Last 12 months
Inside the activity.
14 purchase rows · 9 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 5 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 3 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 3 | 2 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 3 | 5 |
| Sep 2026 | 0 | 2 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 16, 2015 Filed Jan 21, 2015 18:33 UTC |
JAMES HAMILTON EDirector · President and COO
|
GrantCommon units representing limited partner interests | 20,176 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-15-001291 · rrd421553.xml · nonDerivative · entry 2 JAMES HAMILTON E · CIK 0001238989 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,176 F3 · shares: Granted under the 2007 Equity Incentive Plan, these deferred restricted common units will vest ratably over a three-year period, with 6,726 units vesting on January 16, 2016, 6,725 units vesting on January 16, 2017, and 6,725 units vesting on January 16, 2018, subject to the Reporting Person's continued employment with Blackstone. As these deferred restricted common units vest, the underlying common units will be delivered to the Reporting Person. Notwithstanding the foregoing, the units may be delivered earlier upon a change in control of Blackstone. Read SEC document |
| January 16, 2015 Filed Jan 21, 2015 18:33 UTC |
Tosi Laurence AChief Financial Officer
|
GrantCommon units representing limited partner interests | 49,925 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-15-001292 · rrd421552.xml · nonDerivative · entry 1 Tosi Laurence A · CIK 0001307496 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,925 F1 · shares: Granted under the 2007 Equity Incentive Plan, these deferred restricted common units will vest ratably over a three-year period, with 16,642 units vesting on January 16, 2016, 16,641 units vesting on January 16, 2017, and 16,642 units vesting on January 16, 2018, subject to the Reporting Person's continued employment with Blackstone. As these deferred restricted common units vest, the underlying common units will be delivered to the Reporting Person. Notwithstanding the foregoing, the units may be delivered earlier upon a change in control of Blackstone. Read SEC document |
| January 16, 2015 Filed Jan 21, 2015 18:34 UTC |
SKERO KATHLEENPrincipal Accounting Officer
|
GrantCommon units representing limited partner interests | 8,560 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-15-001294 · rrd421550.xml · nonDerivative · entry 1 SKERO KATHLEEN · CIK 0001459508 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,321 F1 · shares: Granted under the 2007 Equity Incentive Plan, these deferred restricted common units will vest ratably over a three-year period, with 2,854 units vesting on January 16, 2016, 2,853 units vesting on January 16, 2017, and 2,853 units vesting on January 16, 2018, subject to the Reporting Person's continued employment with Blackstone. As these deferred restricted common units vest, the underlying common units will be delivered to the Reporting Person. Notwithstanding the foregoing, the units may be delivered earlier upon a change in control of Blackstone. Read SEC document |
| January 16, 2015 Filed Jan 21, 2015 18:34 UTC |
HILL J TOMILSONDirector · Vice Chairman
|
GrantCommon units representing limited partner interests | 333,945 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-15-001295 · rrd421549.xml · nonDerivative · entry 1 HILL J TOMILSON · CIK 0001249319 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,411,831 F1 · shares: Granted under the 2007 Equity Incentive Plan, these deferred restricted common units will vest ratably over a three-year period, with 111,315 units vesting on January 16, 2016, 111,315 units vesting on January 16, 2017, and 111,315 units vesting on January 16, 2018, subject to the Reporting Person's continued employment with Blackstone. As these deferred restricted common units vest, the underlying common units will be delivered to the Reporting Person. Notwithstanding the foregoing, the units may be delivered earlier upon a change in control of Blackstone. Read SEC document |
| January 16, 2015 Filed Jan 21, 2015 23:34 UTC |
Solotar JoanSMD, External Relations
|
GrantCommon units representing limited partner interests | 29,892 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-15-001293 · rrd421551.xml · nonDerivative · entry 1 Solotar Joan · CIK 0001408583 · SMD, External Relations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,892 F1 · shares: Granted under the 2007 Equity Incentive Plan, these deferred restricted common units will vest ratably over a three-year period, with 9,964 units vesting on January 16, 2016, 9,964 units vesting on January 16, 2017, and 9,964 units vesting on January 16, 2018, subject to the Reporting Person's continued employment with Blackstone. As these deferred restricted common units vest, the underlying common units will be delivered to the Reporting Person. Notwithstanding the foregoing, the units may be delivered earlier upon a change in control of Blackstone. Read SEC document |
| January 16, 2015 Filed Jan 21, 2015 23:34 UTC |
Finley John GChief Legal Officer
|
GrantCommon units representing limited partner interests | 29,892 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-15-001296 · rrd421548.xml · nonDerivative · entry 1 Finley John G · CIK 0001500278 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,892 F1 · shares: Granted under the 2007 Equity Incentive Plan, these deferred restricted common units will vest ratably over a three-year period, with 9,964 units vesting on January 16, 2016, 9,964 units vesting on January 16, 2017, and 9,964 units vesting on January 16, 2018, subject to the Reporting Person's continued employment with Blackstone. As these deferred restricted common units vest, the underlying common units will be delivered to the Reporting Person. Notwithstanding the foregoing, the units may be delivered earlier upon a change in control of Blackstone. Read SEC document |
| December 11, 2014 Filed Jan 21, 2015 18:33 UTC |
JAMES HAMILTON EDirector · President and COO
|
GiftCommon units representing limited partner interests | 1,500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-15-001291 · rrd421553.xml · nonDerivative · entry 1 JAMES HAMILTON E · CIK 0001238989 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · kind: The Reporting Person donated 1,500,000 common units of The Blackstone Group, L.P. to a charitable foundation. F2 · ownership.nature: These units were held in a limited liability company beneficially owned by the Reporting Person, his spouse and a trust for the benefit of the Reporting Person's children. Read SEC document |
| November 12, 2014 Filed Nov 14, 2014 22:08 UTC |
Finley John GChief Legal Officer
|
SaleCommon units representing limited partner interests | 15,000 | $31.95 | $479,250.00 |
DisclosureSEC source: 0001181431-14-036436 · rrd418889.xml · nonDerivative · entry 1 Finley John G · CIK 0001500278 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The price reported in Column 4 is a weighted average price. These units were sold in multiple transactions at prices ranging from $31.88 to $31.97, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of units sold at each separate price for all transactions reported on this Form 4. Read SEC document |
| November 09, 2014 Filed Nov 12, 2014 22:03 UTC |
Parrett William GDirector
|
