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BWA

BORGWARNER INC

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3425
SEC CIK
0000908255
Parsed reports
567

Last 12 months

Inside the activity.

1 purchase rows · 30 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202500
Jan 202600
Feb 202606
Mar 202603
Apr 202600
May 202609
Jun 202601
Jul 202600
Aug 202618
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 27, 2017 Filed May 1, 2017 12:02 UTC
Carlson JanDirector
Tax withholdingCommon Stock 954 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008617 · doc4.xml · nonDerivative · entry 1

Carlson Jan · CIK 0001321553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,717.98

Read SEC document
April 26, 2017 Filed Apr 28, 2017 12:04 UTC GrantCommon Stock 2,991 $41.13 $123,004.88
Disclosure

SEC source: 0001225208-17-008571 · doc4.xml · nonDerivative · entry 1

KRONE ROGER A · CIK 0001013082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,991

F1 · shares: The shares will vest 100% on the first anniversary of the grant date.

Read SEC document
April 26, 2017 Filed Apr 28, 2017 12:04 UTC GrantCommon Stock 2,991 $41.13 $123,004.88
Disclosure

SEC source: 0001225208-17-008570 · doc4.xml · nonDerivative · entry 1

STALLKAMP THOMAS T · CIK 0001124165 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,528.98

F1 · shares: The shares will vest 100% on the first anniversary of the grant date.

Read SEC document
April 26, 2017 Filed Apr 28, 2017 12:04 UTC GrantCommon Stock 2,991 $41.13 $123,004.88
Disclosure

SEC source: 0001225208-17-008569 · doc4.xml · nonDerivative · entry 1

Schaum Richard O · CIK 0001333446 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,300.98

F1 · shares: The shares will vest 100% on the first anniversary of the grant date.

Read SEC document
April 26, 2017 Filed Apr 28, 2017 12:04 UTC
SATO VICKI LDirector
GrantCommon Stock 2,991 $41.13 $123,004.88
Disclosure

SEC source: 0001225208-17-008568 · doc4.xml · nonDerivative · entry 1

SATO VICKI L · CIK 0001197020 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,920.98

F1 · shares: The shares will vest 100% on the first anniversary of the grant date.

Read SEC document
April 26, 2017 Filed Apr 28, 2017 12:04 UTC GrantCommon Stock 2,991 $41.13 $123,004.88
Disclosure

SEC source: 0001225208-17-008567 · doc4.xml · nonDerivative · entry 1

MICHAS ALEXIS P · CIK 0001044005 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,768.86

F1 · shares: The shares will vest 100% on the first anniversary of the grant date.

Read SEC document
April 26, 2017 Filed Apr 28, 2017 12:04 UTC GrantCommon Stock 2,991 $41.13 $123,004.88
Disclosure

SEC source: 0001225208-17-008566 · doc4.xml · nonDerivative · entry 1

MCKERNAN JOHN R JR · CIK 0001129822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,192.98

F1 · shares: The shares will vest 100% on the first anniversary of the grant date.

Read SEC document
April 26, 2017 Filed Apr 28, 2017 12:04 UTC GrantCommon Stock 2,991 $41.13 $123,004.88
Disclosure

SEC source: 0001225208-17-008565 · doc4.xml · nonDerivative · entry 1

Hanley Michael S · CIK 0001620037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,991

F1 · shares: The shares will vest 100% on the first anniversary of the grant date.

Read SEC document
April 26, 2017 Filed Apr 28, 2017 12:03 UTC GrantCommon Stock 2,991 $41.13 $123,004.88
Disclosure

SEC source: 0001225208-17-008564 · doc4.xml · nonDerivative · entry 1

Cuneo Dennis C · CIK 0001423981 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,397.86

F1 · shares: The shares will vest 100% on the first anniversary of the grant date.

Read SEC document
April 26, 2017 Filed Apr 28, 2017 12:03 UTC
Carlson JanDirector
GrantCommon Stock 2,991 $41.13 $123,004.88
Disclosure

SEC source: 0001225208-17-008563 · doc4.xml · nonDerivative · entry 1

Carlson Jan · CIK 0001321553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,671.98

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of BorgWarner stock. The restricted stock units will vest 100% on the first anniversary of the grant date.

Read SEC document
March 08, 2017 Filed Mar 10, 2017 15:11 UTC
CALAWAY TONIT MEVP and Chief HR Officer
OtherCommon Stock 5,798.743 $41.95 $243,234.07
Disclosure

SEC source: 0001225208-17-006038 · doc4.xml · nonDerivative · entry 1

CALAWAY TONIT M · CIK 0001483815 · EVP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401k

Disclosed balance after: 5,798.743

Read SEC document
February 21, 2017 Filed Feb 22, 2017 14:16 UTC SaleCommon Stock 10,000 $42.68 $426,800.00
Disclosure

SEC source: 0001225208-17-004043 · doc4.xml · nonDerivative · entry 1

MICHAS ALEXIS P · CIK 0001044005 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,777.86

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions from $42.68 to $42.69, inclusive. The reporting person undertakes to provide BorgWarner, any security holder of BorgWarner, or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the ranges set forth in Footnote 1 of this Form 4.

