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Nasdaq · USD

BYFC

BROADWAY FINANCIAL CORP DE

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6703
SEC CIK
0001001171
Parsed reports
195

Last 12 months

Inside the activity.

0 purchase rows · 22 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 2026022
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 16, 2022 Filed Mar 18, 2022 19:16 UTC
Wells Sonja SandersEVP/Commercial Lending
GrantCommon Stock 48,039 $1.53 $73,499.67
Disclosure

SEC source: 0001567619-22-007205 · doc1.xml · nonDerivative · entry 1

Wells Sonja Sanders · CIK 0001851521 · EVP/Commercial Lending

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,039

F1 · shares: Restricted stock granted March 16, 2022 with a 5 year vesting.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 19:11 UTC
Herbert Shannan AliciaEVP/Chief Credit Officer
GrantCommon Stock 47,581 $1.53 $72,798.93
Disclosure

SEC source: 0001567619-22-007203 · doc1.xml · nonDerivative · entry 1

Herbert Shannan Alicia · CIK 0001851522 · EVP/Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,581

F1 · shares: Restricted stock granted March 16, 2022 with a 5 year vesting.

Read SEC document
February 16, 2022 Filed Feb 18, 2022 18:31 UTC GrantCommon Stock 6,741 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-005056 · doc1.xml · nonDerivative · entry 1

DAVIDSON ROBERT C JR · CIK 0001219803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,331

F1 · shares: Represents Award of Unrestricted stock issued on February 16, 2022 pursuant to the 2018 Long Term Incentive Plan of Broadway Financial Corporation.

Read SEC document
February 16, 2022 Filed Feb 18, 2022 18:28 UTC GrantCommon Stock 6,741 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-005054 · doc1.xml · nonDerivative · entry 1

JOHNS MARIE C · CIK 0001108201 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,103

F1 · shares: Represents Award of Unrestricted stock issued on February 16, 2022 pursuant to the 2018 Long Term Incentive Plan of Broadway Financial Corporation.

Read SEC document
February 16, 2022 Filed Feb 18, 2022 18:22 UTC GrantCommon Stock 6,741 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-005039 · doc1.xml · nonDerivative · entry 1

LONGBRAKE WILLIAM A · CIK 0001057032 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,103

F1 · shares: Represents Award of unrestricted stock issued on February 16, 2022 pursuant to the 2018 Long Term Incentive Plan of Broadway Financial Corporation.

Read SEC document
February 16, 2022 Filed Feb 18, 2022 18:27 UTC GrantCommon Stock 6,741 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-005047 · doc1.xml · nonDerivative · entry 1

Donovan Mary Ann · CIK 0001851769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,103

F1 · shares: Represents Award of Unrestricted stock issued on February 16, 2022 pursuant to the 2018 Long Term Incentive Plan of Broadway Financial Corporation.

Read SEC document
February 16, 2022 Filed Feb 18, 2022 18:24 UTC GrantCommon Stock 6,741 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-005042 · doc1.xml · nonDerivative · entry 1

McGrady David J. · CIK 0001851527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,103

F1 · shares: Represents Award of unrestricted stock issued on February 16, 2022 pursuant to the 2018 Long Term Incentive Plan of Broadway Financial Corporation.

Read SEC document
February 16, 2022 Filed Feb 18, 2022 18:20 UTC GrantCommon Stock 6,741 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-005037 · doc1.xml · nonDerivative · entry 1

Ross Dutch C. III · CIK 0001668417 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,813

F1 · shares: Represents Award of unrestricted stock issued on February 16, 2022 pursuant to the 2018 Long Term Incentive Plan of Broadway Financial Corporation.

Read SEC document
February 16, 2022 Filed Feb 18, 2022 18:17 UTC GrantCommon Stock 6,741 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-005034 · doc1.xml · nonDerivative · entry 1

Bradshaw Wayne-Kent A. · CIK 0001456220 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316,978

F1 · shares: Represents Award of unrestricted stock issued on February 16 2022 pursuant to the 2018 Long Term Incentive Plan of Broadway Financial Corporation.