GrantCommon units representing limited partner interests | 4,890 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-036222 · rrd418763.xml · nonDerivative · entry 1 Parrett William G · CIK 0001418280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,859 F1 · kind: Granted under the 2007 Equity Incentive Plan, these deferred restricted units will vest, and the underlying common units will be delivered, on November 9, 2015 subject to the Reporting Person's continued service on the board of directors of Blackstone Group Management L.L.C., the general partner of The Blackstone Group L.P. Read SEC document |
| October 28, 2014 Filed Oct 30, 2014 18:48 UTC |
Tosi Laurence ADirector
|
ConversionBlackstone Holdings partnership units · Derivative | 300,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-14-035065 · rrd417936.xml · derivative · entry 4 Tosi Laurence A · CIK 0001307496 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 799,296 Underlying: Common units representing limited partner interests · 300,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the Reporting Person has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2015 other than pursuant to transactions or programs approved by Blackstone. F2 · derivative.exercise_price: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the Reporting Person has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2015 other than pursuant to transactions or programs approved by Blackstone. F1 · kind: Pursuant to an exchange agreement, the Reporting Person exchanged 300,000 Blackstone Holdings partnership units for an equal number of common units of The Blackstone Group L.P. and thereafter transferred such 300,000 common units to a personal limited liability company of which the Reporting Person is a manager. F2 · price: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the Reporting Person has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2015 other than pursuant to transactions or programs approved by Blackstone. F2 · derivative.exercise_date: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the Reporting Person has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2015 other than pursuant to transactions or programs approved by Blackstone. F2 · derivative.expiration_date: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the Reporting Person has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2015 other than pursuant to transactions or programs approved by Blackstone. Read SEC document |
| October 28, 2014 Filed Oct 30, 2014 18:48 UTC |
Tosi Laurence ADirector
|
GiftCommon units representing limited partner interests | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-035065 · rrd417936.xml · nonDerivative · entry 3 Tosi Laurence A · CIK 0001307496 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 300,000 F1 · kind: Pursuant to an exchange agreement, the Reporting Person exchanged 300,000 Blackstone Holdings partnership units for an equal number of common units of The Blackstone Group L.P. and thereafter transferred such 300,000 common units to a personal limited liability company of which the Reporting Person is a manager. F3 · ownership.nature: These units are held by a personal limited liability company of which the Reporting Person is a manager. Read SEC document |
| October 28, 2014 Filed Oct 30, 2014 18:48 UTC |
Tosi Laurence ADirector
|
GiftCommon units representing limited partner interests | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-035065 · rrd417936.xml · nonDerivative · entry 2 Tosi Laurence A · CIK 0001307496 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Pursuant to an exchange agreement, the Reporting Person exchanged 300,000 Blackstone Holdings partnership units for an equal number of common units of The Blackstone Group L.P. and thereafter transferred such 300,000 common units to a personal limited liability company of which the Reporting Person is a manager. Read SEC document |
| October 28, 2014 Filed Oct 30, 2014 18:48 UTC |
Tosi Laurence ADirector
|
ConversionCommon units representing limited partner interests | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-035065 · rrd417936.xml · nonDerivative · entry 1 Tosi Laurence A · CIK 0001307496 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to an exchange agreement, the Reporting Person exchanged 300,000 Blackstone Holdings partnership units for an equal number of common units of The Blackstone Group L.P. and thereafter transferred such 300,000 common units to a personal limited liability company of which the Reporting Person is a manager. F1 · price: Pursuant to an exchange agreement, the Reporting Person exchanged 300,000 Blackstone Holdings partnership units for an equal number of common units of The Blackstone Group L.P. and thereafter transferred such 300,000 common units to a personal limited liability company of which the Reporting Person is a manager. F2 · ownership.direct: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the Reporting Person has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2015 other than pursuant to transactions or programs approved by Blackstone. Read SEC document |
| October 28, 2014 Filed Oct 30, 2014 22:49 UTC |
Finley John GChief Legal Officer
|
ConversionBlackstone Holdings partnership units · Derivative | 15,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-14-035066 · rrd417935.xml · derivative · entry 2 Finley John G · CIK 0001500278 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 533,103 Underlying: Common units representing limited partner interests · 15,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the Reporting Person has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2015 other than pursuant to transactions or programs approved by Blackstone. F1 · derivative.exercise_price: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the Reporting Person has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2015 other than pursuant to transactions or programs approved by Blackstone. F2 · kind: Pursuant to an exchange agreement, the Reporting Person exchanged 15,000 Blackstone Holdings partnership units for an equal number of common units of The Blackstone Group L.P. F1 · price: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the Reporting Person has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2015 other than pursuant to transactions or programs approved by Blackstone. F1 · derivative.exercise_date: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the Reporting Person has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2015 other than pursuant to transactions or programs approved by Blackstone. F1 · derivative.expiration_date: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the Reporting Person has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2015 other than pursuant to transactions or programs approved by Blackstone. Read SEC document |
| October 28, 2014 Filed Oct 30, 2014 22:49 UTC |
Finley John GChief Legal Officer
|
ConversionCommon units representing limited partner interests | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-035066 · rrd417935.xml · nonDerivative · entry 1 Finley John G · CIK 0001500278 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Pursuant to an exchange agreement, the Reporting Person exchanged 15,000 Blackstone Holdings partnership units for an equal number of common units of The Blackstone Group L.P. F2 · price: Pursuant to an exchange agreement, the Reporting Person exchanged 15,000 Blackstone Holdings partnership units for an equal number of common units of The Blackstone Group L.P. Read SEC document |
