to occur through an acquisition of 100% of the underlying shares of CIT common stock and a simultaneous disposition to the issuer of 50% of the underlying shares of CIT common stock. F6 · price: Each restricted stock unit ("RSU") had the economic equivalent of one share of CIT common stock. F2 · derivative.exercise_date: Filer elected to defer issuance of stock until no longer a member of the Board. F8 · derivative.expiration_date: Deferred share units ("DSU") will expire and settle in shares of common stock upon filer's departure from the Board. Read SEC document |
| May 15, 2018 Filed May 17, 2018 09:54 UTC | CIT GROUP INC CIT · Entity 131580 | Exercise / conversionRestricted Stock Units · Derivative | 749.465 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-017810 · form4.xml · derivative · entry 3 CARPENTER MICHAEL A · CIK 0001225174 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,498.93 Underlying: Common Stock · 749.465 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: RSUs are scheduled to vest in three equal installments on May 15, 2018, 2019, and 2020 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date. F2 · kind: Filer elected to defer issuance of stock until no longer a member of the Board. F3 · kind: Filer elected to receive 100% stock upon settlement. F4 · kind: The restricted stock units settled 50% in stock and 50% in cash, which was deemed to occur through an acquisition of 100% of the underlying shares of CIT common stock and a simultaneous disposition to the issuer of 50% of the underlying shares of CIT common stock. F6 · price: Each restricted stock unit ("RSU") had the economic equivalent of one share of CIT common stock. F9 · derivative.exercise_date: RSUs are scheduled to vest in three equal installments on May 15, 2018, 2019, and 2020 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date. F9 · derivative.expiration_date: RSUs are scheduled to vest in three equal installments on May 15, 2018, 2019, and 2020 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date. Read SEC document |
| May 15, 2018 Filed May 17, 2018 09:54 UTC | CIT GROUP INC CIT · Entity 131580 | Exercise / conversionDeferred Share Unit · Derivative | 1,049.475 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-017810 · form4.xml · derivative · entry 2 CARPENTER MICHAEL A · CIK 0001225174 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,098.95 Underlying: Common Stock · 1,049.475 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each Deferred Share Unit is the economic equivalent of one share of CIT common stock. F2 · kind: Filer elected to defer issuance of stock until no longer a member of the Board. F3 · kind: Filer elected to receive 100% stock upon settlement. F4 · kind: The restricted stock units settled 50% in stock and 50% in cash, which was deemed to occur through an acquisition of 100% of the underlying shares of CIT common stock and a simultaneous disposition to the issuer of 50% of the underlying shares of CIT common stock. F6 · price: Each restricted stock unit ("RSU") had the economic equivalent of one share of CIT common stock. F2 · derivative.exercise_date: Filer elected to defer issuance of stock until no longer a member of the Board. F8 · derivative.expiration_date: Deferred share units ("DSU") will expire and settle in shares of common stock upon filer's departure from the Board. Read SEC document |
| May 15, 2018 Filed May 17, 2018 09:54 UTC | CIT GROUP INC CIT · Entity 131580 | Exercise / conversionRestricted Stock Units · Derivative | 1,049.475 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-017810 · form4.xml · derivative · entry 1 CARPENTER MICHAEL A · CIK 0001225174 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,049.476 Underlying: Common Stock · 1,049.475 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") has the economic equivalent of one share of CIT common stock. F2 · kind: Filer elected to defer issuance of stock until no longer a member of the Board. F3 · kind: Filer elected to receive 100% stock upon settlement. F4 · kind: The restricted stock units settled 50% in stock and 50% in cash, which was deemed to occur through an acquisition of 100% of the underlying shares of CIT common stock and a simultaneous disposition to the issuer of 50% of the underlying shares of CIT common stock. F6 · price: Each restricted stock unit ("RSU") had the economic equivalent of one share of CIT common stock. F5 · derivative.exercise_date: RSUs are scheduled to vest in three equal installments on May 15, 2017, 2018, and 2019 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date. F5 · derivative.expiration_date: RSUs are scheduled to vest in three equal installments on May 15, 2017, 2018, and 2019 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date. Read SEC document |
| May 08, 2018 Filed May 10, 2018 10:36 UTC | CIT GROUP INC CIT · Entity 131580 | GrantRestricted Stock Units · Derivative | 1,975.541 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-016866 · form4.xml · derivative · entry 2 CARPENTER MICHAEL A · CIK 0001225174 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,975.541 Underlying: Common Stock · 1,975.541 shares Expires not disclosed F4 · derivative.exercise_price: RSUs are scheduled to vest in three equal installments on May 15, 2019, 2020, and 2021 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date. F5 · shares: Filer elected to defer issuance of stock until no longer a member of the Board. F6 · shares: Filer elected to receive 100% stock upon settlement. F4 · derivative.exercise_date: RSUs are scheduled to vest in three equal installments on May 15, 2019, 2020, and 2021 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date. F4 · derivative.expiration_date: RSUs are scheduled to vest in three equal installments on May 15, 2019, 2020, and 2021 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date. Read SEC document |
| May 08, 2018 Filed May 10, 2018 10:36 UTC | CIT GROUP INC CIT · Entity 131580 | GrantCommon Stock | 799.624 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-016866 · form4.xml · nonDerivative · entry 1 CARPENTER MICHAEL A · CIK 0001225174 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,622.17 F1 · kind: Filer elected to receive restricted stock units in lieu of cash compensation. F2 · kind: Restricted stock units are scheduled to vest 100% on the first anniversary of the date of grant and shall settle 100% in shares of CIT common stock. F3 · price: Each restricted stock unit ("RSU") has the economic equivalent of one share of CIT common stock. Read SEC document |
