Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Blackstone Inc.BX · Entity 2861 | Chief Financial Officer | July 28, 2015 | July 30, 2015 |
| Far Point Acquisition CorpFPAC.U · Entity 146770 | Director | June 14, 2018 | June 15, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Blackstone Inc.
Report date July 28, 2015 · Filed July 30, 2015
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common units representing limited partner interestsSEC Table I · non-derivative | Direct | 49,925 |
Ending reported balance
After 2015-07-28 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2015-07-28 · Conversion · Acquired 26,184 · Balance 76,109 F1: Pursuant to an exchange agreement, the Reporting Person exchanged 26,184 Blackstone Holdings partnership units for an equal number of common units of The Blackstone Group L.P. Row 2 · 2015-07-28 · Sale · Disposed 26,184 · Balance 49,925 F2: The price reported in Column 4 is a weighted average price. These units were sold in multiple transactions at prices ranging from $38.54 to $39.05, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of units sold at each separate price for all transactions reported on this Form 4. |
| Common units representing limited partner interestsSEC Table I · non-derivative | IndirectSee footnote | 225,000 |
Reported balance
After 2015-07-28 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2015-07-28 · Conversion · Acquired 225,000 · Balance 225,000 F3: Pursuant to an exchange agreement, the holder exchanged 225,000 Blackstone Holdings partnership units for an equal number of common units of The Blackstone Group L.P. F4: These units are held in a trust for the benefit of the Reporting Person's children, of which the Reporting Person is a trustee with investment control. |
| Blackstone Holdings partnership unitsSEC Table II · derivative / convertible security | Direct | 890,902 |
Reported balance
After 2015-07-28 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2015-07-28 · Conversion · Disposed 26,184 · Balance 890,902 F5: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2015 other than pursuant to transactions or programs approved by Blackstone. F1: Pursuant to an exchange agreement, the Reporting Person exchanged 26,184 Blackstone Holdings partnership units for an equal number of common units of The Blackstone Group L.P. |
| Blackstone Holdings partnership unitsSEC Table II · derivative / convertible security | IndirectSee footnote | 0 |
Reported balance
After 2015-07-28 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2015-07-28 · Conversion · Disposed 225,000 · Balance 0 F5: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2015 other than pursuant to transactions or programs approved by Blackstone. F3: Pursuant to an exchange agreement, the holder exchanged 225,000 Blackstone Holdings partnership units for an equal number of common units of The Blackstone Group L.P. F4: These units are held in a trust for the benefit of the Reporting Person's children, of which the Reporting Person is a trustee with investment control. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to an exchange agreement, the Reporting Person exchanged 26,184 Blackstone Holdings partnership units for an equal number of common units of The Blackstone Group L.P.
F2: The price reported in Column 4 is a weighted average price. These units were sold in multiple transactions at prices ranging from $38.54 to $39.05, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of units sold at each separate price for all transactions reported on this Form 4.
F3: Pursuant to an exchange agreement, the holder exchanged 225,000 Blackstone Holdings partnership units for an equal number of common units of The Blackstone Group L.P.
F4: These units are held in a trust for the benefit of the Reporting Person's children, of which the Reporting Person is a trustee with investment control.
F5: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2015 other than pursuant to transactions or programs approved by Blackstone.
Far Point Acquisition Corp
Report date June 14, 2018 · Filed June 15, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 100,000 |
Reported balance
After 2018-06-14 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-06-14 · Other · Acquired 100,000 · Balance 100,000 F1: Represents Class A Common Stock underlying the Units purchased. Each Unit consists of one share of Class A Common Stock and one-third of one warrant, each whole warrant entitling the holder to purchase one share of the issuer's Class A Common Stock at $11.50 per share. The warrants will become exercisable on the later of 30 days after the completion of the issuer's initial business combination or 12 months from the closing of the initial public offering. The warrants will expire five years after the completion of the issuer's initial business combination or earlier upon redemption or liquidation. F2: Purchased in connection with the issuer's initial public offering. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents Class A Common Stock underlying the Units purchased. Each Unit consists of one share of Class A Common Stock and one-third of one warrant, each whole warrant entitling the holder to purchase one share of the issuer's Class A Common Stock at $11.50 per share. The warrants will become exercisable on the later of 30 days after the completion of the issuer's initial business combination or 12 months from the closing of the initial public offering. The warrants will expire five years after the completion of the issuer's initial business combination or earlier upon redemption or liquidation.
F2: Purchased in connection with the issuer's initial public offering.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
StubHub Holdings, Inc.
Report date March 24, 2026 · Filed March 25, 2026
Jointly reported with WestCap Management, LLC, WestCap Stub Holdco 2024, LLC, WestCap StubHub Opportunity Fund Preferred, LLC
Section 16 reporting ended · disclosed 2026-03-25. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnotes | 28,991,583 |
Reported balance
After 2026-03-24 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2026-03-24 · Other · Disposed 9,000,000 · Balance 28,991,583 F1: This transaction represents a pro-rata in-kind distribution by WestCap Stub Holdco 2024, LLC ("WestCap Stub") and WestCap StubHub Opportunity Fund Preferred, LLC ("WestCap StubHub") to their members for no consideration. F2: The securities are held directly by WestCap Stub and WestCap StubHub. F3: WestCap Management, LLC is the managing member of WestCap Stub and WestCap StubHub. Laurence A. Tosi may be deemed to hold voting and investment control over the shares held by WestCap Stub and WestCap StubHub. Each Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein, if any. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction represents a pro-rata in-kind distribution by WestCap Stub Holdco 2024, LLC ("WestCap Stub") and WestCap StubHub Opportunity Fund Preferred, LLC ("WestCap StubHub") to their members for no consideration.
F2: The securities are held directly by WestCap Stub and WestCap StubHub.
