Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CITIGROUP INCC · Entity 2837 | Senior Vice Chairman | March 31, 2004 | April 02, 2004 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CITIGROUP INC
Report date March 31, 2004 · Filed April 02, 2004
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,755,774.1 |
Ending reported balance
After 2004-03-31 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2004-03-31 · Exercise / conversion · Acquired 147,248 · Balance 1,886,711.1 Row 2 · 2004-03-31 · Tax withholding · Disposed 122,288 · Balance 1,764,423.1 Row 3 · 2004-03-31 · Tax withholding · Disposed 8,649 · Balance 1,755,774.1 |
| Employee Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $43.14 · Expires 2008-11-02 | Direct | 0 |
Reported balance
After 2004-03-31 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2004-03-31 · Exercise / conversion · Disposed 147,248 · Balance 0 |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $51.94 · Expires 2008-11-02 | Direct | 130,937 |
Reported balance
After 2004-03-31 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2004-03-31 · Grant · Acquired 130,937 · Balance 130,937 |
| Common StockSEC Table I · non-derivative | IndirectBy Family LLCs. | 265,000 |
Reported balance
Holding disclosure · report date 2004-03-31 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 265,000 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 31, 2004 Filed Apr 2, 2004 15:38 UTC | CITIGROUP INC C · Entity 2837 | GrantEmployee Stock Option (Right to Buy) · Derivative | 130,937 | $0.00 Strike: $51.94 | $0.00 |
DisclosureSEC source: 0001181431-04-019029 · rrd38277.xml · derivative · entry 6 MENEZES VICTOR J · CIK 0001225177 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,937 Underlying: Common Stock · 130,937 shares Expires 2008-11-02 Read SEC document |
| March 31, 2004 Filed Apr 2, 2004 15:38 UTC | CITIGROUP INC C · Entity 2837 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 147,248 | $0.00 Strike: $43.14 | $0.00 |
DisclosureSEC source: 0001181431-04-019029 · rrd38277.xml · derivative · entry 5 MENEZES VICTOR J · CIK 0001225177 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 147,248 shares Expires 2008-11-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 31, 2004 Filed Apr 2, 2004 15:38 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 8,649 | $51.94 | $449,229.06 |
DisclosureSEC source: 0001181431-04-019029 · rrd38277.xml · nonDerivative · entry 3 MENEZES VICTOR J · CIK 0001225177 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,755,774.1 Read SEC document |
| March 31, 2004 Filed Apr 2, 2004 15:38 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 122,288 | $51.94 | $6,351,638.72 |
DisclosureSEC source: 0001181431-04-019029 · rrd38277.xml · nonDerivative · entry 2 MENEZES VICTOR J · CIK 0001225177 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,764,423.1 Read SEC document |
| March 31, 2004 Filed Apr 2, 2004 15:38 UTC | CITIGROUP INC C · Entity 2837 | Exercise / conversionCommon Stock | 147,248 | $43.14 | $6,351,630.83 |
DisclosureSEC source: 0001181431-04-019029 · rrd38277.xml · nonDerivative · entry 1 MENEZES VICTOR J · CIK 0001225177 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,886,711.1 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2004 Filed Feb 12, 2004 12:35 UTC | CITIGROUP INC C · Entity 2837 | OtherCommon Stock | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-04-008524 · rrd32667.xml · nonDerivative · entry 2 MENEZES VICTOR J · CIK 0001225177 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Family LLCs. Disclosed balance after: 265,000 F1 · kind: Reflects a transfer of shares by the Reporting Person to a family limited liability company of which he is a member. Read SEC document |
| February 10, 2004 Filed Feb 12, 2004 12:35 UTC | CITIGROUP INC C · Entity 2837 | OtherCommon Stock | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-04-008524 · rrd32667.xml · nonDerivative · entry 1 MENEZES VICTOR J · CIK 0001225177 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,739,463.1 F1 · kind: Reflects a transfer of shares by the Reporting Person to a family limited liability company of which he is a member. Read SEC document |
