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CITIGROUP INC

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2837
SEC CIK
0000831001
Parsed reports
2,547

Last 12 months

Inside the activity.

0 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202608
Mar 202600
Apr 202602
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 14, 2009 Filed Jan 16, 2009 21:20 UTC
HAVENS JOHN PCEO, Institutional Clients Grp
GrantEmployee Stock Options (Right to Buy) · Derivative 305,085 $0.00 Strike: $17.85 $0.00
Disclosure

SEC source: 0001181431-09-003454 · rrd229588.xml · derivative · entry 3

HAVENS JOHN P · CIK 0001183832 · CEO, Institutional Clients Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,085

Underlying: Common Stock · 305,085 shares

Expires 2019-01-14

F2 · derivative.exercise_date: The options vest in four annual installments beginning on the date indicated.

Read SEC document
January 14, 2009 Filed Jan 16, 2009 21:20 UTC
HAVENS JOHN PCEO, Institutional Clients Grp
GrantEmployee Stock Options (Right to Buy) · Derivative 305,085 $0.00 Strike: $10.61 $0.00
Disclosure

SEC source: 0001181431-09-003454 · rrd229588.xml · derivative · entry 2

HAVENS JOHN P · CIK 0001183832 · CEO, Institutional Clients Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,085

Underlying: Common Stock · 305,085 shares

Expires 2019-01-14

F2 · derivative.exercise_date: The options vest in four annual installments beginning on the date indicated.

Read SEC document
January 14, 2009 Filed Jan 16, 2009 21:20 UTC
HAVENS JOHN PCEO, Institutional Clients Grp
GrantCommon Stock 577,910.9 $0.00 $0.00
Disclosure

SEC source: 0001181431-09-003454 · rrd229588.xml · nonDerivative · entry 1

HAVENS JOHN P · CIK 0001183832 · CEO, Institutional Clients Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,077,910.9

F1 · shares: Award of deferred stock that is subject to (1) vesting based on certain time and performance targets and (2) partial cancellation in the event performance targets are not met. None of the shares may be delivered to the Reporting Person until the fourth anniversary of the grant date.

Read SEC document
January 14, 2009 Filed Jan 17, 2009 02:15 UTC
Leach BrianChief Risk Officer
GrantEmployee Stock Options (Right to Buy) · Derivative 203,390 $0.00 Strike: $17.85 $0.00
Disclosure

SEC source: 0001181431-09-003451 · rrd229662.xml · derivative · entry 4

Leach Brian · CIK 0001428954 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,390

Underlying: Common Stock · 203,390 shares

Expires 2019-01-14

F2 · derivative.exercise_date: The options vest in four annual installments beginning on the date indicated.

Read SEC document
January 14, 2009 Filed Jan 17, 2009 02:15 UTC
Leach BrianChief Risk Officer
GrantEmployee Stock Options (Right to Buy) · Derivative 203,390 $0.00 Strike: $10.61 $0.00
Disclosure

SEC source: 0001181431-09-003451 · rrd229662.xml · derivative · entry 3

Leach Brian · CIK 0001428954 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,390

Underlying: Common Stock · 203,390 shares

Expires 2019-01-14

F2 · derivative.exercise_date: The options vest in four annual installments beginning on the date indicated.

Read SEC document
January 14, 2009 Filed Jan 17, 2009 02:15 UTC
Leach BrianChief Risk Officer
GrantCommon Stock 385,273.9 $0.00 $0.00
Disclosure

SEC source: 0001181431-09-003451 · rrd229662.xml · nonDerivative · entry 1

Leach Brian · CIK 0001428954 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 485,273.9

F1 · shares: Award of deferred stock that is subject to (1) vesting based on certain time and performance targets and (2) partial cancellation in the event performance targets are not met. None of the shares may be delivered to the Reporting Person until the fourth anniversary of the grant date.

Read SEC document
January 14, 2009 Filed Jan 17, 2009 02:24 UTC
Callahan DonChief Administrative Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 194,916 $0.00 Strike: $17.85 $0.00
Disclosure

SEC source: 0001181431-09-003455 · rrd229584.xml · derivative · entry 3

Callahan Don · CIK 0001433990 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,916

Underlying: Common Stock · 194,916 shares

Expires 2019-01-14

F2 · derivative.exercise_date: The options vest in four annual installments beginning on the date indicated.