F3: WestCap Management, LLC is the managing member of WestCap Stub and WestCap StubHub. Laurence A. Tosi may be deemed to hold voting and investment control over the shares held by WestCap Stub and WestCap StubHub. Each Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein, if any.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 24, 2026 Filed Mar 25, 2026 18:36 UTC | StubHub Holdings, Inc. STUB · Entity 4383 | OtherClass A Common Stock | 9,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000902664-26-001756 · ownership.xml · nonDerivative · entry 1 WestCap Management, LLC · CIK 0001838470 · 10% owner Tosi Laurence A · CIK 0001307496 · 10% owner WestCap Stub Holdco 2024, LLC · CIK 0002084496 · 10% owner WestCap StubHub Opportunity Fund Preferred, LLC · CIK 0002084123 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 28,991,583 F1 · kind: This transaction represents a pro-rata in-kind distribution by WestCap Stub Holdco 2024, LLC ("WestCap Stub") and WestCap StubHub Opportunity Fund Preferred, LLC ("WestCap StubHub") to their members for no consideration. F1 · price: This transaction represents a pro-rata in-kind distribution by WestCap Stub Holdco 2024, LLC ("WestCap Stub") and WestCap StubHub Opportunity Fund Preferred, LLC ("WestCap StubHub") to their members for no consideration. F2 · ownership.nature: The securities are held directly by WestCap Stub and WestCap StubHub. F3 · ownership.nature: WestCap Management, LLC is the managing member of WestCap Stub and WestCap StubHub. Laurence A. Tosi may be deemed to hold voting and investment control over the shares held by WestCap Stub and WestCap StubHub. Each Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein, if any. Read SEC document |
| March 17, 2026 Filed Mar 19, 2026 12:31 UTC | StubHub Holdings, Inc. STUB · Entity 4383 | ConversionSeries O Preferred Stock, par value $0.001 per share · Derivative | 133,670 | $0.00 Strike: $23.50 | $0.00 |
DisclosureSEC source: 0000902664-26-001694 · ownership.xml · derivative · entry 2 WestCap Management, LLC · CIK 0001838470 · 10% owner Tosi Laurence A · CIK 0001307496 · 10% owner WestCap Stub Holdco 2024, LLC · CIK 0002084496 · 10% owner WestCap StubHub Opportunity Fund Preferred, LLC · CIK 0002084123 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Class A Common Stock · 6,256,893 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The Series O Preferred Stock automatically converted into Class A Common Stock, par value $0.001 per share ("Class A Common Stock") on March 17, 2026, the date that is 180 days after the closing on September 18, 2025 of the issuer's initial public offering. F5 · derivative.expiration_date: The Series O Preferred Stock had no stated maturity. F2 · ownership.nature: The securities reported on this line were held directly by WestCap StubHub. F3 · ownership.nature: WestCap Management, LLC ("WestCap") is the managing member of WestCap Stub and WestCap StubHub. Laurence A. Tosi may be deemed to hold voting and investment control over the shares held by WestCap Stub and WestCap StubHub. Each Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein, if any. Read SEC document |
| March 17, 2026 Filed Mar 19, 2026 12:31 UTC | StubHub Holdings, Inc. STUB · Entity 4383 | ConversionClass A Common Stock | 6,256,893 | $23.50 | $147,036,985.50 |
DisclosureSEC source: 0000902664-26-001694 · ownership.xml · nonDerivative · entry 1 WestCap Management, LLC · CIK 0001838470 · 10% owner Tosi Laurence A · CIK 0001307496 · 10% owner WestCap Stub Holdco 2024, LLC · CIK 0002084496 · 10% owner WestCap StubHub Opportunity Fund Preferred, LLC · CIK 0002084123 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 37,991,583 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The securities reported on this line are held directly by WestCap Stub Holdco 2024, LLC ("WestCap Stub") and WestCap StubHub Opportunity Fund Preferred, LLC ("WestCap StubHub"). F3 · ownership.nature: WestCap Management, LLC ("WestCap") is the managing member of WestCap Stub and WestCap StubHub. Laurence A. Tosi may be deemed to hold voting and investment control over the shares held by WestCap Stub and WestCap StubHub. Each Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein, if any. Read SEC document |
| September 16, 2025 Filed Sep 18, 2025 17:29 UTC | StubHub Holdings, Inc. STUB · Entity 4383 | ConversionSeries I Preferred Stock, par value $0.001 per share · Derivative | 20,000 | $0.00 Strike: $21.15 | $0.00 |
DisclosureSEC source: 0000902664-25-004119 · ownership.xml · derivative · entry 2 WestCap Management, LLC · CIK 0001838470 · 10% owner Tosi Laurence A · CIK 0001307496 · 10% owner WestCap Stub Holdco 2024, LLC · CIK 0002084496 · 10% owner WestCap StubHub Opportunity Fund Preferred, LLC · CIK 0002084123 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Class A Common Stock · 1,386,615 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The Series I Preferred Stock automatically converted into Class A Common Stock, par value $0.001 per share ("Class A Common Stock") on September 16, 2025, the date of pricing of the issuer's initial public offering. F4 · derivative.expiration_date: The Series I Preferred Stock had no stated maturity. F1 · ownership.nature: The securities reported on this line are held directly by WestCap Stub Holdco 2024, LLC ("WestCap Stub"). F2 · ownership.nature: WestCap Management, LLC ("WestCap") is the managing member of WestCap Stub and WestCap StubHub Opportunity Fund Preferred, LLC ("WestCap StubHub"). Laurence A. Tosi may be deemed to hold voting and investment control over the shares held by WestCap Stub and WestCap StubHub. Each Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein, if any. Read SEC document |
| September 16, 2025 Filed Sep 18, 2025 17:29 UTC | StubHub Holdings, Inc. STUB · Entity 4383 | ConversionClass A Common Stock | 1,386,615 | $21.15 | $29,326,907.25 |
DisclosureSEC source: 0000902664-25-004119 · ownership.xml · nonDerivative · entry 1 WestCap Management, LLC · CIK 0001838470 · 10% owner Tosi Laurence A · CIK 0001307496 · 10% owner WestCap Stub Holdco 2024, LLC · CIK 0002084496 · 10% owner WestCap StubHub Opportunity Fund Preferred, LLC · CIK 0002084123 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 31,734,690 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The securities reported on this line are held directly by WestCap Stub Holdco 2024, LLC ("WestCap Stub"). F2 · ownership.nature: WestCap Management, LLC ("WestCap") is the managing member of WestCap Stub and WestCap StubHub Opportunity Fund Preferred, LLC ("WestCap StubHub"). Laurence A. Tosi may be deemed to hold voting and investment control over the shares held by WestCap Stub and WestCap StubHub. Each Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein, if any. Read SEC document |
| June 14, 2018 Filed Jun 15, 2018 15:55 UTC | Far Point Acquisition Corp FPAC.U · Entity 146770 | OtherClass A Common Stock | 100,000 | $10.00 | $1,000,000.00 |
DisclosureSEC source: 0000899243-18-016749 · doc4.xml · nonDerivative · entry 1 Tosi Laurence A · CIK 0001307496 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 F1 · security: Represents Class A Common Stock underlying the Units purchased. Each Unit consists of one share of Class A Common Stock and one-third of one warrant, each whole warrant entitling the holder to purchase one share of the issuer's Class A Common Stock at $11.50 per share. The warrants will become exercisable on the later of 30 days after the completion of the issuer's initial business combination or 12 months from the closing of the initial public offering. The warrants will expire five years after the completion of the issuer's initial business combination or earlier upon redemption or liquidation. F2 · kind: Purchased in connection with the issuer's initial public offering. Read SEC document |
| July 28, 2015 Filed Jul 30, 2015 18:54 UTC | Blackstone Inc. BX · Entity 2861 | ConversionBlackstone Holdings partnership units · Derivative | 225,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-15-063009 · doc4.xml · derivative · entry 5 Tosi Laurence A · CIK 0001307496 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common units representing limited partner interests · 225,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2015 other than pursuant to transactions or programs approved by Blackstone. F5 · derivative.exercise_price: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2015 other than pursuant to transactions or programs approved by Blackstone. F3 · kind: Pursuant to an exchange agreement, the holder exchanged 225,000 Blackstone Holdings partnership units for an equal number of common units of The Blackstone Group L.P. F5 · price: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2015 other than pursuant to transactions or programs approved by Blackstone. F5 · derivative.exercise_date: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2015 other than pursuant to transactions or programs approved by Blackstone. F5 · derivative.expiration_date: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2015 other than pursuant to transactions or programs approved by Blackstone. F4 · ownership.nature: These units are held in a trust for the benefit of the Reporting Person's children, of which the Reporting Person is a trustee with investment control. Read SEC document |
