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Finley John G

Disclosed activity across 2 companies

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14316
SEC CIK
0001500278

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Blackstone Inc.BX · Entity 2861Chief Legal OfficerAugust 11, 2026August 12, 2026
Tradeweb Markets Inc.TW · Entity 3211DirectorApril 04, 2019April 04, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Blackstone Inc.

Report date August 11, 2026 · Filed August 12, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect516,017 Ending reported balance After 2026-08-11 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-08-11 · Sale · Disposed 19,802 · Balance 541,215

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $146.075 to $147.065, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

Row 2 · 2026-08-11 · Sale · Disposed 25,198 · Balance 516,017

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $147.070 to $147.670, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

Common StockSEC Table I · non-derivativeIndirectSee footnote7,500 Reported balance Holding disclosure · report date 2026-08-11 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 7,500

F3: These shares are held by a trust for the benefit of the Reporting Person's spouse and descendants, of which the Reporting Person is the investment trustee.

Common StockSEC Table I · non-derivativeIndirectSee footnote22,523 Reported balance Holding disclosure · report date 2026-08-11 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 22,523

F4: These shares are held by a limited liability company, of which the Reporting Person is the manager.

Common StockSEC Table I · non-derivativeIndirectSee footnote11,000 Reported balance Holding disclosure · report date 2026-08-11 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 11,000

F5: These shares are held by a trust for the benefit of the Reporting Person and his family, of which the Reporting Person is a trustee.

Common StockSEC Table I · non-derivativeIndirectSee footnote2,000 Reported balance Holding disclosure · report date 2026-08-11 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 2,000

F6: These shares are held by a trust for the benefit of the Reporting Person's spouse and her family, of which the Reporting Person is a trustee.

Common StockSEC Table I · non-derivativeIndirectSee footnote2,000 Reported balance Holding disclosure · report date 2026-08-11 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 2,000

F7: These shares are held by a trust for the benefit of the Reporting Person's spouse, of which the Reporting Person's spouse is the trustee.

Common StockSEC Table I · non-derivativeIndirectSee footnote52,500 Reported balance Holding disclosure · report date 2026-08-11 · row 8 Holding and transaction disclosures are not merged.
1 source row

Row 8 · Balance 52,500

F8: These shares are held by a grantor retained annuity trust, of which the Reporting Person is investment trustee.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $146.075 to $147.065, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $147.070 to $147.670, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

F3: These shares are held by a trust for the benefit of the Reporting Person's spouse and descendants, of which the Reporting Person is the investment trustee.

F4: These shares are held by a limited liability company, of which the Reporting Person is the manager.

F5: These shares are held by a trust for the benefit of the Reporting Person and his family, of which the Reporting Person is a trustee.

F6: These shares are held by a trust for the benefit of the Reporting Person's spouse and her family, of which the Reporting Person is a trustee.

F7: These shares are held by a trust for the benefit of the Reporting Person's spouse, of which the Reporting Person's spouse is the trustee.

F8: These shares are held by a grantor retained annuity trust, of which the Reporting Person is investment trustee.

Tradeweb Markets Inc.

Report date April 04, 2019 · Filed April 04, 2019

This filing explicitly reported no securities owned.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 11, 2026 Filed Aug 12, 2026 22:04 UTC Blackstone Inc. BX · Entity 2861 SaleCommon Stock 25,198 $147.36 $3,713,177.28
Disclosure

SEC source: 0001193125-26-347284 · ownership.xml · nonDerivative · entry 2

Finley John G · CIK 0001500278 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 516,017

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $147.070 to $147.670, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

Read SEC document
August 11, 2026 Filed Aug 12, 2026 22:04 UTC Blackstone Inc. BX · Entity 2861 SaleCommon Stock 19,802 $146.80 $2,906,933.60
Disclosure

SEC source: 0001193125-26-347284 · ownership.xml · nonDerivative · entry 1

Finley John G · CIK 0001500278 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 541,215

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $146.075 to $147.065, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

Read SEC document
April 01, 2026 Filed Apr 3, 2026 21:33 UTC Blackstone Inc. BX · Entity 2861 GrantCommon Stock 152,222 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-142380 · ownership.xml · nonDerivative · entry 1

Finley John G · CIK 0001500278 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 561,017

F1 · kind: Granted under the Amended and Restated 2007 Equity Incentive Plan, 10% of these deferred restricted shares, or 15,222 shares, will vest on July 1, 2027; an additional 10%, or 15,222 shares, will vest on July 1, 2028; an additional 20%, or 30,444 shares, will vest on July 1, 2029; an additional 30%, or 45,667 shares, will vest on July 1, 2030; and the remaining 30%, or 45,667 shares, will vest on July 1, 2031. As these deferred restricted shares vest, the shares will be delivered to the Reporting Person, except that 1/4 of the vested shares will be held back and delivered on a future date pursuant to the terms of the Reporting Person's award agreement. Notwithstanding the foregoing, the shares may be delivered earlier upon a change in control of Blackstone.

