BWEN

SEC source: 0001437749-26-022754 · rdgdoc.xml · nonDerivative · entry 1

Mayo Gilbert W. Jr. · CIK 0001732375 · Pres., Broadwind Ind. Solution

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,438

F1 · balance_after: Includes (i) 3,635 restricted stock units that vest 3,635 shares on 5/16/27; (ii) 8,238 restricted stock units that vest 4,119 shares on each of 5/15/27 and 5/15/28; (iii) 8,231 restricted stock units that vest 2,743 shares on 5/28/27 and 2,744 shares on each of 5/28/28 and 5/28/29; and (iv) 8,348 restricted stock units that vest 1,669 shares on each of 7/1/27 and 7/1/28 and 1,670 shares on each of 7/1/29, 7/1/30 and 7/1/31.

SEC source: 0001437749-26-022753 · rdgdoc.xml · nonDerivative · entry 1

Ciccone Thomas A · CIK 0001883049 · VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,211

F1 · balance_after: Includes (i) 6,564 restricted stock units that vest 6,564 shares on 5/16/27; (ii) 14,878 restricted stock units that vest 7,439 shares on each of 5/15/27 and 5/15/28; (iii) 15,157 restricted stock units that vest 5,052 shares on each of 5/28/27 and 5/28/28 and 5,053 shares on 5/28/29; and (iv) 16,289 restricted stock units that vest 3,257 shares on 7/1/27 and 3,258 shares on each of 7/1/28, 7/1/29, 7/1/30 and 7/1/31.

SEC source: 0001437749-26-022752 · rdgdoc.xml · nonDerivative · entry 1

Blashford Eric B. · CIK 0001698603 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 654,523

F1 · balance_after: Includes (i) 18,199 restricted stock units that vest 18,199 shares on 5/16/27; (ii) 41,250 restricted stock units that vest 20,625 shares on each of 5/15/27 and 5/15/28; (iii) 41,786 restricted stock units that vest 13,928 shares on 5/28/27 and 13,929 shares on each of 5/28/28 and 5/28/29; and (iv) 41,251 restricted stock units that vest 8,250 shares on each of 7/1/27, 7/1/28, 7/1/29 and 7/1/30 and 8,251 shares on 7/1/31.

SEC source: 0001437749-26-019061 · rdgdoc.xml · nonDerivative · entry 1

Blashford Eric B. · CIK 0001698603 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 613,272

F1 · balance_after: Includes (i) 18,199 restricted stock units that vest 18,199 shares on 5/16/27; (ii) 41,250 restricted stock units that vest 20,625 shares on each of 5/15/27 and 5/15/28; and iii) 41,786 restricted stock units that vest 13,928 shares on 5/28/27 and 13,929 shares on each of 5/28/28 and 5/28/29.

SEC source: 0001437749-26-019060 · rdgdoc.xml · nonDerivative · entry 1

Ciccone Thomas A · CIK 0001883049 · VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,922

F1 · balance_after: Includes (i) 6,564 restricted stock units that vest 6,564 shares on 5/16/27; (ii) 14,878 restricted stock units that vest 7,439 shares on each of 5/15/27 and 5/15/28; and iii) 15,157 restricted stock units that vest 5,052 shares on each of 5/28/27 and 5/28/28 and 5,053 shares on 5/28/29.

SEC source: 0001437749-26-019059 · rdgdoc.xml · nonDerivative · entry 1

Mayo Gilbert W. Jr. · CIK 0001732375 · Pres., Broadwind Ind. Solution

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,090

F1 · balance_after: Includes (i) 3,635 restricted stock units that vest 3,635 shares on 5/16/27; (ii) 8,238 restricted stock units that vest 4,119 shares on each of 5/15/27 and 5/15/28; and iii) 8,231 restricted stock units that vest 2,743 shares on 5/28/27 and 2,744 shares on each of 5/28/28 and 5/28/29.

SEC source: 0001437749-26-019058 · rdgdoc.xml · nonDerivative · entry 1

Wood Cary B · CIK 0001450239 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 164,471

F1 · balance_after: Includes 13,605 restricted stock units that vest on 5/28/27.