| July 28, 2015 Filed Jul 30, 2015 18:54 UTC | Blackstone Inc. BX · Entity 2861 | ConversionBlackstone Holdings partnership units · Derivative | 26,184 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-15-063009 · doc4.xml · derivative · entry 4 Tosi Laurence A · CIK 0001307496 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 890,902 Underlying: Common units representing limited partner interests · 26,184 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2015 other than pursuant to transactions or programs approved by Blackstone. F5 · derivative.exercise_price: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2015 other than pursuant to transactions or programs approved by Blackstone. F1 · kind: Pursuant to an exchange agreement, the Reporting Person exchanged 26,184 Blackstone Holdings partnership units for an equal number of common units of The Blackstone Group L.P. F5 · price: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2015 other than pursuant to transactions or programs approved by Blackstone. F5 · derivative.exercise_date: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2015 other than pursuant to transactions or programs approved by Blackstone. F5 · derivative.expiration_date: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2015 other than pursuant to transactions or programs approved by Blackstone. Read SEC document |
| July 28, 2015 Filed Jul 30, 2015 18:54 UTC | Blackstone Inc. BX · Entity 2861 | ConversionCommon units representing limited partner interests | 225,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-15-063009 · doc4.xml · nonDerivative · entry 3 Tosi Laurence A · CIK 0001307496 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 225,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Pursuant to an exchange agreement, the holder exchanged 225,000 Blackstone Holdings partnership units for an equal number of common units of The Blackstone Group L.P. F3 · price: Pursuant to an exchange agreement, the holder exchanged 225,000 Blackstone Holdings partnership units for an equal number of common units of The Blackstone Group L.P. F4 · ownership.nature: These units are held in a trust for the benefit of the Reporting Person's children, of which the Reporting Person is a trustee with investment control. Read SEC document |
| July 28, 2015 Filed Jul 30, 2015 18:54 UTC | Blackstone Inc. BX · Entity 2861 | SaleCommon units representing limited partner interests | 26,184 | $38.75 | $1,014,630.00 |
DisclosureSEC source: 0001209191-15-063009 · doc4.xml · nonDerivative · entry 2 Tosi Laurence A · CIK 0001307496 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,925 F2 · price: The price reported in Column 4 is a weighted average price. These units were sold in multiple transactions at prices ranging from $38.54 to $39.05, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of units sold at each separate price for all transactions reported on this Form 4. Read SEC document |
| July 28, 2015 Filed Jul 30, 2015 18:54 UTC | Blackstone Inc. BX · Entity 2861 | ConversionCommon units representing limited partner interests | 26,184 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-15-063009 · doc4.xml · nonDerivative · entry 1 Tosi Laurence A · CIK 0001307496 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,109 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to an exchange agreement, the Reporting Person exchanged 26,184 Blackstone Holdings partnership units for an equal number of common units of The Blackstone Group L.P. F1 · price: Pursuant to an exchange agreement, the Reporting Person exchanged 26,184 Blackstone Holdings partnership units for an equal number of common units of The Blackstone Group L.P. Read SEC document |
| July 01, 2015 Filed Jul 6, 2015 21:24 UTC | Blackstone Inc. BX · Entity 2861 | GrantBlackstone Holdings partnership units · Derivative | 117,790 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-15-059872 · doc4.xml · derivative · entry 1 Tosi Laurence A · CIK 0001307496 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 917,086 Underlying: Common units representing limited partner interests · 117,790 shares Expires not disclosed F1 · security: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the Reporting Person has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2015 other than pursuant to transactions or programs approved by Blackstone. F1 · derivative.exercise_price: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the Reporting Person has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2015 other than pursuant to transactions or programs approved by Blackstone. F2 · shares: Granted under the 2007 Equity Incentive Plan, 20% of these deferred restricted Blackstone Holdings partnership units, or 23,558 units, will vest on July 1, 2018; an additional 30%, or 35,337 units, will vest on July 1, 2019; and the remaining 50%, or 58,895 units, will vest on July 1, 2020. As these deferred restricted Blackstone Holdings partnership units vest, the underlying Blackstone Holdings partnership units will be delivered to the Reporting Person, except that no more than 3/4 of the vested units will be delivered during the Reporting Person's service with Blackstone (with the remaining units to be delivered after the expiration of the Reporting Person's restrictive covenant period). Notwithstanding the foregoing, the units may be delivered earlier upon a change in control of Blackstone. F1 · derivative.exercise_date: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the Reporting Person has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2015 other than pursuant to transactions or programs approved by Blackstone. F1 · derivative.expiration_date: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the Reporting Person has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2015 other than pursuant to transactions or programs approved by Blackstone. Read SEC document |
| February 24, 2015 Filed Feb 26, 2015 21:48 UTC | Blackstone Inc. BX · Entity 2861 | SaleCommon units representing limited partner interests | 300,000 | $37.82 | $11,346,000.00 |
DisclosureSEC source: 0001209191-15-019311 · doc4.xml · nonDerivative · entry 1 Tosi Laurence A · CIK 0001307496 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · price: The price reported in Column 4 is a weighted average price. These units were sold in multiple transactions at prices ranging from $37.70 to $37.95, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of units sold at each separate price for all transactions reported on this Form 4. F2 · ownership.nature: These units were held by a limited liability company of which the Reporting Person is a manager. Read SEC document |
| January 16, 2015 Filed Jan 21, 2015 18:33 UTC | Blackstone Inc. BX · Entity 2861 | GrantCommon units representing limited partner interests | 49,925 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-15-001292 · rrd421552.xml · nonDerivative · entry 1 Tosi Laurence A · CIK 0001307496 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,925 F1 · shares: Granted under the 2007 Equity Incentive Plan, these deferred restricted common units will vest ratably over a three-year period, with 16,642 units vesting on January 16, 2016, 16,641 units vesting on January 16, 2017, and 16,642 units vesting on January 16, 2018, subject to the Reporting Person's continued employment with Blackstone. As these deferred restricted common units vest, the underlying common units will be delivered to the Reporting Person. Notwithstanding the foregoing, the units may be delivered earlier upon a change in control of Blackstone. Read SEC document |
| October 28, 2014 Filed Oct 30, 2014 18:48 UTC | Blackstone Inc. BX · Entity 2861 | ConversionBlackstone Holdings partnership units · Derivative | 300,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-14-035065 · rrd417936.xml · derivative · entry 4 Tosi Laurence A · CIK 0001307496 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 799,296 Underlying: Common units representing limited partner interests · 300,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the Reporting Person has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2015 other than pursuant to transactions or programs approved by Blackstone. F2 · derivative.exercise_price: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the Reporting Person has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2015 other than pursuant to transactions or programs approved by Blackstone. F1 · kind: Pursuant to an exchange agreement, the Reporting Person exchanged 300,000 Blackstone Holdings partnership units for an equal number of common units of The Blackstone Group L.P. and thereafter transferred such 300,000 common units to a personal limited liability company of which the Reporting Person is a manager. F2 · price: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the Reporting Person has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2015 other than pursuant to transactions or programs approved by Blackstone. F2 · derivative.exercise_date: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the Reporting Person has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2015 other than pursuant to transactions or programs approved by Blackstone. F2 · derivative.expiration_date: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the Reporting Person has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2015 other than pursuant to transactions or programs approved by Blackstone. Read SEC document |