| September 22, 2014 Filed Sep 24, 2014 23:55 UTC |
SCHWARZMAN STEPHEN ADirector · Chairman and CEO
|
PurchaseBlackstone Holdings Partnership units · Derivative | 1,082,420 | $32.39 | $35,059,583.80 |
DisclosureSEC source: 0001181431-14-032586 · rrd416597.xml · derivative · entry 4 SCHWARZMAN STEPHEN A · CIK 0001070844 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,696,526 Underlying: Common units representing limited partnership units · 1,082,420 shares Expires not disclosed F1 · security: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P. and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and are not exchangeable prior to December 31, 2014 other than pursuant to transactions or programs approved by Blackstone. F1 · derivative.exercise_price: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P. and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and are not exchangeable prior to December 31, 2014 other than pursuant to transactions or programs approved by Blackstone. F6 · kind: Reflects a transfer from a number of trusts for which the beneficiaries are various descendants of the Reporting Person, to the Reporting Person. F1 · derivative.exercise_date: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P. and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and are not exchangeable prior to December 31, 2014 other than pursuant to transactions or programs approved by Blackstone. F1 · derivative.expiration_date: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P. and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and are not exchangeable prior to December 31, 2014 other than pursuant to transactions or programs approved by Blackstone. F3 · balance_after: Reflects certain transfers made between a number of Grantor Retained Annuity Trusts and the Reporting Person during 2013 and 2014. Such transfers were exempt from reporting pursuant to Rule 16a-13 under the Securities Exchange Act of 1934 (the "Exchange Act"). Read SEC document |
| September 22, 2014 Filed Sep 24, 2014 23:55 UTC |
SCHWARZMAN STEPHEN ADirector · Chairman and CEO
|
SaleBlackstone Holdings Partnership units · Derivative | 1,082,420 | $32.39 | $35,059,583.80 |
DisclosureSEC source: 0001181431-14-032586 · rrd416597.xml · derivative · entry 3 SCHWARZMAN STEPHEN A · CIK 0001070844 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,666,666 Underlying: Common units representing limited partnership units · 1,082,420 shares Expires not disclosed F1 · security: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P. and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and are not exchangeable prior to December 31, 2014 other than pursuant to transactions or programs approved by Blackstone. F1 · derivative.exercise_price: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P. and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and are not exchangeable prior to December 31, 2014 other than pursuant to transactions or programs approved by Blackstone. F6 · kind: Reflects a transfer from a number of trusts for which the beneficiaries are various descendants of the Reporting Person, to the Reporting Person. F1 · derivative.exercise_date: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P. and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and are not exchangeable prior to December 31, 2014 other than pursuant to transactions or programs approved by Blackstone. F1 · derivative.expiration_date: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P. and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and are not exchangeable prior to December 31, 2014 other than pursuant to transactions or programs approved by Blackstone. F5 · ownership.nature: Such Blackstone Holdings partnership units are held in a number of trusts, for which the beneficiaries are various descendants of the Reporting Person, and for which the Reporting Person is the investment trustee. Read SEC document |
| September 19, 2014 Filed Sep 24, 2014 23:55 UTC |
SCHWARZMAN STEPHEN ADirector · Chairman and CEO
|
GiftBlackstone Holdings Partnership units · Derivative | 1,082,420 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-032586 · rrd416597.xml · derivative · entry 2 SCHWARZMAN STEPHEN A · CIK 0001070844 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,749,086 Underlying: Common units representing limited partnership units · 1,082,420 shares Expires not disclosed F1 · security: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P. and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and are not exchangeable prior to December 31, 2014 other than pursuant to transactions or programs approved by Blackstone. F1 · derivative.exercise_price: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P. and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and are not exchangeable prior to December 31, 2014 other than pursuant to transactions or programs approved by Blackstone. F2 · kind: Such Blackstone Holdings partnership units were previously held in a number of Grantor Retained Annuity Trusts, for which the Reporting Person served as investment trustee and were transferred to a number of trusts, for which the beneficiaries are various descendants of the Reporting Person, and for which the Reporting Person is the investment trustee in accordance with the terms of the Grantor Retained Annuity Trusts. F1 · derivative.exercise_date: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P. and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and are not exchangeable prior to December 31, 2014 other than pursuant to transactions or programs approved by Blackstone. F1 · derivative.expiration_date: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P. and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and are not exchangeable prior to December 31, 2014 other than pursuant to transactions or programs approved by Blackstone. F5 · ownership.nature: Such Blackstone Holdings partnership units are held in a number of trusts, for which the beneficiaries are various descendants of the Reporting Person, and for which the Reporting Person is the investment trustee. Read SEC document |
| September 19, 2014 Filed Sep 24, 2014 23:55 UTC |
SCHWARZMAN STEPHEN ADirector · Chairman and CEO
|