Read SEC document
March 10, 2026 Filed Mar 12, 2026 20:13 UTC Blackstone Inc. BX · Entity 2861 GiftCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-104169 · ownership.xml · nonDerivative · entry 2

Finley John G · CIK 0001500278 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 7,500

F1 · kind: The Reporting Person transferred 7,500 shares of common stock to a trust, of which the Reporting Person is investment trustee.

F3 · ownership.nature: These shares are held by a trust for the benefit of the Reporting Person's spouse and descendants, of which the Reporting Person is the investment trustee.

Read SEC document
March 10, 2026 Filed Mar 12, 2026 20:13 UTC Blackstone Inc. BX · Entity 2861 GiftCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-104169 · ownership.xml · nonDerivative · entry 1

Finley John G · CIK 0001500278 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 408,795

F1 · kind: The Reporting Person transferred 7,500 shares of common stock to a trust, of which the Reporting Person is investment trustee.

F2 · balance_after: Reflects certain transfers made between a grantor retained annuity trust ("GRAT") and the Reporting Person. Such transfers were exempt from reporting pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended.

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January 12, 2026 Filed Jan 14, 2026 21:32 UTC Blackstone Inc. BX · Entity 2861 GrantCommon Stock 14,959 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-012988 · ownership.xml · nonDerivative · entry 1

Finley John G · CIK 0001500278 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 468,795

F1 · kind: Granted under the Amended and Restated 2007 Equity Incentive Plan, these deferred restricted shares will vest ratably over a three-year period, with 4,987 shares vesting on January 1, 2027, 4,986 shares vesting on January 1, 2028, and 4,986 shares vesting on January 1, 2029, subject to the Reporting Person's continued employment with Blackstone. As these deferred restricted shares vest, the underlying shares will be delivered to the Reporting Person. Notwithstanding the foregoing, the shares may be delivered earlier upon a change in control of Blackstone.

Read SEC document
September 09, 2025 Filed Sep 10, 2025 22:06 UTC Blackstone Inc. BX · Entity 2861 GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001500278-25-000005 · ownership.xml · nonDerivative · entry 2

Finley John G · CIK 0001500278 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 22,523

F2 · kind: Reflects a charitable donation by the Reporting Person.

F3 · ownership.nature: These shares are held by a limited liability company, of which the Reporting Person is the manager.

Read SEC document
September 08, 2025 Filed Sep 10, 2025 22:06 UTC Blackstone Inc. BX · Entity 2861 SaleCommon Stock 21,500 $171.46 $3,686,390.00
Disclosure

SEC source: 0001500278-25-000005 · ownership.xml · nonDerivative · entry 1

Finley John G · CIK 0001500278 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 453,836

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $170.90 to $171.78, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

Read SEC document
May 08, 2025 Filed May 9, 2025 20:54 UTC Blackstone Inc. BX · Entity 2861 SaleCommon Stock 242 $139.04 $33,647.68
Disclosure

SEC source: 0000950170-25-068178 · ownership.xml · nonDerivative · entry 2

Finley John G · CIK 0001500278 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 475,336

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $139.0245 to $139.0436, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

Read SEC document
May 08, 2025 Filed May 9, 2025 20:54 UTC Blackstone Inc. BX · Entity 2861 SaleCommon Stock 24,758 $138.46 $3,427,992.68
Disclosure

SEC source: 0000950170-25-068178 · ownership.xml · nonDerivative · entry 1

Finley John G · CIK 0001500278 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 475,578

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $138.0159 to $139.0022, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

Read SEC document
April 30, 2025 Filed May 2, 2025 21:30 UTC Blackstone Inc. BX · Entity 2861 GiftBlackstone Holdings partnership units · Derivative 72,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-062951 · ownership.xml · derivative · entry 1

Finley John G · CIK 0001500278 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 72,000

Underlying: Common Stock · 72,000 shares

Expires not disclosed

F1 · derivative.exercise_price: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one share of Common Stock of Blackstone Inc. The Blackstone Holdings partnership units have no expiration date and may not be exchanged other than pursuant to transactions or programs approved by Blackstone.

F2 · kind: The Reporting Person's spouse gifted interests in the limited liability company described in footnote (3) below to a trust for the benefit of her descendants. No Blackstone Holdings partnership units were transferred by this gift. The limited liability company continues to directly hold 72,000 Blackstone Holdings partnership units after the gift reported herein. The amount reported in Table II as being disposed of represents the indirect interest in the Blackstone Holdings partnership units gifted to the trust.