Read SEC document
July 21, 2021 Filed Jul 28, 2021 18:47 UTC
Argrett Brian EDirector · President/CEO
Tax withholdingClass A Common Stock 21,534 $3.10 $66,755.40
Disclosure

SEC source: 0001567619-21-014094 · doc1.xml · nonDerivative · entry 2

Argrett Brian E · CIK 0001361104 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,344

F2 · shares: Withholding of shares of Class A Common Stock to satisfy tax withholding obligation in connection with the award of stock reported on this Form 4

Read SEC document
July 21, 2021 Filed Jul 28, 2021 18:47 UTC
Argrett Brian EDirector · President/CEO
GrantClass A Common Stock 64,516 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-014094 · doc1.xml · nonDerivative · entry 1

Argrett Brian E · CIK 0001361104 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,878

F1 · shares: Award of fully vested Class A Common Stock pursuant to the 2018 Long Term Incentive Plan of Broadway Financial Corporation

Read SEC document
July 21, 2021 Filed Aug 24, 2021 18:56 UTC Amendment
Argrett Brian EPresident/CEO
Tax withholdingClass A Common Stock 21,354 $3.10 $66,197.40
Disclosure

SEC source: 0001567619-21-016268 · doc1.xml · nonDerivative · entry 2

Argrett Brian E · CIK 0001361104 · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,524

F2 · shares: Withholding of shares of Class A Common Stock to satisfy tax withholding obligation in connection with the award of stock reported on this Form 4.

F3 · balance_after: Amendment filed due to transposition of number of forfeited shares reported on Form 4 filed on 07/28/2021.

Read SEC document
July 21, 2021 Filed Aug 24, 2021 18:56 UTC Amendment
Argrett Brian EPresident/CEO
GrantClass A Common Stock 64,516 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-016268 · doc1.xml · nonDerivative · entry 1

Argrett Brian E · CIK 0001361104 · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,878

F1 · shares: Award of fully vested Class A Common Stock pursuant to the 2018 long term incentive plan of Broadway Financial Corporation.

Read SEC document
May 11, 2021 Filed May 12, 2021 15:55 UTC PurchaseCommon Stock 521 $1.78 $927.38
Disclosure

SEC source: 0001567619-21-009683 · doc1.xml · nonDerivative · entry 2

Nida Thomas Andrew · CIK 0001851519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Read SEC document
May 10, 2021 Filed May 12, 2021 15:55 UTC PurchaseCommon Stock 1,979 $1.80 $3,562.20
Disclosure

SEC source: 0001567619-21-009683 · doc1.xml · nonDerivative · entry 1

Nida Thomas Andrew · CIK 0001851519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,979

Read SEC document
April 01, 2021 Filed Apr 2, 2021 20:54 UTC GrantClass A Common Stock 1,362 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-007525 · doc1.xml · nonDerivative · entry 1

McGrady David J. · CIK 0001851527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,362

F1 · shares: Received in exchange for 100 shares of CFBancorp Corporation ("CFB") Class A common stock in merger of CFB into Broadway Financial Corporation ("BFC"). The closing price of BFC Class A common stock on the merger date was $2.32 per share. There was no public trading market for CFB Class A common stock.

F1 · price: Received in exchange for 100 shares of CFBancorp Corporation ("CFB") Class A common stock in merger of CFB into Broadway Financial Corporation ("BFC"). The closing price of BFC Class A common stock on the merger date was $2.32 per share. There was no public trading market for CFB Class A common stock.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 20:52 UTC GrantClass A Common Stock 1,362 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-007521 · doc1.xml · nonDerivative · entry 1

LONGBRAKE WILLIAM A · CIK 0001057032 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,362

F1 · shares: Received in exchange for 100 shares of CFBancorp Corporation ("CFB") Class A common stock in merger of CFB into Broadway Financial Corporation ("BFC"). The closing price of BFC Class A common stock on the merger date was $2.32 per share. There was no public trading market for CFB Class A common stock.

F1 · price: Received in exchange for 100 shares of CFBancorp Corporation ("CFB") Class A common stock in merger of CFB into Broadway Financial Corporation ("BFC"). The closing price of BFC Class A common stock on the merger date was $2.32 per share. There was no public trading market for CFB Class A common stock.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 20:50 UTC GrantClass A Common Stock 1,362 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-007520 · doc1.xml · nonDerivative · entry 1

LONGBRAKE WILLIAM A · CIK 0001057032 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,362

F1 · shares: Received in exchange for 100 shares of CFBancorp Corporation ("CFB") Class A common stock in merger of CFB into Broadway Financial Corporation ("BFC"). The closing price of BFC Class A common stock on the merger date was $2.32 per share. There was no public trading market for CFB Class A common stock.