| October 28, 2014 Filed Oct 30, 2014 18:48 UTC | Blackstone Inc. BX · Entity 2861 | GiftCommon units representing limited partner interests | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-035065 · rrd417936.xml · nonDerivative · entry 3 Tosi Laurence A · CIK 0001307496 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 300,000 F1 · kind: Pursuant to an exchange agreement, the Reporting Person exchanged 300,000 Blackstone Holdings partnership units for an equal number of common units of The Blackstone Group L.P. and thereafter transferred such 300,000 common units to a personal limited liability company of which the Reporting Person is a manager. F3 · ownership.nature: These units are held by a personal limited liability company of which the Reporting Person is a manager. Read SEC document |
| October 28, 2014 Filed Oct 30, 2014 18:48 UTC | Blackstone Inc. BX · Entity 2861 | GiftCommon units representing limited partner interests | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-035065 · rrd417936.xml · nonDerivative · entry 2 Tosi Laurence A · CIK 0001307496 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Pursuant to an exchange agreement, the Reporting Person exchanged 300,000 Blackstone Holdings partnership units for an equal number of common units of The Blackstone Group L.P. and thereafter transferred such 300,000 common units to a personal limited liability company of which the Reporting Person is a manager. Read SEC document |
| October 28, 2014 Filed Oct 30, 2014 18:48 UTC | Blackstone Inc. BX · Entity 2861 | ConversionCommon units representing limited partner interests | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-035065 · rrd417936.xml · nonDerivative · entry 1 Tosi Laurence A · CIK 0001307496 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to an exchange agreement, the Reporting Person exchanged 300,000 Blackstone Holdings partnership units for an equal number of common units of The Blackstone Group L.P. and thereafter transferred such 300,000 common units to a personal limited liability company of which the Reporting Person is a manager. F1 · price: Pursuant to an exchange agreement, the Reporting Person exchanged 300,000 Blackstone Holdings partnership units for an equal number of common units of The Blackstone Group L.P. and thereafter transferred such 300,000 common units to a personal limited liability company of which the Reporting Person is a manager. F2 · ownership.direct: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the Reporting Person has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2015 other than pursuant to transactions or programs approved by Blackstone. Read SEC document |
| July 01, 2014 Filed Jul 2, 2014 17:50 UTC | Blackstone Inc. BX · Entity 2861 | GrantBlackstone Holdings partnership unit · Derivative | 31,071 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-026025 · rrd412595.xml · derivative · entry 1 Tosi Laurence A · CIK 0001307496 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,099,296 Underlying: Common units representing limited partnership interests · 31,071 shares Expires not disclosed F1 · security: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the Reporting Person has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2014 other than pursuant to transactions or programs approved by Blackstone. F1 · derivative.exercise_price: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the Reporting Person has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2014 other than pursuant to transactions or programs approved by Blackstone. F2 · shares: Granted under the 2007 Equity Incentive Plan, 20% of these deferred restricted Blackstone Holdings partnership units, or 6,214 units, will vest on July 1, 2017; an additional 30%, or 9,321 units, will vest on July 1, 2018; and the remaining 50%, or 15,536 units, will vest on July 1, 2019. As these deferred restricted Blackstone Holdings partnership units vest, the underlying Blackstone Holdings partnership units will be delivered to the Reporting Person, except that no more than 3/4 of the vested units will be delivered during the Reporting Person's service with Blackstone (with the remaining units to be delivered after the expiration of the Reporting Person's restrictive covenant period). Notwithstanding the foregoing, the units may be delivered earlier upon a change in control of Blackstone. F1 · derivative.exercise_date: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the Reporting Person has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2014 other than pursuant to transactions or programs approved by Blackstone. F1 · derivative.expiration_date: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the Reporting Person has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2014 other than pursuant to transactions or programs approved by Blackstone. Read SEC document |
| February 12, 2014 Filed Feb 13, 2014 17:59 UTC | Blackstone Inc. BX · Entity 2861 | SaleCommon units representing limited partner interests | 85,900 | $31.56 | $2,711,004.00 |
DisclosureSEC source: 0001181431-14-006832 · rrd401639.xml · nonDerivative · entry 3 Tosi Laurence A · CIK 0001307496 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: Pursuant to an exchange agreement, the Reporting Person exchanged 200,000 Blackstone Holdings partnership units for an equal number of common units of The Blackstone Group L.P. and thereafter sold such 200,000 common units. The proceeds received from the sale of these units represent a portion of the amounts paid or payable for taxes upon prior vesting events of Blackstone Holdings partnership units granted to the Reporting Person in connection with the commencement of his employment with the firm and representing the buyout of managing partner shares of Merrill Lynch & Co. that he forfeited as a result of his departure from that firm. F4 · price: The price reported in Column 4 is a weighted average price. These units were sold in multiple transactions at prices ranging from $31.28 to $31.87, inclusive. Read SEC document |
| February 11, 2014 Filed Feb 13, 2014 17:59 UTC | Blackstone Inc. BX · Entity 2861 | ConversionBlackstone Holdings partnership units · Derivative | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-006832 · rrd401639.xml · derivative · entry 4 Tosi Laurence A · CIK 0001307496 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,068,225 Underlying: Common units representing limited partnership interests · 200,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the Reporting Person has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2014 other than pursuant to transactions or programs approved by Blackstone. F1 · derivative.exercise_price: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the Reporting Person has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2014 other than pursuant to transactions or programs approved by Blackstone. F2 · kind: Pursuant to an exchange agreement, the Reporting Person exchanged 200,000 Blackstone Holdings partnership units for an equal number of common units of The Blackstone Group L.P. and thereafter sold such 200,000 common units. The proceeds received from the sale of these units represent a portion of the amounts paid or payable for taxes upon prior vesting events of Blackstone Holdings partnership units granted to the Reporting Person in connection with the commencement of his employment with the firm and representing the buyout of managing partner shares of Merrill Lynch & Co. that he forfeited as a result of his departure from that firm. F1 · derivative.exercise_date: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the Reporting Person has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2014 other than pursuant to transactions or programs approved by Blackstone. F1 · derivative.expiration_date: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the Reporting Person has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2014 other than pursuant to transactions or programs approved by Blackstone. Read SEC document |
| February 11, 2014 Filed Feb 13, 2014 17:59 UTC | Blackstone Inc. BX · Entity 2861 | SaleCommon units representing limited partner interests | 114,100 | $31.58 | $3,603,278.00 |