F1 · derivative.exercise_date: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one share of Common Stock of Blackstone Inc. The Blackstone Holdings partnership units have no expiration date and may not be exchanged other than pursuant to transactions or programs approved by Blackstone.

F1 · derivative.expiration_date: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one share of Common Stock of Blackstone Inc. The Blackstone Holdings partnership units have no expiration date and may not be exchanged other than pursuant to transactions or programs approved by Blackstone.

F3 · ownership.nature: These securities are held by a limited liability company, of which the Reporting Person is the special purpose manager.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 21:10 UTC Blackstone Inc. BX · Entity 2861 GrantCommon Stock 100,811 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-050582 · ownership.xml · nonDerivative · entry 1

Finley John G · CIK 0001500278 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 500,336

F1 · kind: Granted under the Amended and Restated 2007 Equity Incentive Plan, 10% of these deferred restricted shares, or 10,081 shares, will vest on July 1, 2026; an additional 10%, or 10,081 shares, will vest on July 1, 2027; an additional 20%, or 20,163 shares, will vest on July 1, 2028; an additional 30%, or 30,243 shares, will vest on July 1, 2029; and the remaining 30%, or 30,243 shares, will vest on July 1, 2030. As these deferred restricted shares vest, the shares will be delivered to the Reporting Person, except that 1/4 of the vested shares will be held back and delivered on a future date pursuant to the terms of the Reporting Person's award agreement. Notwithstanding the foregoing, the shares may be delivered earlier upon a change in control of Blackstone.

Read SEC document
January 10, 2025 Filed Jan 14, 2025 22:06 UTC Blackstone Inc. BX · Entity 2861 GrantCommon Stock 12,388 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-005446 · ownership.xml · nonDerivative · entry 1

Finley John G · CIK 0001500278 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 399,525

F1 · kind: Granted under the Amended and Restated 2007 Equity Incentive Plan, these deferred restricted shares will vest ratably over a three-year period, with 4,129 shares vesting on January 1, 2026, 4,130 shares vesting on January 1, 2027, and 4,129 shares vesting on January 1, 2028, subject to the Reporting Person's continued employment with Blackstone. As these deferred restricted shares vest, the underlying shares will be delivered to the Reporting Person. Notwithstanding the foregoing, the shares may be delivered earlier upon a change in control of Blackstone.

Read SEC document
December 20, 2024 Filed Dec 20, 2024 22:00 UTC Blackstone Inc. BX · Entity 2861 GiftBlackstone Holdings partnership units · Derivative 72,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-139127 · ownership.xml · derivative · entry 2

Finley John G · CIK 0001500278 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 72,000

Underlying: Common Stock · 72,000 shares

Expires not disclosed

F1 · derivative.exercise_price: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one share of Common Stock of Blackstone Inc. The Blackstone Holdings partnership units have no expiration date and may not be exchanged other than pursuant to transactions or programs approved by Blackstone.

F2 · kind: The Reporting Person contributed 72,000 Blackstone Holdings partnership units to a limited liability company, of which the Reporting Person was the sole member. Such contribution was exempt from reporting pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended. Following such contribution, the Reporting Person transferred 100% of the membership interests in such limited liability company to his spouse.

F1 · derivative.exercise_date: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one share of Common Stock of Blackstone Inc. The Blackstone Holdings partnership units have no expiration date and may not be exchanged other than pursuant to transactions or programs approved by Blackstone.

F1 · derivative.expiration_date: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one share of Common Stock of Blackstone Inc. The Blackstone Holdings partnership units have no expiration date and may not be exchanged other than pursuant to transactions or programs approved by Blackstone.

F3 · ownership.nature: These securities are held by a limited liability company, of which the Reporting Person's spouse is the sole member.

Read SEC document
December 20, 2024 Filed Dec 20, 2024 22:00 UTC Blackstone Inc. BX · Entity 2861 GiftBlackstone Holdings partnership units · Derivative 72,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-139127 · ownership.xml · derivative · entry 1

Finley John G · CIK 0001500278 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 281,812

Underlying: Common Stock · 72,000 shares

Expires not disclosed

F1 · derivative.exercise_price: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one share of Common Stock of Blackstone Inc. The Blackstone Holdings partnership units have no expiration date and may not be exchanged other than pursuant to transactions or programs approved by Blackstone.

F2 · kind: The Reporting Person contributed 72,000 Blackstone Holdings partnership units to a limited liability company, of which the Reporting Person was the sole member. Such contribution was exempt from reporting pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended. Following such contribution, the Reporting Person transferred 100% of the membership interests in such limited liability company to his spouse.

F1 · derivative.exercise_date: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one share of Common Stock of Blackstone Inc. The Blackstone Holdings partnership units have no expiration date and may not be exchanged other than pursuant to transactions or programs approved by Blackstone.