Read SEC document
February 14, 2017 Filed Feb 14, 2017 22:40 UTC
McGill Thomas J.Vice President and Treasurer
OtherCommon Stock 1,358 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-003244 · doc4.xml · nonDerivative · entry 2

McGill Thomas J. · CIK 0001548991 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,775.39

F1 · shares: Transfer of shares pursuant to terms of judgment of divorce.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 22:42 UTC
HENSEL ANTHONYVice President and Controller
Tax withholdingCommon Stock 520 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-003253 · doc4.xml · nonDerivative · entry 1

HENSEL ANTHONY · CIK 0001178984 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,105.71

Read SEC document
February 10, 2017 Filed Feb 14, 2017 22:41 UTC
Kendrick RobinVice President
Tax withholdingCommon Stock 1,579 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-003249 · doc4.xml · nonDerivative · entry 1

Kendrick Robin · CIK 0001531378 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,962.76

Read SEC document
February 10, 2017 Filed Feb 14, 2017 22:42 UTC
Lissalde FredericVice President
Tax withholdingCommon Stock 3,442 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-003250 · doc4.xml · nonDerivative · entry 1

Lissalde Frederic · CIK 0001521439 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,850.12

Read SEC document
February 10, 2017 Filed Feb 14, 2017 22:41 UTC
Fadool Joseph F.Vice President
Tax withholdingCommon Stock 1,579 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-003248 · doc4.xml · nonDerivative · entry 1

Fadool Joseph F. · CIK 0001523931 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,820.76

Read SEC document
February 10, 2017 Filed Feb 14, 2017 22:41 UTC
Demmerle StefanVice President
Tax withholdingCommon Stock 1,579 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-003246 · doc4.xml · nonDerivative · entry 1

Demmerle Stefan · CIK 0001559086 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,852.76

Read SEC document
February 10, 2017 Filed Feb 14, 2017 22:41 UTC
Ericson Brady DExecutive Vice President
Tax withholdingCommon Stock 1,579 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-003247 · doc4.xml · nonDerivative · entry 1

Ericson Brady D · CIK 0001529734 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,245.76

Read SEC document
February 10, 2017 Filed Feb 14, 2017 22:40 UTC
Hundzinski Ronald TExec. Vice President and CFO
Tax withholdingCommon Stock 8,619 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-003245 · doc4.xml · nonDerivative · entry 1

Hundzinski Ronald T · CIK 0001488024 · Exec. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,977.83

Read SEC document
February 10, 2017 Filed Feb 14, 2017 22:40 UTC
McGill Thomas J.Vice President and Treasurer
Tax withholdingCommon Stock 752 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-003244 · doc4.xml · nonDerivative · entry 1

McGill Thomas J. · CIK 0001548991 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,133.39

Read SEC document
February 10, 2017 Filed Feb 14, 2017 22:39 UTC
Verrier JamesDirector · President & CEO
Tax withholdingCommon Stock 35,132 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-003243 · doc4.xml · nonDerivative · entry 1

Verrier James · CIK 0001480219 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,197.82

Read SEC document
February 10, 2017 Filed Feb 14, 2017 22:35 UTC
GASPAROVIC JOHN JEVP, Chief Legal Officer & Sec
Tax withholdingCommon Stock 1,653 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-003252 · doc4.xml · nonDerivative · entry 1

GASPAROVIC JOHN J · CIK 0001252692 · EVP, Chief Legal Officer & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,346.09

Read SEC document
February 10, 2017 Filed Feb 14, 2017 22:35 UTC
Wiegert JoelVice President
Tax withholdingCommon Stock 1,410 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-003251 · doc4.xml · nonDerivative · entry 1

Wiegert Joel · CIK 0001685381 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,596.87

Read SEC document
February 07, 2017 Filed Feb 9, 2017 19:38 UTC
McGill Thomas J.Vice President and Treasurer
GrantCommon Stock 1,486 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-002713 · doc4.xml · nonDerivative · entry 2

McGill Thomas J. · CIK 0001548991 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,885.39

F2 · shares: Each performance share represented a contingent right to receive a share of BorgWarner common stock based upon the achievement of specified performance criteria related to relative revenue growth.