F1 · price: Received in exchange for 100 shares of CFBancorp Corporation ("CFB") Class A common stock in merger of CFB into Broadway Financial Corporation ("BFC"). The closing price of BFC Class A common stock on the merger date was $2.32 per share. There was no public trading market for CFB Class A common stock.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 20:48 UTC GrantClass A Common Stock 1,362 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-007516 · doc1.xml · nonDerivative · entry 1

JOHNS MARIE C · CIK 0001108201 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,362

F1 · shares: Received in exchange for 100 shares of CFBancorp Corporation ("CFB") Class A common stock in merger of CFB into Broadway Financial Corporation ("BFC"). The closing price of the BFC Class A common stock on the merger date was $2.32 per share. There was no public trading market for CFB Class A common stock.

F1 · price: Received in exchange for 100 shares of CFBancorp Corporation ("CFB") Class A common stock in merger of CFB into Broadway Financial Corporation ("BFC"). The closing price of the BFC Class A common stock on the merger date was $2.32 per share. There was no public trading market for CFB Class A common stock.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 20:46 UTC GrantClass A Common Stock 1,362 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-007512 · doc1.xml · nonDerivative · entry 1

Donovan Mary Ann · CIK 0001851769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,362

F1 · shares: Received in exchange for 100 shares of CFBancorp Corporation ("CFB") Class A common stock in merger of CFB into Broadway Financial Corporation ("BFC"). The closing price of BFC Class A common stock on the merger date was $2.32 per share. There was no public trading market for CFB Class A common stock.

F1 · price: Received in exchange for 100 shares of CFBancorp Corporation ("CFB") Class A common stock in merger of CFB into Broadway Financial Corporation ("BFC"). The closing price of BFC Class A common stock on the merger date was $2.32 per share. There was no public trading market for CFB Class A common stock.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 20:45 UTC
Argrett Brian EPresident/CEO
GrantClass A Common Stock 1,362 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-007508 · doc1.xml · nonDerivative · entry 1

Argrett Brian E · CIK 0001361104 · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,362

F1 · shares: Received in exchange for 100 shares of CFBancorp Corporation ("CFB") Class A common stock in merger of CFB into Broadway Financial Corporation ("BFC"). The closing price of BFC Class A common stock on the merger date was $2.32 per share. There was no public trading market for CFB Class A common stock.

F1 · price: Received in exchange for 100 shares of CFBancorp Corporation ("CFB") Class A common stock in merger of CFB into Broadway Financial Corporation ("BFC"). The closing price of BFC Class A common stock on the merger date was $2.32 per share. There was no public trading market for CFB Class A common stock.

Read SEC document
April 01, 2021 Filed Aug 19, 2021 16:11 UTC GrantClass A Common Stock 6,622,236 $2.32 $15,363,587.52
Disclosure

SEC source: 0001878419-21-000002 · primary_doc.xml · nonDerivative · entry 1

City First Enterprises Inc. · CIK 0001878419 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,622,236

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:48 UTC
Selleck ErinDirector
GrantCommon Stock 3,456 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-005049 · doc1.xml · nonDerivative · entry 1

Selleck Erin · CIK 0001644258 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,334

F1 · shares: Represents Award of unrestricted stock issued on February 24, 2021 pursuant to the 2018 Long Term Incentive Plan of Broadway Financial Corporation.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:20 UTC GrantCommon Stock 3,456 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-005017 · doc1.xml · nonDerivative · entry 1

Thompson Jack T · CIK 0001709875 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,635

F1 · shares: Represents Award of unrestricted stock used on February 24, 2021 pursuant to the 2018 Long Term Incentive Plan of Broadway Financial Corporation.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:12 UTC GrantCommon Stock 3,456 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-005010 · doc1.xml · nonDerivative · entry 1

MEDINA DANIEL A · CIK 0001208200 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,946

F1 · shares: Represents Award of unrestricted stock issued on February 24, 2021 pursuant to the 2018 Long Term Incentive Plan of Broadway Financial Corporation.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 19:30 UTC GrantCommon Stock 3,456 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-004998 · doc1.xml · nonDerivative · entry 1

DAVIDSON ROBERT C JR · CIK 0001219803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,590

F1 · shares: Represents Award of unrestricted stock issued on February 24, 2021 pursuant to the 2018 Long Term Incentive Plan of Broadway Financial Corporation.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 19:28 UTC
ROBERTS VIRGIL PDirector · Chairman
GrantCommon Stock 3,456 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-004996 · doc1.xml · nonDerivative · entry 1

ROBERTS VIRGIL P · CIK 0001208204 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,913

F1 · shares: Represents Award of unrestricted stock issued on February 24, 2021 pursuant to the 2018 Long Term Incentive Plan of Broadway Financial Corporation.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 19:22 UTC GrantCommon Stock 3,456 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-004994 · doc1.xml · nonDerivative · entry 1

Ross Dutch C. III · CIK 0001668417 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,072