Read SEC document
January 14, 2009 Filed Jan 17, 2009 02:24 UTC
Callahan DonChief Administrative Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 194,916 $0.00 Strike: $10.61 $0.00
Disclosure

SEC source: 0001181431-09-003455 · rrd229584.xml · derivative · entry 2

Callahan Don · CIK 0001433990 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,916

Underlying: Common Stock · 194,916 shares

Expires 2019-01-14

F2 · derivative.exercise_date: The options vest in four annual installments beginning on the date indicated.

Read SEC document
January 14, 2009 Filed Jan 17, 2009 02:24 UTC
Callahan DonChief Administrative Officer
GrantCommon Stock 369,220.9 $0.00 $0.00
Disclosure

SEC source: 0001181431-09-003455 · rrd229584.xml · nonDerivative · entry 1

Callahan Don · CIK 0001433990 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 714,577.7

F1 · shares: Award of deferred stock that is subject to (1) vesting based on certain time and performance targets and (2) partial cancellation in the event performance targets are not met. None of the shares may be delivered to the Reporting Person until the fourth anniversary of the grant date.

Read SEC document
January 14, 2009 Filed Jan 17, 2009 02:27 UTC
Freiberg Steven JCEO, Global Cards
GrantEmployee Stock Options (Right to Buy) · Derivative 110,170 $0.00 Strike: $17.85 $0.00
Disclosure

SEC source: 0001181431-09-003456 · rrd229570.xml · derivative · entry 4

Freiberg Steven J · CIK 0001338913 · CEO, Global Cards

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,170

Underlying: Common Stock · 110,170 shares

Expires 2019-01-14

F2 · derivative.exercise_date: The options vest in four annual installments beginning on the date indicated.

Read SEC document
January 14, 2009 Filed Jan 17, 2009 02:27 UTC
Freiberg Steven JCEO, Global Cards
GrantEmployee Stock Options (Right to Buy) · Derivative 110,170 $0.00 Strike: $10.61 $0.00
Disclosure

SEC source: 0001181431-09-003456 · rrd229570.xml · derivative · entry 3

Freiberg Steven J · CIK 0001338913 · CEO, Global Cards

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,170

Underlying: Common Stock · 110,170 shares

Expires 2019-01-14

F2 · derivative.exercise_date: The options vest in four annual installments beginning on the date indicated.

Read SEC document
January 14, 2009 Filed Jan 17, 2009 02:27 UTC
Freiberg Steven JCEO, Global Cards
GrantCommon Stock 208,690 $0.00 $0.00
Disclosure

SEC source: 0001181431-09-003456 · rrd229570.xml · nonDerivative · entry 1

Freiberg Steven J · CIK 0001338913 · CEO, Global Cards

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 705,349.4

F1 · shares: Award of deferred stock that is subject to (1) vesting based on certain time and performance targets and (2) partial cancellation in the event performance targets are not met. None of the shares may be delivered to the Reporting Person until the fourth anniversary of the grant date.

Read SEC document
January 14, 2009 Filed Jan 16, 2009 21:30 UTC
MEDINA-MORA MANUELCEO Latin America & Mexico
GrantEmployee Stock Options (Right to Buy) · Derivative 184,994 $0.00 Strike: $17.85 $0.00
Disclosure

SEC source: 0001181431-09-003457 · rrd229576.xml · derivative · entry 3

MEDINA-MORA MANUEL · CIK 0001339253 · CEO Latin America & Mexico

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,994

Underlying: Common Stock · 184,994 shares

Expires 2019-01-14

F2 · derivative.exercise_date: The options vest in four annual installments beginning on the date indicated.

Read SEC document
January 14, 2009 Filed Jan 16, 2009 21:30 UTC
MEDINA-MORA MANUELCEO Latin America & Mexico
GrantEmployee Stock Options (Right to Buy) · Derivative 184,994 $0.00 Strike: $10.61 $0.00
Disclosure

SEC source: 0001181431-09-003457 · rrd229576.xml · derivative · entry 2

MEDINA-MORA MANUEL · CIK 0001339253 · CEO Latin America & Mexico

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,994

Underlying: Common Stock · 184,994 shares

Expires 2019-01-14

F2 · derivative.exercise_date: The options vest in four annual installments beginning on the date indicated.