SEC source: 0001437749-26-019057 · rdgdoc.xml · nonDerivative · entry 1

Christman Philip J · CIK 0001756611 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,329

F1 · balance_after: Includes 13,605 restricted stock units that vest on 5/28/27.

SEC source: 0001437749-26-019056 · rdgdoc.xml · nonDerivative · entry 1

Shivaram Sachin M · CIK 0001952838 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,663

F1 · balance_after: Includes 13,605 restricted stock units that vest on 5/28/27.

SEC source: 0001437749-26-019055 · rdgdoc.xml · nonDerivative · entry 1

Press Jeanette A. · CIK 0001628944 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,964

F1 · balance_after: Includes 13,605 restricted stock units that vest on 5/28/27.

SEC source: 0001437749-26-018785 · rdgdoc.xml · nonDerivative · entry 1

Mayo Gilbert W. Jr. · CIK 0001732375 · Pres., Broadwind Ind. Solution

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,859

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2 · balance_after: Includes (i) 3,635 restricted stock units that vest 3,635 shares on 5/16/27; and (ii) 8,238 restricted stock units that vest 4,119 shares on each of 5/15/27 and 5/15/28.

SEC source: 0001437749-26-018784 · rdgdoc.xml · nonDerivative · entry 1

Ciccone Thomas A · CIK 0001883049 · VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,765

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2 · balance_after: Includes (i) 6,564 restricted stock units that vest 6,564 shares on 5/16/27; and (ii) 14,878 restricted stock units that vest 7,439 shares on each of 5/15/27 and 5/15/28.

SEC source: 0001437749-26-018783 · rdgdoc.xml · nonDerivative · entry 1

Blashford Eric B. · CIK 0001698603 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 571,486

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2 · balance_after: Includes (i) 18,199 restricted stock units that vest 18,199 shares on 5/16/27; and (ii) 41,250 restricted stock units that vest 20,625 shares on each of 5/15/27 and 5/15/28.

SEC source: 0001437749-26-017827 · rdgdoc.xml · nonDerivative · entry 2

Mayo Gilbert W. Jr. · CIK 0001732375 · Pres., Broadwind Ind. Solution

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,612

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2 · balance_after: Includes (i) 2,370 restricted stock units that vest 2,370 shares on 5/25/26; (ii) 3,635 restricted stock units that vest 3,635 shares on 5/16/27; and (iii) 8,238 restricted stock units that vest 4,119 shares on each of 5/15/27 and 5/15/28.

SEC source: 0001437749-26-017826 · rdgdoc.xml · nonDerivative · entry 2

Ciccone Thomas A · CIK 0001883049 · VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,047

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2 · balance_after: Includes (i) 4,197 restricted stock units that vest 4,197 shares on 5/25/26; (ii) 6,564 restricted stock units that vest 6,564 shares on 5/16/27; and (iii) 14,878 restricted stock units that vest 7,439 shares on each of 5/15/27 and 5/15/28.

SEC source: 0001437749-26-017825 · rdgdoc.xml · nonDerivative · entry 2

Blashford Eric B. · CIK 0001698603 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 576,177

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2 · balance_after: Includes (i) 11,808 restricted stock units that vest 11,808 shares on 5/25/26; (ii) 18,199 restricted stock units that vest 18,199 shares on 5/16/27; and (iii) 41,250 restricted stock units that vest 20,625 shares on each of 5/15/27 and 5/15/28.

SEC source: 0001437749-26-017827 · rdgdoc.xml · nonDerivative · entry 1

Mayo Gilbert W. Jr. · CIK 0001732375 · Pres., Broadwind Ind. Solution

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,932

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

SEC source: 0001437749-26-017826 · rdgdoc.xml · nonDerivative · entry 1

Ciccone Thomas A · CIK 0001883049 · VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,379

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

SEC source: 0001437749-26-017825 · rdgdoc.xml · nonDerivative · entry 1

Blashford Eric B. · CIK 0001698603 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 583,833

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

SEC source: 0001437749-25-020098 · rdgdoc.xml · nonDerivative · entry 1

Schueller Daniel E. · CIK 0001698592 · Pres., Broadwind Heavy Fab.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 187,775

F1 · balance_after: Includes (i) 3,889 restricted stock units that vest on 5/25/26; (ii) 12,046 restricted stock units that vest 6,023 shares on each of 5/16/26 and 5/16/27; and (iii) 20,477 restricted stock units that vest 6,825 shares on 5/15/26 and 6,826 shares on each of 5/15/27 and 5/15/28.

