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Ericson Brady D

Disclosed activity across 4 companies

Tapewire entity
17867
SEC CIK
0001529734

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
BORGWARNER INCBWA · Entity 3425Vice PresidentApril 26, 2023April 28, 2023
FASTENAL COFAST · Entity 3012DirectorJanuary 02, 2026January 06, 2026
PHINIA INC.PHIN · Entity 4362Director · President and CEOSeptember 18, 2026September 21, 2026
Romeo Power, Inc.RMO · Entity 123033DirectorJuly 01, 2021July 06, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

BORGWARNER INC

Report date April 26, 2023 · Filed April 28, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect45,163.61 Reported balance After 2023-04-26 transaction · row 1
1 source row

Row 1 · 2023-04-26 · Grant · Acquired 14,620 · Balance 45,163.61

F1: The shares will vest 50% on February 28, 2025 and 100% on February 28, 2026.

Common StockSEC Table I · non-derivativeIndirectBy 401k30,694.06 Reported balance Holding disclosure · report date 2023-04-26 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 30,694.06

F2: From 01/01/22 to 12/31/22, the reporting person acquired 567.9430 shares in the 401K plan. Column 5 includes the reporting person's total stock holdings in the 401K plan as of 12/31/22.

Common StockSEC Table I · non-derivativeIndirectBy daughter30 Reported balance Holding disclosure · report date 2023-04-26 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 30

Common StockSEC Table I · non-derivativeIndirectBy Son 130 Reported balance Holding disclosure · report date 2023-04-26 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 30

Common StockSEC Table I · non-derivativeIndirectBy Son 230 Reported balance Holding disclosure · report date 2023-04-26 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 30

Filing footnotes · ownership attribution and instrument terms

F1: The shares will vest 50% on February 28, 2025 and 100% on February 28, 2026.

F2: From 01/01/22 to 12/31/22, the reporting person acquired 567.9430 shares in the 401K plan. Column 5 includes the reporting person's total stock holdings in the 401K plan as of 12/31/22.

FASTENAL CO

Report date January 02, 2026 · Filed January 06, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $41.00 · Expires 2035-12-31Direct23,474 Reported balance After 2026-01-02 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-01-02 · Grant · Acquired 23,474 · Balance 23,474

F1: The option was issued to the reporting person pursuant to the Fastenal Company Non-employee Director Stock Option Plan and in connection with the reporting person's annual director compensation.

Filing footnotes · ownership attribution and instrument terms

F1: The option was issued to the reporting person pursuant to the Fastenal Company Non-employee Director Stock Option Plan and in connection with the reporting person's annual director compensation.

PHINIA INC.

Report date September 18, 2026 · Filed September 21, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect330,835 Reported balance After 2026-09-18 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-09-18 · Grant · Acquired 338 · Balance 330,835

F1: Reflects shares of restricted stock acquired following the automatic reinvestment of dividends on outstanding restricted stock held on the dividend record date, as required by the terms of such awards.

F2: Includes 69,460 shares of restricted stock.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects shares of restricted stock acquired following the automatic reinvestment of dividends on outstanding restricted stock held on the dividend record date, as required by the terms of such awards.

F2: Includes 69,460 shares of restricted stock.

Romeo Power, Inc.

Report date July 01, 2021 · Filed July 06, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect21,531 Reported balance After 2021-07-01 transaction · row 1
1 source row

Row 1 · 2021-07-01 · Exercise / conversion · Acquired 21,531 · Balance 21,531

F1: Each restricted stock unit represents a contingent right to receive one share of common stock.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-07-01 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2021-07-01 · Exercise / conversion · Disposed 21,531 · Balance 0

F1: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2: On June 11, 2021, the reporting person was granted 21,531 restricted stock units which vested on July 1, 2021.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2: On June 11, 2021, the reporting person was granted 21,531 restricted stock units which vested on July 1, 2021.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 18, 2026 Filed Sep 21, 2026 21:38 UTC PHINIA INC. PHIN · Entity 4362 GrantCommon Stock 338 $0.00 $0.00
Disclosure

SEC source: 0001968915-26-000133 · wk-form4_1790026714.xml · nonDerivative · entry 1

Ericson Brady D · CIK 0001529734 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 330,835

F1 · shares: Reflects shares of restricted stock acquired following the automatic reinvestment of dividends on outstanding restricted stock held on the dividend record date, as required by the terms of such awards.

F2 · balance_after: Includes 69,460 shares of restricted stock.

