Lissalde Frederic

SEC source: 0001193125-26-393724 · ownership.xml · derivative · entry 1

Lissalde Frederic · CIK 0001521439 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,425.1232

Underlying: Common Stock · 10.5907 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2027 annual stockholder meeting, or (b) the one-year anniversary of May 7, 2026.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2027 annual stockholder meeting, or (b) the one-year anniversary of May 7, 2026.

SEC source: 0001193125-26-264902 · ownership.xml · derivative · entry 1

Lissalde Frederic · CIK 0001521439 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,414.5325

Underlying: Common Stock · 9.5325 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2027 annual stockholder meeting, or (b) the one-year anniversary of May 7, 2026.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2027 annual stockholder meeting, or (b) the one-year anniversary of May 7, 2026.

SEC source: 0001193125-26-216003 · ownership.xml · derivative · entry 3

Lissalde Frederic · CIK 0001521439 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,405

Underlying: Common Stock · 1,405 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F4 · kind: Reflects a grant of RSUs as part of the 2026-2027 annual retainer for non-employee director service.

F5 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2027 annual stockholder meeting, or (b) the one-year anniversary of May 7, 2026.

F5 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2027 annual stockholder meeting, or (b) the one-year anniversary of May 7, 2026.

SEC source: 0001193125-26-216003 · ownership.xml · derivative · entry 2

Lissalde Frederic · CIK 0001521439 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,756.0112 shares

Expires 2026-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F1 · kind: Reflects the vesting of restricted stock units (RSUs) granted on May 8, 2025 as part of the 2025-2026 annual retainer for non-employee director service.

F3 · shares: Fractional RSUs are rounded down to the nearest whole number at vesting, the fractional amount is forfeited.

SEC source: 0001193125-26-216003 · ownership.xml · nonDerivative · entry 1

Lissalde Frederic · CIK 0001521439 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,869

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects the vesting of restricted stock units (RSUs) granted on May 8, 2025 as part of the 2025-2026 annual retainer for non-employee director service.

SEC source: 0001193125-26-118500 · ownership.xml · derivative · entry 1

Lissalde Frederic · CIK 0001521439 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,756.0112

Underlying: Common Stock · 14.8887 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2026 annual stockholder meeting, or (b) the one-year anniversary of May 8, 2025.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2026 annual stockholder meeting, or (b) the one-year anniversary of May 8, 2025.

SEC source: 0001193125-25-315381 · ownership.xml · derivative · entry 1

Lissalde Frederic · CIK 0001521439 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,741.1225

Underlying: Common Stock · 12.5458 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2026 annual stockholder meeting, or (b) the one-year anniversary of May 8, 2025.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2026 annual stockholder meeting, or (b) the one-year anniversary of May 8, 2025.

SEC source: 0001521439-25-000003 · ownership.xml · derivative · entry 1

Lissalde Frederic · CIK 0001521439 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,728.5767

Underlying: Common Stock · 11.5121 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2026 annual stockholder meeting, or (b) the one-year anniversary of May 8, 2025.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2026 annual stockholder meeting, or (b) the one-year anniversary of May 8, 2025.

SEC source: 0000950170-25-084706 · ownership.xml · derivative · entry 1

Lissalde Frederic · CIK 0001521439 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,717.0646

Underlying: Common Stock · 11.0646 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2026 annual stockholder meeting, or (b) the one-year anniversary of May 8, 2025.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2026 annual stockholder meeting, or (b) the one-year anniversary of May 8, 2025.

SEC source: 0000950170-25-068588 · ownership.xml · derivative · entry 3

Lissalde Frederic · CIK 0001521439 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,706

Underlying: Common Stock · 1,706 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F4 · kind: Reflects a grant of RSUs as part of the 2025-2026 annual retainer for non-employee director service.

F5 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2026 annual stockholder meeting, or (b) the one-year anniversary of May 8, 2025.

F5 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2026 annual stockholder meeting, or (b) the one-year anniversary of May 8, 2025.

SEC source: 0000950170-25-068588 · ownership.xml · derivative · entry 2

Lissalde Frederic · CIK 0001521439 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,261.3653 shares

Expires 2025-05-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F1 · kind: Reflects the vesting of restricted stock units (RSUs) granted on May 10, 2024 as part of the 2024-2025 annual retainer for non-employee director service.

F3 · shares: Fractional RSUs are rounded down to the nearest whole number at vesting, the fractional amount is forfeited.