| January 23, 2004 Filed Jan 27, 2004 13:14 UTC | CITIGROUP INC C · Entity 2837 | GrantEmployee Stock Options (Right to Buy) · Derivative | 23,840 | $0.00 Strike: $50.69 | $0.00 |
DisclosureSEC source: 0001181431-04-004609 · rrd30199.xml · derivative · entry 6 MENEZES VICTOR J · CIK 0001225177 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,840 Underlying: Common Stock · 23,840 shares Expires 2012-02-13 Read SEC document |
| January 23, 2004 Filed Jan 27, 2004 13:14 UTC | CITIGROUP INC C · Entity 2837 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 26,804 | $0.00 Strike: $42.11 | $0.00 |
DisclosureSEC source: 0001181431-04-004609 · rrd30199.xml · derivative · entry 5 MENEZES VICTOR J · CIK 0001225177 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,220 Underlying: Common Stock · 26,804 shares Expires 2012-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 23, 2004 Filed Jan 27, 2004 13:14 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 1,574 | $50.69 | $79,786.06 |
DisclosureSEC source: 0001181431-04-004609 · rrd30199.xml · nonDerivative · entry 3 MENEZES VICTOR J · CIK 0001225177 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,939,463.1 Read SEC document |
| January 23, 2004 Filed Jan 27, 2004 13:14 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 22,266 | $50.69 | $1,128,663.54 |
DisclosureSEC source: 0001181431-04-004609 · rrd30199.xml · nonDerivative · entry 2 MENEZES VICTOR J · CIK 0001225177 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,941,037.1 Read SEC document |
| January 23, 2004 Filed Jan 27, 2004 13:14 UTC | CITIGROUP INC C · Entity 2837 | Exercise / conversionCommon Stock | 26,804 | $42.11 | $1,128,708.40 |
DisclosureSEC source: 0001181431-04-004609 · rrd30199.xml · nonDerivative · entry 1 MENEZES VICTOR J · CIK 0001225177 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,963,303.1 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 20, 2004 Filed Jan 22, 2004 21:22 UTC | CITIGROUP INC C · Entity 2837 | GrantEmployee Stock Options (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $49.50 | $0.00 |
DisclosureSEC source: 0001181431-04-003933 · rrd29796.xml · derivative · entry 4 MENEZES VICTOR J · CIK 0001225177 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2010-01-20 F3 · derivative.exercise_date: The options are exercisable in three annual installments beginning on July 20, 2005. Read SEC document |
| January 20, 2004 Filed Jan 22, 2004 21:22 UTC | CITIGROUP INC C · Entity 2837 | Exercise / conversionDeferred Share Units (1 for 1) · Derivative | 12,678.7 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-04-003933 · rrd29796.xml · derivative · entry 3 MENEZES VICTOR J · CIK 0001225177 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,678.7 shares Expires 2004-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Cash settlement of Deferred Share Units. Read SEC document |
| January 20, 2004 Filed Jan 22, 2004 21:22 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 9,056.2 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-04-003933 · rrd29796.xml · nonDerivative · entry 1 MENEZES VICTOR J · CIK 0001225177 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,936,499.1 F1 · shares: Award of deferred stock under the Issuer's Capital Accumulation Program. Read SEC document |
| January 16, 2004 Filed Jan 20, 2004 18:05 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 11,575 | $49.40 | $571,747.13 |
DisclosureSEC source: 0001181431-04-003385 · rrd29319.xml · nonDerivative · entry 1 MENEZES VICTOR J · CIK 0001225177 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,927,442.9 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the Issuer's Capital Accumulation Program. Read SEC document |
