Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BORGWARNER INCBWA · Entity 3425 | Director | April 29, 2020 | May 01, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BORGWARNER INC
Report date April 29, 2020 · Filed May 01, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 36,095.19 |
Reported balance
After 2020-04-29 transaction · row 1
1 source rowRow 1 · 2020-04-29 · Grant · Acquired 4,382 · Balance 36,095.19 F1: The shares will vest 100% on the first anniversary of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares will vest 100% on the first anniversary of the grant date.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Houghton Mifflin Harcourt Co
Report date April 07, 2022 · Filed April 11, 2022
Section 16 reporting ended · disclosed 2022-04-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-04-07 transaction · row 1
1 source rowRow 1 · 2022-04-07 · Disposition to issuer · Disposed 30,429 · Balance 0 F1: In connection with that certain Agreement and Plan of Merger by and among Houghton Mifflin Harcourt Company (the "Company"), Harbor Purchaser Inc., and Harbor Holding Corp., dated as of February 21, 2022 (the "Merger Agreement") and the related tender offer, the Reporting Person became entitled to receive, in respect of each share of the Company's common stock, an amount in cash equal to $21.00. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-04-07 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-04-07 · Disposition to issuer · Disposed 11,066 · Balance 0 F2: Each restricted stock unit ("RSU") represented the economic equivalent of one share of the Company's common stock. F3: Pursuant to the terms of the Merger Agreement, immediately prior to the Acceptance Time (as defined in the Merger Agreement), each RSU that was outstanding and unvested vested in full and was cancelled, and the Reporting Person became entitled to receive, in respect of each share of common stock subject to such RSU, an amount in cash equal to $21.00. |
| Phantom StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-04-07 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-04-07 · Disposition to issuer · Disposed 94,952 · Balance 0 F4: Each share of phantom stock represents a contingent right to receive one share of the Company's common stock. F5: Pursuant to the terms of the Company's Non-Employee Director Deferred Compensation Plan (the "Deferred Compensation Plan"), the phantom stock is to be distributed following the occurrence of a Change in Control (as defined in the Deferred Compensation Plan), which includes the transaction contemplated by the Merger Agreement. The Reporting Person became entitled to receive, in respect of each share of common stock subject to such phantom stock, an amount in cash equal to $21.00. |
Filing footnotes · ownership attribution and instrument terms
F1: In connection with that certain Agreement and Plan of Merger by and among Houghton Mifflin Harcourt Company (the "Company"), Harbor Purchaser Inc., and Harbor Holding Corp., dated as of February 21, 2022 (the "Merger Agreement") and the related tender offer, the Reporting Person became entitled to receive, in respect of each share of the Company's common stock, an amount in cash equal to $21.00.
F2: Each restricted stock unit ("RSU") represented the economic equivalent of one share of the Company's common stock.
F3: Pursuant to the terms of the Merger Agreement, immediately prior to the Acceptance Time (as defined in the Merger Agreement), each RSU that was outstanding and unvested vested in full and was cancelled, and the Reporting Person became entitled to receive, in respect of each share of common stock subject to such RSU, an amount in cash equal to $21.00.
F4: Each share of phantom stock represents a contingent right to receive one share of the Company's common stock.