Read SEC document
August 31, 2026 Filed Sep 2, 2026 00:01 UTC PHINIA INC. PHIN · Entity 4362 SaleCommon Stock 26,920 $68.41 $1,841,502.98
Disclosure

SEC source: 0001968915-26-000116 · wk-form4_1788307271.xml · nonDerivative · entry 3

Ericson Brady D · CIK 0001529734 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 330,497

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.125 to $69.06, inclusive. The reporting person has provided to the issuer, and will provide to any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F4 · balance_after: Includes 69,122 shares of restricted stock.

Read SEC document
August 31, 2026 Filed Sep 2, 2026 00:01 UTC PHINIA INC. PHIN · Entity 4362 SaleCommon Stock 940 $68.03 $63,950.17
Disclosure

SEC source: 0001968915-26-000116 · wk-form4_1788307271.xml · nonDerivative · entry 2

Ericson Brady D · CIK 0001529734 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 357,417

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.98 to $68.06, inclusive. The reporting person has provided to the issuer, and will provide to any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
August 28, 2026 Filed Sep 2, 2026 00:01 UTC PHINIA INC. PHIN · Entity 4362 Tax withholdingCommon Stock 31,195 $68.65 $2,141,536.75
Disclosure

SEC source: 0001968915-26-000116 · wk-form4_1788307271.xml · nonDerivative · entry 1

Ericson Brady D · CIK 0001529734 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 358,357

F1 · shares: Shares automatically and mandatorily withheld to satisfy the tax withholding requirement upon the vesting of restricted stock.

Read SEC document
June 23, 2026 Filed Jun 25, 2026 20:15 UTC PHINIA INC. PHIN · Entity 4362 GrantCommon Stock 523 $0.00 $0.00
Disclosure

SEC source: 0001968915-26-000088 · wk-form4_1782418507.xml · nonDerivative · entry 1

Ericson Brady D · CIK 0001529734 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 389,552

F1 · shares: Reflects shares of restricted stock acquired following the automatic reinvestment of dividends on outstanding restricted stock held on the dividend record date, as required by the terms of such awards.

F2 · balance_after: Includes 140,727 shares of restricted stock.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 20:42 UTC PHINIA INC. PHIN · Entity 4362 GrantCommon Stock 668 $0.00 $0.00
Disclosure

SEC source: 0001968915-26-000030 · wk-form4_1774384956.xml · nonDerivative · entry 1

Ericson Brady D · CIK 0001529734 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 389,029

F1 · shares: Reflects shares of restricted stock acquired following the automatic reinvestment of dividends on outstanding restricted stock held on the dividend record date, as required by the terms of such awards.

F2 · balance_after: Includes 140,204 shares of restricted stock.

Read SEC document
February 27, 2026 Filed Mar 3, 2026 21:29 UTC PHINIA INC. PHIN · Entity 4362 Tax withholdingCommon Stock 17,901 $72.63 $1,300,149.63
Disclosure

SEC source: 0001529734-26-000007 · wk-form4_1772573374.xml · nonDerivative · entry 1

Ericson Brady D · CIK 0001529734 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 388,361

F1 · shares: Shares automatically and mandatorily withheld to satisfy the tax withholding requirement upon the vesting of restricted stock.

F2 · balance_after: Includes 139,536 shares of restricted stock.

Read SEC document
February 09, 2026 Filed Feb 11, 2026 22:36 UTC PHINIA INC. PHIN · Entity 4362 GrantCommon Stock 25,243 $0.00 $0.00
Disclosure

SEC source: 0001968915-26-000001 · wk-form4_1770849360.xml · nonDerivative · entry 1

Ericson Brady D · CIK 0001529734 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 406,262

F1 · shares: Represents an award of restricted stock with respect to the Issuer's common stock, which will vest in three substantially equal annual installments beginning February 28, 2027.

F2 · balance_after: Includes 185,297 shares of restricted stock.

Read SEC document
January 02, 2026 Filed Jan 6, 2026 20:16 UTC FASTENAL CO FAST · Entity 3012 GrantStock Option (Right to Buy) · Derivative 23,474 $8.52 Strike: $41.00 $199,998.48
Disclosure

SEC source: 0001529734-26-000004 · wk-form4_1767730605.xml · derivative · entry 1

Ericson Brady D · CIK 0001529734 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,474

Underlying: Common Stock · 23,474 shares

Expires 2035-12-31

F1 · price: The option was issued to the reporting person pursuant to the Fastenal Company Non-employee Director Stock Option Plan and in connection with the reporting person's annual director compensation.

Read SEC document
December 31, 2025 Filed Jan 2, 2026 21:16 UTC PHINIA INC. PHIN · Entity 4362 Tax withholdingCommon Stock 23,732 $62.69 $1,487,759.08
Disclosure

SEC source: 0001529734-26-000002 · wk-form4_1767388563.xml · nonDerivative · entry 1

Ericson Brady D · CIK 0001529734 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 381,019

F1 · shares: Shares automatically and mandatorily withheld to satisfy the tax withholding requirement upon the vesting of restricted stock units.