DisclosureSEC source: 0001181431-14-006832 · rrd401639.xml · nonDerivative · entry 2 Tosi Laurence A · CIK 0001307496 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,900 F2 · kind: Pursuant to an exchange agreement, the Reporting Person exchanged 200,000 Blackstone Holdings partnership units for an equal number of common units of The Blackstone Group L.P. and thereafter sold such 200,000 common units. The proceeds received from the sale of these units represent a portion of the amounts paid or payable for taxes upon prior vesting events of Blackstone Holdings partnership units granted to the Reporting Person in connection with the commencement of his employment with the firm and representing the buyout of managing partner shares of Merrill Lynch & Co. that he forfeited as a result of his departure from that firm. F3 · price: The price reported in Column 4 is a weighted average price. These units were sold in multiple transactions at prices ranging from $31.33 to $31.76, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of units sold at each separate price for all transactions reported on this Form 4. Read SEC document |
| February 11, 2014 Filed Feb 13, 2014 17:59 UTC | Blackstone Inc. BX · Entity 2861 | ConversionCommon units representing limited partner interests | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-006832 · rrd401639.xml · nonDerivative · entry 1 Tosi Laurence A · CIK 0001307496 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Pursuant to an exchange agreement, the Reporting Person exchanged 200,000 Blackstone Holdings partnership units for an equal number of common units of The Blackstone Group L.P. and thereafter sold such 200,000 common units. The proceeds received from the sale of these units represent a portion of the amounts paid or payable for taxes upon prior vesting events of Blackstone Holdings partnership units granted to the Reporting Person in connection with the commencement of his employment with the firm and representing the buyout of managing partner shares of Merrill Lynch & Co. that he forfeited as a result of his departure from that firm. F2 · price: Pursuant to an exchange agreement, the Reporting Person exchanged 200,000 Blackstone Holdings partnership units for an equal number of common units of The Blackstone Group L.P. and thereafter sold such 200,000 common units. The proceeds received from the sale of these units represent a portion of the amounts paid or payable for taxes upon prior vesting events of Blackstone Holdings partnership units granted to the Reporting Person in connection with the commencement of his employment with the firm and representing the buyout of managing partner shares of Merrill Lynch & Co. that he forfeited as a result of his departure from that firm. Read SEC document |
| July 01, 2013 Filed Jul 3, 2013 16:45 UTC | Blackstone Inc. BX · Entity 2861 | GrantBlackstone Holdings partnership unit · Derivative | 34,734 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-13-038802 · rrd385177.xml · derivative · entry 1 Tosi Laurence A · CIK 0001307496 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,268,225 Underlying: Common units representing limited partnership interests · 34,734 shares Expires not disclosed F1 · security: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the Reporting Person has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2013 other than pursuant to transactions or programs approved by Blackstone. F1 · derivative.exercise_price: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the Reporting Person has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2013 other than pursuant to transactions or programs approved by Blackstone. F3 · shares: Granted under the 2007 Equity Incentive Plan, 20% of these deferred restricted Blackstone Holdings partnership units, or 6,946 units, will vest on July 1, 2016; an additional 30%, or 10,421 units, will vest on July 1, 2017; and the remaining 50%, or 17,367, will vest on July 1, 2018. As these deferred restricted Blackstone Holdings partnership units vest, the underlying Blackstone Holdings partnership units will be delivered to the Reporting Person, except that no more than 3/4 of the vested units will be delivered during the Reporting Person's service with Blackstone (with the remaining units to be delivered after the expiration of the Reporting Person's restrictive covenant period). Notwithstanding the foregoing, the units may be delivered earlier upon a change in control of Blackstone. F1 · derivative.exercise_date: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the Reporting Person has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2013 other than pursuant to transactions or programs approved by Blackstone. F1 · derivative.expiration_date: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the Reporting Person has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2013 other than pursuant to transactions or programs approved by Blackstone. Read SEC document |
| December 26, 2012 Filed Feb 14, 2013 20:34 UTC | Blackstone Inc. BX · Entity 2861 | GiftBlackstone Holdings partnership unit · Derivative | 225,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-13-009947 · rrd369737.xml · derivative · entry 2 Tosi Laurence A · CIK 0001307496 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 225,000 Underlying: Common units representing limited partnership interests · 225,000 shares Expires not disclosed F1 · security: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P. and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the Reporting Person has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2013 other than pursuant to transactions or programs approved by Blackstone. F1 · derivative.exercise_price: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P. and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the Reporting Person has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2013 other than pursuant to transactions or programs approved by Blackstone. F3 · kind: These units were transferred by the Reporting Person to the Trust. F1 · derivative.exercise_date: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P. and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the Reporting Person has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2013 other than pursuant to transactions or programs approved by Blackstone. F1 · derivative.expiration_date: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P. and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the Reporting Person has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2013 other than pursuant to transactions or programs approved by Blackstone. F2 · ownership.nature: These units are held in a trust for the benefit of the Reporting Person's son, of which the Reporting Person is a trustee with investment control (the "Trust"). Read SEC document |
| December 26, 2012 Filed Feb 14, 2013 20:34 UTC | Blackstone Inc. BX · Entity 2861 | GiftBlackstone Holdings partnership unit · Derivative | 225,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-13-009947 · rrd369737.xml · derivative · entry 1 Tosi Laurence A · CIK 0001307496 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,233,491 Underlying: Common units representing limited partnership interests · 225,000 shares Expires not disclosed F1 · security: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P. and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the Reporting Person has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2013 other than pursuant to transactions or programs approved by Blackstone. F1 · derivative.exercise_price: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P. and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the Reporting Person has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2013 other than pursuant to transactions or programs approved by Blackstone. F3 · kind: These units were transferred by the Reporting Person to the Trust. F1 · derivative.exercise_date: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P. and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the Reporting Person has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2013 other than pursuant to transactions or programs approved by Blackstone. F1 · derivative.expiration_date: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P. and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the Reporting Person has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2013 other than pursuant to transactions or programs approved by Blackstone. Read SEC document |