| December 31, 2003 Filed Jan 5, 2004 17:51 UTC | CITIGROUP INC C · Entity 2837 | OtherDeferred Share Units · Derivative | 91.9 | $47.96 Strike: $0.00 | $4,407.52 |
DisclosureSEC source: 0001181431-04-000935 · rrd27535.xml · derivative · entry 1 MENEZES VICTOR J · CIK 0001225177 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,678.7 Underlying: Common Stock · 91.9 shares Expires 2004-01-19 F1 · security: These Deferred Share Units are calculated as of December 31, 2003 and are payable in cash on a 1 for 1 basis upon vesting. F1 · derivative.exercise_price: These Deferred Share Units are calculated as of December 31, 2003 and are payable in cash on a 1 for 1 basis upon vesting. F2 · price: The price used is the average of the high and low price of the Issuer's common stock on the dividend record date. Read SEC document |
| December 12, 2003 Filed Dec 23, 2003 17:37 UTC | CITIGROUP INC C · Entity 2837 | GiftCommon Stock | 18,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-03-037596 · rrd26082.xml · nonDerivative · entry 1 MENEZES VICTOR J · CIK 0001225177 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,939,017.9 Read SEC document |
| November 28, 2003 Filed Dec 9, 2003 10:46 UTC | CITIGROUP INC C · Entity 2837 | GiftCommon Stock | 21,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-03-034662 · rrd24776.xml · nonDerivative · entry 1 MENEZES VICTOR J · CIK 0001225177 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,957,917.9 Read SEC document |
| November 03, 2003 Filed Nov 5, 2003 13:08 UTC | CITIGROUP INC C · Entity 2837 | GrantEmployee Stock Options (Right to Buy) · Derivative | 140,082 | $0.00 Strike: $47.40 | $0.00 |
DisclosureSEC source: 0001181431-03-029108 · rrd21663.xml · derivative · entry 6 MENEZES VICTOR J · CIK 0001225177 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,082 Underlying: Common Stock · 140,082 shares Expires 2008-11-02 Read SEC document |
| November 03, 2003 Filed Nov 5, 2003 13:08 UTC | CITIGROUP INC C · Entity 2837 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 214,439 | $0.00 Strike: $21.92 | $0.00 |
DisclosureSEC source: 0001181431-03-029108 · rrd21663.xml · derivative · entry 5 MENEZES VICTOR J · CIK 0001225177 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 214,439 shares Expires 2008-11-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 03, 2003 Filed Nov 5, 2003 13:08 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 40,926 | $47.40 | $1,939,892.40 |
DisclosureSEC source: 0001181431-03-029108 · rrd21663.xml · nonDerivative · entry 3 MENEZES VICTOR J · CIK 0001225177 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,979,217.9 Read SEC document |
| November 03, 2003 Filed Nov 5, 2003 13:08 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 99,156 | $47.40 | $4,699,994.40 |
DisclosureSEC source: 0001181431-03-029108 · rrd21663.xml · nonDerivative · entry 2 MENEZES VICTOR J · CIK 0001225177 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,020,143.9 Read SEC document |
| November 03, 2003 Filed Nov 5, 2003 13:08 UTC | CITIGROUP INC C · Entity 2837 | Exercise / conversionCommon Stock | 214,439 | $21.92 | $4,699,988.23 |
DisclosureSEC source: 0001181431-03-029108 · rrd21663.xml · nonDerivative · entry 1 MENEZES VICTOR J · CIK 0001225177 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,119,299.9 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2003 Filed Oct 2, 2003 15:45 UTC | CITIGROUP INC C · Entity 2837 | OtherDeferred Share Units · Derivative | 101.1 | $43.24 Strike: $0.00 | $4,371.06 |
DisclosureSEC source: 0001181431-03-025374 · rrd19652.xml · derivative · entry 1 MENEZES VICTOR J · CIK 0001225177 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,586.8 Underlying: Common Stock · 101.1 shares Expires 2004-01-19 F1 · security: These Deferred Share Units are calculated as of September 30, 2003 and are payable in cash on a 1 for 1 basis upon vesting. F1 · derivative.exercise_price: These Deferred Share Units are calculated as of September 30, 2003 and are payable in cash on a 1 for 1 basis upon vesting. F2 · price: The price used is the average of the high and low price of the Issuer's common stock on the dividend record date. Read SEC document |