F1 · derivative.expiration_date: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one share of Common Stock of Blackstone Inc. The Blackstone Holdings partnership units have no expiration date and may not be exchanged other than pursuant to transactions or programs approved by Blackstone.

Read SEC document
November 07, 2024 Filed Nov 8, 2024 22:43 UTC Blackstone Inc. BX · Entity 2861 SaleCommon Stock 42,249 $175.94 $7,433,289.06
Disclosure

SEC source: 0000950170-24-124258 · ownership.xml · nonDerivative · entry 1

Finley John G · CIK 0001500278 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 387,137

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $175.50 to $176.24, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

Read SEC document
August 07, 2024 Filed Aug 9, 2024 22:24 UTC Blackstone Inc. BX · Entity 2861 SaleCommon Stock 35,000 $131.74 $4,610,900.00
Disclosure

SEC source: 0001209191-24-005958 · doc4.xml · nonDerivative · entry 1

Finley John G · CIK 0001500278 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 429,386

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.47 to $132.25, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

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April 01, 2024 Filed Apr 3, 2024 00:45 UTC Blackstone Inc. BX · Entity 2861 GrantCommon Stock 71,243 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-005195 · doc4.xml · nonDerivative · entry 1

Finley John G · CIK 0001500278 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 464,386

F1 · kind: Granted under the Amended and Restated 2007 Equity Incentive Plan, 10% of these deferred restricted shares, or 7,124 shares, will vest on July 1, 2025; an additional 10%, or 7,124 shares, will vest on July 1, 2026; an additional 20%, or 14,249 shares, will vest on July 1, 2027; an additional 30%, or 21,373 shares, will vest on July 1, 2028; and the remaining 30%, or 21,373 shares, will vest on July 1, 2029. As these deferred restricted shares vest, the shares will be delivered to the Reporting Person, except that 1/4 of the vested shares will be held back and delivered on a future date pursuant to the terms of the Reporting Person's award agreement. Notwithstanding the foregoing, the shares may be delivered earlier upon a change in control of Blackstone.

Read SEC document
February 08, 2024 Filed Feb 9, 2024 21:37 UTC Blackstone Inc. BX · Entity 2861 SaleCommon Stock 11,505 $128.33 $1,476,436.65
Disclosure

SEC source: 0001209191-24-003032 · doc4.xml · nonDerivative · entry 2

Finley John G · CIK 0001500278 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 393,143

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $128.20 to $128.54, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

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February 08, 2024 Filed Feb 9, 2024 21:37 UTC Blackstone Inc. BX · Entity 2861 SaleCommon Stock 37,495 $127.81 $4,792,235.95
Disclosure

SEC source: 0001209191-24-003032 · doc4.xml · nonDerivative · entry 1

Finley John G · CIK 0001500278 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 404,648

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $127.20 to $128.20, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

Read SEC document
January 08, 2024 Filed Jan 10, 2024 22:31 UTC Blackstone Inc. BX · Entity 2861 GrantCommon Stock 17,280 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-001383 · doc4.xml · nonDerivative · entry 1

Finley John G · CIK 0001500278 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 442,143

F1 · kind: Granted under the Amended and Restated 2007 Equity Incentive Plan, these deferred restricted shares will vest ratably over a three-year period, with 5,760 shares vesting on January 1, 2025, 5,760 shares vesting on January 1, 2026, and 5,760 shares vesting on January 1, 2027, subject to the Reporting Person's continued employment with Blackstone. As these deferred restricted shares vest, the underlying shares will be delivered to the Reporting Person. Notwithstanding the foregoing, the shares may be delivered earlier upon a change in control of Blackstone.

Read SEC document
October 30, 2023 Filed Oct 31, 2023 22:49 UTC Blackstone Inc. BX · Entity 2861 SaleCommon Stock 29,900 $92.39 $2,762,461.00
Disclosure

SEC source: 0001209191-23-053985 · doc4.xml · nonDerivative · entry 1

Finley John G · CIK 0001500278 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 424,863

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.355 to $92.54, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 23:16 UTC Blackstone Inc. BX · Entity 2861 GrantCommon Stock 104,758 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-023007 · doc4.xml · nonDerivative · entry 1

Finley John G · CIK 0001500278 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 454,763

F1 · kind: Granted under the Amended and Restated 2007 Equity Incentive Plan, 10% of these deferred restricted shares, or 10,476 shares, will vest on July 1, 2024; an additional 10%, or 10,476 shares, will vest on July 1, 2025; an additional 20%, or 20,952 shares, will vest on July 1, 2026; an additional 30%, or 31,427 shares, will vest on July 1, 2027; and the remaining 30%, or 31,427 shares, will vest on July 1, 2028. As these deferred restricted shares vest, the shares will be delivered to the Reporting Person, except that 1/4 of the vested shares will be held back and delivered on a future date pursuant to the terms of the Reporting Person's award agreement. Notwithstanding the foregoing, the shares may be delivered earlier upon a change in control of Blackstone.