SEC source: 0000950170-25-068588 · ownership.xml · nonDerivative · entry 1

Lissalde Frederic · CIK 0001521439 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,113

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects the vesting of restricted stock units (RSUs) granted on May 10, 2024 as part of the 2024-2025 annual retainer for non-employee director service.

SEC source: 0000950170-25-044797 · ownership.xml · derivative · entry 1

Lissalde Frederic · CIK 0001521439 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,261.3653

Underlying: Common Stock · 9.4982 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2025 annual stockholder meeting, or (b) the one-year anniversary of May 10, 2024.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2025 annual stockholder meeting, or (b) the one-year anniversary of May 10, 2024.

SEC source: 0001225208-25-001380 · doc4.xml · nonDerivative · entry 1

Lissalde Frederic · CIK 0001521439 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 487,387.37

F1 · shares: Each performance share represented a contingent right to receive one share of BorgWarner common stock based upon the achievement of specified performance criteria related to relative revenue growth.

SEC source: 0001225208-25-001358 · doc4a.xml · nonDerivative · entry 1

Lissalde Frederic · CIK 0001521439 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 337,777.37

F1 · shares: Represents restricted shares eligible for vesting upon a qualifying retirement.

SEC source: 0000950170-24-138902 · ownership.xml · derivative · entry 1

Lissalde Frederic · CIK 0001521439 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,251.867

Underlying: Common Stock · 9.5282 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2025 annual stockholder meeting, or (b) the one-year anniversary of May 10, 2024.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2025 annual stockholder meeting, or (b) the one-year anniversary of May 10, 2024.

SEC source: 0001225208-24-009895 · doc4.xml · nonDerivative · entry 1

Lissalde Frederic · CIK 0001521439 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 259,957.37

F1 · price: The price in Column 4 is a weighted average price. The actual prices received ranged from $34.4200 to $34.8300. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

SEC source: 0000950170-24-108909 · ownership.xml · derivative · entry 1

Lissalde Frederic · CIK 0001521439 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,242.3388

Underlying: Common Stock · 9.0188 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2025 annual stockholder meeting, or (b) the one-year anniversary of May 10, 2024.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2025 annual stockholder meeting, or (b) the one-year anniversary of May 10, 2024.

SEC source: 0000950170-24-072952 · ownership.xml · derivative · entry 1

Lissalde Frederic · CIK 0001521439 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,233.32

Underlying: Common Stock · 7.32 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2025 annual stockholder meeting, or (b) the one-year anniversary of May 10, 2024.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2025 annual stockholder meeting, or (b) the one-year anniversary of May 10, 2024.

SEC source: 0000950170-24-059142 · ownership.xml · derivative · entry 3

Lissalde Frederic · CIK 0001521439 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,226

Underlying: Common Stock · 1,226 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F4 · kind: Reflects a grant of RSUs as part of the 2024-2025 annual retainer for non-employee director service.

F5 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2025 annual stockholder meeting, or (b) the one-year anniversary of May 10, 2024.

F5 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2025 annual stockholder meeting, or (b) the one-year anniversary of May 10, 2024.

SEC source: 0000950170-24-059142 · ownership.xml · derivative · entry 2

Lissalde Frederic · CIK 0001521439 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,722.8831 shares

Expires 2024-05-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F1 · kind: Reflects the vesting of restricted stock units (RSUs) granted on May 11, 2023 as part of the 2023-2024 annual retainer for non-employee director service.

F3 · shares: Fractional RSUs are rounded down to the nearest whole number at vesting, the fractional amount is forfeited.

SEC source: 0000950170-24-059142 · ownership.xml · nonDerivative · entry 1

Lissalde Frederic · CIK 0001521439 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,852

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects the vesting of restricted stock units (RSUs) granted on May 11, 2023 as part of the 2023-2024 annual retainer for non-employee director service.

SEC source: 0000950170-24-037626 · ownership.xml · derivative · entry 1

Lissalde Frederic · CIK 0001521439 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,722.8831

Underlying: Common Stock · 9.5419 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2024 annual stockholder meeting, or (b) the one-year anniversary of May 11, 2023.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2024 annual stockholder meeting, or (b) the one-year anniversary of May 11, 2023.

SEC source: 0001225208-24-003386 · doc4.xml · nonDerivative · entry 2

Lissalde Frederic · CIK 0001521439 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 413,957.37

F1 · kind: Represents shares withheld to cover taxes due upon the vesting of certain restricted stock awards.

