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Battey Brenda J

Disclosed activity across 1 company

Tapewire entity
92586
SEC CIK
0001578226

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
BROADWAY FINANCIAL CORP DEBYFC · Entity 6703EVP/Chief Financial OfficerMarch 26, 2024March 29, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

BROADWAY FINANCIAL CORP DE

Report date March 26, 2024 · Filed March 29, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect25,365 Reported balance After 2024-03-26 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2024-03-26 · Grant · Acquired 7,371 · Balance 25,365

F1: Restricted Stock granted March 26, 2024 with a 5 year vesting in accordance with the Broadway Financial Corporation Amended and Restated 2018 Long-Term Incentive Plan effective April 16, 2023.

F2: Shares amount adjusted for Reverse Stock Split effective October 31, 2023.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted Stock granted March 26, 2024 with a 5 year vesting in accordance with the Broadway Financial Corporation Amended and Restated 2018 Long-Term Incentive Plan effective April 16, 2023.

F2: Shares amount adjusted for Reverse Stock Split effective October 31, 2023.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 26, 2024 Filed Mar 29, 2024 01:11 UTC BROADWAY FINANCIAL CORP DE BYFC · Entity 6703 GrantCommon Stock 7,371 $5.95 $43,857.45
Disclosure

SEC source: 0001140361-24-016366 · form4.xml · nonDerivative · entry 1

Battey Brenda J · CIK 0001578226 · EVP/Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,365

F1 · shares: Restricted Stock granted March 26, 2024 with a 5 year vesting in accordance with the Broadway Financial Corporation Amended and Restated 2018 Long-Term Incentive Plan effective April 16, 2023.

F2 · balance_after: Shares amount adjusted for Reverse Stock Split effective October 31, 2023.

Read SEC document
June 21, 2023 Filed Jun 24, 2023 00:29 UTC BROADWAY FINANCIAL CORP DE BYFC · Entity 6703 GrantCommon Stock 70,361 $1.07 $75,286.27
Disclosure

SEC source: 0001140361-23-031256 · form4.xml · nonDerivative · entry 1

Battey Brenda J · CIK 0001578226 · EVP/Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,956

F1 · shares: Restricted Stock granted June 21, 2023 with a 5 year vesting in accordance with the Broadway Financial Corporation Amended and Restated 2018 Long-Term Incentive Plan effective April 16, 2023.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 20:50 UTC BROADWAY FINANCIAL CORP DE BYFC · Entity 6703 GrantCommon Stock 40,457 $1.53 $61,899.21
Disclosure

SEC source: 0001567619-22-007218 · doc1.xml · nonDerivative · entry 1

Battey Brenda J · CIK 0001578226 · EVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,595

F1 · shares: Restricted Stock granted March 16, 2022 with a 5 year vesting.

F2 · balance_after: On February 26, 2020 the filer reported an ownership of 54,437 shares. The number above reflects the grant made on March 16, 2022 less withholding of shares that occurred on February 27, 2021 and April 1, 2021 to satisfy tax withholding obligations in connection with the vesting of prior equity awards, which withholding transactions have not previously been reported.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 21:23 UTC BROADWAY FINANCIAL CORP DE BYFC · Entity 6703 GrantCommon Stock 16,173 $1.46 $23,531.72
Disclosure

SEC source: 0001179110-20-002572 · edgar.xml · nonDerivative · entry 1

Battey Brenda J · CIK 0001578226 · EVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,437

F1 · shares: Restricted Stock granted February 26, 2020 with a 2 year vesting.

Read SEC document
February 27, 2019 Filed Mar 5, 2019 22:45 UTC BROADWAY FINANCIAL CORP DE BYFC · Entity 6703 GrantCommon Stock 38,264 $1.23 $47,064.72
Disclosure

SEC source: 0001179110-19-003322 · edgar.xml · nonDerivative · entry 1

Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,264

F1 · shares: Restricted Stock granted February 27, 2019 with a 2 year vesting period.