F2 · balance_after: Includes 160,054 shares of restricted stock.

Read SEC document
December 12, 2025 Filed Dec 15, 2025 22:24 UTC PHINIA INC. PHIN · Entity 4362 GrantCommon Stock 995 $0.00 $0.00
Disclosure

SEC source: 0001529734-25-000012 · wk-form4_1765837461.xml · nonDerivative · entry 1

Ericson Brady D · CIK 0001529734 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 404,751

F1 · shares: Reflects 742 shares of restricted stock acquired following the automatic reinvestment of dividends on outstanding restricted stock held on the dividend record date and 253 shares of restricted stock units acquired following the automatic reinvestment of dividend equivalents on outstanding restricted stock units held on the dividend record date, as required by the terms of such awards.

F2 · balance_after: Includes 160,054 shares of restricted stock and 54,430 restricted stock units.

Read SEC document
December 01, 2025 Filed Dec 2, 2025 21:16 UTC PHINIA INC. PHIN · Entity 4362 GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001529734-25-000010 · wk-form4_1764710166.xml · nonDerivative · entry 1

Ericson Brady D · CIK 0001529734 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 403,756

F1 · shares: Gift to charitable trust.

F2 · balance_after: Includes 159,312 shares of restricted stock and 54,177 restricted stock units.

Read SEC document
September 12, 2025 Filed Sep 16, 2025 22:06 UTC PHINIA INC. PHIN · Entity 4362 Tax withholdingCommon Stock 143 $58.20 $8,322.60
Disclosure

SEC source: 0001529734-25-000008 · wk-form4_1758060369.xml · nonDerivative · entry 2

Ericson Brady D · CIK 0001529734 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 408,756

F2 · shares: Shares automatically and mandatorily withheld to satisfy the tax withholding requirement upon the vesting of restricted stock.

F3 · balance_after: Includes 159,312 shares of restricted stock and 54,177 restricted stock units.

Read SEC document
September 12, 2025 Filed Sep 16, 2025 22:06 UTC PHINIA INC. PHIN · Entity 4362 GrantCommon Stock 1,312 $0.00 $0.00
Disclosure

SEC source: 0001529734-25-000008 · wk-form4_1758060369.xml · nonDerivative · entry 1

Ericson Brady D · CIK 0001529734 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 408,899

F1 · shares: Reflects 1,062 shares of restricted stock acquired following the automatic reinvestment of dividends on outstanding restricted stock held on the dividend record date and 250 shares of restricted stock units acquired following the automatic reinvestment of dividend equivalents on outstanding restricted stock units held on the dividend record date, as required by the terms of such awards.

Read SEC document
August 29, 2025 Filed Sep 3, 2025 20:13 UTC PHINIA INC. PHIN · Entity 4362 Tax withholdingCommon Stock 30,672 $58.48 $1,793,698.56
Disclosure

SEC source: 0001529734-25-000005 · wk-form4_1756930390.xml · nonDerivative · entry 1

Ericson Brady D · CIK 0001529734 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 407,587

F1 · shares: Shares automatically and mandatorily withheld to satisfy the tax withholding requirement upon the vesting of restricted stock.

F2 · balance_after: Includes 158,577 shares of restricted stock and 53,927 restricted stock units.

Read SEC document
June 16, 2025 Filed Jun 18, 2025 21:53 UTC PHINIA INC. PHIN · Entity 4362 GrantCommon Stock 1,773 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-032198 · wk-form4_1750283625.xml · nonDerivative · entry 1

Ericson Brady D · CIK 0001529734 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 438,259

F1 · shares: Reflects 1,435 shares of restricted stock acquired following the automatic reinvestment of dividends on outstanding restricted stock held on the dividend record date and 338 shares of restricted stock units acquired following the automatic reinvestment of dividend equivalents on outstanding restricted stock units held on the dividend record date, as required by the terms of such awards.

F2 · balance_after: Includes 228,925 shares of restricted stock and 53,927 restricted stock units.

Read SEC document
April 30, 2025 Filed May 1, 2025 23:31 UTC PHINIA INC. PHIN · Entity 4362 PurchaseCommon Stock 10,000 $39.73 $397,327.00
Disclosure

SEC source: 0001628280-25-021648 · wk-form4_1746142280.xml · nonDerivative · entry 1

Ericson Brady D · CIK 0001529734 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 436,486

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.56 to $39.75, inclusive. The reporting person has provided to the issuer, and will provide to any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F2 · balance_after: Includes 227,490 shares of restricted stock and 53,589 restricted stock units, including reinvested dividends.