SEC source: 0001437749-25-018839 · rdgdoc.xml · nonDerivative · entry 1

Ciccone Thomas A · CIK 0001883049 · VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,277

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2 · balance_after: Includes (i) 4,197 restricted stock units that vest on 5/25/26; (ii) 13,128 restricted stock units that vest 6,564 shares on each of 5/16/26 and 5/16/27; and (iii) 22,317 restricted stock units that vest 7,439 shares on each of 5/15/26, 5/15/27 and 5/15/28.

SEC source: 0001437749-25-018838 · rdgdoc.xml · nonDerivative · entry 1

Mayo Gilbert W. Jr. · CIK 0001732375 · Pres., Broadwind Ind. Solution

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,539

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2 · balance_after: Includes (i) 2,370 restricted stock units that vest on 5/25/26; (ii) 7,269 restricted stock units that vest 3,634 shares on 5/16/26 and 3,635 shares on 5/16/27; and (iii) 12,356 restricted stock units that vest 4,118 shares on 5/15/26 and 4,119 shares on each of 5/15/27 and 5/15/28.

SEC source: 0001437749-25-018836 · rdgdoc.xml · nonDerivative · entry 1

Blashford Eric B. · CIK 0001698603 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 592,774

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2 · balance_after: Includes (i) 11,808 restricted stock units that vest on 5/25/26; (ii) 36,398 restricted stock units that vest 18,199 shares on each of 5/16/26 and 5/16/27; and (iii) 61,875 restricted stock units that vest 20,625 shares on each of 5/15/26, 5/15/27 and 5/15/28.

SEC source: 0001437749-25-017635 · rdgdoc.xml · nonDerivative · entry 2

Ciccone Thomas A · CIK 0001883049 · VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,309

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2 · balance_after: Includes (i) 8,394 restricted stock units that vest 4,197 shares on each of 5/25/25 and 5/25/26; (ii) 13,128 restricted stock units that vest 6,564 shares on each of 5/16/26 and 5/16/27; and (iii) 22,317 restricted stock units that vest 7,439 shares on each of 5/15/26, 5/15/27 and 5/15/28.

SEC source: 0001437749-25-017631 · rdgdoc.xml · nonDerivative · entry 2

Blashford Eric B. · CIK 0001698603 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 596,126

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2 · balance_after: Includes (i) 23,616 restricted stock units that vest 11,808 shares on each of 5/25/25 and 5/25/26; (ii) 36,398 restricted stock units that vest 18,199 shares on each of 5/16/26 and 5/16/27; and (iii) 61,875 restricted stock units that vest 20,625 shares on each of 5/15/26, 5/15/27 and 5/15/28.

SEC source: 0001437749-25-017630 · rdgdoc.xml · nonDerivative · entry 2

Mayo Gilbert W. Jr. · CIK 0001732375 · Pres., Broadwind Ind. Solution

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,250

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2 · balance_after: Includes (i) 4,740 restricted stock units that vest 2,370 shares on each of 5/25/25 and 5/25/26; (ii) 7,269 restricted stock units that vest 3,634 shares on 5/16/26 and 3,635 shares on 5/16/27; and (iii) 12,356 restricted stock units that vest 4,118 shares on 5/15/26 and 4,119 shares on each of 5/15/27 and 5/15/28.

SEC source: 0001437749-25-017640 · rdgdoc.xml · nonDerivative · entry 1

Shivaram Sachin M · CIK 0001952838 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,058

F1 · balance_after: Includes 21,164 restricted stock units that vest on 5/15/26.