Read SEC document
February 07, 2017 Filed Feb 9, 2017 19:38 UTC
McGill Thomas J.Vice President and Treasurer
GrantCommon Stock 3,240 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-002713 · doc4.xml · nonDerivative · entry 1

McGill Thomas J. · CIK 0001548991 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,399.39

F1 · shares: The shares will vest 50% on February 28, 2019 and 100% on February 28, 2020.

Read SEC document
February 07, 2017 Filed Feb 9, 2017 19:38 UTC
HENSEL ANTHONYVice President and Controller
GrantCommon Stock 967 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-002712 · doc4.xml · nonDerivative · entry 2

HENSEL ANTHONY · CIK 0001178984 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,625.71

F2 · shares: Each performance share represented a contingent right to receive a share of BorgWarner common stock based upon the achievement of specified performance criteria related to relative revenue growth.

Read SEC document
February 07, 2017 Filed Feb 9, 2017 19:38 UTC
HENSEL ANTHONYVice President and Controller
GrantCommon Stock 3,470 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-002712 · doc4.xml · nonDerivative · entry 1

HENSEL ANTHONY · CIK 0001178984 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,658.71

F1 · shares: The shares will vest 50% on February 28, 2019 and 100% on February 28, 2020.

Read SEC document
February 07, 2017 Filed Feb 9, 2017 19:38 UTC
Ericson Brady DVice President
GrantCommon Stock 3,800 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-002711 · doc4.xml · nonDerivative · entry 2

Ericson Brady D · CIK 0001529734 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,824.76

F2 · shares: Each performance share represented a contingent right to receive a share of BorgWarner common stock based upon the achievement of specified performance criteria related to relative revenue growth.

Read SEC document
February 07, 2017 Filed Feb 9, 2017 19:38 UTC
Ericson Brady DVice President
GrantCommon Stock 7,960 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-002711 · doc4.xml · nonDerivative · entry 1

Ericson Brady D · CIK 0001529734 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,024.76

F1 · shares: The shares will vest 50% on February 28, 2019 and 100% on February 28, 2020.

Read SEC document
February 07, 2017 Filed Feb 9, 2017 19:37 UTC
CALAWAY TONIT MVP and Chief HR Officer
GrantCommon Stock 7,960 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-002710 · doc4.xml · nonDerivative · entry 1

CALAWAY TONIT M · CIK 0001483815 · VP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,120.29

F1 · shares: The shares will vest 50% on February 28, 2019 and 100% on February 28, 2020.

Read SEC document
February 07, 2017 Filed Feb 9, 2017 19:37 UTC
GASPAROVIC JOHN JVice President, GC and Sec.
GrantCommon Stock 4,490 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-002709 · doc4.xml · nonDerivative · entry 2

GASPAROVIC JOHN J · CIK 0001252692 · Vice President, GC and Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,999.09

F2 · shares: Each performance share represented a contingent right to receive a share of BorgWarner common stock based upon the achievement of specified performance criteria related to relative revenue growth.

Read SEC document
February 07, 2017 Filed Feb 9, 2017 19:37 UTC
GASPAROVIC JOHN JVice President, GC and Sec.
GrantCommon Stock 9,350 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-002709 · doc4.xml · nonDerivative · entry 1

GASPAROVIC JOHN J · CIK 0001252692 · Vice President, GC and Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,509.09

F1 · shares: The shares will vest 50% on February 28, 2019 and 100% on February 28, 2020.

Read SEC document
February 07, 2017 Filed Feb 9, 2017 19:37 UTC
Wiegert JoelVice President
GrantCommon Stock 6,110 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-002708 · doc4.xml · nonDerivative · entry 1

Wiegert Joel · CIK 0001685381 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,006.87

F1 · shares: The shares will vest 50% on February 28, 2019 and 100% on February 28, 2020.

Read SEC document
February 07, 2017 Filed Feb 9, 2017 19:37 UTC
Demmerle StefanVice President
GrantCommon Stock 3,801 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-002707 · doc4.xml · nonDerivative · entry 2

Demmerle Stefan · CIK 0001559086 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,431.76

F2 · shares: Each performance share represented a contingent right to receive a share of BorgWarner common stock based upon the achievement of specified performance criteria related to relative revenue growth.

Read SEC document
February 07, 2017 Filed Feb 9, 2017 19:37 UTC
Demmerle StefanVice President
GrantCommon Stock 8,424 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-002707 · doc4.xml · nonDerivative · entry 1

Demmerle Stefan · CIK 0001559086 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,630.76

F1 · shares: The shares will vest 50% on February 28, 2019 and 100% on February 28, 2020.

Read SEC document
February 07, 2017 Filed Feb 9, 2017 19:37 UTC
Fadool Joseph F.Vice President
GrantCommon Stock 3,799 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-002706 · doc4.xml · nonDerivative · entry 2

Fadool Joseph F. · CIK 0001523931 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,399.76

F2 · shares: Each performance share represented a contingent right to receive a share of BorgWarner common stock based upon the achievement of specified performance criteria related to relative revenue growth.