Read SEC document
January 14, 2009 Filed Jan 16, 2009 21:30 UTC
MEDINA-MORA MANUELCEO Latin America & Mexico
GrantCommon Stock 369,988.3 $0.00 $0.00
Disclosure

SEC source: 0001181431-09-003457 · rrd229576.xml · nonDerivative · entry 1

MEDINA-MORA MANUEL · CIK 0001339253 · CEO Latin America & Mexico

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 960,651.9

F1 · shares: Award of deferred stock that is subject to (1) vesting based on certain time and performance targets and (2) partial cancellation in the event performance targets are not met. None of the shares may be delivered to the Reporting Person until the fourth anniversary of the grant date.

Read SEC document
January 01, 2009 Filed Jan 5, 2009 16:34 UTC GrantCommon Stock 186.9 $7.72 $1,442.49
Disclosure

SEC source: 0001181431-09-000818 · rrd227435.xml · nonDerivative · entry 3

DERR KENNETH T · CIK 0001182087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,931.3

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

Read SEC document
January 01, 2009 Filed Jan 5, 2009 16:34 UTC GrantCommon Stock 767.6 $7.72 $5,924.34
Disclosure

SEC source: 0001181431-09-000818 · rrd227435.xml · nonDerivative · entry 2

DERR KENNETH T · CIK 0001182087 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes (2) and (4)

Disclosed balance after: 40,196.1

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

F4 · balance_after: In addition, the Reporting Person directly beneficially owns 50,760.6 deferred units pursuant to the Citicorp Directors' Deferred Compensation Plan through which the Reporting Person has the right to acquire 14,818.2 shares of common stock.

Read SEC document
January 01, 2009 Filed Jan 5, 2009 16:34 UTC GrantCommon Stock 2,429.3 $7.72 $18,749.34
Disclosure

SEC source: 0001181431-09-000818 · rrd227435.xml · nonDerivative · entry 1

DERR KENNETH T · CIK 0001182087 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2)

Disclosed balance after: 39,428.5

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
January 01, 2009 Filed Jan 5, 2009 21:35 UTC GrantCommon Stock 45.7 $7.72 $352.71
Disclosure

SEC source: 0001181431-09-000828 · rrd227446.xml · nonDerivative · entry 3

LIVERIS ANDREW N · CIK 0001269971 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (3)

Disclosed balance after: 2,251.2

F2 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F3 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
January 01, 2009 Filed Jan 5, 2009 21:35 UTC GrantCommon Stock 31.4 $7.72 $242.35
Disclosure

SEC source: 0001181431-09-000828 · rrd227446.xml · nonDerivative · entry 2

LIVERIS ANDREW N · CIK 0001269971 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,578.2

F2 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

Read SEC document
January 01, 2009 Filed Jan 5, 2009 21:35 UTC GrantCommon Stock 1,133 $7.72 $8,744.49
Disclosure

SEC source: 0001181431-09-000828 · rrd227446.xml · nonDerivative · entry 1

LIVERIS ANDREW N · CIK 0001269971 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,546.8

F1 · shares: Shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
January 01, 2009 Filed Jan 5, 2009 21:36 UTC
RODIN JUDITHDirector
GrantCommon Stock 93.4 $7.72 $720.86
Disclosure

SEC source: 0001181431-09-000836 · rrd227445.xml · nonDerivative · entry 3

RODIN JUDITH · CIK 0001102075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,597.6

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

Read SEC document
January 01, 2009 Filed Jan 5, 2009 21:36 UTC
RODIN JUDITHDirector
GrantCommon Stock 261.4 $7.72 $2,017.49
Disclosure

SEC source: 0001181431-09-000836 · rrd227445.xml · nonDerivative · entry 2

RODIN JUDITH · CIK 0001102075 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2)

Disclosed balance after: 14,562.6

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
January 01, 2009 Filed Jan 5, 2009 21:36 UTC
RODIN JUDITHDirector
GrantCommon Stock 1,700.5 $7.72 $13,124.46
Disclosure