F1 · shares: Represents Award of unrestricted stock issued on February 24, 2021 pursuant to the 2018 Long Term Incentive Plan of Broadway Financial Corporation.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 21:31 UTC
Bradshaw Wayne-Kent A.Director · President/CEO
GrantCommon Stock 37,371 $1.46 $54,374.81
Disclosure

SEC source: 0001179110-20-002591 · edgar.xml · nonDerivative · entry 1

Bradshaw Wayne-Kent A. · CIK 0001456220 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,237

F1 · shares: Restricted Stock granted on February 26, 2020 with a 2 year vesting period.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 21:30 UTC GrantCommon Stock 5,155 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-002588 · edgar.xml · nonDerivative · entry 1

MEDINA DANIEL A · CIK 0001208200 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,490

F1 · shares: Represents Award of unrestricted stock issued on February 26, 2020 pursuant tot he 2018 Long Term Incentive Plan of Broadway Financial Corporation.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 21:30 UTC GrantCommon Stock 5,155 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-002585 · edgar.xml · nonDerivative · entry 1

Thompson Jack T · CIK 0001709875 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,179

F1 · shares: Represents Award of unrestricted stock issued on February 26, 2020 pursuant to the 2018 Long Term Incentive Plan of Broadway Financial Corporation.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 21:29 UTC
ROBERTS VIRGIL PDirector · Chairman
GrantCommon Stock 5,155 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-002583 · edgar.xml · nonDerivative · entry 1

ROBERTS VIRGIL P · CIK 0001208204 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,457

F1 · shares: Represents Award of unrestricted stock issued on February 26, 2020 pursuant to the 2018 Long Term Incentive Plan of Broadway Financial Corporation.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 21:29 UTC
Selleck ErinDirector
GrantCommon Stock 5,155 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-002581 · edgar.xml · nonDerivative · entry 1

Selleck Erin · CIK 0001644258 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,878

F1 · shares: Represents Award of unrestricted stock issued on February 26, 2020 pursuant to the 2018 Long Term Incentive Plan of Broadway Financial Corporation

Read SEC document
February 26, 2020 Filed Feb 28, 2020 21:28 UTC GrantCommon Stock 5,155 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-002578 · edgar.xml · nonDerivative · entry 1

Ross Dutch C. III · CIK 0001668417 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,616

F1 · shares: Represents Award of unrestricted stock issued February 26, 2020 pursuant to the 2018 Long Term Incentive Plan of Broadway Financial Corporation.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 21:26 UTC GrantCommon Stock 5,155 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-002574 · edgar.xml · nonDerivative · entry 1

DAVIDSON ROBERT C JR · CIK 0001219803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,134

F1 · shares: Represents Award of unrestricted stock issued on February 26, 2020 pursuant to the 2018 Long Term Incentive Plan of Broadway Financial Corporation.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 21:24 UTC
McCloud RuthEVP/CRBO
GrantCommon Stock 13,781 $1.46 $20,051.36
Disclosure

SEC source: 0001179110-20-002573 · edgar.xml · nonDerivative · entry 1

McCloud Ruth · CIK 0001616797 · EVP/CRBO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,384

F1 · shares: Restricted Stock granted February 26, 2020 with a 2 year vesting period.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 21:23 UTC
Battey Brenda JEVP/Chief Financial Officer
GrantCommon Stock 16,173 $1.46 $23,531.72
Disclosure

SEC source: 0001179110-20-002572 · edgar.xml · nonDerivative · entry 1

Battey Brenda J · CIK 0001578226 · EVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,437

F1 · shares: Restricted Stock granted February 26, 2020 with a 2 year vesting.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 21:22 UTC
Bellefeuille Norman EEVP/Chief Lending Officer
GrantCommon Stock 17,048 $1.46 $24,804.84
Disclosure

SEC source: 0001179110-20-002571 · edgar.xml · nonDerivative · entry 1

Bellefeuille Norman E · CIK 0001553940 · EVP/Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,880

F1 · shares: Restricted Stock granted February 26, 2020 with a 2 year vesting.

Read SEC document
February 27, 2019 Filed Mar 5, 2019 22:50 UTC
McCloud RuthSVP/CRBO
GrantCommon Stock 32,603 $1.23 $40,101.69
Disclosure

SEC source: 0001179110-19-003326 · edgar.xml · nonDerivative · entry 1

McCloud Ruth · CIK 0001616797 · SVP/CRBO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,603

F1 · shares: Restricted Stock granted February 27, 2019 with a 2 year vesting period.