| July 01, 2012 Filed Jul 27, 2012 17:10 UTC | Blackstone Inc. BX · Entity 2861 | GrantBlackstone Holdings partnership unit · Derivative | 61,360 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-042520 · rrd351033.xml · derivative · entry 1 Tosi Laurence A · CIK 0001307496 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,458,491 Underlying: Common units representing limited partnership interests · 61,360 shares Expires not disclosed F1 · security: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the Reporting Person has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2012 other than pursuant to transactions or programs approved by Blackstone. F1 · derivative.exercise_price: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the Reporting Person has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2012 other than pursuant to transactions or programs approved by Blackstone. F2 · shares: Granted under the 2007 Equity Incentive Plan, 20% of these deferred restricted Blackstone Holdings partnership units, or 12,272 units, will vest on July 1, 2015; an additional 30%, or 18,408 units, will vest on July 1, 2016; and the remaining 50%, or 30,680, will vest on July 1, 2017. As these deferred restricted Blackstone Holdings partnership units vest, the underlying Blackstone Holdings partnership units will be delivered to the Reporting Person, except that no more than 3/4 of the vested units will be delivered during the Reporting Person's service with Blackstone (with the remaining units to be delivered after the expiration of the Reporting Person's restrictive covenant period). Notwithstanding the foregoing, the units may be delivered earlier upon a change in control of Blackstone. F1 · derivative.exercise_date: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the Reporting Person has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2012 other than pursuant to transactions or programs approved by Blackstone. F1 · derivative.expiration_date: A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the Reporting Person has the rights, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2012 other than pursuant to transactions or programs approved by Blackstone. Read SEC document |
| January 26, 2011 Filed Jan 28, 2011 16:55 UTC | Blackstone Inc. BX · Entity 2861 | GrantBlackstone Holdings Partnership units · Derivative | 344,154 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-005811 · rrd298905.xml · derivative · entry 1 Tosi Laurence A · CIK 0001307496 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,397,131 Underlying: Common units representing limited partner interests · 344,154 shares Expires not disclosed F1 · security: Granted under the 2007 Equity Incentive Plan, as amended, these deferred restricted Blackstone Holdings partnership units (which term refers collectively to a partnership unit in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P. and Blackstone Holdings IV L.P.) will vest on the five year anniversary of the grant date subject to Mr. Tosi's continued employment with Blackstone. (Continued to footnote 2). F2 · security: As these deferred restricted Blackstone Holdings partnership units vest, the underlying Blackstone Holdings units will be delivered to the reporting person except that no more than ?? of the vested units will be delivered during his service with Blackstone (with the remaining units to be delivered after the completion of his restrictive covenant period). Not withstanding the foregoing, the units may be delivered earlier upon a change in control of Blackstone. F3 · derivative.exercise_date: Pursuant to an exchange agreement, holders of Blackstone Holdings partnership units, subject to the vesting and minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone Holdings partnerships, may up to four times each year (subject to the terms of the exchange agreement) exchange their Blackstone Holdings partnership units for The Blackstone Group L.P. common units on a one-for-one basis, subject to customary conversion rate adjustments for splits, unit distributions and reclassifications. A Blackstone Holdings limited partner must exchange one partnership unit in each of the four Blackstone Holdings partnerships to effect an exchange for a common unit. Notwithstanding the foregoing, the reported Blackstone Holdings partnership units may not be exchanged at any time prior to December 31, 2011 other than pursuant to transaction or programs, approved by Blackstone. F3 · derivative.expiration_date: Pursuant to an exchange agreement, holders of Blackstone Holdings partnership units, subject to the vesting and minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone Holdings partnerships, may up to four times each year (subject to the terms of the exchange agreement) exchange their Blackstone Holdings partnership units for The Blackstone Group L.P. common units on a one-for-one basis, subject to customary conversion rate adjustments for splits, unit distributions and reclassifications. A Blackstone Holdings limited partner must exchange one partnership unit in each of the four Blackstone Holdings partnerships to effect an exchange for a common unit. Notwithstanding the foregoing, the reported Blackstone Holdings partnership units may not be exchanged at any time prior to December 31, 2011 other than pursuant to transaction or programs, approved by Blackstone. Read SEC document |
| January 26, 2011 Filed Feb 1, 2011 16:53 UTC Amendment | Blackstone Inc. BX · Entity 2861 | GrantBlackstone Holdings Partnership units · Derivative | 344,154 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-006358 · rrd299380.xml · derivative · entry 1 Tosi Laurence A · CIK 0001307496 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,397,131 Underlying: Common units representing limited partner interests · 344,154 shares Expires not disclosed F1 · security: Granted under the 2007 Equity Incentive Plan, as amended, these deferred restricted Blackstone Holdings partnership units (which term refers collectively to a partnership unit in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P. and Blackstone Holdings IV L.P.) will vest on January 1, 2016 subject to Mr. Tosi's continued employment with Blackstone. (Continued to footnote 2). F2 · security: As these deferred restricted Blackstone Holdings partnership units vest, the underlying Blackstone Holdings units will be delivered to the reporting person except that no more than 75% of the vested units will be delivered during his service with Blackstone (with the remaining units to be delivered after the completion of his restrictive covenant period). Not withstanding the foregoing, the units may be delivered earlier upon a change in control of Blackstone. F3 · derivative.exercise_date: Pursuant to an exchange agreement, holders of Blackstone Holdings partnership units, subject to the vesting and minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone Holdings partnerships, may up to four times each year (subject to the terms of the exchange agreement) exchange their Blackstone Holdings partnership units for The Blackstone Group L.P. common units on a one-for-one basis, subject to customary conversion rate adjustments for splits, unit distributions and reclassifications. A Blackstone Holdings limited partner must exchange one partnership unit in each of the four Blackstone Holdings partnerships to effect an exchange for a common unit. Notwithstanding the foregoing, the reported Blackstone Holdings partnership units may not be exchanged at any time prior to December 31, 2011 other than pursuant to transaction or programs, approved by Blackstone. F3 · derivative.expiration_date: Pursuant to an exchange agreement, holders of Blackstone Holdings partnership units, subject to the vesting and minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone Holdings partnerships, may up to four times each year (subject to the terms of the exchange agreement) exchange their Blackstone Holdings partnership units for The Blackstone Group L.P. common units on a one-for-one basis, subject to customary conversion rate adjustments for splits, unit distributions and reclassifications. A Blackstone Holdings limited partner must exchange one partnership unit in each of the four Blackstone Holdings partnerships to effect an exchange for a common unit. Notwithstanding the foregoing, the reported Blackstone Holdings partnership units may not be exchanged at any time prior to December 31, 2011 other than pursuant to transaction or programs, approved by Blackstone. Read SEC document |
| March 04, 2010 Filed Mar 5, 2010 15:51 UTC | Blackstone Inc. BX · Entity 2861 | SaleCommon units representing limited partnership | 17,013 | $14.23 | $242,094.99 |
DisclosureSEC source: 0001181431-10-014261 · rrd268759.xml · nonDerivative · entry 3 Tosi Laurence A · CIK 0001307496 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: Pursuant to an exchange agreement, the Reporting Person exchanged 191,013 Blackstone Holdings partnership units for an equal number of common units of The Blackstone Group L.P. and thereafter sold such 191,013 common units over two consecutive trading days. F2 · price: Pursuant to an exchange agreement, the Reporting Person exchanged 191,013 Blackstone Holdings partnership units for an equal number of common units of The Blackstone Group L.P. and thereafter sold such 191,013 common units over two consecutive trading days. F2 · balance_after: Pursuant to an exchange agreement, the Reporting Person exchanged 191,013 Blackstone Holdings partnership units for an equal number of common units of The Blackstone Group L.P. and thereafter sold such 191,013 common units over two consecutive trading days. Read SEC document |