Read SEC document
February 07, 2017 Filed Feb 9, 2017 19:37 UTC
Fadool Joseph F.Vice President
GrantCommon Stock 7,960 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-002706 · doc4.xml · nonDerivative · entry 1

Fadool Joseph F. · CIK 0001523931 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,600.76

F1 · shares: The shares will vest 50% on February 28, 2019 and 100% on February 28, 2020.

Read SEC document
February 07, 2017 Filed Feb 9, 2017 19:37 UTC
Kendrick RobinVice President
GrantCommon Stock 3,803 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-002705 · doc4.xml · nonDerivative · entry 2

Kendrick Robin · CIK 0001531378 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,541.76

F2 · shares: Each performance share represented a contingent right to receive a share of BorgWarner common stock based upon the achievement of specified performance criteria related to relative revenue growth.

Read SEC document
February 07, 2017 Filed Feb 9, 2017 19:37 UTC
Kendrick RobinVice President
GrantCommon Stock 8,424 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-002705 · doc4.xml · nonDerivative · entry 1

Kendrick Robin · CIK 0001531378 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,738.76

F1 · shares: The shares will vest 50% on February 28, 2019 and 100% on February 28, 2020.

Read SEC document
February 07, 2017 Filed Feb 9, 2017 19:37 UTC
Lissalde FredericVice President
GrantCommon Stock 4,158 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-002704 · doc4.xml · nonDerivative · entry 2

Lissalde Frederic · CIK 0001521439 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,292.12

F2 · shares: Each performance share represented a contingent right to receive a share of BorgWarner common stock based upon the achievement of specified performance criteria related to relative revenue growth.

Read SEC document
February 07, 2017 Filed Feb 9, 2017 19:37 UTC
Lissalde FredericVice President
GrantCommon Stock 11,200 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-002704 · doc4.xml · nonDerivative · entry 1

Lissalde Frederic · CIK 0001521439 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,134.12

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of BorgWarner stock. The units will vest 50% on February 28, 2019 and 100% on February 28, 2020.

Read SEC document
February 07, 2017 Filed Feb 9, 2017 19:37 UTC
Hundzinski Ronald TVice President and CFO
GrantCommon Stock 6,598 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-002703 · doc4.xml · nonDerivative · entry 2

Hundzinski Ronald T · CIK 0001488024 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,596.83

F2 · shares: Each performance share represented a contingent right to receive a share of BorgWarner common stock based upon the achievement of specified performance criteria related to relative revenue growth.

Read SEC document
February 07, 2017 Filed Feb 9, 2017 19:37 UTC
Hundzinski Ronald TVice President and CFO
GrantCommon Stock 17,310 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-002703 · doc4.xml · nonDerivative · entry 1

Hundzinski Ronald T · CIK 0001488024 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,998.83

F1 · shares: The shares will vest 50% on February 28, 2019 and 100% on February 28, 2020.

Read SEC document
February 07, 2017 Filed Feb 9, 2017 19:37 UTC
Verrier JamesDirector · President & CEO
GrantCommon Stock 26,170 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-002702 · doc4.xml · nonDerivative · entry 2

Verrier James · CIK 0001480219 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 403,329.82

F2 · shares: Each performance share represented a contingent right to receive a share of BorgWarner common stock based upon the achievement of specified performance criteria related to relative revenue growth.

Read SEC document
February 07, 2017 Filed Feb 9, 2017 19:37 UTC
Verrier JamesDirector · President & CEO
GrantCommon Stock 68,220 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-002702 · doc4.xml · nonDerivative · entry 1

Verrier James · CIK 0001480219 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 377,159.82

F1 · shares: The shares will vest 50% on February 28, 2019 and 100% on February 28, 2020.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 13:29 UTC
CALAWAY TONIT MVP and Chief HR Officer
Tax withholdingCommon Stock 1,978 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-002486 · doc4.xml · nonDerivative · entry 1

CALAWAY TONIT M · CIK 0001483815 · VP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,936

Read SEC document
November 14, 2016 Filed Nov 16, 2016 18:17 UTC GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-041830 · doc4.xml · nonDerivative · entry 2

Cuneo Dennis C · CIK 0001423981 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 10,000

F1 · balance_after: Gift of shares of common stock to the DCC Trust. The Reporting Person disclaims beneficial ownership of the shares of common stock held by the DCC Trust except to the extent of his pecuniary interest therein.

Read SEC document
November 14, 2016 Filed Nov 16, 2016 18:17 UTC GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-041830 · doc4.xml · nonDerivative · entry 1

Cuneo Dennis C · CIK 0001423981 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,406.86

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.