GiftBlackstone Holdings Partnership units · Derivative | 1,082,420 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-032586 · rrd416597.xml · derivative · entry 1 SCHWARZMAN STEPHEN A · CIK 0001070844 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,123,072 Underlying: Common units representing limited partnership units · 1,082,420 shares Expires not disclosed F1 · security: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P. and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and are not exchangeable prior to December 31, 2014 other than pursuant to transactions or programs approved by Blackstone. F1 · derivative.exercise_price: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P. and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and are not exchangeable prior to December 31, 2014 other than pursuant to transactions or programs approved by Blackstone. F2 · kind: Such Blackstone Holdings partnership units were previously held in a number of Grantor Retained Annuity Trusts, for which the Reporting Person served as investment trustee and were transferred to a number of trusts, for which the beneficiaries are various descendants of the Reporting Person, and for which the Reporting Person is the investment trustee in accordance with the terms of the Grantor Retained Annuity Trusts. F1 · derivative.exercise_date: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P. and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and are not exchangeable prior to December 31, 2014 other than pursuant to transactions or programs approved by Blackstone. F1 · derivative.expiration_date: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P. and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and are not exchangeable prior to December 31, 2014 other than pursuant to transactions or programs approved by Blackstone. F3 · balance_after: Reflects certain transfers made between a number of Grantor Retained Annuity Trusts and the Reporting Person during 2013 and 2014. Such transfers were exempt from reporting pursuant to Rule 16a-13 under the Securities Exchange Act of 1934 (the "Exchange Act"). F4 · ownership.nature: Such Blackstone Holdings partnership units are held in a number of Grantor Retained Annuity Trusts, for which the Reporting Person serves as investment trustee. Read SEC document |
| September 18, 2014 Filed Sep 22, 2014 20:16 UTC |
Light Jay ODirector
|
GrantCommon units representing limited partner interests | 4,543 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-032494 · rrd416493.xml · nonDerivative · entry 1 Light Jay O · CIK 0001445077 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,588 F1 · kind: Granted under the 2007 Equity Incentive Plan, these deferred restricted units will vest, and the underlying common units will be delivered, on September 18, 2015 subject to the Reporting Person's continued service on the board of directors of Blackstone Group Management L.L.C., the general partner of The Blackstone Group L.P. Read SEC document |
| July 25, 2014 Filed Aug 29, 2014 17:09 UTC |
JAMES HAMILTON EDirector · President and COO
|
GiftCommon units representing limited partner interests | 1,500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-030558 · rrd415048.xml · nonDerivative · entry 1 JAMES HAMILTON E · CIK 0001238989 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,500,000 F1 · kind: The Reporting Person donated 1,500,000 common units of The Blackstone Group, L.P. to a charitable foundation. F2 · ownership.nature: These units are held in a limited liability company beneficially owned by the Reporting Person, his spouse and a trust for the benefit of the Reporting Person's children. Read SEC document |
| July 14, 2014 Filed Jul 16, 2014 17:48 UTC |
Jenrette Richard HamptonDirector
|
GrantCommon units representing limited partner interests | 4,589 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-026863 · rrd413206.xml · nonDerivative · entry 1 Jenrette Richard Hampton · CIK 0001440098 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,500 F1 · kind: Granted under the 2007 Equity Incentive Plan, these deferred restricted units will vest, and the underlying common units will be delivered, on July 14, 2015 subject to the Reporting Person's continued service on the board of directors of Blackstone Group Management L.L.C., the general partner of The Blackstone Group L.P. Read SEC document |
| July 09, 2014 Filed Jul 12, 2014 00:05 UTC |
LAZARUS ROCHELLE BDirector
|
GrantCommon units representing limited partner interests | 4,581 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-026627 · rrd413105.xml · nonDerivative · entry 1 LAZARUS ROCHELLE B · CIK 0001082206 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,578 F1 · kind: Granted under the 2007 Equity Incentive Plan, these deferred restricted units will vest, and the underlying common units will be delivered, on July 9, 2015 subject to the Reporting Person's continued service on the board of directors of Blackstone Group Management L.L.C., the general partner of The Blackstone Group L.P. Read SEC document |
| July 01, 2014 Filed Jul 2, 2014 21:50 UTC |
Solotar JoanSMD, External Relations
|
GrantBlackstone Holdings partnership units · Derivative | 31,071 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-026022 · rrd412616.xml · derivative · entry 1 Solotar Joan · CIK 0001408583 · SMD, External Relations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 494,933 Underlying: Common units representing limited partner interests · 31,071 shares Expires not disclosed F1 · security: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the Reporting Person has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2014 other than pursuant to transactions or programs approved by Blackstone. F1 · derivative.exercise_price: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the Reporting Person has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2014 other than pursuant to transactions or programs approved by Blackstone. F2 · shares: Granted under the 2007 Equity Incentive Plan, 20% of these deferred restricted Blackstone Holdings partnership units, or 6,214 units, will vest on July 1, 2017; an additional 30%, or 9,321 units, will vest on July 1, 2018; and the remaining 50%, or 15,536 units, will vest on July 1, 2019. As these deferred restricted Blackstone Holdings partnership units vest, the underlying Blackstone Holdings partnership units will be delivered to the Reporting Person, except that no more than 3/4 of the vested units will be delivered during the Reporting Person's service with Blackstone (with the remaining units to be delivered after the expiration of the Reporting Person's restrictive covenant period). Notwithstanding the foregoing, the units may be delivered earlier upon a change in control of Blackstone. F1 · derivative.exercise_date: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the Reporting Person has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2014 other than pursuant to transactions or programs approved by Blackstone. F1 · derivative.expiration_date: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the Reporting Person has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2014 other than pursuant to transactions or programs approved by Blackstone. Read SEC document |
| July 01, 2014 Filed Jul 2, 2014 21:50 UTC |
Finley John GChief Legal Officer
|
GrantBlackstone Holdings partnership units · Derivative | 31,071 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-026023 · rrd412612.xml · derivative · entry 1 Finley John G · CIK 0001500278 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 548,103 Underlying: Common units representing limited partner interests · 31,071 shares Expires not disclosed F1 · security: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the Reporting Person has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2014 other than pursuant to transactions or programs approved by Blackstone. F1 · derivative.exercise_price: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the Reporting Person has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2014 other than pursuant to transactions or programs approved by Blackstone. F2 · shares: Granted under the 2007 Equity Incentive Plan, 20% of these deferred restricted Blackstone Holdings partnership units, or 6,214 units, will vest on July 1, 2017; an additional 30%, or 9,321 units, will vest on July 1, 2018; and the remaining 50%, or 15,536 units, will vest on July 1, 2019. As these deferred restricted Blackstone Holdings partnership units vest, the underlying Blackstone Holdings partnership units will be delivered to the Reporting Person, except that no more than 3/4 of the vested units will be delivered during the Reporting Person's service with Blackstone (with the remaining units to be delivered after the expiration of the Reporting Person's restrictive covenant period). Notwithstanding the foregoing, the units may be delivered earlier upon a change in control of Blackstone. F1 · derivative.exercise_date: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the Reporting Person has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2014 other than pursuant to transactions or programs approved by Blackstone. F1 · derivative.expiration_date: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the Reporting Person has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2014 other than pursuant to transactions or programs approved by Blackstone. Read SEC document |