F5: Pursuant to the terms of the Company's Non-Employee Director Deferred Compensation Plan (the "Deferred Compensation Plan"), the phantom stock is to be distributed following the occurrence of a Change in Control (as defined in the Deferred Compensation Plan), which includes the transaction contemplated by the Merger Agreement. The Reporting Person became entitled to receive, in respect of each share of common stock subject to such phantom stock, an amount in cash equal to $21.00.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 07, 2022 Filed Apr 11, 2022 18:07 UTC | Houghton Mifflin Harcourt Co HMHC · Entity 128112 | Disposition to issuerPhantom Stock · Derivative | 94,952 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-024028 · doc4.xml · derivative · entry 3 MCKERNAN JOHN R JR · CIK 0001129822 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 94,952 shares Expires not disclosed F4 · derivative.exercise_price: Each share of phantom stock represents a contingent right to receive one share of the Company's common stock. F5 · price: Pursuant to the terms of the Company's Non-Employee Director Deferred Compensation Plan (the "Deferred Compensation Plan"), the phantom stock is to be distributed following the occurrence of a Change in Control (as defined in the Deferred Compensation Plan), which includes the transaction contemplated by the Merger Agreement. The Reporting Person became entitled to receive, in respect of each share of common stock subject to such phantom stock, an amount in cash equal to $21.00. F5 · derivative.exercise_date: Pursuant to the terms of the Company's Non-Employee Director Deferred Compensation Plan (the "Deferred Compensation Plan"), the phantom stock is to be distributed following the occurrence of a Change in Control (as defined in the Deferred Compensation Plan), which includes the transaction contemplated by the Merger Agreement. The Reporting Person became entitled to receive, in respect of each share of common stock subject to such phantom stock, an amount in cash equal to $21.00. F5 · derivative.expiration_date: Pursuant to the terms of the Company's Non-Employee Director Deferred Compensation Plan (the "Deferred Compensation Plan"), the phantom stock is to be distributed following the occurrence of a Change in Control (as defined in the Deferred Compensation Plan), which includes the transaction contemplated by the Merger Agreement. The Reporting Person became entitled to receive, in respect of each share of common stock subject to such phantom stock, an amount in cash equal to $21.00. Read SEC document |
| April 07, 2022 Filed Apr 11, 2022 18:07 UTC | Houghton Mifflin Harcourt Co HMHC · Entity 128112 | Disposition to issuerRestricted Stock Unit · Derivative | 11,066 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-024028 · doc4.xml · derivative · entry 2 MCKERNAN JOHN R JR · CIK 0001129822 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,066 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represented the economic equivalent of one share of the Company's common stock. F3 · price: Pursuant to the terms of the Merger Agreement, immediately prior to the Acceptance Time (as defined in the Merger Agreement), each RSU that was outstanding and unvested vested in full and was cancelled, and the Reporting Person became entitled to receive, in respect of each share of common stock subject to such RSU, an amount in cash equal to $21.00. F3 · derivative.exercise_date: Pursuant to the terms of the Merger Agreement, immediately prior to the Acceptance Time (as defined in the Merger Agreement), each RSU that was outstanding and unvested vested in full and was cancelled, and the Reporting Person became entitled to receive, in respect of each share of common stock subject to such RSU, an amount in cash equal to $21.00. F3 · derivative.expiration_date: Pursuant to the terms of the Merger Agreement, immediately prior to the Acceptance Time (as defined in the Merger Agreement), each RSU that was outstanding and unvested vested in full and was cancelled, and the Reporting Person became entitled to receive, in respect of each share of common stock subject to such RSU, an amount in cash equal to $21.00. Read SEC document |
| April 07, 2022 Filed Apr 11, 2022 18:07 UTC | Houghton Mifflin Harcourt Co HMHC · Entity 128112 | Disposition to issuerCommon Stock | 30,429 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-024028 · doc4.xml · nonDerivative · entry 1 MCKERNAN JOHN R JR · CIK 0001129822 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: In connection with that certain Agreement and Plan of Merger by and among Houghton Mifflin Harcourt Company (the "Company"), Harbor Purchaser Inc., and Harbor Holding Corp., dated as of February 21, 2022 (the "Merger Agreement") and the related tender offer, the Reporting Person became entitled to receive, in respect of each share of the Company's common stock, an amount in cash equal to $21.00. Read SEC document |