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February 02, 2023 Filed Feb 3, 2023 23:46 UTC Blackstone Inc. BX · Entity 2861 SaleCommon Stock 40,000 $100.37 $4,014,800.00
Disclosure

SEC source: 0001209191-23-007171 · doc4.xml · nonDerivative · entry 1

Finley John G · CIK 0001500278 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,005

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.965 to $100.82, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

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January 09, 2023 Filed Jan 11, 2023 21:37 UTC Blackstone Inc. BX · Entity 2861 GrantCommon Stock 34,307 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-002991 · doc4.xml · nonDerivative · entry 1

Finley John G · CIK 0001500278 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 390,005

F1 · kind: Granted under the Amended and Restated 2007 Equity Incentive Plan, these deferred restricted shares will vest ratably over a three-year period, with 11,436 shares vesting on January 1, 2024, 11,435 shares vesting on January 1, 2025, and 11,436 shares vesting on January 1, 2026, subject to the Reporting Person's continued employment with Blackstone. As these deferred restricted shares vest, the underlying shares will be delivered to the Reporting Person. Notwithstanding the foregoing, the shares may be delivered earlier upon a change in control of Blackstone.

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November 11, 2022 Filed Nov 14, 2022 22:16 UTC Blackstone Inc. BX · Entity 2861 SaleCommon Stock 22,587 $107.68 $2,432,168.16
Disclosure

SEC source: 0001209191-22-056683 · doc4.xml · nonDerivative · entry 2

Finley John G · CIK 0001500278 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 355,698

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.32 to $107.93, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

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November 11, 2022 Filed Nov 14, 2022 22:16 UTC Blackstone Inc. BX · Entity 2861 SaleCommon Stock 27,413 $106.83 $2,928,530.79
Disclosure

SEC source: 0001209191-22-056683 · doc4.xml · nonDerivative · entry 1

Finley John G · CIK 0001500278 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 378,285

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.32 to $107.31, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

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April 01, 2022 Filed Apr 5, 2022 21:17 UTC Blackstone Inc. BX · Entity 2861 GrantCommon Stock 74,546 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-023169 · doc4.xml · nonDerivative · entry 1

Finley John G · CIK 0001500278 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 405,698

F1 · kind: Granted under the Amended and Restated 2007 Equity Incentive Plan, 10% of these deferred restricted shares, or 7,454 shares, will vest on July 1, 2023; an additional 10%, or 7,455 shares, will vest on July 1, 2024; an additional 20%, or 14,909 shares, will vest on July 1, 2025; an additional 30%, or 22,364 shares, will vest on July 1, 2026; and the remaining 30%, or 22,364 shares, will vest on July 1, 2027. As these deferred restricted shares vest, the shares will be delivered to the Reporting Person, except that 1/4 of the vested shares will be held back and delivered on a future date pursuant to the terms of the Reporting Person's award agreement. Notwithstanding the foregoing, the shares may be delivered earlier upon a change in control of Blackstone.

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February 02, 2022 Filed Feb 4, 2022 22:14 UTC Blackstone Inc. BX · Entity 2861 SaleCommon Stock 30,000 $137.38 $4,121,400.00
Disclosure

SEC source: 0001209191-22-007247 · doc4.xml · nonDerivative · entry 1

Finley John G · CIK 0001500278 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,152

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $137.125 to $137.62, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

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January 07, 2022 Filed Jan 12, 2022 02:16 UTC Blackstone Inc. BX · Entity 2861 GrantCommon Stock 23,663 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-002998 · doc4.xml · nonDerivative · entry 1

Finley John G · CIK 0001500278 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 361,152

F1 · kind: Granted under the Amended and Restated 2007 Equity Incentive Plan, these deferred restricted shares will vest ratably over a three-year period, with 7,888 shares vesting on January 1, 2023, 7,887 shares vesting on January 1, 2024, and 7,888 shares vesting on January 1, 2025, subject to the Reporting Person's continued employment with Blackstone. As these deferred restricted shares vest, the underlying shares will be delivered to the Reporting Person. Notwithstanding the foregoing, the shares may be delivered earlier upon a change in control of Blackstone.

Read SEC document
December 27, 2021 Filed Jan 12, 2022 02:16 UTC Blackstone Inc. BX · Entity 2861 GiftCommon Stock 11,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-002998 · doc4.xml · nonDerivative · entry 2

Finley John G · CIK 0001500278 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 32,523

F2 · kind: The Reporting Person donated 11,000 shares of Blackstone Common Stock to a charitable foundation.