SEC source: 0001181431-09-000836 · rrd227445.xml · nonDerivative · entry 1

RODIN JUDITH · CIK 0001102075 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2)

Disclosed balance after: 14,301.2

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
January 01, 2009 Filed Jan 5, 2009 21:38 UTC GrantCommon Stock 186.9 $7.72 $1,442.49
Disclosure

SEC source: 0001181431-09-000850 · rrd227442.xml · nonDerivative · entry 3

MULCAHY ANNE M · CIK 0001201725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,195.4

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

Read SEC document
January 01, 2009 Filed Jan 5, 2009 21:38 UTC GrantCommon Stock 214.9 $7.72 $1,658.60
Disclosure

SEC source: 0001181431-09-000850 · rrd227442.xml · nonDerivative · entry 2

MULCAHY ANNE M · CIK 0001201725 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2)

Disclosed balance after: 11,706.1

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
January 01, 2009 Filed Jan 5, 2009 21:38 UTC GrantCommon Stock 1,133.7 $7.72 $8,749.90
Disclosure

SEC source: 0001181431-09-000850 · rrd227442.xml · nonDerivative · entry 1

MULCAHY ANNE M · CIK 0001201725 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2)

Disclosed balance after: 11,491.2

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
January 01, 2009 Filed Jan 5, 2009 16:37 UTC GrantCommon Stock 186.9 $7.72 $1,442.49
Disclosure

SEC source: 0001181431-09-000840 · rrd227444.xml · nonDerivative · entry 3

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,178.3

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

Read SEC document
January 01, 2009 Filed Jan 5, 2009 16:37 UTC GrantCommon Stock 681.7 $7.72 $5,261.36
Disclosure

SEC source: 0001181431-09-000840 · rrd227444.xml · nonDerivative · entry 2

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes (2) and (4)

Disclosed balance after: 36,457.5

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

F4 · balance_after: In addition, the Reporting Person directly beneficially owns 46,351.2 deferred units pursuant to the Citicorp Directors' Deferred Compensation Plan through which the Reporting Person has the right to acquire 13,530.9 shares of common stock.

Read SEC document
January 01, 2009 Filed Jan 5, 2009 16:37 UTC GrantCommon Stock 2,915.2 $7.72 $22,499.51
Disclosure

SEC source: 0001181431-09-000840 · rrd227444.xml · nonDerivative · entry 1

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2)

Disclosed balance after: 35,775.8

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
January 01, 2009 Filed Jan 5, 2009 16:39 UTC GrantCommon Stock 186.9 $7.72 $1,442.49
Disclosure

SEC source: 0001181431-09-000856 · rrd227437.xml · nonDerivative · entry 2

DEUTCH JOHN M · CIK 0001179111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,052.8

F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

Read SEC document
January 01, 2009 Filed Jan 5, 2009 16:39 UTC GrantCommon Stock 186.1 $7.72 $1,436.32
Disclosure

SEC source: 0001181431-09-000856 · rrd227437.xml · nonDerivative · entry 1

DEUTCH JOHN M · CIK 0001179111 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes (2) and (3)

Disclosed balance after: 9,157.1

F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

F3 · balance_after: In addition, the Reporting Person directly beneficially owns 110,798.4 deferred units pursuant to the Citicorp Directors' Deferred Compensation Plan through which the Reporting Person has the right to acquire 35,893.1 shares of common stock.

Read SEC document
January 01, 2009 Filed Jan 5, 2009 16:40 UTC GrantCommon Stock 93.4 $7.72 $720.86
Disclosure

SEC source: 0001181431-09-000864 · rrd227434.xml · nonDerivative · entry 3

BELDA ALAIN J P · CIK 0001127285 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,597.6

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

Read SEC document
January 01, 2009 Filed Jan 5, 2009 16:40 UTC GrantCommon Stock 639.2 $7.72 $4,933.35
Disclosure

SEC source: 0001181431-09-000864 · rrd227434.xml · nonDerivative · entry 2

BELDA ALAIN J P · CIK 0001127285 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes (2) and (4)

Disclosed balance after: 33,151.8

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

F4 · balance_after: In addition, the Reporting Person directly beneficially owns 18,261.2 deferred units pursuant to the Citicorp Directors' Deferred Compensation Plan through which the Reporting Person has the right to acquire 5,330.8 shares of common stock.