Read SEC document
March 14, 2025 Filed Mar 19, 2025 00:28 UTC PHINIA INC. PHIN · Entity 4362 Tax withholdingCommon Stock 129 $42.88 $5,531.52
Disclosure

SEC source: 0001628280-25-013625 · wk-form4_1742344081.xml · nonDerivative · entry 2

Ericson Brady D · CIK 0001529734 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 426,280

F2 · shares: Shares automatically and mandatorily withheld to satisfy tax withholding.

F3 · balance_after: Includes 227,284 shares of restricted stock and 53,589 restricted stock units.

Read SEC document
March 14, 2025 Filed Mar 19, 2025 00:28 UTC PHINIA INC. PHIN · Entity 4362 GrantCommon Stock 1,844 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-013625 · wk-form4_1742344081.xml · nonDerivative · entry 1

Ericson Brady D · CIK 0001529734 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 426,409

F1 · shares: Reflects 1,509 shares of restricted stock acquired following the automatic reinvestment of dividends on outstanding restricted stock held on the dividend record date and 335 shares of restricted stock units acquired following the automatic reinvestment of dividend equivalents on outstanding restricted stock units held on the dividend record date, as required by the terms of such awards.

Read SEC document
February 28, 2025 Filed Mar 5, 2025 02:11 UTC PHINIA INC. PHIN · Entity 4362 Tax withholdingCommon Stock 17,183 $49.31 $847,293.73
Disclosure

SEC source: 0001628280-25-010210 · wk-form4_1741140676.xml · nonDerivative · entry 1

Ericson Brady D · CIK 0001529734 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 424,565

F1 · shares: Shares automatically and mandatorily withheld to satisfy the tax withholding requirement upon the vesting of restricted stock.

F2 · balance_after: Includes 226,067 shares of restricted stock and 53,254 restricted stock units.

Read SEC document
February 26, 2025 Filed Feb 28, 2025 23:52 UTC PHINIA INC. PHIN · Entity 4362 GrantCommon Stock 32,641 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-009180 · wk-form4_1740786767.xml · nonDerivative · entry 1

Ericson Brady D · CIK 0001529734 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 441,748

F1 · shares: Represents an award of restricted stock with respect to the Issuer's common stock, which will vest in three substantially equal annual installments beginning February 28, 2026.

F2 · balance_after: Includes 272,402 shares of restricted stock and 53,254 restricted stock units.

Read SEC document
December 31, 2024 Filed Jan 2, 2025 21:16 UTC PHINIA INC. PHIN · Entity 4362 Tax withholdingCommon Stock 25,353 $48.17 $1,221,254.01
Disclosure

SEC source: 0001628280-25-000058 · wk-form4_1735852585.xml · nonDerivative · entry 1

Ericson Brady D · CIK 0001529734 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 409,107

F1 · shares: Shares automatically and mandatorily withheld to satisfy the tax withholding requirement upon the vesting of restricted stock units.

F2 · balance_after: Includes 239,761 shares of restricted stock and 53,254 restricted stock units.

Read SEC document
December 13, 2024 Filed Dec 16, 2024 21:35 UTC PHINIA INC. PHIN · Entity 4362 GrantCommon Stock 1,660 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-051434 · wk-form4_1734384894.xml · nonDerivative · entry 1

Ericson Brady D · CIK 0001529734 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 434,460

F1 · shares: Reflects 1,133 shares of restricted stock acquired following the automatic reinvestment of dividends on outstanding restricted stock held on the dividend record date and 527 shares of restricted stock units acquired following the automatic reinvestment of dividend equivalents on outstanding restricted stock units held on the dividend record date, as required by the terms of such awards.

F2 · balance_after: Includes 239,761 shares of restricted stock and 111,403 restricted stock units.

Read SEC document
November 18, 2024 Filed Nov 19, 2024 21:51 UTC PHINIA INC. PHIN · Entity 4362 GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-048500 · wk-form4_1732053081.xml · nonDerivative · entry 1

Ericson Brady D · CIK 0001529734 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 432,800

F1 · shares: Gift to charitable trust.

F2 · balance_after: Includes 238,628 shares of restricted stock and 110,876 restricted stock units.

Read SEC document
September 13, 2024 Filed Sep 17, 2024 22:15 UTC PHINIA INC. PHIN · Entity 4362 GrantCommon Stock 1,894 $0.00 $0.00
Disclosure

SEC source: 0001529734-24-000010 · wk-form4_1726611303.xml · nonDerivative · entry 1

Ericson Brady D · CIK 0001529734 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 437,800

F1 · kind: Reflects 1,293 shares of restricted stock acquired following the automatic reinvestment of dividends on outstanding restricted stock held on the dividend record date and 601 shares of restricted stock units acquired following the automatic reinvestment of dividend equivalents on outstanding restricted stock units held on the dividend record date, as required by the terms of such awards.