Read SEC document
June 11, 2018 Filed Jun 12, 2018 21:58 UTC BROADWAY FINANCIAL CORP DE BYFC · Entity 6703 Disposition to issuerCommon Stock 100 $2.09 $209.00
Disclosure

SEC source: 0001179110-18-008413 · edgar.xml · nonDerivative · entry 5

Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
June 11, 2018 Filed Jun 12, 2018 21:58 UTC BROADWAY FINANCIAL CORP DE BYFC · Entity 6703 Disposition to issuerCommon Stock 100 $2.08 $208.00
Disclosure

SEC source: 0001179110-18-008413 · edgar.xml · nonDerivative · entry 4

Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

Read SEC document
June 11, 2018 Filed Jun 12, 2018 21:58 UTC BROADWAY FINANCIAL CORP DE BYFC · Entity 6703 Disposition to issuerCommon Stock 200 $2.14 $428.00
Disclosure

SEC source: 0001179110-18-008413 · edgar.xml · nonDerivative · entry 3

Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200

Read SEC document
June 11, 2018 Filed Jun 12, 2018 21:58 UTC BROADWAY FINANCIAL CORP DE BYFC · Entity 6703 Disposition to issuerCommon Stock 433 $2.11 $913.63
Disclosure

SEC source: 0001179110-18-008413 · edgar.xml · nonDerivative · entry 2

Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400

Read SEC document
June 11, 2018 Filed Jun 12, 2018 21:58 UTC BROADWAY FINANCIAL CORP DE BYFC · Entity 6703 Disposition to issuerCommon Stock 1,000 $2.06 $2,060.00
Disclosure

SEC source: 0001179110-18-008413 · edgar.xml · nonDerivative · entry 1

Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 833

Read SEC document
June 08, 2018 Filed Jun 11, 2018 19:02 UTC BROADWAY FINANCIAL CORP DE BYFC · Entity 6703 Disposition to issuerCommon Stock 400 $2.10 $840.00
Disclosure

SEC source: 0001179110-18-008330 · edgar.xml · nonDerivative · entry 8

Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,833

Read SEC document
June 08, 2018 Filed Jun 11, 2018 19:02 UTC BROADWAY FINANCIAL CORP DE BYFC · Entity 6703 Disposition to issuerCommon Stock 200 $2.17 $434.00
Disclosure

SEC source: 0001179110-18-008330 · edgar.xml · nonDerivative · entry 7

Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,233

Read SEC document
June 08, 2018 Filed Jun 11, 2018 19:02 UTC BROADWAY FINANCIAL CORP DE BYFC · Entity 6703 Disposition to issuerCommon Stock 100 $2.14 $214.00
Disclosure

SEC source: 0001179110-18-008330 · edgar.xml · nonDerivative · entry 6

Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,433

Read SEC document
June 08, 2018 Filed Jun 11, 2018 19:02 UTC BROADWAY FINANCIAL CORP DE BYFC · Entity 6703 Disposition to issuerCommon Stock 400 $2.08 $832.00
Disclosure

SEC source: 0001179110-18-008330 · edgar.xml · nonDerivative · entry 5

Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,533

Read SEC document
June 08, 2018 Filed Jun 11, 2018 19:02 UTC BROADWAY FINANCIAL CORP DE BYFC · Entity 6703 Disposition to issuerCommon Stock 100 $2.12 $212.00
Disclosure

SEC source: 0001179110-18-008330 · edgar.xml · nonDerivative · entry 4

Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,933

Read SEC document
June 08, 2018 Filed Jun 11, 2018 19:02 UTC BROADWAY FINANCIAL CORP DE BYFC · Entity 6703 Disposition to issuerCommon Stock 387 $2.03 $785.61
Disclosure

SEC source: 0001179110-18-008330 · edgar.xml · nonDerivative · entry 3

Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,033

Read SEC document
June 08, 2018 Filed Jun 11, 2018 19:02 UTC BROADWAY FINANCIAL CORP DE BYFC · Entity 6703 Disposition to issuerCommon Stock 413 $2.04 $842.52
Disclosure