| July 01, 2014 Filed Jul 2, 2014 17:50 UTC |
Tosi Laurence AChief Financial Officer
|
GrantBlackstone Holdings partnership unit · Derivative | 31,071 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-026025 · rrd412595.xml · derivative · entry 1 Tosi Laurence A · CIK 0001307496 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,099,296 Underlying: Common units representing limited partnership interests · 31,071 shares Expires not disclosed F1 · security: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the Reporting Person has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2014 other than pursuant to transactions or programs approved by Blackstone. F1 · derivative.exercise_price: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the Reporting Person has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2014 other than pursuant to transactions or programs approved by Blackstone. F2 · shares: Granted under the 2007 Equity Incentive Plan, 20% of these deferred restricted Blackstone Holdings partnership units, or 6,214 units, will vest on July 1, 2017; an additional 30%, or 9,321 units, will vest on July 1, 2018; and the remaining 50%, or 15,536 units, will vest on July 1, 2019. As these deferred restricted Blackstone Holdings partnership units vest, the underlying Blackstone Holdings partnership units will be delivered to the Reporting Person, except that no more than 3/4 of the vested units will be delivered during the Reporting Person's service with Blackstone (with the remaining units to be delivered after the expiration of the Reporting Person's restrictive covenant period). Notwithstanding the foregoing, the units may be delivered earlier upon a change in control of Blackstone. F1 · derivative.exercise_date: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the Reporting Person has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2014 other than pursuant to transactions or programs approved by Blackstone. F1 · derivative.expiration_date: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the Reporting Person has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2014 other than pursuant to transactions or programs approved by Blackstone. Read SEC document |
| June 23, 2014 Filed Jun 30, 2014 22:03 UTC |
GRAY JONATHANDirector
|
GiftBlackstone Holdings partnership units · Derivative | 4,889,140 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-025256 · rrd412254.xml · derivative · entry 3 GRAY JONATHAN · CIK 0001208590 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 9,455,577 Underlying: Common units representing limited partnership units · 4,889,140 shares Expires not disclosed F1 · security: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the Reporting Person has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2014 other than pursuant to transactions or programs approved by Blackstone. F1 · derivative.exercise_price: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the Reporting Person has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2014 other than pursuant to transactions or programs approved by Blackstone. F3 · kind: Reflects a transfer from a terminating Grantor Retained Annuity Trust to a trust for the benefit of the Reporting Person's children. F1 · derivative.exercise_date: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the Reporting Person has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2014 other than pursuant to transactions or programs approved by Blackstone. F1 · derivative.expiration_date: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the Reporting Person has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2014 other than pursuant to transactions or programs approved by Blackstone. F5 · ownership.nature: Such Blackstone Holdings partnership units are held in trusts, for the benefit of the Reporting Person's children, of which the Reporting Person is the investment trustee. Read SEC document |
| June 23, 2014 Filed Jun 30, 2014 22:03 UTC |
GRAY JONATHANDirector
|
GiftBlackstone Holdings partnership units · Derivative | 4,889,140 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-025256 · rrd412254.xml · derivative · entry 2 GRAY JONATHAN · CIK 0001208590 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See foonote Disclosed balance after: 309,258 Underlying: Common units representing limited partnership units · 4,889,140 shares Expires not disclosed F1 · security: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the Reporting Person has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2014 other than pursuant to transactions or programs approved by Blackstone. F1 · derivative.exercise_price: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the Reporting Person has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2014 other than pursuant to transactions or programs approved by Blackstone. F3 · kind: Reflects a transfer from a terminating Grantor Retained Annuity Trust to a trust for the benefit of the Reporting Person's children. F1 · derivative.exercise_date: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the Reporting Person has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2014 other than pursuant to transactions or programs approved by Blackstone. F1 · derivative.expiration_date: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the Reporting Person has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2014 other than pursuant to transactions or programs approved by Blackstone. F2 · balance_after: Reflects annuity payments from Grantor Retained Annuity Trusts to the Reporting Person. F4 · ownership.nature: Such Blackstone Holdings partnership units are held in a Grantor Retained Annuity Trust of which the Reporting Person is the investment trustee. Read SEC document |
| June 21, 2014 Filed Jun 24, 2014 17:57 UTC |
MULRONEY BRIANDirector
|
GrantCommon units representing limited partner interests | 4,469 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-024922 · rrd412246.xml · nonDerivative · entry 1 MULRONEY BRIAN · CIK 0001128476 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,066 F1 · kind: Granted under the 2007 Equity Incentive Plan, these deferred restricted units will vest, and the underlying common units will be delivered, on June 21, 2015 subject to the Reporting Person's continued service on the board of directors of Blackstone Group Management L.L.C., the general partner of The Blackstone Group L.P. Read SEC document |
| June 05, 2014 Filed Jun 10, 2014 21:01 UTC |