SEC source: 0001437749-25-017639 · rdgdoc.xml · nonDerivative · entry 1

Schueller Daniel E. · CIK 0001698592 · Pres., Broadwind Heavy Fab.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 190,775

F1 · balance_after: Includes (i) 7,778 restricted stock units that vest 3,889 shares on each of 5/25/25 and 5/25/26; (ii) 12,046 restricted stock units that vest 6,023 shares on each of 5/16/26 and 5/16/27; and (iii) 20,477 restricted stock units that vest 6,825 shares on 5/15/26 and 6,826 shares on each of 5/15/27 and 5/15/28.

SEC source: 0001437749-25-017636 · rdgdoc.xml · nonDerivative · entry 1

Press Jeanette A. · CIK 0001628944 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,359

F1 · balance_after: Includes 21,164 restricted stock units that vest on 5/15/26.

SEC source: 0001437749-25-017638 · rdgdoc.xml · nonDerivative · entry 1

REILAND DAVID P · CIK 0001222000 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 202,706

F1 · balance_after: Includes 21,164 restricted stock units that vest on 5/15/26.

SEC source: 0001437749-25-017635 · rdgdoc.xml · nonDerivative · entry 1

Ciccone Thomas A · CIK 0001883049 · VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,923

SEC source: 0001437749-25-017632 · rdgdoc.xml · nonDerivative · entry 1

Christman Philip J · CIK 0001756611 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,724

F1 · balance_after: Includes 21,164 restricted stock units that vest on 5/15/26.

SEC source: 0001437749-25-017631 · rdgdoc.xml · nonDerivative · entry 1

Blashford Eric B. · CIK 0001698603 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 601,291

SEC source: 0001437749-25-017630 · rdgdoc.xml · nonDerivative · entry 1

Mayo Gilbert W. Jr. · CIK 0001732375 · Pres., Broadwind Ind. Solution

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,339

SEC source: 0001437749-25-017629 · rdgdoc.xml · nonDerivative · entry 1

Wood Cary B · CIK 0001450239 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,866

F1 · balance_after: Includes 21,164 restricted stock units that vest on 5/15/26.

SEC source: 0001437749-25-013562 · rdgdoc.xml · nonDerivative · entry 1

Mayo Gilbert W. Jr. · CIK 0001732375 · Pres., Broadwind Ind. Solution

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,983

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2 · balance_after: Includes (i) 4,740 restricted stock units that vest 2,370 shares on each of 5/25/25 and 5/25/26; and (ii) 10,903 restricted stock units that vest 3,634 shares on each of 5/16/25 and 5/16/26 and 3,635 shares on 5/16/27.

SEC source: 0001437749-25-013561 · rdgdoc.xml · nonDerivative · entry 1

Blashford Eric B. · CIK 0001698603 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 539,416

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2 · balance_after: Includes (i) 23,616 restricted stock units that vest 11,808 shares on each of 5/25/25 and 5/25/26; and (ii) 54,596 restricted stock units that vest 18,198 shares on 5/16/25 and 18,199 shares on each of 5/16/26 and 5/16/27.

SEC source: 0001437749-25-013559 · rdgdoc.xml · nonDerivative · entry 1

Ciccone Thomas A · CIK 0001883049 · VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,606

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2 · balance_after: Includes (i) 8,394 restricted stock units that vest 4,197 shares on each of 5/25/25 and 5/25/26; and (ii) 19,692 restricted stock units that vest 6,564 shares on each of 5/16/25, 5/16/26 and 5/16/27.

SEC source: 0001437749-25-005717 · rdgdoc.xml · nonDerivative · entry 2

Blashford Eric B. · CIK 0001698603 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 545,070

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award.

F2 · balance_after: Includes (i) 19,922 restricted stock units that vest on 4/25/25; (ii) 23,616 restricted stock units that vest 11,808 shares on each of 5/25/25 and 5/25/26; and (iii) 54,596 restricted stock units that vest 18,198 shares on 5/16/25 and 18,199 shares on each of 5/16/26 and 5/16/27.

SEC source: 0001437749-25-005717 · rdgdoc.xml · nonDerivative · entry 1

Blashford Eric B. · CIK 0001698603 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 614,581

SEC source: 0001437749-25-005716 · rdgdoc.xml · nonDerivative · entry 2

Mayo Gilbert W. Jr. · CIK 0001732375 · Pres., Broadwind Ind. Solution

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,176

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award.