| March 03, 2010 Filed Mar 5, 2010 15:51 UTC | Blackstone Inc. BX · Entity 2861 | ConversionBlackstone Holdings partnership units · Derivative | 191,013 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-014261 · rrd268759.xml · derivative · entry 4 Tosi Laurence A · CIK 0001307496 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,052,977 Underlying: Common units representing limited partnership interests · 191,013 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: A "Blackstone Holdings partnership unit" collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P. and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone Holdings partnerships, the Reporting Person has the right, exercisable from time to time, to exchange each Blackstone Holding partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2010 other than pursuant to transactions or programs approved by Blackstone. F1 · derivative.exercise_price: A "Blackstone Holdings partnership unit" collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P. and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone Holdings partnerships, the Reporting Person has the right, exercisable from time to time, to exchange each Blackstone Holding partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2010 other than pursuant to transactions or programs approved by Blackstone. F2 · kind: Pursuant to an exchange agreement, the Reporting Person exchanged 191,013 Blackstone Holdings partnership units for an equal number of common units of The Blackstone Group L.P. and thereafter sold such 191,013 common units over two consecutive trading days. F1 · derivative.exercise_date: A "Blackstone Holdings partnership unit" collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P. and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone Holdings partnerships, the Reporting Person has the right, exercisable from time to time, to exchange each Blackstone Holding partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2010 other than pursuant to transactions or programs approved by Blackstone. F1 · derivative.expiration_date: A "Blackstone Holdings partnership unit" collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P. and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone Holdings partnerships, the Reporting Person has the right, exercisable from time to time, to exchange each Blackstone Holding partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2010 other than pursuant to transactions or programs approved by Blackstone. Read SEC document |
| March 03, 2010 Filed Mar 5, 2010 15:51 UTC | Blackstone Inc. BX · Entity 2861 | SaleCommon units representing limited partnership | 174,000 | $14.36 | $2,498,640.00 |
DisclosureSEC source: 0001181431-10-014261 · rrd268759.xml · nonDerivative · entry 2 Tosi Laurence A · CIK 0001307496 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,013 F2 · kind: Pursuant to an exchange agreement, the Reporting Person exchanged 191,013 Blackstone Holdings partnership units for an equal number of common units of The Blackstone Group L.P. and thereafter sold such 191,013 common units over two consecutive trading days. F2 · price: Pursuant to an exchange agreement, the Reporting Person exchanged 191,013 Blackstone Holdings partnership units for an equal number of common units of The Blackstone Group L.P. and thereafter sold such 191,013 common units over two consecutive trading days. F2 · balance_after: Pursuant to an exchange agreement, the Reporting Person exchanged 191,013 Blackstone Holdings partnership units for an equal number of common units of The Blackstone Group L.P. and thereafter sold such 191,013 common units over two consecutive trading days. Read SEC document |
| March 03, 2010 Filed Mar 5, 2010 15:51 UTC | Blackstone Inc. BX · Entity 2861 | ConversionCommon units representing limited partnership | 191,013 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-014261 · rrd268759.xml · nonDerivative · entry 1 Tosi Laurence A · CIK 0001307496 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,013 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Pursuant to an exchange agreement, the Reporting Person exchanged 191,013 Blackstone Holdings partnership units for an equal number of common units of The Blackstone Group L.P. and thereafter sold such 191,013 common units over two consecutive trading days. F2 · balance_after: Pursuant to an exchange agreement, the Reporting Person exchanged 191,013 Blackstone Holdings partnership units for an equal number of common units of The Blackstone Group L.P. and thereafter sold such 191,013 common units over two consecutive trading days. Read SEC document |
| January 14, 2010 Filed Jan 19, 2010 14:39 UTC | Blackstone Inc. BX · Entity 2861 | GrantBlackstone Holdings Partnership units · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-003435 · rrd263208.xml · derivative · entry 1 Tosi Laurence A · CIK 0001307496 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,243,990 Underlying: Common units representing limited partner interests · 50,000 shares Expires not disclosed F1 · security: Granted under the 2007 Equity Incentive Plan, as amended, these deferred restricted Blackstone Holdings partnership units (which term refers collectively to a partnership unit in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., and Blackstone Holdings IV L.P.) will vest ratebly over five years on each anniversary of the grant date subject to Mr. Tosi's continued employment with Blackstone. (Continued to footnote 2). F2 · security: As these deferred restricted Blackstone Holdings partnership units vest, the underlying Blackstone Holdings units will be delivered to the reporting person except that no more than 3/4 of the vested units will be delivered during his service with Blackstone (with the remaining units to be delivered after the completion of his restrictive covenant period). Not withstanding the foregoing, the units may be delivered earlier upon a change in conrol of Blackstone. F3 · derivative.exercise_price: Pursuant to an exchange agreement, holders of Blackstone Holdings partnership units, subject to the vesting and minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone Holdings partnerships, may up to four times each year (subject to the terms of he exchange agreement) exchange their Blackstone Holdings partnership units for The Blackstone Group L.P. common units on a one-for-one basis, subject to customary conversion rate adjustments for splits, unit distributions and reclassifications. A Blackstone Holdings limited partner must exchange one partnership unit in each of the four Blackstone Holdings partnerhips to effect an exchange for a common unit. Notwithstanding the foregoing, the reported Balckstone Holdings partnership units may not be exchanged at any time prior to December 31, 2010 other than pursuant to transaction or programs, approved by Blackstone. F3 · derivative.exercise_date: Pursuant to an exchange agreement, holders of Blackstone Holdings partnership units, subject to the vesting and minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone Holdings partnerships, may up to four times each year (subject to the terms of he exchange agreement) exchange their Blackstone Holdings partnership units for The Blackstone Group L.P. common units on a one-for-one basis, subject to customary conversion rate adjustments for splits, unit distributions and reclassifications. A Blackstone Holdings limited partner must exchange one partnership unit in each of the four Blackstone Holdings partnerhips to effect an exchange for a common unit. Notwithstanding the foregoing, the reported Balckstone Holdings partnership units may not be exchanged at any time prior to December 31, 2010 other than pursuant to transaction or programs, approved by Blackstone. F3 · derivative.expiration_date: Pursuant to an exchange agreement, holders of Blackstone Holdings partnership units, subject to the vesting and minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone Holdings partnerships, may up to four times each year (subject to the terms of he exchange agreement) exchange their Blackstone Holdings partnership units for The Blackstone Group L.P. common units on a one-for-one basis, subject to customary conversion rate adjustments for splits, unit distributions and reclassifications. A Blackstone Holdings limited partner must exchange one partnership unit in each of the four Blackstone Holdings partnerhips to effect an exchange for a common unit. Notwithstanding the foregoing, the reported Balckstone Holdings partnership units may not be exchanged at any time prior to December 31, 2010 other than pursuant to transaction or programs, approved by Blackstone. Read SEC document |