SKERO KATHLEENPrincipal Accounting Officer
|
SaleCommon units representing limited partner interests | 40,000 | $32.31 | $1,292,400.00 |
DisclosureSEC source: 0001181431-14-023578 · rrd411460.xml · nonDerivative · entry 1 SKERO KATHLEEN · CIK 0001459508 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,761 F1 · price: The price reported in Column 4 is a weighted average price. These units were sold in multiple transactions at prices ranging from $32.21 to $32.45, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of units sold at each separate price for all transactions reported on this Form 4. Read SEC document |
| April 29, 2014 Filed May 1, 2014 22:53 UTC |
Solotar JoanSMD, External Relations
|
ConversionBlackstone Holdings partnership units · Derivative | 6,600 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-14-017613 · rrd408217.xml · derivative · entry 3 Solotar Joan · CIK 0001408583 · SMD, External Relations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 463,862 Underlying: Common units representing limited partner interests · 6,600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the Reporting Person has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2014 other than pursuant to transactions or programs approved by Blackstone. F1 · derivative.exercise_price: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the Reporting Person has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2014 other than pursuant to transactions or programs approved by Blackstone. F2 · kind: Pursuant to an exchange agreement, the Reporting Person exchanged 6,600 Blackstone Holdings partnership units for an equal number of common units of The Blackstone Group L.P F1 · price: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the Reporting Person has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2014 other than pursuant to transactions or programs approved by Blackstone. F1 · derivative.exercise_date: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the Reporting Person has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2014 other than pursuant to transactions or programs approved by Blackstone. F1 · derivative.expiration_date: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the Reporting Person has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2014 other than pursuant to transactions or programs approved by Blackstone. Read SEC document |
| April 29, 2014 Filed May 1, 2014 22:53 UTC |
Solotar JoanSMD, External Relations
|
GiftCommon units representing limited partner interests | 6,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-017613 · rrd408217.xml · nonDerivative · entry 2 Solotar Joan · CIK 0001408583 · SMD, External Relations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · kind: The Reporting Person donated a total of 6,600 Blackstone common units to two charitable organizations. Read SEC document |
| April 29, 2014 Filed May 1, 2014 22:53 UTC |
Solotar JoanSMD, External Relations
|
ConversionCommon units representing limited partner interests | 6,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-017613 · rrd408217.xml · nonDerivative · entry 1 Solotar Joan · CIK 0001408583 · SMD, External Relations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,600 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Pursuant to an exchange agreement, the Reporting Person exchanged 6,600 Blackstone Holdings partnership units for an equal number of common units of The Blackstone Group L.P F2 · price: Pursuant to an exchange agreement, the Reporting Person exchanged 6,600 Blackstone Holdings partnership units for an equal number of common units of The Blackstone Group L.P F4 · balance_after: Since the date of the Reporting Person's last ownership report, she transferred 11,694 common units representing limited partner interests pursuant to Rule 16a-12. The Reporting Person no longer reports such transferred securities as beneficially owned. Read SEC document |
| February 28, 2014 Filed Mar 5, 2014 01:35 UTC |
Finley John GChief Legal Officer
|
SaleCommon units representing limited partner interests | 15,000 | $33.62 | $504,300.00 |
DisclosureSEC source: 0001181431-14-010811 · rrd404138.xml · nonDerivative · entry 1 Finley John G · CIK 0001500278 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The price reported in Column 4 is a weighted average price. These units were sold in multiple transactions at prices ranging from $33.60 to $33.65, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of units sold at each separate price for all transactions reported on this Form 4. Read SEC document |
| February 24, 2014 Filed Feb 26, 2014 20:52 UTC |
HILL J TOMILSONDirector · Vice Chairman
|
SaleCommon units representing limited partner interests | 250,000 | $32.75 | $8,187,500.00 |
DisclosureSEC source: 0001181431-14-009574 · rrd403666.xml · nonDerivative · entry 2 HILL J TOMILSON · CIK 0001249319 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,077,886 Read SEC document |
| February 21, 2014 Filed Feb 26, 2014 20:52 UTC |
HILL J TOMILSONDirector · Vice Chairman
|
SaleCommon units representing limited partner interests | 200,000 | $32.00 | $6,400,000.00 |
DisclosureSEC source: 0001181431-14-009574 · rrd403666.xml · nonDerivative · entry 1 HILL J TOMILSON · CIK 0001249319 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,327,886 F3 · price: The price reported in Column 4 is a weighted average price. These units were sold in multiple transactions at prices ranging from $32.00 to $32.06, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of units sold at each separate price for all transactions reported on this Form 4. Read SEC document |
| February 12, 2014 Filed Feb 13, 2014 17:59 UTC |
Tosi Laurence AChief Financial Officer
|
SaleCommon units representing limited partner interests | 85,900 | $31.56 | $2,711,004.00 |
DisclosureSEC source: 0001181431-14-006832 · rrd401639.xml · nonDerivative · entry 3 Tosi Laurence A · CIK 0001307496 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: Pursuant to an exchange agreement, the Reporting Person exchanged 200,000 Blackstone Holdings partnership units for an equal number of common units of The Blackstone Group L.P. and thereafter sold such 200,000 common units. The proceeds received from the sale of these units represent a portion of the amounts paid or payable for taxes upon prior vesting events of Blackstone Holdings partnership units granted to the Reporting Person in connection with the commencement of his employment with the firm and representing the buyout of managing partner shares of Merrill Lynch & Co. that he forfeited as a result of his departure from that firm. F4 · price: The price reported in Column 4 is a weighted average price. These units were sold in multiple transactions at prices ranging from $31.28 to $31.87, inclusive. Read SEC document |
| February 11, 2014 Filed Feb 13, 2014 22:58 UTC |
Finley John GChief Legal Officer
|