SEC source: 0001225208-24-003386 · doc4.xml · nonDerivative · entry 1

Lissalde Frederic · CIK 0001521439 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 434,970.37

F1 · kind: Represents shares withheld to cover taxes due upon the vesting of certain restricted stock awards.

SEC source: 0001225208-24-002150 · doc4.xml · nonDerivative · entry 1

Lissalde Frederic · CIK 0001521439 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 455,227.37

F1 · price: The price in Column 4 is a weighted average price. The actual prices received ranged from $31.0000 to $31.4275. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

SEC source: 0001225208-24-001738 · doc4.xml · nonDerivative · entry 2

Lissalde Frederic · CIK 0001521439 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 681,127.37

F2 · shares: Each performance share represented a contingent right to receive one share of BorgWarner common stock based upon the achievement of specified performance criteria related to relative revenue growth.

SEC source: 0001225208-24-001738 · doc4.xml · nonDerivative · entry 1

Lissalde Frederic · CIK 0001521439 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 502,598.37

F1 · shares: The shares will vest 50% on February 28, 2026 and 100% on February 28, 2027.

SEC source: 0000950170-23-070222 · ownership.xml · derivative · entry 1

Lissalde Frederic · CIK 0001521439 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,713.3412

Underlying: Common Stock · 11.2906 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2024 annual stockholder meeting, or (b) the one-year anniversary of May 11, 2023.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2024 annual stockholder meeting, or (b) the one-year anniversary of May 11, 2023.

SEC source: 0000950170-23-049530 · ownership.xml · derivative · entry 1

Lissalde Frederic · CIK 0001521439 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,702.0506

Underlying: Common Stock · 11.6627 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2024 annual stockholder meeting, or (b) the one-year anniversary of May 11, 2023.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2024 annual stockholder meeting, or (b) the one-year anniversary of May 11, 2023.

SEC source: 0000950170-23-028105 · ownership.xml · derivative · entry 1

Lissalde Frederic · CIK 0001521439 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,690.3879

Underlying: Common Stock · 12.3879 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2024 annual stockholder meeting, or (b) the one-year anniversary of May 11, 2023.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2024 annual stockholder meeting, or (b) the one-year anniversary of May 11, 2023.

SEC source: 0000899243-23-012798 · doc4.xml · derivative · entry 3

Lissalde Frederic · CIK 0001521439 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,678

Underlying: Common Stock · 1,678 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F4 · kind: Reflects a grant of RSUs as part of the 2023-2024 annual retainer for non-employee director service.

F5 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2024 annual stockholder meeting, or (b) the one-year anniversary of May 11, 2023.

F5 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2024 annual stockholder meeting, or (b) the one-year anniversary of May 11, 2023.

SEC source: 0000899243-23-012798 · doc4.xml · derivative · entry 2

Lissalde Frederic · CIK 0001521439 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,141.0662 shares

Expires 2023-05-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F1 · kind: Reflects the vesting of restricted stock units (RSUs) granted on May 10, 2022 as part of the 2022-2023 annual retainer for non-employee director service.

F3 · shares: Fractional RSUs are rounded down to the nearest whole number at vesting. The fractional amount is forfeited.

SEC source: 0000899243-23-012798 · doc4.xml · nonDerivative · entry 1

Lissalde Frederic · CIK 0001521439 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,130

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects the vesting of restricted stock units (RSUs) granted on May 10, 2022 as part of the 2022-2023 annual retainer for non-employee director service.

SEC source: 0001225208-23-005122 · doc4.xml · nonDerivative · entry 1

Lissalde Frederic · CIK 0001521439 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 363,464.08

F1 · shares: The shares will vest 50% on February 28, 2025 and 100% on February 28, 2026.

SEC source: 0000899243-23-009575 · doc4.xml · derivative · entry 1

Lissalde Frederic · CIK 0001521439 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,141.0662

Underlying: Common Stock · 15.9403 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2023 annual stockholder meeting, or (b) the one-year anniversary of May 10, 2022.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2023 annual stockholder meeting, or (b) the one-year anniversary of May 10, 2022.

SEC source: 0001225208-23-003114 · doc4.xml · nonDerivative · entry 2

Lissalde Frederic · CIK 0001521439 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,994.08

F1 · kind: Represents shares withheld to cover taxes due upon the vesting of certain restricted stock awards.