F2 · balance_after: Includes 238,628 shares of restricted stock and 110,876 restricted stock units.

Read SEC document
June 14, 2024 Filed Jun 18, 2024 00:09 UTC PHINIA INC. PHIN · Entity 4362 GrantCommon Stock 2,114 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-028635 · wk-form4_1718669343.xml · nonDerivative · entry 1

Ericson Brady D · CIK 0001529734 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 435,906

F1 · kind: Reflects 1,443 shares of restricted stock acquired following the automatic reinvestment of dividends on outstanding restricted stock held on the dividend record date and 671 shares of restricted stock units acquired following the automatic reinvestment of dividend equivalents on outstanding restricted stock units held on the dividend record date, as required by the terms of such awards.

F2 · balance_after: This amount includes 237,335 shares of restricted stock and 110,275 restricted stock units.

Read SEC document
March 15, 2024 Filed Mar 20, 2024 01:46 UTC PHINIA INC. PHIN · Entity 4362 Tax withholdingCommon Stock 78 $36.29 $2,830.62
Disclosure

SEC source: 0001628280-24-012045 · wk-form4_1710899209.xml · nonDerivative · entry 2

Ericson Brady D · CIK 0001529734 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 433,792

F2 · kind: Shares automatically and mandatorily withheld to satisfy tax withholding.

F3 · balance_after: This amount includes 235,892 shares restricted stock and 109,604 restricted stock units.

Read SEC document
March 15, 2024 Filed Mar 20, 2024 01:46 UTC PHINIA INC. PHIN · Entity 4362 GrantCommon Stock 2,540 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-012045 · wk-form4_1710899209.xml · nonDerivative · entry 1

Ericson Brady D · CIK 0001529734 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 433,870

F1 · kind: Reflects 1,791 shares of restricted stock acquired following the automatic reinvestment of dividends on outstanding restricted stock held on the dividend record date and 749 restricted stock units acquired following the automatic reinvestment of dividend equivalents on outstanding restricted stock units held on the dividend record date, as required by the terms of such awards.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 23:29 UTC PHINIA INC. PHIN · Entity 4362 Tax withholdingCommon Stock 7,392 $33.52 $247,779.84
Disclosure

SEC source: 0001628280-24-008299 · wk-form4_1709335759.xml · nonDerivative · entry 1

Ericson Brady D · CIK 0001529734 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 431,330

F1 · kind: Shares automatically and mandatorily withheld to satisfy the tax withholding requirement upon the vesting of restricted stock.

F2 · balance_after: Of shares listed, 234,279 are restricted stock and 108,855 are restricted stock units.

Read SEC document
February 16, 2024 Filed Feb 22, 2024 01:26 UTC PHINIA INC. PHIN · Entity 4362 GrantCommon Stock 60,382 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-006053 · wk-form4_1708565194.xml · nonDerivative · entry 1

Ericson Brady D · CIK 0001529734 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 438,722

F1 · shares: Represents an award of restricted stock with respect to the issuer's common stock, which will vest in three annual installments of 20,127 on February 28, 2025, 20,127 on February 28, 2026, and 20,128 on February 28, 2027.

F2 · balance_after: Of shares listed, 260,072 are restricted stock and 108,855 are restricted stock units.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 13:08 UTC PHINIA INC. PHIN · Entity 4362 Tax withholdingCommon Stock 42,017 $30.29 $1,272,694.93
Disclosure

SEC source: 0001628280-24-000124 · wk-form4_1704287325.xml · nonDerivative · entry 1

Ericson Brady D · CIK 0001529734 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 378,340

F1 · kind: Shares automatically and mandatorily withheld to satisfy the tax withholding requirement upon the vesting of restricted stock units.

F2 · balance_after: Of shares listed, 199,690 are restricted stock and 108,855 are restricted stock units.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 11:55 UTC PHINIA INC. PHIN · Entity 4362 GrantCommon Stock 3,520 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-041886 · wk-form4_1702986898.xml · nonDerivative · entry 1

Ericson Brady D · CIK 0001529734 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 420,357

F1 · kind: Reflects 1,734 shares of restricted stock acquired following the automatic reinvestment of dividends on existing restricted stock and 1,786 shares of restricted stock units acquired following the automatic reinvestment of dividend equivalents on existing restricted stock units, as required by the award agreements governing such restricted stock and restricted stock units. The newly acquired shares of restricted stock and restricted stock units will vest and be settled proportionately with the existing restricted stock or restricted stock units to which they relate.