| January 15, 2009 Filed Jan 15, 2009 17:21 UTC | Blackstone Inc. BX · Entity 2861 | GrantBlackstone Holdings Partnership · Derivative | 699,845 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-002872 · rrd229910.xml · derivative · entry 1 Tosi Laurence A · CIK 0001307496 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,193,990 Underlying: Common units representing limited partner interests · 699,845 shares Expires not disclosed F1 · security: Granted under the 2007 Equity Incentive Plan. These deferred restricted Blackstone Holdings partnership units (which term refers collectively to a partnership unit in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P. and Blackstone Holdings IV L.P.) will vest ratebly over five years on each anniversary of the grant date subject to Mr. Tosi's continued employment with Blackstone. (Continued to footnote 2.) F2 · security: As these deferred restricted Blackstone Holdings partnership units vest, the underlying Blackstone Holdings units will be delivered to the reporting person except that no more than 1/3 of the vested deferred units will be delivered between the first and second anniversaries of the grant date, no more than 2/3 of the vested units will be delivered between the second and third anniversaries of the grant date, and no more than 3/4 of the vested units will be delivered during his service with Blackstone (with the remaining units to be delivered after the completion of his restrictive covenant period). Not withstanding the foregoing, the units may be delivered earlier upon a change in control of Blackstone. F3 · derivative.exercise_price: Pursuant to an exchange agreement, holders of Blackstone Holdings partnership units, subject to the vesting and minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone Holdings partnerships, may up to four times each year (subject to the terms of the exchange agreement) exchange their Blackstone Holdings partnership units for The Blackstone Group L.P. common units on a one-for-one basis, subject to customary conversion rate adjustments for splits, unit distributions and reclassifications. A Blackstone Holdings limited partner must exchange one partnership unit in each of the four Blackstone Holdings partnerships to effect an exchange for a common unit. Notwithstanding the foregoing, the reported Blackstone Holdings partnership units may not be exchanged at any time prior to December 31, 2009 other than pursuant to transactions or programs, approved by Blackstone. F3 · derivative.exercise_date: Pursuant to an exchange agreement, holders of Blackstone Holdings partnership units, subject to the vesting and minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone Holdings partnerships, may up to four times each year (subject to the terms of the exchange agreement) exchange their Blackstone Holdings partnership units for The Blackstone Group L.P. common units on a one-for-one basis, subject to customary conversion rate adjustments for splits, unit distributions and reclassifications. A Blackstone Holdings limited partner must exchange one partnership unit in each of the four Blackstone Holdings partnerships to effect an exchange for a common unit. Notwithstanding the foregoing, the reported Blackstone Holdings partnership units may not be exchanged at any time prior to December 31, 2009 other than pursuant to transactions or programs, approved by Blackstone. F3 · derivative.expiration_date: Pursuant to an exchange agreement, holders of Blackstone Holdings partnership units, subject to the vesting and minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone Holdings partnerships, may up to four times each year (subject to the terms of the exchange agreement) exchange their Blackstone Holdings partnership units for The Blackstone Group L.P. common units on a one-for-one basis, subject to customary conversion rate adjustments for splits, unit distributions and reclassifications. A Blackstone Holdings limited partner must exchange one partnership unit in each of the four Blackstone Holdings partnerships to effect an exchange for a common unit. Notwithstanding the foregoing, the reported Blackstone Holdings partnership units may not be exchanged at any time prior to December 31, 2009 other than pursuant to transactions or programs, approved by Blackstone. Read SEC document |
| September 02, 2008 Filed Sep 3, 2008 13:37 UTC | Blackstone Inc. BX · Entity 2861 | GrantBlackstone Holdings partnership units · Derivative | 494,145 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-051173 · rrd217609.xml · derivative · entry 1 Tosi Laurence A · CIK 0001307496 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 494,145 Underlying: Common Units representing limited partner interests · 494,145 shares Expires not disclosed F1 · security: Granted under the 2007 Equity Incentive Plan. 155,764 of these deferred restricted Blackstone Holdings partnership units (which term refers collectively to a partnership unit in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings V L.P.) will vest on September 2, 2013 subject to Mr. Tosi's continued employment with Blackstone. The other 338,381 of these deferred restricted Blackstone Holdings partnership units will vest in accordance with the following schedule: 16.46% on September 2, 2009, 47.52% on September 2, 2010, 22.28% on September 2, 2011 and 13.74% on September 2, 2012, subject to Mr. Tosi's continued employment with Blackstone. (Continued to footnote 2.) F2 · security: As these deferred restricted Blackstone Holdings partnership units vest, the underlying Blackstone Holdings units will be delivered to the reporting person except that no more than 1/3 of the vested deferred units will be delivered between the first and second anniversaries of the grant date, no more than 2/3 of the vested units will be delivered between the second and third anniversaries of the grant date, and no more than 3/4 of the vested units will be delivered during his service with Blackstone (with the remaining units to be delivered after the completion of his restrictive covenant period). Not withstanding the foregoing, the units may be delivered earlier upon a change in control of Blackstone. F3 · derivative.exercise_price: Pursuant to an exchange agreement, holders of Blackstone Holdings partnership units, subject to the vesting and minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone Holdings partnerships, may up to four times each year (subject to the terms of the exchange agreement) exchange their Blackstone Holdings partnership units for The Blackstone Group L.P. common units on a one-for-one basis, subject to customary conversion rate adjustments for splits, unit distributions and reclassifications. A Blackstone Holdings limited partner must exchange one partnership unit in each of the five Blackstone Holdings partnerships to effect an exchange for a common unit. Notwithstanding the foregoing, the reported Blackstone Holdings partnership units may not be exchanged at any time prior to December 31, 2009 other than pursuant to transactions or programs approved by Blackstone. F3 · derivative.exercise_date: Pursuant to an exchange agreement, holders of Blackstone Holdings partnership units, subject to the vesting and minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone Holdings partnerships, may up to four times each year (subject to the terms of the exchange agreement) exchange their Blackstone Holdings partnership units for The Blackstone Group L.P. common units on a one-for-one basis, subject to customary conversion rate adjustments for splits, unit distributions and reclassifications. A Blackstone Holdings limited partner must exchange one partnership unit in each of the five Blackstone Holdings partnerships to effect an exchange for a common unit. Notwithstanding the foregoing, the reported Blackstone Holdings partnership units may not be exchanged at any time prior to December 31, 2009 other than pursuant to transactions or programs approved by Blackstone. F3 · derivative.expiration_date: Pursuant to an exchange agreement, holders of Blackstone Holdings partnership units, subject to the vesting and minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone Holdings partnerships, may up to four times each year (subject to the terms of the exchange agreement) exchange their Blackstone Holdings partnership units for The Blackstone Group L.P. common units on a one-for-one basis, subject to customary conversion rate adjustments for splits, unit distributions and reclassifications. A Blackstone Holdings limited partner must exchange one partnership unit in each of the five Blackstone Holdings partnerships to effect an exchange for a common unit. Notwithstanding the foregoing, the reported Blackstone Holdings partnership units may not be exchanged at any time prior to December 31, 2009 other than pursuant to transactions or programs approved by Blackstone. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.