SEC source: 0001225208-23-003114 · doc4.xml · nonDerivative · entry 1

Lissalde Frederic · CIK 0001521439 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,590.08

F1 · kind: Represents shares withheld to cover taxes due upon the vesting of certain restricted stock awards.

SEC source: 0001225208-23-001898 · doc4.xml · nonDerivative · entry 1

Lissalde Frederic · CIK 0001521439 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,123.08

F1 · price: The price in Column 4 is a weighted average price. The actual prices received ranged from $48.9600 to $49.6450. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

SEC source: 0001225208-23-001645 · doc4.xml · nonDerivative · entry 1

Lissalde Frederic · CIK 0001521439 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 463,123.08

F1 · shares: Each performance share represented a contingent right to receive one share of BorgWarner common stock based upon the achievement of specified performance criteria related to relative revenue growth.

SEC source: 0000899243-22-038159 · doc4.xml · derivative · entry 1

Lissalde Frederic · CIK 0001521439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,125.126

Underlying: Common Stock · 17.4234 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2023 annual stockholder meeting, or (b) the one-year anniversary of May 10, 2022.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2023 annual stockholder meeting, or (b) the one-year anniversary of May 10, 2022.

SEC source: 0000899243-22-031784 · doc4.xml · derivative · entry 1

Lissalde Frederic · CIK 0001521439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,107.7026

Underlying: Common Stock · 19.0958 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2023 annual stockholder meeting, or (b) the one-year anniversary of May 10, 2022.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2023 annual stockholder meeting, or (b) the one-year anniversary of May 10, 2022.

SEC source: 0000899243-22-022326 · doc4.xml · derivative · entry 1

Lissalde Frederic · CIK 0001521439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,088.6067

Underlying: Common Stock · 18.6067 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2023 annual stockholder meeting, or (b) the one-year anniversary of May 10, 2022.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2023 annual stockholder meeting, or (b) the one-year anniversary of May 10, 2022.

SEC source: 0000899243-22-017606 · doc4.xml · derivative · entry 3

Lissalde Frederic · CIK 0001521439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,070

Underlying: Common Stock · 2,070 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F4 · kind: Reflects a grant of RSUs as part of the 2022-2023 annual retainer for non-employee director service.

F5 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2023 annual stockholder meeting, or (b) the one-year anniversary of May 10, 2022.

F5 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2023 annual stockholder meeting, or (b) the one-year anniversary of May 10, 2022.

SEC source: 0000899243-22-017606 · doc4.xml · derivative · entry 2

Lissalde Frederic · CIK 0001521439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,486.4068 shares

Expires 2022-05-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F1 · kind: Reflects the vesting of restricted stock units (RSUs) granted on May 12, 2021 as part of the 2021-2022 annual retainer for non-employee director service.

F3 · shares: Fractional RSUs are rounded down to the nearest whole number at vesting. The fractional amount is forfeited.

SEC source: 0000899243-22-017606 · doc4.xml · nonDerivative · entry 1

Lissalde Frederic · CIK 0001521439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,989

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects the vesting of restricted stock units (RSUs) granted on May 12, 2021 as part of the 2021-2022 annual retainer for non-employee director service.

SEC source: 0000899243-22-012033 · doc4.xml · derivative · entry 1

Lissalde Frederic · CIK 0001521439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,486.4068

Underlying: Common Stock · 12.2923 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F2 · kind: Reflects a grant of RSUs as part of the 2021-2022 annual retainer for non-employee director service.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2022 annual stockholder meeting, or (b) the one-year anniversary of May 12, 2021.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2022 annual stockholder meeting, or (b) the one-year anniversary of May 12, 2021.

SEC source: 0001225208-22-003792 · doc4.xml · nonDerivative · entry 2

Lissalde Frederic · CIK 0001521439 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365,911.76

F1 · kind: Represents shares withheld to cover taxes due upon the vesting of certain restricted stock awards.

SEC source: 0001225208-22-003792 · doc4.xml · nonDerivative · entry 1

Lissalde Frederic · CIK 0001521439 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380,788.76

F1 · kind: Represents shares withheld to cover taxes due upon the vesting of certain restricted stock awards.

SEC source: 0001225208-22-002730 · doc4.xml · nonDerivative · entry 1

Lissalde Frederic · CIK 0001521439 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 394,321.76

F1 · shares: The shares will vest 50% on February 28, 2024 and 100% on February 28, 2025.