Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BROADWAY FINANCIAL CORP DEBYFC · Entity 6703 | Director | February 24, 2021 | February 26, 2021 |
| COASTAL FINANCIAL CORPCCB · Entity 5197 | Director | July 18, 2018 | July 20, 2018 |
| Esquire Financial Holdings, Inc.ESQ · Entity 4764 | Director | March 15, 2018 | March 19, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BROADWAY FINANCIAL CORP DE
Report date February 24, 2021 · Filed February 26, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 14,635 |
Reported balance
After 2021-02-24 transaction · row 1
1 source rowRow 1 · 2021-02-24 · Grant · Acquired 3,456 · Balance 14,635 F1: Represents Award of unrestricted stock used on February 24, 2021 pursuant to the 2018 Long Term Incentive Plan of Broadway Financial Corporation. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents Award of unrestricted stock used on February 24, 2021 pursuant to the 2018 Long Term Incentive Plan of Broadway Financial Corporation.
COASTAL FINANCIAL CORP
Report date July 18, 2018 · Filed July 20, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy CJA Private Equity Financial Restructuring Master Fund I LP | 703,511 |
Reported balance
After 2018-07-18 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2018-07-18 · Sale · Disposed 700,000 · Balance 703,511 F1: Mr. Thompson is a member of CJA Private Equity Financial Restructuring GP I Ltd., the sole general partner of CJA Private Equity Financial Restructuring Master Fund I LP, which entity owns 703,511 shares of Coastal Financial Corporation's common stock and 261,444 shares of Coastal Financial Corporation's Class C Nonvoting Common Stock. Mr. Thompson disclaims beneficial ownership of such shares held by CJA Private Equity Financial Restructuring Master Fund I LP, except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Mr. Thompson is a member of CJA Private Equity Financial Restructuring GP I Ltd., the sole general partner of CJA Private Equity Financial Restructuring Master Fund I LP, which entity owns 703,511 shares of Coastal Financial Corporation's common stock and 261,444 shares of Coastal Financial Corporation's Class C Nonvoting Common Stock. Mr. Thompson disclaims beneficial ownership of such shares held by CJA Private Equity Financial Restructuring Master Fund I LP, except to the extent of his pecuniary interest therein.
Esquire Financial Holdings, Inc.
Report date March 15, 2018 · Filed March 19, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $19.25 · Expires 2028-01-23 | Direct | 0 |
Reported balance
After 2018-03-15 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-03-15 · Disposition to issuer · Disposed 1,500 · Balance 0 F1: Stock options were forfeited by the reporting person for no consideration. |
| Common StockSEC Table I · non-derivative | Direct | 80 |
Reported balance
Holding disclosure · report date 2018-03-15 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 80 |
| Common StockSEC Table I · non-derivative | IndirectBy L.P. | 564,800 |
Reported balance
Holding disclosure · report date 2018-03-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 564,800 |
Filing footnotes · ownership attribution and instrument terms
F1: Stock options were forfeited by the reporting person for no consideration.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 24, 2021 Filed Feb 26, 2021 21:20 UTC | BROADWAY FINANCIAL CORP DE BYFC · Entity 6703 | GrantCommon Stock | 3,456 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-005017 · doc1.xml · nonDerivative · entry 1 Thompson Jack T · CIK 0001709875 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,635 F1 · shares: Represents Award of unrestricted stock used on February 24, 2021 pursuant to the 2018 Long Term Incentive Plan of Broadway Financial Corporation. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 21:30 UTC | BROADWAY FINANCIAL CORP DE BYFC · Entity 6703 | GrantCommon Stock | 5,155 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-002585 · edgar.xml · nonDerivative · entry 1 Thompson Jack T · CIK 0001709875 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,179 F1 · shares: Represents Award of unrestricted stock issued on February 26, 2020 pursuant to the 2018 Long Term Incentive Plan of Broadway Financial Corporation. Read SEC document |
| January 23, 2019 Filed Jan 28, 2019 19:59 UTC | BROADWAY FINANCIAL CORP DE BYFC · Entity 6703 | GrantCommon Stock | 6,024 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-000952 · edgar.xml · nonDerivative · entry 1 Thompson Jack T · CIK 0001709875 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,024 F1 · security: Represents Award of unrestricted stock issued on January 23, 2019 pursuant to the 2018 Long Term Incentive Plan of Broadway Financial Corporation. Read SEC document |
| July 18, 2018 Filed Jul 20, 2018 17:12 UTC | COASTAL FINANCIAL CORP CCB · Entity 5197 | SaleCommon Stock | 700,000 | $14.50 | $10,150,000.00 |
DisclosureSEC source: 0001225208-18-011872 · doc4.xml · nonDerivative · entry 1 Thompson Jack T · CIK 0001709875 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By CJA Private Equity Financial Restructuring Master Fund I LP Disclosed balance after: 703,511 F1 · ownership.nature: Mr. Thompson is a member of CJA Private Equity Financial Restructuring GP I Ltd., the sole general partner of CJA Private Equity Financial Restructuring Master Fund I LP, which entity owns 703,511 shares of Coastal Financial Corporation's common stock and 261,444 shares of Coastal Financial Corporation's Class C Nonvoting Common Stock. Mr. Thompson disclaims beneficial ownership of such shares held by CJA Private Equity Financial Restructuring Master Fund I LP, except to the extent of his pecuniary interest therein. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 17:04 UTC | Esquire Financial Holdings, Inc. ESQ · Entity 4764 | Disposition to issuerStock Options · Derivative | 1,500 | $0.00 Strike: $19.25 | $0.00 |
DisclosureSEC source: 0001140361-18-013976 · doc1.xml · derivative · entry 3 Thompson Jack T · CIK 0001709875 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,500 shares Expires 2028-01-23 F1 · derivative.underlying_shares: Stock options were forfeited by the reporting person for no consideration. Read SEC document |
| January 23, 2018 Filed Feb 7, 2018 19:56 UTC | Esquire Financial Holdings, Inc. ESQ · Entity 4764 | GrantStock Options · Derivative | 1,500 | $0.00 Strike: $19.25 | $0.00 |
DisclosureSEC source: 0001140361-18-005537 · doc1.xml · derivative · entry 3 Thompson Jack T · CIK 0001709875 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 Underlying: Common Stock · 1,500 shares Expires 2028-01-23 F1 · shares: Stock option vest in three equal annual installments commencing on January 23, 2019. F1 · derivative.underlying_shares: Stock option vest in three equal annual installments commencing on January 23, 2019. F1 · balance_after: Stock option vest in three equal annual installments commencing on January 23, 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.