ConversionBlackstone Holdings partnership units · Derivative | 15,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-14-006830 · rrd401665.xml · derivative · entry 2 Finley John G · CIK 0001500278 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 517,032 Underlying: Common units representing limited partner interests · 15,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the Reporting Person has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2014 other than pursuant to transactions or programs approved by Blackstone. F1 · derivative.exercise_price: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the Reporting Person has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2014 other than pursuant to transactions or programs approved by Blackstone. F2 · kind: Pursuant to an exchange agreement, the Reporting Person exchanged 15,000 Blackstone Holdings partnership units for an equal number of common units of The Blackstone Group L.P. F1 · price: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the Reporting Person has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2014 other than pursuant to transactions or programs approved by Blackstone. F1 · derivative.exercise_date: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the Reporting Person has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2014 other than pursuant to transactions or programs approved by Blackstone. F1 · derivative.expiration_date: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the Reporting Person has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2014 other than pursuant to transactions or programs approved by Blackstone. Read SEC document |
| February 11, 2014 Filed Feb 13, 2014 22:58 UTC |
Finley John GChief Legal Officer
|
ConversionCommon units representing limited partner interests | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-006830 · rrd401665.xml · nonDerivative · entry 1 Finley John G · CIK 0001500278 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Pursuant to an exchange agreement, the Reporting Person exchanged 15,000 Blackstone Holdings partnership units for an equal number of common units of The Blackstone Group L.P. F2 · price: Pursuant to an exchange agreement, the Reporting Person exchanged 15,000 Blackstone Holdings partnership units for an equal number of common units of The Blackstone Group L.P. Read SEC document |
| February 11, 2014 Filed Feb 13, 2014 17:59 UTC |
Tosi Laurence AChief Financial Officer
|
ConversionBlackstone Holdings partnership units · Derivative | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-006832 · rrd401639.xml · derivative · entry 4 Tosi Laurence A · CIK 0001307496 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,068,225 Underlying: Common units representing limited partnership interests · 200,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the Reporting Person has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2014 other than pursuant to transactions or programs approved by Blackstone. F1 · derivative.exercise_price: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the Reporting Person has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2014 other than pursuant to transactions or programs approved by Blackstone. F2 · kind: Pursuant to an exchange agreement, the Reporting Person exchanged 200,000 Blackstone Holdings partnership units for an equal number of common units of The Blackstone Group L.P. and thereafter sold such 200,000 common units. The proceeds received from the sale of these units represent a portion of the amounts paid or payable for taxes upon prior vesting events of Blackstone Holdings partnership units granted to the Reporting Person in connection with the commencement of his employment with the firm and representing the buyout of managing partner shares of Merrill Lynch & Co. that he forfeited as a result of his departure from that firm. F1 · derivative.exercise_date: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the Reporting Person has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2014 other than pursuant to transactions or programs approved by Blackstone. F1 · derivative.expiration_date: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the Reporting Person has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2014 other than pursuant to transactions or programs approved by Blackstone. Read SEC document |
| February 11, 2014 Filed Feb 13, 2014 17:59 UTC |
Tosi Laurence AChief Financial Officer
|
SaleCommon units representing limited partner interests | 114,100 | $31.58 | $3,603,278.00 |
DisclosureSEC source: 0001181431-14-006832 · rrd401639.xml · nonDerivative · entry 2 Tosi Laurence A · CIK 0001307496 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,900 F2 · kind: Pursuant to an exchange agreement, the Reporting Person exchanged 200,000 Blackstone Holdings partnership units for an equal number of common units of The Blackstone Group L.P. and thereafter sold such 200,000 common units. The proceeds received from the sale of these units represent a portion of the amounts paid or payable for taxes upon prior vesting events of Blackstone Holdings partnership units granted to the Reporting Person in connection with the commencement of his employment with the firm and representing the buyout of managing partner shares of Merrill Lynch & Co. that he forfeited as a result of his departure from that firm. F3 · price: The price reported in Column 4 is a weighted average price. These units were sold in multiple transactions at prices ranging from $31.33 to $31.76, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of units sold at each separate price for all transactions reported on this Form 4. Read SEC document |
| February 11, 2014 Filed Feb 13, 2014 17:59 UTC |
Tosi Laurence AChief Financial Officer
|
ConversionCommon units representing limited partner interests | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-006832 · rrd401639.xml · nonDerivative · entry 1 Tosi Laurence A · CIK 0001307496 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Pursuant to an exchange agreement, the Reporting Person exchanged 200,000 Blackstone Holdings partnership units for an equal number of common units of The Blackstone Group L.P. and thereafter sold such 200,000 common units. The proceeds received from the sale of these units represent a portion of the amounts paid or payable for taxes upon prior vesting events of Blackstone Holdings partnership units granted to the Reporting Person in connection with the commencement of his employment with the firm and representing the buyout of managing partner shares of Merrill Lynch & Co. that he forfeited as a result of his departure from that firm. F2 · price: Pursuant to an exchange agreement, the Reporting Person exchanged 200,000 Blackstone Holdings partnership units for an equal number of common units of The Blackstone Group L.P. and thereafter sold such 200,000 common units. The proceeds received from the sale of these units represent a portion of the amounts paid or payable for taxes upon prior vesting events of Blackstone Holdings partnership units granted to the Reporting Person in connection with the commencement of his employment with the firm and representing the buyout of managing partner shares of Merrill Lynch & Co. that he forfeited as a result of his departure from that firm. Read SEC document |
| February 10, 2014 Filed Feb 12, 2015 19:01 UTC |
JAMES HAMILTON EDirector · President and COO
|