F2 · balance_after: Of shares listed, 199,690 are restricted stock and 205,667 are restricted stock units.

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September 22, 2023 Filed Sep 26, 2023 21:18 UTC PHINIA INC. PHIN · Entity 4362 GrantCommon Stock 3,848 $0.00 $0.00
Disclosure

SEC source: 0001968915-23-000019 · wk-form4_1695763083.xml · nonDerivative · entry 1

Ericson Brady D · CIK 0001529734 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 416,837

F1 · kind: Reflects 1,896 shares of restricted stock acquired following the automatic reinvestment of dividends on existing restricted stock and 1,952 shares of restricted stock units acquired following the automatic reinvestment of dividend equivalents on existing restricted stock units, as required by the award agreements governing such restricted stock and restricted stock units. The newly acquired shares of restricted stock and restricted stock units will vest and be settled proportionately with the existing restricted stock or restricted stock units to which they relate.

F2 · balance_after: Of shares listed, 197,956 ae restricted stock and 203,881 are restricted stock units.

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August 29, 2023 Filed Aug 31, 2023 23:22 UTC PHINIA INC. PHIN · Entity 4362 GrantCommon Stock 133,290 $0.00 $0.00
Disclosure

SEC source: 0000897069-23-001330 · form4.xml · nonDerivative · entry 1

Ericson Brady D · CIK 0001529734 · Director · President and CEO*

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 412,989

F1 · shares: Represents an award of restricted stock with respect to the issuer's common stock, which will vest 50% on each of the second and third anniversaries of the grant date.

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August 11, 2023 Filed Aug 14, 2023 22:23 UTC PHINIA INC. PHIN · Entity 4362 PurchaseCommon Stock 13,194 $28.92 $381,570.48
Disclosure

SEC source: 0000897069-23-001181 · form4.xml · nonDerivative · entry 1

Ericson Brady D · CIK 0001529734 · Director · President and CEO*

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 279,699

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.90 to $28.92. The reporting person has provided to the issuer, and will provide to any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.

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July 25, 2023 Filed Jul 27, 2023 20:36 UTC PHINIA INC. PHIN · Entity 4362 GrantCommon Stock 95,052 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-23-001019 · form4.xml · nonDerivative · entry 2

Ericson Brady D · CIK 0001529734 · Director · President and CEO*

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 272,643

F1 · date: The transactions reported herein are the result of the consummation on July 3, 2023 of the distribution of 100% of the shares of common stock of PHINIA Inc. ("PHINIA") by BorgWarner Inc. ("BorgWarner") to holders of BorgWarner common stock on a pro rata basis (the "Spin-Off").

F2 · shares: Represents an award of restricted stock units with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F2 · price: Represents an award of restricted stock units with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

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July 25, 2023 Filed Jul 27, 2023 20:36 UTC PHINIA INC. PHIN · Entity 4362 GrantCommon Stock 55,787 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-23-001019 · form4.xml · nonDerivative · entry 1

Ericson Brady D · CIK 0001529734 · Director · President and CEO*

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 177,591

F1 · date: The transactions reported herein are the result of the consummation on July 3, 2023 of the distribution of 100% of the shares of common stock of PHINIA Inc. ("PHINIA") by BorgWarner Inc. ("BorgWarner") to holders of BorgWarner common stock on a pro rata basis (the "Spin-Off").

F2 · shares: Represents an award of restricted stock units with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F2 · price: Represents an award of restricted stock units with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

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July 18, 2023 Filed Jul 21, 2023 00:21 UTC PHINIA INC. PHIN · Entity 4362 GrantCommon Stock 13,388 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-23-000973 · form4.xml · nonDerivative · entry 4

Ericson Brady D · CIK 0001529734 · Director · President and CEO*

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,804

F1 · date: The transactions reported herein are the result of the consummation on July 3, 2023 of the distribution of 100% of the shares of common stock of PHINIA Inc. ("PHINIA") by BorgWarner Inc. ("BorgWarner") to holders of BorgWarner common stock on a pro rata basis (the "Spin-Off").

F3 · shares: Represents an award of restricted stock with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F3 · price: Represents an award of restricted stock with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F4 · balance_after: Includes 7,944 shares of common stock of PHINIA that were distributed in respect of BorgWarner shares held by the reporting person.