| September 17, 2003 Filed Sep 18, 2003 15:37 UTC | CITIGROUP INC C · Entity 2837 | GiftCommon Stock | 2,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-03-023644 · rrd18801.xml · nonDerivative · entry 1 MENEZES VICTOR J · CIK 0001225177 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,904,860.9 Read SEC document |
| June 30, 2003 Filed Jul 2, 2003 15:51 UTC | CITIGROUP INC C · Entity 2837 | OtherDeferred Share Units · Derivative | 62.5461 | $39.73 Strike: $0.00 | $2,484.64 |
DisclosureSEC source: 0001181431-03-012754 · rrd12089.xml · derivative · entry 1 MENEZES VICTOR J · CIK 0001225177 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,485.7668 Underlying: Common Stock · 62.5461 shares Expires 2004-01-19 F1 · security: These Deferred Share Units are calculated as of June 30, 2003 and are payable in cash on a 1 for 1 basis upon vesting. F1 · derivative.exercise_price: These Deferred Share Units are calculated as of June 30, 2003 and are payable in cash on a 1 for 1 basis upon vesting. F2 · price: The price used is the average of the high and low price of the Issuer's common stock on the dividend record date. F3 · balance_after: In addition, the Reporting Person directly beneficially owns options to purchase 1,215,150 shares of common stock which have various exercise prices, exercise dates and expiration dates. Read SEC document |
| June 17, 2003 Filed Jun 19, 2003 15:04 UTC | CITIGROUP INC C · Entity 2837 | GrantEmployee Stock Options (Right to Buy) · Derivative | 139,486 | $0.00 Strike: $45.24 | $0.00 |
DisclosureSEC source: 0000831001-03-000395 · primary_doc.xml · derivative · entry 5 MENEZES VICTOR J · CIK 0001225177 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,486 Underlying: Common Stock · 139,486 shares Expires 2008-11-02 F2 · balance_after: In addition, the Reporting Person directly beneficially owns (1) 1,075,664 options to purchase 1,075,664 shares of common stock which have various exercise prices, exercise dates and expiration dates and (2) 12,423 Deferred Share Units, calculated as of March 31, 2003, which are payable in cash upon vesting. Read SEC document |
| June 17, 2003 Filed Jun 19, 2003 15:04 UTC | CITIGROUP INC C · Entity 2837 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 156,913 | $0.00 Strike: $37.65 | $0.00 |
DisclosureSEC source: 0000831001-03-000395 · primary_doc.xml · derivative · entry 4 MENEZES VICTOR J · CIK 0001225177 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 156,913 shares Expires 2008-11-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 17, 2003 Filed Jun 19, 2003 15:04 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 8,899 | $45.24 | $402,590.76 |
DisclosureSEC source: 0000831001-03-000395 · primary_doc.xml · nonDerivative · entry 3 MENEZES VICTOR J · CIK 0001225177 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,907,760 F1 · balance_after: In addition, the Reporting Person indirectly beneficially owns (1) 35,000 shares of common stock held by the Menezes Family Limited Liability Company and (2) 30,000 shares of common stock held by the Menezes 2002 LLC. Read SEC document |
| June 17, 2003 Filed Jun 19, 2003 15:04 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 130,587 | $45.24 | $5,907,755.88 |
DisclosureSEC source: 0000831001-03-000395 · primary_doc.xml · nonDerivative · entry 2 MENEZES VICTOR J · CIK 0001225177 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,916,659 Read SEC document |
| June 17, 2003 Filed Jun 19, 2003 15:04 UTC | CITIGROUP INC C · Entity 2837 | Exercise / conversionCommon Stock | 156,913 | $37.65 | $5,907,774.45 |
DisclosureSEC source: 0000831001-03-000395 · primary_doc.xml · nonDerivative · entry 1 MENEZES VICTOR J · CIK 0001225177 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,047,246 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.