| May 31, 2021 Filed Jun 2, 2021 17:14 UTC | Houghton Mifflin Harcourt Co HMHC · Entity 128112 | GrantPhantom Stock · Derivative | 55,556 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-037316 · doc4.xml · derivative · entry 3 MCKERNAN JOHN R JR · CIK 0001129822 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,556 Underlying: Common Stock · 55,556 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit and each share of phantom stock represents a contingent right to receive one share of Houghton Mifflin Harcourt Company's (the "Company") common stock. F3 · derivative.exercise_date: Upon the vesting of the restricted stock units granted to the reporting person on May 31, 2020, the reporting person deferred the receipt of 55,556 shares of common stock and received instead 55,556 shares of phantom stock pursuant to the Company's Non-Employee Director Deferred Compensation Plan. The phantom stock becomes payable upon separation from service in accordance with the Company's Non-Employee Director Deferred Compensation Plan. F3 · derivative.expiration_date: Upon the vesting of the restricted stock units granted to the reporting person on May 31, 2020, the reporting person deferred the receipt of 55,556 shares of common stock and received instead 55,556 shares of phantom stock pursuant to the Company's Non-Employee Director Deferred Compensation Plan. The phantom stock becomes payable upon separation from service in accordance with the Company's Non-Employee Director Deferred Compensation Plan. Read SEC document |
| May 31, 2021 Filed Jun 2, 2021 17:14 UTC | Houghton Mifflin Harcourt Co HMHC · Entity 128112 | Exercise / conversionRestricted Stock Units · Derivative | 55,556 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-037316 · doc4.xml · derivative · entry 2 MCKERNAN JOHN R JR · CIK 0001129822 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 55,556 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit and each share of phantom stock represents a contingent right to receive one share of Houghton Mifflin Harcourt Company's (the "Company") common stock. F3 · derivative.exercise_date: Upon the vesting of the restricted stock units granted to the reporting person on May 31, 2020, the reporting person deferred the receipt of 55,556 shares of common stock and received instead 55,556 shares of phantom stock pursuant to the Company's Non-Employee Director Deferred Compensation Plan. The phantom stock becomes payable upon separation from service in accordance with the Company's Non-Employee Director Deferred Compensation Plan. F3 · derivative.expiration_date: Upon the vesting of the restricted stock units granted to the reporting person on May 31, 2020, the reporting person deferred the receipt of 55,556 shares of common stock and received instead 55,556 shares of phantom stock pursuant to the Company's Non-Employee Director Deferred Compensation Plan. The phantom stock becomes payable upon separation from service in accordance with the Company's Non-Employee Director Deferred Compensation Plan. Read SEC document |
| May 31, 2021 Filed Jun 2, 2021 17:14 UTC | Houghton Mifflin Harcourt Co HMHC · Entity 128112 | GrantRestricted Stock Units · Derivative | 11,066 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-037316 · doc4.xml · derivative · entry 1 MCKERNAN JOHN R JR · CIK 0001129822 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,066 Underlying: Common Stock · 11,066 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit and each share of phantom stock represents a contingent right to receive one share of Houghton Mifflin Harcourt Company's (the "Company") common stock. F2 · derivative.exercise_date: This grant of restricted stock units will vest on May 31, 2022, subject to continued service on the Company's board of directors through such vesting date, with settlement of the restricted stock units to be deferred until separation from service after the vesting date, as determined in accordance with the Company's Non-Employee Director Deferred Compensation Plan. F2 · derivative.expiration_date: This grant of restricted stock units will vest on May 31, 2022, subject to continued service on the Company's board of directors through such vesting date, with settlement of the restricted stock units to be deferred until separation from service after the vesting date, as determined in accordance with the Company's Non-Employee Director Deferred Compensation Plan. Read SEC document |