F3 · ownership.nature: These shares are held by a limited liability company, of which the Reporting Person is the manager.

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December 03, 2021 Filed Dec 8, 2021 02:39 UTC Blackstone Inc. BX · Entity 2861 ConversionBlackstone Holdings partnership units · Derivative 45,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-068463 · doc4.xml · derivative · entry 6

Finley John G · CIK 0001500278 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 434,776

Underlying: Common Stock · 45,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one share of Common Stock of Blackstone Inc. The Blackstone Holdings partnership units have no expiration date and may not be exchanged other than pursuant to transactions or programs approved by Blackstone.

F1 · kind: Pursuant to an exchange agreement, the Reporting Person exchanged 45,000 Blackstone Holdings partnership units (as defined below) for an equal number of shares of Common Stock of Blackstone Inc.

F6 · price: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one share of Common Stock of Blackstone Inc. The Blackstone Holdings partnership units have no expiration date and may not be exchanged other than pursuant to transactions or programs approved by Blackstone.

F6 · derivative.exercise_date: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one share of Common Stock of Blackstone Inc. The Blackstone Holdings partnership units have no expiration date and may not be exchanged other than pursuant to transactions or programs approved by Blackstone.

F6 · derivative.expiration_date: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one share of Common Stock of Blackstone Inc. The Blackstone Holdings partnership units have no expiration date and may not be exchanged other than pursuant to transactions or programs approved by Blackstone.

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December 03, 2021 Filed Dec 8, 2021 02:39 UTC Blackstone Inc. BX · Entity 2861 ConversionCommon Stock 45,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-068463 · doc4.xml · nonDerivative · entry 1

Finley John G · CIK 0001500278 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 337,489

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to an exchange agreement, the Reporting Person exchanged 45,000 Blackstone Holdings partnership units (as defined below) for an equal number of shares of Common Stock of Blackstone Inc.

Read SEC document
September 23, 2021 Filed Jan 12, 2022 02:16 UTC Blackstone Inc. BX · Entity 2861 GiftBlackstone Holdings partnership units · Derivative 80,964 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-002998 · doc4.xml · derivative · entry 7

Finley John G · CIK 0001500278 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 80,964

Underlying: Common Stock · 80,964 shares

Expires not disclosed

F7 · derivative.exercise_price: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one share of Common Stock of Blackstone Inc. The Blackstone Holdings partnership units have no expiration date and may not be exchanged other than pursuant to transactions or programs approved by Blackstone.

F8 · kind: The Reporting Person transferred 80,964 Blackstone Holdings partnership units to a trust of which the Reporting Person is investment trustee.

F7 · derivative.exercise_date: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one share of Common Stock of Blackstone Inc. The Blackstone Holdings partnership units have no expiration date and may not be exchanged other than pursuant to transactions or programs approved by Blackstone.

F7 · derivative.expiration_date: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one share of Common Stock of Blackstone Inc. The Blackstone Holdings partnership units have no expiration date and may not be exchanged other than pursuant to transactions or programs approved by Blackstone.

F9 · ownership.nature: These securities are held by a trust for the benefit of the Reporting Person's spouse and descendants, of which the Reporting Person is the investment trustee.

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September 23, 2021 Filed Jan 12, 2022 02:16 UTC Blackstone Inc. BX · Entity 2861 GiftBlackstone Holdings partnership units · Derivative 80,964 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-002998 · doc4.xml · derivative · entry 6

Finley John G · CIK 0001500278 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 353,812

Underlying: Common Stock · 80,964 shares

Expires not disclosed

F7 · derivative.exercise_price: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one share of Common Stock of Blackstone Inc. The Blackstone Holdings partnership units have no expiration date and may not be exchanged other than pursuant to transactions or programs approved by Blackstone.

F8 · kind: The Reporting Person transferred 80,964 Blackstone Holdings partnership units to a trust of which the Reporting Person is investment trustee.

F7 · derivative.exercise_date: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one share of Common Stock of Blackstone Inc. The Blackstone Holdings partnership units have no expiration date and may not be exchanged other than pursuant to transactions or programs approved by Blackstone.

F7 · derivative.expiration_date: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one share of Common Stock of Blackstone Inc. The Blackstone Holdings partnership units have no expiration date and may not be exchanged other than pursuant to transactions or programs approved by Blackstone.