Read SEC document
February 27, 2019 Filed Mar 5, 2019 22:45 UTC
Battey Brenda JSVP/Chief Financial Officer
GrantCommon Stock 38,264 $1.23 $47,064.72
Disclosure

SEC source: 0001179110-19-003322 · edgar.xml · nonDerivative · entry 1

Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,264

F1 · shares: Restricted Stock granted February 27, 2019 with a 2 year vesting period.

Read SEC document
February 27, 2019 Filed Mar 5, 2019 22:40 UTC
Bradshaw Wayne-Kent A.Director · President/CEO
GrantCommon Stock 194,390 $1.23 $239,099.70
Disclosure

SEC source: 0001179110-19-003320 · edgar.xml · nonDerivative · entry 1

Bradshaw Wayne-Kent A. · CIK 0001456220 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,777

F1 · shares: Restricted Stock granted on February 27, 2019 with a 2 year vesting period.

Read SEC document
February 27, 2019 Filed Mar 5, 2019 22:42 UTC
Bellefeuille Norman ESVP/Chief Lending Officer
GrantCommon Stock 40,332 $1.23 $49,608.36
Disclosure

SEC source: 0001179110-19-003321 · edgar.xml · nonDerivative · entry 1

Bellefeuille Norman E · CIK 0001553940 · SVP/Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,832

F1 · shares: Restricted Stock granted February 27, 2019 with a 2 year vesting period.

Read SEC document
January 23, 2019 Filed Jan 28, 2019 20:06 UTC GrantCommon Stock 6,024 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-000957 · edgar.xml · nonDerivative · entry 1

DAVIDSON ROBERT C JR · CIK 0001219803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,979

F1 · security: Represents Award of unrestricted stock issued on January 23, 2019 pursuant to the 2018 Long Term Incentive Plan of Broadway Financial Corporation.

Read SEC document
January 23, 2019 Filed Jan 28, 2019 20:04 UTC GrantCommon Stock 6,024 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-000956 · edgar.xml · nonDerivative · entry 1

MADDOX ALBERT O · CIK 0001208203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,586

F1 · security: Represents Award of unrestricted stock issued on January 23, 2019 pursuant to the 2018 Long Term Incentive Plan of Broadway Financial Corporation.

Read SEC document
January 23, 2019 Filed Jan 28, 2019 20:03 UTC GrantCommon Stock 6,024 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-000955 · edgar.xml · nonDerivative · entry 1

MEDINA DANIEL A · CIK 0001208200 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,335

F1 · security: Represents Award of unrestricted stock issued on January 23, 2019 pursuant to the 2018 Long Term Incentive Plan of Broadway Financial Corporation.

Read SEC document
January 23, 2019 Filed Jan 28, 2019 20:02 UTC GrantCommon Stock 6,024 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-000954 · edgar.xml · nonDerivative · entry 1

Ross Dutch C. III · CIK 0001668417 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,461

F1 · security: Represents Award of unrestricted stock issued on January 23, 2019 pursuant to the 2018 Long Term Incentive Plan of Broadway Financial Corporation.

Read SEC document
January 23, 2019 Filed Jan 28, 2019 20:00 UTC
Selleck ErinDirector
GrantCommon Stock 6,024 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-000953 · edgar.xml · nonDerivative · entry 1

Selleck Erin · CIK 0001644258 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,723

F1 · security: Represents Award of unrestricted stock issued on January 23, 2019 pursuant to the 2018 Long Term Incentive Plan of Broadway Financial Corporation.

Read SEC document
January 23, 2019 Filed Jan 28, 2019 19:59 UTC GrantCommon Stock 6,024 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-000952 · edgar.xml · nonDerivative · entry 1

Thompson Jack T · CIK 0001709875 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,024

F1 · security: Represents Award of unrestricted stock issued on January 23, 2019 pursuant to the 2018 Long Term Incentive Plan of Broadway Financial Corporation.

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January 23, 2019 Filed Jan 28, 2019 19:58 UTC
ROBERTS VIRGIL PDirector · Chairman
GrantCommon Stock 6,024 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-000951 · edgar.xml · nonDerivative · entry 1

ROBERTS VIRGIL P · CIK 0001208204 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,302

F1 · security: Represents Award of unrestricted stock issued on January 23, 2018 Long Term Incentive plan of Broadway Financial Corporation.

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June 11, 2018 Filed Jun 12, 2018 21:58 UTC
Battey Brenda JSVP/Chief Financial Officer
Disposition to issuerCommon Stock 100 $2.09 $209.00
Disclosure

SEC source: 0001179110-18-008413 · edgar.xml · nonDerivative · entry 5

Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.