| May 31, 2020 Filed Jun 2, 2020 16:24 UTC | Houghton Mifflin Harcourt Co HMHC · Entity 128112 | GrantPhantom Stock · Derivative | 15,071 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-033521 · doc4.xml · derivative · entry 3 MCKERNAN JOHN R JR · CIK 0001129822 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,071 Underlying: Common Stock · 15,071 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit and each share of phantom stock represents a contingent right to receive one share of Houghton Mifflin Harcourt Company's (the "Company") common stock. F3 · derivative.exercise_date: Upon the vesting of the restricted stock units granted to the reporting person on May 31, 2019, the reporting person deferred the receipt of 15,071 shares of common stock and received instead 15,071 shares of phantom stock pursuant to the Company's Non-Employee Director Deferred Compensation Plan. The phantom stock becomes payable upon separation from service in accordance with the Company's Non-Employee Director Deferred Compensation Plan. F3 · derivative.expiration_date: Upon the vesting of the restricted stock units granted to the reporting person on May 31, 2019, the reporting person deferred the receipt of 15,071 shares of common stock and received instead 15,071 shares of phantom stock pursuant to the Company's Non-Employee Director Deferred Compensation Plan. The phantom stock becomes payable upon separation from service in accordance with the Company's Non-Employee Director Deferred Compensation Plan. Read SEC document |
| May 31, 2020 Filed Jun 2, 2020 16:24 UTC | Houghton Mifflin Harcourt Co HMHC · Entity 128112 | Exercise / conversionRestricted Stock Units · Derivative | 15,071 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-033521 · doc4.xml · derivative · entry 2 MCKERNAN JOHN R JR · CIK 0001129822 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,071 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit and each share of phantom stock represents a contingent right to receive one share of Houghton Mifflin Harcourt Company's (the "Company") common stock. F3 · derivative.exercise_date: Upon the vesting of the restricted stock units granted to the reporting person on May 31, 2019, the reporting person deferred the receipt of 15,071 shares of common stock and received instead 15,071 shares of phantom stock pursuant to the Company's Non-Employee Director Deferred Compensation Plan. The phantom stock becomes payable upon separation from service in accordance with the Company's Non-Employee Director Deferred Compensation Plan. F3 · derivative.expiration_date: Upon the vesting of the restricted stock units granted to the reporting person on May 31, 2019, the reporting person deferred the receipt of 15,071 shares of common stock and received instead 15,071 shares of phantom stock pursuant to the Company's Non-Employee Director Deferred Compensation Plan. The phantom stock becomes payable upon separation from service in accordance with the Company's Non-Employee Director Deferred Compensation Plan. Read SEC document |
| May 31, 2020 Filed Jun 2, 2020 16:24 UTC | Houghton Mifflin Harcourt Co HMHC · Entity 128112 | GrantRestricted Stock Units · Derivative | 55,556 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-033521 · doc4.xml · derivative · entry 1 MCKERNAN JOHN R JR · CIK 0001129822 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,556 Underlying: Common Stock · 55,556 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit and each share of phantom stock represents a contingent right to receive one share of Houghton Mifflin Harcourt Company's (the "Company") common stock. F2 · derivative.exercise_date: This grant of restricted stock units will vest on May 31, 2021, subject to continued service on the Company's board of directors through such vesting date, with settlement of the restricted stock units to be deferred until separation from service after the vesting date, as determined in accordance with the Company's Non-Employee Director Deferred Compensation Plan. F2 · derivative.expiration_date: This grant of restricted stock units will vest on May 31, 2021, subject to continued service on the Company's board of directors through such vesting date, with settlement of the restricted stock units to be deferred until separation from service after the vesting date, as determined in accordance with the Company's Non-Employee Director Deferred Compensation Plan. Read SEC document |
| April 29, 2020 Filed May 1, 2020 20:03 UTC | BORGWARNER INC BWA · Entity 3425 | GrantCommon Stock | 4,382 | $29.67 | $130,013.94 |