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July 30, 2021 Filed Jul 30, 2021 21:52 UTC Blackstone Inc. BX · Entity 2861 SaleCommon Stock 35,000 $115.40 $4,039,000.00
Disclosure

SEC source: 0001209191-21-048900 · doc4.xml · nonDerivative · entry 1

Finley John G · CIK 0001500278 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,489

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $115.23 to $115.66, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

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May 21, 2021 Filed May 21, 2021 21:16 UTC Blackstone Inc. BX · Entity 2861 SaleCommon Stock 36,000 $90.57 $3,260,520.00
Disclosure

SEC source: 0001209191-21-035019 · doc4.xml · nonDerivative · entry 1

Finley John G · CIK 0001500278 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327,489

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.32 to $90.83, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

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April 29, 2021 Filed Apr 30, 2021 23:56 UTC Blackstone Inc. BX · Entity 2861 SaleCommon Stock 33,404 $89.88 $3,002,351.52
Disclosure

SEC source: 0001209191-21-029374 · doc4.xml · nonDerivative · entry 1

Finley John G · CIK 0001500278 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 363,489

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.80 to $90.03, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

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April 01, 2021 Filed Apr 7, 2021 00:01 UTC Blackstone Inc. BX · Entity 2861 GrantCommon Stock 91,279 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-025757 · doc4.xml · nonDerivative · entry 1

Finley John G · CIK 0001500278 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 396,893

F1 · kind: Granted under the Amended and Restated 2007 Equity Incentive Plan, 10% of these deferred restricted shares, or 9,128 shares, will vest on July 1, 2022; an additional 10%, or 9,128 shares, will vest on July 1, 2023; an additional 20%, or 18,255 shares, will vest on July 1, 2024; an additional 30%, or 27,384 shares, will vest on July 1, 2025; and the remaining 30%, or 27,384 shares, will vest on July 1, 2026. As these deferred restricted shares vest, the shares will be delivered to the Reporting Person, except that 1/4 of the vested shares will be held back and delivered on a future date pursuant to the terms of the Reporting Person's award agreement. Notwithstanding the foregoing, the shares may be delivered earlier upon a change in control of Blackstone.

Read SEC document
February 09, 2021 Filed Feb 12, 2021 01:07 UTC Blackstone Inc. BX · Entity 2861 ConversionBlackstone Holdings partnership units · Derivative 30,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-009923 · doc4.xml · derivative · entry 6

Finley John G · CIK 0001500278 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 479,776

Underlying: Class A Common Stock · 30,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one share of Class A Common Stock of The Blackstone Group Inc. The Blackstone Holdings partnership units have no expiration date and may not be exchanged other than pursuant to transactions or programs approved by Blackstone.

F1 · kind: Pursuant to an exchange agreement, the Reporting Person exchanged 30,000 Blackstone Holdings partnership units (as defined below) for an equal number of shares of Class A Common Stock of The Blackstone Group Inc.

F6 · price: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one share of Class A Common Stock of The Blackstone Group Inc. The Blackstone Holdings partnership units have no expiration date and may not be exchanged other than pursuant to transactions or programs approved by Blackstone.

F6 · derivative.exercise_date: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one share of Class A Common Stock of The Blackstone Group Inc. The Blackstone Holdings partnership units have no expiration date and may not be exchanged other than pursuant to transactions or programs approved by Blackstone.

F6 · derivative.expiration_date: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one share of Class A Common Stock of The Blackstone Group Inc. The Blackstone Holdings partnership units have no expiration date and may not be exchanged other than pursuant to transactions or programs approved by Blackstone.

Read SEC document
February 09, 2021 Filed Feb 12, 2021 01:07 UTC Blackstone Inc. BX · Entity 2861 ConversionClass A Common Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-009923 · doc4.xml · nonDerivative · entry 1

Finley John G · CIK 0001500278 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,614

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to an exchange agreement, the Reporting Person exchanged 30,000 Blackstone Holdings partnership units (as defined below) for an equal number of shares of Class A Common Stock of The Blackstone Group Inc.

Read SEC document
January 08, 2021 Filed Jan 13, 2021 00:21 UTC Blackstone Inc. BX · Entity 2861 GrantClass A Common Stock 38,734 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-003325 · doc4.xml · nonDerivative · entry 1

Finley John G · CIK 0001500278 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,614

F1 · kind: Granted under the Amended and Restated 2007 Equity Incentive Plan, these deferred restricted shares will vest ratably over a three-year period, with 12,912 shares vesting on January 1, 2022, 12,911 shares vesting on January 1, 2023, and 12,911 shares vesting on January 1, 2024, subject to the Reporting Person's continued employment with Blackstone. As these deferred restricted shares vest, the underlying shares will be delivered to the Reporting Person. Notwithstanding the foregoing, the shares may be delivered earlier upon a change in control of Blackstone.

Read SEC document
November 10, 2020 Filed Nov 13, 2020 02:37 UTC Blackstone Inc. BX · Entity 2861 ConversionBlackstone Holdings partnership units · Derivative 25,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-058202 · doc4.xml · derivative · entry 6

Finley John G · CIK 0001500278 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 509,776

Underlying: Class A Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one share of Class A Common Stock of The Blackstone Group Inc. The Blackstone Holdings partnership units have no expiration date and may not be exchanged other than pursuant to transactions or programs approved by Blackstone.