| October 25, 2017 Filed Oct 26, 2017 16:22 UTC | CIT GROUP INC CIT · Entity 131580 | GrantCommon Stock | 913.979 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-030338 · form4.xml · nonDerivative · entry 1 CARPENTER MICHAEL A · CIK 0001225174 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,822.546 F1 · kind: Filer elected to receive restricted stock units in lieu of cash compensation. F2 · kind: Restricted Stock Units are scheduled to settle 100% in shares of CIT common stock on October 25, 2018. F3 · price: Each restricted stock unit ("RSU") has the economic equivalent of one share of CIT common stock. Read SEC document |
| June 22, 2017 Filed Jun 26, 2017 20:00 UTC | AutoWeb, Inc. ABTL · Entity 123804 | GrantStock Options (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $13.06 | $0.00 |
DisclosureSEC source: 0001415889-17-001054 · form4-06262017_050611.xml · derivative · entry 1 CARPENTER MICHAEL A · CIK 0001225174 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2024-06-22 F1 · derivative.exercise_date: The option grants vest in twelve monthly installments of one-twelfth (1/12) each on the 22nd day of each month commencing July 22, 2017. Read SEC document |
| May 15, 2017 Filed May 16, 2017 16:28 UTC | CIT GROUP INC CIT · Entity 131580 | Exercise / conversionDeferred Share Unit · Derivative | 1,049.475 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-018362 · form4.xml · derivative · entry 2 CARPENTER MICHAEL A · CIK 0001225174 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,049.475 Underlying: Common Stock · 1,049.475 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each Deferred Share Unit is the economic equivalent of one share of CIT common stock. F2 · kind: Filer elected to defer issuance of stock until no longer a member of the Board. F3 · kind: Filer elected to receive 100% stock upon settlement. F4 · kind: RSUs are scheduled to vest in three equal installments on the first, second and third anniversaries of the date of grant and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date. F6 · price: Each Deferred Share Unit is the economic equivalent of one share of CIT common stock. F2 · derivative.exercise_date: Filer elected to defer issuance of stock until no longer a member of the Board. F7 · derivative.expiration_date: Deferred share units ("DSU") will expire and settle in shares of common stock upon filer's departure from the Board. Read SEC document |
| May 15, 2017 Filed May 16, 2017 16:28 UTC | CIT GROUP INC CIT · Entity 131580 | Exercise / conversionRestricted Stock Units · Derivative | 1,049.475 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-018362 · form4.xml · derivative · entry 1 CARPENTER MICHAEL A · CIK 0001225174 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,098.951 Underlying: Common Stock · 1,049.475 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") has the economic equivalent of one share of CIT common stock. F2 · kind: Filer elected to defer issuance of stock until no longer a member of the Board. F3 · kind: Filer elected to receive 100% stock upon settlement. F4 · kind: RSUs are scheduled to vest in three equal installments on the first, second and third anniversaries of the date of grant and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date. F6 · price: Each Deferred Share Unit is the economic equivalent of one share of CIT common stock. F5 · derivative.exercise_date: RSUs are scheduled to vest in three equal installments on May 15, 2017, 2018, and 2019 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date. F5 · derivative.expiration_date: RSUs are scheduled to vest in three equal installments on May 15, 2017, 2018, and 2019 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date. Read SEC document |
| May 09, 2017 Filed May 11, 2017 08:07 UTC | CIT GROUP INC CIT · Entity 131580 | GrantRestricted Stock Units · Derivative | 2,248.395 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-017617 · form4.xml · derivative · entry 2 CARPENTER MICHAEL A · CIK 0001225174 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,248.395 Underlying: Common Stock · 2,248.395 shares Expires not disclosed F4 · derivative.exercise_price: RSUs are scheduled to vest in three equal installments on May 15, 2018, 2019, and 2020 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date. F5 · shares: Filer elected to defer issuance of stock until no longer a member of the Board. F6 · shares: Filer elected to receive 100% stock upon settlement. F4 · derivative.exercise_date: RSUs are scheduled to vest in three equal installments on May 15, 2018, 2019, and 2020 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date. F4 · derivative.expiration_date: RSUs are scheduled to vest in three equal installments on May 15, 2018, 2019, and 2020 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date. Read SEC document |
| May 09, 2017 Filed May 11, 2017 08:07 UTC | CIT GROUP INC CIT · Entity 131580 | GrantCommon Stock | 910.065 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-017617 · form4.xml · nonDerivative · entry 1 CARPENTER MICHAEL A · CIK 0001225174 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,908.567 F1 · kind: Filer elected to receive restricted stock units in lieu of cash compensation. F2 · kind: Restricted stock units are scheduled to vest 100% in CIT stock on May 15, 2018. F3 · price: Each restricted stock unit ("RSU") has the economic equivalent of one share of CIT common stock. Read SEC document |
| February 13, 2006 Filed Feb 14, 2006 17:18 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 21,282.91 | $45.74 | $973,480.30 |
DisclosureSEC source: 0001181431-06-011384 · rrd107791.xml · nonDerivative · entry 1 CARPENTER MICHAEL A · CIK 0001225174 · CEO Alternative Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 789,658.4 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| January 20, 2006 Filed Jan 24, 2006 16:19 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 1,789.5 | $46.52 | $83,247.54 |
DisclosureSEC source: 0001181431-06-005261 · rrd104509.xml · nonDerivative · entry 2 CARPENTER MICHAEL A · CIK 0001225174 · CEO Alternative Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 810,941.3 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| January 20, 2006 Filed Jan 24, 2006 16:19 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 4,009.6 | $46.52 | $186,526.59 |
DisclosureSEC source: 0001181431-06-005261 · rrd104509.xml · nonDerivative · entry 1 CARPENTER MICHAEL A · CIK 0001225174 · CEO Alternative Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 812,730.8 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.