DisclosureSEC source: 0001225208-20-006956 · doc4.xml · nonDerivative · entry 1 MCKERNAN JOHN R JR · CIK 0001129822 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,095.19 F1 · shares: The shares will vest 100% on the first anniversary of the grant date. Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 17:49 UTC | Houghton Mifflin Harcourt Co HMHC · Entity 128112 | GrantPhantom Stock · Derivative | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-19-001278 · es1900763_4-mckernan.xml · derivative · entry 3 MCKERNAN JOHN R JR · CIK 0001129822 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Common Stock · 12,500 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit and each share of phantom stock represents a contingent right to receive one share of Houghton Mifflin Harcourt Company's (the "Company") common stock. F3 · derivative.exercise_date: Upon the vesting of the restricted stock units granted to the reporting person on May 31, 2018, the reporting person deferred the receipt of 12,500 shares of common stock and received instead 12,500 shares of phantom stock pursuant to the Company's Non-Employee Director Deferred Compensation Plan. The phantom stock becomes payable upon separation from service in accordance with the Company's Non-Employee Director Deferred Compensation Plan. F3 · derivative.expiration_date: Upon the vesting of the restricted stock units granted to the reporting person on May 31, 2018, the reporting person deferred the receipt of 12,500 shares of common stock and received instead 12,500 shares of phantom stock pursuant to the Company's Non-Employee Director Deferred Compensation Plan. The phantom stock becomes payable upon separation from service in accordance with the Company's Non-Employee Director Deferred Compensation Plan. Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 17:49 UTC | Houghton Mifflin Harcourt Co HMHC · Entity 128112 | Exercise / conversionRestricted Stock Units · Derivative | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-19-001278 · es1900763_4-mckernan.xml · derivative · entry 2 MCKERNAN JOHN R JR · CIK 0001129822 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit and each share of phantom stock represents a contingent right to receive one share of Houghton Mifflin Harcourt Company's (the "Company") common stock. F3 · derivative.exercise_date: Upon the vesting of the restricted stock units granted to the reporting person on May 31, 2018, the reporting person deferred the receipt of 12,500 shares of common stock and received instead 12,500 shares of phantom stock pursuant to the Company's Non-Employee Director Deferred Compensation Plan. The phantom stock becomes payable upon separation from service in accordance with the Company's Non-Employee Director Deferred Compensation Plan. F3 · derivative.expiration_date: Upon the vesting of the restricted stock units granted to the reporting person on May 31, 2018, the reporting person deferred the receipt of 12,500 shares of common stock and received instead 12,500 shares of phantom stock pursuant to the Company's Non-Employee Director Deferred Compensation Plan. The phantom stock becomes payable upon separation from service in accordance with the Company's Non-Employee Director Deferred Compensation Plan. Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 17:49 UTC | Houghton Mifflin Harcourt Co HMHC · Entity 128112 | GrantRestricted Stock Units · Derivative | 15,071 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-19-001278 · es1900763_4-mckernan.xml · derivative · entry 1 MCKERNAN JOHN R JR · CIK 0001129822 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,071 Underlying: Common Stock · 15,071 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit and each share of phantom stock represents a contingent right to receive one share of Houghton Mifflin Harcourt Company's (the "Company") common stock. F2 · derivative.exercise_date: This grant of restricted stock units will vest on May 31, 2020, subject to continued service on the Company's board of directors through such vesting date, with settlement of the restricted stock units to be deferred until separation from service after the vesting date, as determined in accordance with the Company's Non-Employee Director Deferred Compensation Plan. F2 · derivative.expiration_date: This grant of restricted stock units will vest on May 31, 2020, subject to continued service on the Company's board of directors through such vesting date, with settlement of the restricted stock units to be deferred until separation from service after the vesting date, as determined in accordance with the Company's Non-Employee Director Deferred Compensation Plan. Read SEC document |
| April 24, 2019 Filed May 8, 2019 19:36 UTC | BORGWARNER INC BWA · Entity 3425 | GrantCommon Stock | 2,985 | $43.55 | $129,996.75 |
DisclosureSEC source: 0000908255-19-000040 · wf-form4_155734419359847.xml · nonDerivative · entry 1 MCKERNAN JOHN R JR · CIK 0001129822 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,676.47 F1 · shares: The shares will vest 100% on the first anniversary of the grant date. Read SEC document |
| November 26, 2018 Filed Nov 27, 2018 14:44 UTC | Houghton Mifflin Harcourt Co HMHC · Entity 128112 | PurchaseCommon Stock | 11,200 | $9.08 | $101,696.00 |