Read SEC document
January 01, 2009 Filed Jan 5, 2009 16:40 UTC GrantCommon Stock 1,700.5 $7.72 $13,124.46
Disclosure

SEC source: 0001181431-09-000864 · rrd227434.xml · nonDerivative · entry 1

BELDA ALAIN J P · CIK 0001127285 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2)

Disclosed balance after: 32,512.6

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
December 11, 2008 Filed Dec 12, 2008 21:03 UTC
PANDIT VIKRAM SDirector · CEO, Citigroup Inc.
Tax withholdingCommon Stock 119,500 $7.85 $937,477.50
Disclosure

SEC source: 0001181431-08-067150 · rrd226355.xml · nonDerivative · entry 1

PANDIT VIKRAM S · CIK 0001183417 · Director · CEO, Citigroup Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,725,448.7

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock.

Read SEC document
November 26, 2008 Filed Dec 1, 2008 16:35 UTC
Apte ShirishCEO, Central and East. Europe
PurchaseCommon Stock 15,000 $6.89 $103,350.00
Disclosure

SEC source: 0001181431-08-064667 · rrd224896.xml · nonDerivative · entry 1

Apte Shirish · CIK 0001434038 · CEO, Central and East. Europe

10b5-1 filing: Not disclosed

Ownership: Indirect · By family investment company

Disclosed balance after: 81,354

Read SEC document
November 18, 2008 Filed Nov 20, 2008 16:02 UTC PurchaseCommon Stock 35,000 $8.15 $285,250.00
Disclosure

SEC source: 0001181431-08-063206 · rrd224048.xml · nonDerivative · entry 1

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,991.4

Read SEC document
November 14, 2008 Filed Nov 14, 2008 22:31 UTC
KELLY EDWARD J IIIHead, Global Banking
PurchaseCommon Stock 100,000 $10.02 $1,002,000.00
Disclosure

SEC source: 0001181431-08-061850 · rrd223514.xml · nonDerivative · entry 1

KELLY EDWARD J III · CIK 0001160225 · Head, Global Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,166

Read SEC document
November 14, 2008 Filed Nov 14, 2008 17:33 UTC
HAVENS JOHN PCEO, Institutional Clients Grp
PurchaseCommon Stock 250,000 $9.53 $2,381,500.00
Disclosure

SEC source: 0001181431-08-061856 · rrd223388.xml · nonDerivative · entry 2

HAVENS JOHN P · CIK 0001183832 · CEO, Institutional Clients Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

F2 · price: This price represents the average purchase prices for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $9.18 to $9.84. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
November 14, 2008 Filed Nov 17, 2008 16:17 UTC PurchaseCommon Stock 100 $8.97 $897.00
Disclosure

SEC source: 0001181431-08-062102 · rrd223578.xml · nonDerivative · entry 2

RYAN ROBERT L · CIK 0001024354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,811.3

Read SEC document
November 14, 2008 Filed Nov 17, 2008 16:17 UTC PurchaseCommon Stock 12,400 $8.96 $111,104.00
Disclosure

SEC source: 0001181431-08-062102 · rrd223578.xml · nonDerivative · entry 1

RYAN ROBERT L · CIK 0001024354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,711.3

Read SEC document
November 13, 2008 Filed Nov 14, 2008 00:04 UTC
PANDIT VIKRAM SCEO, Citigroup Inc.
Purchase8.50% Non-Cumulative Preferred Stock, Series F 50,000 $15.15 $757,350.00
Disclosure

SEC source: 0001181431-08-061531 · rrd223378.xml · nonDerivative · entry 5

PANDIT VIKRAM S · CIK 0001183417 · CEO, Citigroup Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

F4 · price: This price represents the average purchase prices for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $14.83 to $15.63. Upon request by the SEC staff, the Issuer or a security holder of the Issuser, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected.