SEC source: 0001179110-18-008330 · edgar.xml · nonDerivative · entry 2

Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,420

Read SEC document
June 07, 2018 Filed Jun 11, 2018 19:02 UTC BROADWAY FINANCIAL CORP DE BYFC · Entity 6703 Disposition to issuerCommon Stock 169 $2.10 $354.90
Disclosure

SEC source: 0001179110-18-008330 · edgar.xml · nonDerivative · entry 1

Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,833

Read SEC document
December 15, 2017 Filed Dec 18, 2017 20:29 UTC BROADWAY FINANCIAL CORP DE BYFC · Entity 6703 Disposition to issuerCommon Stock 2,115 $2.10 $4,441.50
Disclosure

SEC source: 0001179110-17-015468 · edgar.xml · nonDerivative · entry 8

Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,002

Read SEC document
December 15, 2017 Filed Dec 18, 2017 20:29 UTC BROADWAY FINANCIAL CORP DE BYFC · Entity 6703 Disposition to issuerCommon Stock 400 $2.09 $836.00
Disclosure

SEC source: 0001179110-17-015468 · edgar.xml · nonDerivative · entry 7

Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,117

Read SEC document
December 15, 2017 Filed Dec 18, 2017 20:29 UTC BROADWAY FINANCIAL CORP DE BYFC · Entity 6703 Disposition to issuerCommon Stock 485 $2.08 $1,008.80
Disclosure

SEC source: 0001179110-17-015468 · edgar.xml · nonDerivative · entry 6

Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,517

Read SEC document
December 14, 2017 Filed Dec 18, 2017 20:29 UTC BROADWAY FINANCIAL CORP DE BYFC · Entity 6703 Disposition to issuerCommon Stock 100 $2.16 $216.00
Disclosure

SEC source: 0001179110-17-015468 · edgar.xml · nonDerivative · entry 5

Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,002

Read SEC document
December 14, 2017 Filed Dec 18, 2017 20:29 UTC BROADWAY FINANCIAL CORP DE BYFC · Entity 6703 Disposition to issuerCommon Stock 2,300 $2.09 $4,807.00
Disclosure

SEC source: 0001179110-17-015468 · edgar.xml · nonDerivative · entry 4

Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,102

Read SEC document
December 14, 2017 Filed Dec 18, 2017 20:29 UTC BROADWAY FINANCIAL CORP DE BYFC · Entity 6703 Disposition to issuerCommon Stock 90 $2.08 $187.20
Disclosure

SEC source: 0001179110-17-015468 · edgar.xml · nonDerivative · entry 3

Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,402

Read SEC document
December 14, 2017 Filed Dec 18, 2017 20:29 UTC BROADWAY FINANCIAL CORP DE BYFC · Entity 6703 Disposition to issuerCommon Stock 110 $2.10 $231.00
Disclosure

SEC source: 0001179110-17-015468 · edgar.xml · nonDerivative · entry 2

Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,492

Read SEC document
December 14, 2017 Filed Dec 18, 2017 20:29 UTC BROADWAY FINANCIAL CORP DE BYFC · Entity 6703 Disposition to issuerCommon Stock 400 $2.17 $868.00
Disclosure

SEC source: 0001179110-17-015468 · edgar.xml · nonDerivative · entry 1

Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,602

Read SEC document
December 13, 2017 Filed Dec 13, 2017 22:17 UTC BROADWAY FINANCIAL CORP DE BYFC · Entity 6703 Disposition to issuerCommon Stock 100 $2.18 $218.00
Disclosure

SEC source: 0001179110-17-015308 · edgar.xml · nonDerivative · entry 4

Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,002

Read SEC document
December 13, 2017 Filed Dec 13, 2017 22:17 UTC BROADWAY FINANCIAL CORP DE BYFC · Entity 6703 Disposition to issuerCommon Stock 100 $2.23 $223.00
Disclosure