DisclosureSEC source: 0000950142-18-002310 · es1801271_4-mckernan.xml · nonDerivative · entry 1 MCKERNAN JOHN R JR · CIK 0001129822 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,429 Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 20:45 UTC | Houghton Mifflin Harcourt Co HMHC · Entity 128112 | GrantRestricted Stock Units · Derivative | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-18-001327 · es1800768_4-mckernan.xml · derivative · entry 3 MCKERNAN JOHN R JR · CIK 0001129822 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Common Stock · 12,500 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit and each share of phantom stock represents a contingent right to receive one share of Houghton Mifflin Harcourt Company's (the "Company") common stock. F3 · derivative.exercise_date: This grant of restricted stock units will vest on May 31, 2019, subject to continued service on the Company's board of directors through such vesting date, with settlement of the restricted stock units to be deferred until separation from service as determined in accordance with the Company's Non-Employee Director Deferred Compensation Plan. F3 · derivative.expiration_date: This grant of restricted stock units will vest on May 31, 2019, subject to continued service on the Company's board of directors through such vesting date, with settlement of the restricted stock units to be deferred until separation from service as determined in accordance with the Company's Non-Employee Director Deferred Compensation Plan. Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 20:45 UTC | Houghton Mifflin Harcourt Co HMHC · Entity 128112 | GrantPhantom Stock · Derivative | 6,883 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-18-001327 · es1800768_4-mckernan.xml · derivative · entry 2 MCKERNAN JOHN R JR · CIK 0001129822 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,883 Underlying: Common Stock · 6,883 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit and each share of phantom stock represents a contingent right to receive one share of Houghton Mifflin Harcourt Company's (the "Company") common stock. F2 · derivative.exercise_date: Upon the vesting of the restricted stock units granted to the reporting person on May 31, 2017, the reporting person deferred the receipt of 6,883 shares of common stock and received instead 6,883 shares of phantom stock pursuant to the Company's Non-Employee Director Deferred Compensation Plan. The phantom stock becomes payable upon separation from service in accordance with the Company's Non-Employee Director Deferred Compensation Plan. F2 · derivative.expiration_date: Upon the vesting of the restricted stock units granted to the reporting person on May 31, 2017, the reporting person deferred the receipt of 6,883 shares of common stock and received instead 6,883 shares of phantom stock pursuant to the Company's Non-Employee Director Deferred Compensation Plan. The phantom stock becomes payable upon separation from service in accordance with the Company's Non-Employee Director Deferred Compensation Plan. Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 20:45 UTC | Houghton Mifflin Harcourt Co HMHC · Entity 128112 | Exercise / conversionRestricted Stock Units · Derivative | 6,883 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-18-001327 · es1800768_4-mckernan.xml · derivative · entry 1 MCKERNAN JOHN R JR · CIK 0001129822 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,883 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit and each share of phantom stock represents a contingent right to receive one share of Houghton Mifflin Harcourt Company's (the "Company") common stock. F2 · derivative.exercise_date: Upon the vesting of the restricted stock units granted to the reporting person on May 31, 2017, the reporting person deferred the receipt of 6,883 shares of common stock and received instead 6,883 shares of phantom stock pursuant to the Company's Non-Employee Director Deferred Compensation Plan. The phantom stock becomes payable upon separation from service in accordance with the Company's Non-Employee Director Deferred Compensation Plan. F2 · derivative.expiration_date: Upon the vesting of the restricted stock units granted to the reporting person on May 31, 2017, the reporting person deferred the receipt of 6,883 shares of common stock and received instead 6,883 shares of phantom stock pursuant to the Company's Non-Employee Director Deferred Compensation Plan. The phantom stock becomes payable upon separation from service in accordance with the Company's Non-Employee Director Deferred Compensation Plan. Read SEC document |
| April 25, 2018 Filed Apr 27, 2018 20:01 UTC | BORGWARNER INC BWA · Entity 3425 | GrantCommon Stock | 2,457 | $52.91 | $129,999.87 |