ConversionBlackstone Holdings partnership units · Derivative | 2,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-15-013034 · doc4.xml · derivative · entry 4 JAMES HAMILTON E · CIK 0001238989 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,523,093 Underlying: Common units representing limited partner interests · 2,000,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2015 other than pursuant to transactions or programs approved by Blackstone. F3 · derivative.exercise_price: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2015 other than pursuant to transactions or programs approved by Blackstone. F1 · kind: Pursuant to an exchange agreement, the Reporting Person exchanged 2,000,000 Blackstone Holdings partnership units for an equal number of common units of The Blackstone Group L.P. and thereafter transferred such 2,000,000 common units to a limited liability company beneficially owned by the Reporting Person, his spouse and the Children's Trust (as defined in footnote 4 below). F3 · price: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2015 other than pursuant to transactions or programs approved by Blackstone. F3 · derivative.exercise_date: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2015 other than pursuant to transactions or programs approved by Blackstone. F3 · derivative.expiration_date: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2015 other than pursuant to transactions or programs approved by Blackstone. Read SEC document |
| February 10, 2014 Filed Feb 12, 2015 19:01 UTC |
JAMES HAMILTON EDirector · President and COO
|
GiftCommon units representing limited partner interests | 2,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-15-013034 · doc4.xml · nonDerivative · entry 3 JAMES HAMILTON E · CIK 0001238989 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,000,000 F1 · kind: Pursuant to an exchange agreement, the Reporting Person exchanged 2,000,000 Blackstone Holdings partnership units for an equal number of common units of The Blackstone Group L.P. and thereafter transferred such 2,000,000 common units to a limited liability company beneficially owned by the Reporting Person, his spouse and the Children's Trust (as defined in footnote 4 below). F2 · ownership.nature: These units are held in a limited liability company beneficially owned by the Reporting Person, his spouse and the Children's Trust (as defined in footnote 4 below). Read SEC document |
| February 10, 2014 Filed Feb 12, 2015 19:01 UTC |
JAMES HAMILTON EDirector · President and COO
|
GiftCommon units representing limited partner interests | 2,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-15-013034 · doc4.xml · nonDerivative · entry 2 JAMES HAMILTON E · CIK 0001238989 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,176 F1 · kind: Pursuant to an exchange agreement, the Reporting Person exchanged 2,000,000 Blackstone Holdings partnership units for an equal number of common units of The Blackstone Group L.P. and thereafter transferred such 2,000,000 common units to a limited liability company beneficially owned by the Reporting Person, his spouse and the Children's Trust (as defined in footnote 4 below). Read SEC document |
| February 10, 2014 Filed Feb 12, 2015 19:01 UTC |
JAMES HAMILTON EDirector · President and COO
|
ConversionCommon units representing limited partner interests | 2,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-15-013034 · doc4.xml · nonDerivative · entry 1 JAMES HAMILTON E · CIK 0001238989 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,020,176 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to an exchange agreement, the Reporting Person exchanged 2,000,000 Blackstone Holdings partnership units for an equal number of common units of The Blackstone Group L.P. and thereafter transferred such 2,000,000 common units to a limited liability company beneficially owned by the Reporting Person, his spouse and the Children's Trust (as defined in footnote 4 below). F1 · price: Pursuant to an exchange agreement, the Reporting Person exchanged 2,000,000 Blackstone Holdings partnership units for an equal number of common units of The Blackstone Group L.P. and thereafter transferred such 2,000,000 common units to a limited liability company beneficially owned by the Reporting Person, his spouse and the Children's Trust (as defined in footnote 4 below). Read SEC document |
| January 13, 2014 Filed Jan 15, 2014 17:12 UTC |
SKERO KATHLEENPrincipal Accounting Officer
|
GrantCommon units representing limited partner interests | 11,559 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-002528 · rrd399869.xml · nonDerivative · entry 1 SKERO KATHLEEN · CIK 0001459508 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,761 F1 · shares: Granted under the 2007 Equity Incentive Plan, 9,632 of these 11,559 deferred restricted common units vest ratably over a four-year period, with 2,408 units vesting on January 1, 2015, 2,408 units vesting on January 1, 2016, 2,408 units vesting on January 1, 2017, and 2,408 units vesting on January 1, 2018, subject to the Reporting Person's continued employment with Blackstone. Also granted under the 2007 Equity Incentive Plan, 1,927 of these deferred restricted common units will vest on the four-year anniversary of the grant date, which is January 1, 2018, subject to the Reporting Person's continued employment with Blackstone. As these deferred restricted common units vest, the underlying common units will be delivered to the Reporting Person. Notwithstanding the foregoing, the units may be delivered earlier upon a change in control of Blackstone. Read SEC document |
| January 13, 2014 Filed Jan 15, 2014 17:13 UTC |
HILL J TOMILSONDirector · Vice Chairman
|
GrantCommon units representing limited partner interests | 489,774 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-002529 · rrd399856.xml · nonDerivative · entry 1 HILL J TOMILSON · CIK 0001249319 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,527,886 F1 · shares: Granted under the 2007 Equity Incentive Plan, 408,145 of these 489,774 deferred restricted common units vest ratably over a four-year period, with 102,036 units vesting on January 1, 2015, 102,036 units vesting on January 1, 2016, 102,036 units vesting on January 1, 2017, and 102,037 units vesting on January 1, 2018, subject to Mr. Hill's continued employment with Blackstone. Also granted under the 2007 Equity Incentive Plan, 81,629 of these deferred restricted common units will vest on January 1, 2018, subject to Mr. Hill's continued employment with Blackstone. As these deferred restricted common units vest, the underlying common units will be delivered to Mr. Hill. Notwithstanding the foregoing, the units may be delivered earlier upon a change in control of Blackstone. Read SEC document |
| December 11, 2013 Filed Feb 17, 2015 23:24 UTC |
LAZARUS ROCHELLE BDirector
|
SaleCommon units representing limited partner interests | 250 | $29.40 | $7,350.00 |
DisclosureSEC source: 0001209191-15-014738 · doc5.xml · nonDerivative · entry 4 LAZARUS ROCHELLE B · CIK 0001082206 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,950 F1 · ownership.nature: These units are held in trusts for the benefit of the Reporting Person's children, over which the Reporting Person shares investment control. The Reporting Person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest. Read SEC document |
| December 09, 2013 Filed Feb 17, 2015 23:24 UTC |
LAZARUS ROCHELLE BDirector
|
SaleCommon units representing limited partner interests | 50 | $28.48 | $1,424.00 |
DisclosureSEC source: 0001209191-15-014738 · doc5.xml · nonDerivative · entry 3 LAZARUS ROCHELLE B · CIK 0001082206 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,200 F1 · ownership.nature: These units are held in trusts for the benefit of the Reporting Person's children, over which the Reporting Person shares investment control. The Reporting Person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.