F1 · kind: Pursuant to an exchange agreement, the Reporting Person exchanged 25,000 Blackstone Holdings partnership units (as defined below) for an equal number of shares of Class A Common Stock of The Blackstone Group Inc.

F6 · price: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one share of Class A Common Stock of The Blackstone Group Inc. The Blackstone Holdings partnership units have no expiration date and may not be exchanged other than pursuant to transactions or programs approved by Blackstone.

F6 · derivative.exercise_date: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one share of Class A Common Stock of The Blackstone Group Inc. The Blackstone Holdings partnership units have no expiration date and may not be exchanged other than pursuant to transactions or programs approved by Blackstone.

F6 · derivative.expiration_date: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one share of Class A Common Stock of The Blackstone Group Inc. The Blackstone Holdings partnership units have no expiration date and may not be exchanged other than pursuant to transactions or programs approved by Blackstone.

Read SEC document
November 10, 2020 Filed Nov 13, 2020 02:37 UTC Blackstone Inc. BX · Entity 2861 ConversionClass A Common Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-058202 · doc4.xml · nonDerivative · entry 1

Finley John G · CIK 0001500278 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,880

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to an exchange agreement, the Reporting Person exchanged 25,000 Blackstone Holdings partnership units (as defined below) for an equal number of shares of Class A Common Stock of The Blackstone Group Inc.

Read SEC document
August 20, 2020 Filed Aug 21, 2020 22:24 UTC Blackstone Inc. BX · Entity 2861 GiftClass A Common Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-047992 · doc4.xml · nonDerivative · entry 2

Finley John G · CIK 0001500278 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 43,523

F2 · ownership.nature: These shares are held by a limited liability company, of which the Reporting Person is the manager.

Read SEC document
August 19, 2020 Filed Aug 21, 2020 22:24 UTC Blackstone Inc. BX · Entity 2861 SaleClass A Common Stock 40,000 $54.07 $2,162,800.00
Disclosure

SEC source: 0001209191-20-047992 · doc4.xml · nonDerivative · entry 1

Finley John G · CIK 0001500278 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,880

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.00 to $54.31, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

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August 04, 2020 Filed Aug 6, 2020 22:26 UTC Blackstone Inc. BX · Entity 2861 ConversionBlackstone Holdings partnership units · Derivative 43,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-045563 · doc4.xml · derivative · entry 6

Finley John G · CIK 0001500278 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 534,776

Underlying: Class A Common Stock · 43,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one share of Class A Common Stock of The Blackstone Group Inc. The Blackstone Holdings partnership units have no expiration date and may not be exchanged other than pursuant to transactions or programs approved by Blackstone.

F1 · kind: Pursuant to an exchange agreement, the Reporting Person exchanged 43,000 Blackstone Holdings partnership units (as defined below) for an equal number of shares of Class A Common Stock of The Blackstone Group Inc.

F6 · price: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one share of Class A Common Stock of The Blackstone Group Inc. The Blackstone Holdings partnership units have no expiration date and may not be exchanged other than pursuant to transactions or programs approved by Blackstone.

F6 · derivative.exercise_date: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one share of Class A Common Stock of The Blackstone Group Inc. The Blackstone Holdings partnership units have no expiration date and may not be exchanged other than pursuant to transactions or programs approved by Blackstone.

F6 · derivative.expiration_date: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one share of Class A Common Stock of The Blackstone Group Inc. The Blackstone Holdings partnership units have no expiration date and may not be exchanged other than pursuant to transactions or programs approved by Blackstone.

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August 04, 2020 Filed Aug 6, 2020 22:26 UTC Blackstone Inc. BX · Entity 2861 ConversionClass A Common Stock 43,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-045563 · doc4.xml · nonDerivative · entry 1

Finley John G · CIK 0001500278 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,880

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to an exchange agreement, the Reporting Person exchanged 43,000 Blackstone Holdings partnership units (as defined below) for an equal number of shares of Class A Common Stock of The Blackstone Group Inc.

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May 19, 2020 Filed May 21, 2020 00:04 UTC Blackstone Inc. BX · Entity 2861 SaleClass A Common Stock 9,783 $53.96 $527,890.68
Disclosure

SEC source: 0001209191-20-031061 · doc4.xml · nonDerivative · entry 2

Finley John G · CIK 0001500278 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,880

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.95 to $53.98, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

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May 18, 2020 Filed May 21, 2020 00:04 UTC Blackstone Inc. BX · Entity 2861 GiftClass A Common Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-031061 · doc4.xml · nonDerivative · entry 3

Finley John G · CIK 0001500278 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 46,523

F3 · ownership.nature: These shares are held by a limited liability company, of which the Reporting Person is the manager.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.