SEC source: 0001179110-17-015308 · edgar.xml · nonDerivative · entry 3

Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,102

Read SEC document
December 13, 2017 Filed Dec 13, 2017 22:17 UTC BROADWAY FINANCIAL CORP DE BYFC · Entity 6703 Disposition to issuerCommon Stock 100 $2.20 $220.00
Disclosure

SEC source: 0001179110-17-015308 · edgar.xml · nonDerivative · entry 2

Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,202

Read SEC document
December 13, 2017 Filed Dec 13, 2017 22:17 UTC BROADWAY FINANCIAL CORP DE BYFC · Entity 6703 Disposition to issuerCommon Stock 100 $2.22 $222.00
Disclosure

SEC source: 0001179110-17-015308 · edgar.xml · nonDerivative · entry 1

Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,302

Read SEC document
December 12, 2017 Filed Dec 12, 2017 23:12 UTC BROADWAY FINANCIAL CORP DE BYFC · Entity 6703 Disposition to issuerCommon Stock 100 $2.19 $219.00
Disclosure

SEC source: 0001179110-17-015263 · edgar.xml · nonDerivative · entry 2

Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,402

Read SEC document
December 11, 2017 Filed Dec 12, 2017 23:12 UTC BROADWAY FINANCIAL CORP DE BYFC · Entity 6703 Disposition to issuerCommon Stock 101 $2.19 $221.19
Disclosure

SEC source: 0001179110-17-015263 · edgar.xml · nonDerivative · entry 1

Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,502

Read SEC document
December 08, 2017 Filed Dec 8, 2017 21:54 UTC BROADWAY FINANCIAL CORP DE BYFC · Entity 6703 Disposition to issuerCommon Stock 400 $2.18 $872.00
Disclosure

SEC source: 0001179110-17-015124 · edgar.xml · nonDerivative · entry 1

Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,603

Read SEC document
December 06, 2017 Filed Dec 7, 2017 23:53 UTC BROADWAY FINANCIAL CORP DE BYFC · Entity 6703 Disposition to issuerCommon Stock 100 $2.21 $221.00
Disclosure

SEC source: 0001179110-17-015106 · edgar.xml · nonDerivative · entry 1

Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,003

Read SEC document
December 05, 2017 Filed Dec 6, 2017 21:21 UTC BROADWAY FINANCIAL CORP DE BYFC · Entity 6703 Disposition to issuerCommon Stock 100 $2.18 $218.00
Disclosure

SEC source: 0001179110-17-015011 · edgar.xml · nonDerivative · entry 10

Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,103

Read SEC document
December 05, 2017 Filed Dec 6, 2017 21:21 UTC BROADWAY FINANCIAL CORP DE BYFC · Entity 6703 Disposition to issuerCommon Stock 200 $2.20 $440.00
Disclosure

SEC source: 0001179110-17-015011 · edgar.xml · nonDerivative · entry 9

Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,203

Read SEC document
December 05, 2017 Filed Dec 6, 2017 21:21 UTC BROADWAY FINANCIAL CORP DE BYFC · Entity 6703 Disposition to issuerCommon Stock 630 $2.21 $1,392.30
Disclosure

SEC source: 0001179110-17-015011 · edgar.xml · nonDerivative · entry 8

Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,403

Read SEC document
December 05, 2017 Filed Dec 6, 2017 21:21 UTC BROADWAY FINANCIAL CORP DE BYFC · Entity 6703 Disposition to issuerCommon Stock 100 $2.23 $223.00
Disclosure

SEC source: 0001179110-17-015011 · edgar.xml · nonDerivative · entry 7

Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,033

Read SEC document
December 05, 2017 Filed Dec 6, 2017 21:21 UTC BROADWAY FINANCIAL CORP DE BYFC · Entity 6703 Disposition to issuerCommon Stock 100 $2.22 $222.00
Disclosure