F2 · balance_after: Includes (i) 3,979 restricted stock units that vest on 4/25/25; (ii) 4,740 restricted stock units that vest 2,370 shares on each of 5/25/25 and 5/25/26; and (iii) 10,903 restricted stock units that vest 3,634 shares on each of 5/16/25 and 5/16/26 and 3,635 shares on 5/16/27.

SEC source: 0001437749-25-005716 · rdgdoc.xml · nonDerivative · entry 1

Mayo Gilbert W. Jr. · CIK 0001732375 · Pres., Broadwind Ind. Solution

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,269

SEC source: 0001437749-25-005714 · rdgdoc.xml · nonDerivative · entry 2

Ciccone Thomas A · CIK 0001883049 · VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,574

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award.

F2 · balance_after: Includes (i) 3,938 restricted stock units that vest on 4/25/25; (ii) 8,394 restricted stock units that vest 4,197 shares on each of 5/25/25 and 5/25/26; and (iii) 19,692 restricted stock units that vest 6,564 shares on each of 5/16/25, 5/16/26 and 5/16/27.

SEC source: 0001437749-25-005714 · rdgdoc.xml · nonDerivative · entry 1

Ciccone Thomas A · CIK 0001883049 · VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,595

SEC source: 0001437749-25-005712 · rdgdoc.xml · nonDerivative · entry 2

Schueller Daniel E. · CIK 0001698592 · Pres., Broadwind Heavy Fab.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 170,298

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award.

F2 · balance_after: Includes (i) 6,560 restricted stock units that vest on 4/25/25; (ii) 7,778 restricted stock units that vest 3,889 shares on each of 5/25/25 and 5/25/26; and (iii) 18,068 restricted stock units that vest 6,022 shares on 5/16/25 and 6,023 shares on each of 5/16/26 and 5/16/27.

SEC source: 0001437749-25-005712 · rdgdoc.xml · nonDerivative · entry 1

Schueller Daniel E. · CIK 0001698592 · Pres., Broadwind Heavy Fab.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 193,555

SEC source: 0001437749-24-027387 · rdgdoc.xml · nonDerivative · entry 1

Blashford Eric B. · CIK 0001698603 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 468,487

F1 · price: This transaction was executed in multiple trades at prices ranging from $2.26 to $2.27; the price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, Broadwind, Inc. or a security holder of Broadwind, Inc.

F2 · balance_after: Includes (i) 19,922 restricted stock units that vest on 4/25/25; (ii) 23,616 restricted stock units that vest 11,808 shares on each of 5/25/25 and 5/25/26; and (ii) 54,596 restricted stock units that vest 18,198 shares on 5/16/25 and 18,199 shares on each of 5/16/26 and 5/16/27.

SEC source: 0001437749-24-018766 · rdgdoc.xml · nonDerivative · entry 1

Blashford Eric B. · CIK 0001698603 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 463,487

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2 · balance_after: Includes (i) 19,922 restricted stock units that vest on 4/25/25; (ii) 23,616 restricted stock units that vest 11,808 shares on each of 5/25/25 and 5/25/26; and (ii) 54,596 restricted stock units that vest 18,198 shares on 5/16/25 and 18,199 shares on each of 5/16/26 and 5/16/27.

SEC source: 0001437749-24-018765 · rdgdoc.xml · nonDerivative · entry 2

Schueller Daniel E. · CIK 0001698592 · Pres., Broadwind Heavy Fab.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,449

F2 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F3 · balance_after: Includes (i) 6,560 restricted stock units that vest on 4/25/25; (ii) 7,778 restricted stock units that vest 3,889 shares on each of 5/25/25 and 5/25/26; and (iii) 18,068 restricted stock units that vest 6,022 shares on 5/16/25 and 6,023 shares on each of 5/16/26 and 5/16/27.

SEC source: 0001437749-24-018765 · rdgdoc.xml · nonDerivative · entry 1

Schueller Daniel E. · CIK 0001698592 · Pres., Broadwind Heavy Fab.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146,694

F1 · price: This transaction was executed in multiple trades at prices ranging from $4.53 to $4.54; the price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, Broadwind, Inc. or a security holder of Broadwind, Inc.