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July 18, 2023 Filed Jul 21, 2023 00:21 UTC PHINIA INC. PHIN · Entity 4362 GrantCommon Stock 23,872 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-23-000973 · form4.xml · nonDerivative · entry 3

Ericson Brady D · CIK 0001529734 · Director · President and CEO*

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,416

F1 · date: The transactions reported herein are the result of the consummation on July 3, 2023 of the distribution of 100% of the shares of common stock of PHINIA Inc. ("PHINIA") by BorgWarner Inc. ("BorgWarner") to holders of BorgWarner common stock on a pro rata basis (the "Spin-Off").

F3 · shares: Represents an award of restricted stock with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F3 · price: Represents an award of restricted stock with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F4 · balance_after: Includes 7,944 shares of common stock of PHINIA that were distributed in respect of BorgWarner shares held by the reporting person.

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July 18, 2023 Filed Jul 21, 2023 00:21 UTC PHINIA INC. PHIN · Entity 4362 GrantCommon Stock 25,510 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-23-000973 · form4.xml · nonDerivative · entry 2

Ericson Brady D · CIK 0001529734 · Director · President and CEO*

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,544

F1 · date: The transactions reported herein are the result of the consummation on July 3, 2023 of the distribution of 100% of the shares of common stock of PHINIA Inc. ("PHINIA") by BorgWarner Inc. ("BorgWarner") to holders of BorgWarner common stock on a pro rata basis (the "Spin-Off").

F3 · shares: Represents an award of restricted stock with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F3 · price: Represents an award of restricted stock with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F4 · balance_after: Includes 7,944 shares of common stock of PHINIA that were distributed in respect of BorgWarner shares held by the reporting person.

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July 18, 2023 Filed Jul 21, 2023 00:21 UTC PHINIA INC. PHIN · Entity 4362 GrantCommon Stock 51,090 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-23-000973 · form4.xml · nonDerivative · entry 1

Ericson Brady D · CIK 0001529734 · Director · President and CEO*

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,034

F1 · date: The transactions reported herein are the result of the consummation on July 3, 2023 of the distribution of 100% of the shares of common stock of PHINIA Inc. ("PHINIA") by BorgWarner Inc. ("BorgWarner") to holders of BorgWarner common stock on a pro rata basis (the "Spin-Off").

F2 · shares: Represents an award of restricted stock units with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F2 · price: Represents an award of restricted stock units with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F4 · balance_after: Includes 7,944 shares of common stock of PHINIA that were distributed in respect of BorgWarner shares held by the reporting person.

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July 18, 2023 Filed Aug 14, 2023 22:15 UTC Amendment PHINIA INC. PHIN · Entity 4362 GrantCommon Stock 13,388 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-23-001178 · form4.xml · nonDerivative · entry 4

Ericson Brady D · CIK 0001529734 · Director · President and CEO*

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,666

F1 · date: The transactions reported herein are the result of the consummation on July 3, 2023 of the distribution of 100% of the shares of common stock of PHINIA Inc. ("PHINIA") by BorgWarner Inc. ("BorgWarner") to holders of BorgWarner common stock on a pro rata basis (the "Spin-Off").

F3 · shares: Represents an award of restricted stock with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F3 · price: Represents an award of restricted stock with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F4 · balance_after: Includes 1,806 shares of common stock of PHINIA that were distributed in respect of BorgWarner shares held by the reporting person. The original Form 4 inadvertently misreported this number as 7,944 shares. This amended Form 4 is being filed solely to revise the number of shares included in this column. The number of shares reported as beneficially owned on the Form 4 filed by the reporting person on July 27, 2023 are deemed adjusted accordingly.

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July 18, 2023 Filed Aug 14, 2023 22:15 UTC Amendment PHINIA INC. PHIN · Entity 4362 GrantCommon Stock 23,872 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-23-001178 · form4.xml · nonDerivative · entry 3

Ericson Brady D · CIK 0001529734 · Director · President and CEO*

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,278

F1 · date: The transactions reported herein are the result of the consummation on July 3, 2023 of the distribution of 100% of the shares of common stock of PHINIA Inc. ("PHINIA") by BorgWarner Inc. ("BorgWarner") to holders of BorgWarner common stock on a pro rata basis (the "Spin-Off").

F3 · shares: Represents an award of restricted stock with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F3 · price: Represents an award of restricted stock with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F4 · balance_after: Includes 1,806 shares of common stock of PHINIA that were distributed in respect of BorgWarner shares held by the reporting person. The original Form 4 inadvertently misreported this number as 7,944 shares. This amended Form 4 is being filed solely to revise the number of shares included in this column. The number of shares reported as beneficially owned on the Form 4 filed by the reporting person on July 27, 2023 are deemed adjusted accordingly.