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November 13, 2008 Filed Nov 14, 2008 00:04 UTC
PANDIT VIKRAM SCEO, Citigroup Inc.
Purchase8.125% Non-Cumulative Preferred Stock, Series AA 50,000 $13.63 $681,500.00
Disclosure

SEC source: 0001181431-08-061531 · rrd223378.xml · nonDerivative · entry 4

PANDIT VIKRAM S · CIK 0001183417 · CEO, Citigroup Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

F3 · price: This price represents the average purchase prices for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $13.47 to $13.90. Upon request by the SEC staff, the Issuer or a security holder of the Issuser, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
November 13, 2008 Filed Nov 14, 2008 00:04 UTC
PANDIT VIKRAM SCEO, Citigroup Inc.
PurchaseCommon Stock 250,000 $9.45 $2,362,500.00
Disclosure

SEC source: 0001181431-08-061531 · rrd223378.xml · nonDerivative · entry 3

PANDIT VIKRAM S · CIK 0001183417 · CEO, Citigroup Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,844,948.7

Read SEC document
November 13, 2008 Filed Nov 14, 2008 00:04 UTC
PANDIT VIKRAM SCEO, Citigroup Inc.
PurchaseCommon Stock 186,900 $9.53 $1,780,222.50
Disclosure

SEC source: 0001181431-08-061531 · rrd223378.xml · nonDerivative · entry 2

PANDIT VIKRAM S · CIK 0001183417 · CEO, Citigroup Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,594,948.7

F2 · price: This price represents the average purchase prices for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $9.29 to $9.90. Upon request by the SEC staff, the Issuer or a security holder of the Issuser, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
November 13, 2008 Filed Nov 14, 2008 00:04 UTC
PANDIT VIKRAM SCEO, Citigroup Inc.
PurchaseCommon Stock 313,100 $8.92 $2,791,912.70
Disclosure

SEC source: 0001181431-08-061531 · rrd223378.xml · nonDerivative · entry 1

PANDIT VIKRAM S · CIK 0001183417 · CEO, Citigroup Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,408,048.7

F1 · price: This price represents the average purchase prices for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $8.29 to $9.28. Upon request by the SEC staff, the Issuer or a security holder of the Issuser, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected.

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November 13, 2008 Filed Nov 14, 2008 17:32 UTC OtherCommon Stock 31,746 $9.45 $299,999.70
Disclosure

SEC source: 0001181431-08-061852 · rrd223391.xml · nonDerivative · entry 1

DEUTCH JOHN M · CIK 0001179111 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote (2)

Disclosed balance after: 32,354.2

F1 · shares: As a result of the Reporting Person's discretionary intra-plan transfer, he acquired 108,669.6 deferred units in the Citicorp Directors' Deferred Compensation Plan's common stock fund at a unit price of $2.76, or the equivalent of 31,746 shares of the company's common stock at $9.45 per share.

F1 · price: As a result of the Reporting Person's discretionary intra-plan transfer, he acquired 108,669.6 deferred units in the Citicorp Directors' Deferred Compensation Plan's common stock fund at a unit price of $2.76, or the equivalent of 31,746 shares of the company's common stock at $9.45 per share.

F2 · balance_after: The Reporting Person directly beneficially owns 110,669.5872 deferred units pursuant to the Citicorp Directors' Deferred Compensation Plan through which the Reporting Person has the right to acquire 32,354.2 shares of common stock.

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November 13, 2008 Filed Nov 14, 2008 17:31 UTC
Forese James A.Head, Global Capital Markets
PurchaseCommon Stock 200,000 $9.35 $1,870,000.00
Disclosure

SEC source: 0001181431-08-061851 · rrd223450.xml · nonDerivative · entry 1

Forese James A. · CIK 0001433386 · Head, Global Capital Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,378,402.5

F1 · price: This price represents the average purchase prices for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $9.25 to $9.44. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected.

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November 13, 2008 Filed Nov 14, 2008 22:33 UTC
Leach BrianChief Risk Officer
Purchase8.50% Non-Cumulative Preferred Stock, Series F 30,000 $15.50 $465,000.00
Disclosure

SEC source: 0001181431-08-061854 · rrd223389.xml · nonDerivative · entry 2

Leach Brian · CIK 0001428954 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.