DisclosureSEC source: 0001225208-18-008164 · doc4.xml · nonDerivative · entry 1 MCKERNAN JOHN R JR · CIK 0001129822 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,649.98 F1 · shares: The shares will vest 100% on the first anniversary of the grant date. Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 19:06 UTC | Houghton Mifflin Harcourt Co HMHC · Entity 128112 | GrantRestricted Stock Units · Derivative | 6,883 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-17-001166 · es1700700_4-mckernan.xml · derivative · entry 3 MCKERNAN JOHN R JR · CIK 0001129822 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,883 Underlying: Common Stock · 6,883 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit and each share of phantom stock represents a contingent right to receive one share of Houghton Mifflin Harcourt Company's (the "Company") common stock. F3 · derivative.exercise_date: This grant of restricted stock units will vest on May 31, 2018, subject to continued service on the Company's board of directors through such vesting date, with settlement of the restricted stock units to be deferred until separation from service as determined in accordance with the Company's Non-Employee Director Deferred Compensation Plan. F3 · derivative.expiration_date: This grant of restricted stock units will vest on May 31, 2018, subject to continued service on the Company's board of directors through such vesting date, with settlement of the restricted stock units to be deferred until separation from service as determined in accordance with the Company's Non-Employee Director Deferred Compensation Plan. Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 19:06 UTC | Houghton Mifflin Harcourt Co HMHC · Entity 128112 | GrantPhantom Stock · Derivative | 4,942 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-17-001166 · es1700700_4-mckernan.xml · derivative · entry 2 MCKERNAN JOHN R JR · CIK 0001129822 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,942 Underlying: Common Stock · 4,942 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit and each share of phantom stock represents a contingent right to receive one share of Houghton Mifflin Harcourt Company's (the "Company") common stock. F2 · derivative.exercise_date: Upon the vesting of the restricted stock units granted to the reporting person on May 31, 2016, the reporting person deferred the receipt of 4,942 shares of common stock and received instead 4,942 shares of phantom stock pursuant to the Company's Non-Employee Director Deferred Compensation Plan. The phantom stock becomes payable upon separation from service in accordance with the Company's Non-Employee Director Deferred Compensation Plan. F2 · derivative.expiration_date: Upon the vesting of the restricted stock units granted to the reporting person on May 31, 2016, the reporting person deferred the receipt of 4,942 shares of common stock and received instead 4,942 shares of phantom stock pursuant to the Company's Non-Employee Director Deferred Compensation Plan. The phantom stock becomes payable upon separation from service in accordance with the Company's Non-Employee Director Deferred Compensation Plan. Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 19:06 UTC | Houghton Mifflin Harcourt Co HMHC · Entity 128112 | Exercise / conversionRestricted Stock Units · Derivative | 4,942 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-17-001166 · es1700700_4-mckernan.xml · derivative · entry 1 MCKERNAN JOHN R JR · CIK 0001129822 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,942 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit and each share of phantom stock represents a contingent right to receive one share of Houghton Mifflin Harcourt Company's (the "Company") common stock. F2 · derivative.exercise_date: Upon the vesting of the restricted stock units granted to the reporting person on May 31, 2016, the reporting person deferred the receipt of 4,942 shares of common stock and received instead 4,942 shares of phantom stock pursuant to the Company's Non-Employee Director Deferred Compensation Plan. The phantom stock becomes payable upon separation from service in accordance with the Company's Non-Employee Director Deferred Compensation Plan. F2 · derivative.expiration_date: Upon the vesting of the restricted stock units granted to the reporting person on May 31, 2016, the reporting person deferred the receipt of 4,942 shares of common stock and received instead 4,942 shares of phantom stock pursuant to the Company's Non-Employee Director Deferred Compensation Plan. The phantom stock becomes payable upon separation from service in accordance with the Company's Non-Employee Director Deferred Compensation Plan. Read SEC document |
| April 26, 2017 Filed Apr 28, 2017 12:04 UTC | BORGWARNER INC BWA · Entity 3425 | GrantCommon Stock | 2,991 | $41.13 | $123,004.88 |
DisclosureSEC source: 0001225208-17-008566 · doc4.xml · nonDerivative · entry 1 MCKERNAN JOHN R JR · CIK 0001129822 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,192.98 F1 · shares: The shares will vest 100% on the first anniversary of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.