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July 18, 2023 Filed Aug 14, 2023 22:15 UTC Amendment PHINIA INC. PHIN · Entity 4362 GrantCommon Stock 25,510 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-23-001178 · form4.xml · nonDerivative · entry 2

Ericson Brady D · CIK 0001529734 · Director · President and CEO*

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,406

F1 · date: The transactions reported herein are the result of the consummation on July 3, 2023 of the distribution of 100% of the shares of common stock of PHINIA Inc. ("PHINIA") by BorgWarner Inc. ("BorgWarner") to holders of BorgWarner common stock on a pro rata basis (the "Spin-Off").

F3 · shares: Represents an award of restricted stock with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F3 · price: Represents an award of restricted stock with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F4 · balance_after: Includes 1,806 shares of common stock of PHINIA that were distributed in respect of BorgWarner shares held by the reporting person. The original Form 4 inadvertently misreported this number as 7,944 shares. This amended Form 4 is being filed solely to revise the number of shares included in this column. The number of shares reported as beneficially owned on the Form 4 filed by the reporting person on July 27, 2023 are deemed adjusted accordingly.

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July 18, 2023 Filed Aug 14, 2023 22:15 UTC Amendment PHINIA INC. PHIN · Entity 4362 GrantCommon Stock 51,090 Not disclosed Not disclosed
Disclosure

SEC source: 0000897069-23-001178 · form4.xml · nonDerivative · entry 1

Ericson Brady D · CIK 0001529734 · Director · President and CEO*

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,896

F1 · date: The transactions reported herein are the result of the consummation on July 3, 2023 of the distribution of 100% of the shares of common stock of PHINIA Inc. ("PHINIA") by BorgWarner Inc. ("BorgWarner") to holders of BorgWarner common stock on a pro rata basis (the "Spin-Off").

F2 · shares: Represents an award of restricted stock units with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F2 · price: Represents an award of restricted stock units with respect to PHINIA common stock resulting from the conversion of certain equity-based awards previously granted by BorgWarner as a result of the Spin-Off, each of which will vest on the same schedule as its related pre-conversion award.

F4 · balance_after: Includes 1,806 shares of common stock of PHINIA that were distributed in respect of BorgWarner shares held by the reporting person. The original Form 4 inadvertently misreported this number as 7,944 shares. This amended Form 4 is being filed solely to revise the number of shares included in this column. The number of shares reported as beneficially owned on the Form 4 filed by the reporting person on July 27, 2023 are deemed adjusted accordingly.

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April 26, 2023 Filed Apr 28, 2023 13:19 UTC BORGWARNER INC BWA · Entity 3425 GrantCommon Stock 14,620 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-005118 · doc4.xml · nonDerivative · entry 1

Ericson Brady D · CIK 0001529734 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,163.61

F1 · shares: The shares will vest 50% on February 28, 2025 and 100% on February 28, 2026.

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March 03, 2023 Filed Mar 6, 2023 20:22 UTC BORGWARNER INC BWA · Entity 3425 SaleCommon Stock 40,000 $50.76 $2,030,432.00
Disclosure

SEC source: 0001225208-23-003447 · doc4.xml · nonDerivative · entry 1

Ericson Brady D · CIK 0001529734 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,543.61

F1 · price: The price in Column 4 is a weighted average price. The actual prices received ranged from $50.6900 to $50.8800. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

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February 28, 2023 Filed Mar 2, 2023 21:01 UTC BORGWARNER INC BWA · Entity 3425 Tax withholdingCommon Stock 3,238 $50.28 $162,806.64
Disclosure

SEC source: 0001225208-23-003110 · doc4.xml · nonDerivative · entry 2

Ericson Brady D · CIK 0001529734 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,543.61

F1 · kind: Represents shares withheld to cover taxes due upon the vesting of certain restricted stock awards.

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February 28, 2023 Filed Mar 2, 2023 21:01 UTC BORGWARNER INC BWA · Entity 3425 Tax withholdingCommon Stock 2,385 $50.28 $119,917.80
Disclosure

SEC source: 0001225208-23-003110 · doc4.xml · nonDerivative · entry 1

Ericson Brady D · CIK 0001529734 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,781.61

F1 · kind: Represents shares withheld to cover taxes due upon the vesting of certain restricted stock awards.

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February 08, 2023 Filed Feb 10, 2023 20:57 UTC BORGWARNER INC BWA · Entity 3425 GrantCommon Stock 20,357 $46.63 $949,246.91
Disclosure

SEC source: 0001225208-23-001648 · doc4.xml · nonDerivative · entry 1

Ericson Brady D · CIK 0001529734 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,166.61

F1 · shares: Each performance share represented a contingent right to receive one share of BorgWarner common stock based upon the achievement of specified performance criteria related to relative revenue growth.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.