SEC source: 0001179110-17-015011 · edgar.xml · nonDerivative · entry 6

Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,133

Read SEC document
December 05, 2017 Filed Dec 6, 2017 21:21 UTC BROADWAY FINANCIAL CORP DE BYFC · Entity 6703 Disposition to issuerCommon Stock 600 $2.17 $1,302.00
Disclosure

SEC source: 0001179110-17-015011 · edgar.xml · nonDerivative · entry 5

Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,233

Read SEC document
December 04, 2017 Filed Dec 6, 2017 21:21 UTC BROADWAY FINANCIAL CORP DE BYFC · Entity 6703 Disposition to issuerCommon Stock 1,345 $2.18 $2,932.10
Disclosure

SEC source: 0001179110-17-015011 · edgar.xml · nonDerivative · entry 4

Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,833

Read SEC document
December 04, 2017 Filed Dec 6, 2017 21:21 UTC BROADWAY FINANCIAL CORP DE BYFC · Entity 6703 Disposition to issuerCommon Stock 93 $2.19 $203.67
Disclosure

SEC source: 0001179110-17-015011 · edgar.xml · nonDerivative · entry 3

Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,178

Read SEC document
December 04, 2017 Filed Dec 6, 2017 21:21 UTC BROADWAY FINANCIAL CORP DE BYFC · Entity 6703 Disposition to issuerCommon Stock 2 $2.20 $4.40
Disclosure

SEC source: 0001179110-17-015011 · edgar.xml · nonDerivative · entry 2

Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,271

Read SEC document
December 04, 2017 Filed Dec 6, 2017 21:21 UTC BROADWAY FINANCIAL CORP DE BYFC · Entity 6703 Disposition to issuerCommon Stock 560 $2.21 $1,237.60
Disclosure

SEC source: 0001179110-17-015011 · edgar.xml · nonDerivative · entry 1

Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,273

Read SEC document
December 01, 2017 Filed Dec 1, 2017 22:38 UTC BROADWAY FINANCIAL CORP DE BYFC · Entity 6703 Disposition to issuerCommon Stock 200 $2.22 $444.00
Disclosure

SEC source: 0001179110-17-014786 · edgar.xml · nonDerivative · entry 8

Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,833

Read SEC document
December 01, 2017 Filed Dec 1, 2017 22:38 UTC BROADWAY FINANCIAL CORP DE BYFC · Entity 6703 Disposition to issuerCommon Stock 200 $2.23 $446.00
Disclosure

SEC source: 0001179110-17-014786 · edgar.xml · nonDerivative · entry 7

Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,033

Read SEC document
December 01, 2017 Filed Dec 1, 2017 22:38 UTC BROADWAY FINANCIAL CORP DE BYFC · Entity 6703 Disposition to issuerCommon Stock 800 $2.25 $1,800.00
Disclosure

SEC source: 0001179110-17-014786 · edgar.xml · nonDerivative · entry 6

Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,233

Read SEC document
December 01, 2017 Filed Dec 1, 2017 22:38 UTC BROADWAY FINANCIAL CORP DE BYFC · Entity 6703 Disposition to issuerCommon Stock 800 $2.21 $1,768.00
Disclosure

SEC source: 0001179110-17-014786 · edgar.xml · nonDerivative · entry 5

Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,033

Read SEC document
November 30, 2017 Filed Dec 1, 2017 22:38 UTC BROADWAY FINANCIAL CORP DE BYFC · Entity 6703 Disposition to issuerCommon Stock 500 $2.21 $1,105.00
Disclosure

SEC source: 0001179110-17-014786 · edgar.xml · nonDerivative · entry 4

Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,833

Read SEC document
November 30, 2017 Filed Dec 1, 2017 22:38 UTC BROADWAY FINANCIAL CORP DE BYFC · Entity 6703 Disposition to issuerCommon Stock 100 $2.22 $222.00
Disclosure

SEC source: 0001179110-17-014786 · edgar.xml · nonDerivative · entry 3

Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,333

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.