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Babcock & Wilcox Enterprises, Inc.

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4934
SEC CIK
0001630805
Parsed reports
443

Last 12 months

Inside the activity.

7 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202530
Dec 202500
Jan 202600
Feb 202601
Mar 202620
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202620
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 15, 2024 Filed May 17, 2024 20:34 UTC GrantRestricted Stock Units · Derivative 84,821 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-015827 · form4.xml · derivative · entry 2

Bartoli Henry E · CIK 0001726956 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,821

Underlying: Common Stock · 84,821 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to Babcock & Wilcox Enterprises, Inc. Amended and Restated 2021 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: Vests May 15, 2025 or date of next Annual Meeting, whichever is earlier.

F2 · derivative.expiration_date: Vests May 15, 2025 or date of next Annual Meeting, whichever is earlier.

Read SEC document
May 15, 2024 Filed May 17, 2024 20:34 UTC Exercise / conversionCommon Stock 16,964 $1.14 $19,338.96
Disclosure

SEC source: 0001127602-24-015827 · form4.xml · nonDerivative · entry 1

Bartoli Henry E · CIK 0001726956 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 325,013

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2024 Filed May 17, 2024 20:45 UTC GrantRestricted Stock Units · Derivative 84,821 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-015852 · form4.xml · derivative · entry 3

Moeller Philip D · CIK 0001823422 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,821

Underlying: Common Stock · 84,821 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to Babcock & Wilcox Enterprises, Inc. Amended and Restated 2021 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Vests May 15, 2025 or date of next Annual Meeting, whichever is earlier.

F3 · derivative.expiration_date: Vests May 15, 2025 or date of next Annual Meeting, whichever is earlier.

Read SEC document
May 15, 2024 Filed May 17, 2024 20:45 UTC Exercise / conversionRestricted Stock Units · Derivative 16,964 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-015852 · form4.xml · derivative · entry 2

Moeller Philip D · CIK 0001823422 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,964 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Pursuant to Babcock & Wilcox Enterprises, Inc. Amended and Restated 2021 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: Vests May 18, 2024 or date of next Annual Meeting, whichever is earlier.

F2 · derivative.expiration_date: Vests May 18, 2024 or date of next Annual Meeting, whichever is earlier.

Read SEC document
May 15, 2024 Filed May 17, 2024 20:45 UTC Exercise / conversionCommon Stock 16,964 $1.14 $19,338.96
Disclosure

SEC source: 0001127602-24-015852 · form4.xml · nonDerivative · entry 1

Moeller Philip D · CIK 0001823422 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,738

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2024 Filed May 3, 2024 20:33 UTC
Morgan Jimmy BChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 49,010 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-014130 · form4.xml · derivative · entry 3

Morgan Jimmy B · CIK 0001681626 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 49,010 shares

Expires 2024-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Pursuant to Babcock & Wilcox Enterprises, Inc. Amended and Restated 2021 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Restricted Stock Units vest May 2, 2024.

Read SEC document
May 02, 2024 Filed May 3, 2024 20:33 UTC
Morgan Jimmy BChief Operating Officer
Tax withholdingCommon Stock 14,889 $1.05 $15,633.45
Disclosure

SEC source: 0001127602-24-014130 · form4.xml · nonDerivative · entry 2

Morgan Jimmy B · CIK 0001681626 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 503,828

F1 · shares: Represents shares of common stock withheld by the Issuer pursuant to the terms of the award to pay tax withholding obligations of the Reporting Person upon the vesting of the RSUs.

Read SEC document
May 02, 2024 Filed May 3, 2024 20:33 UTC
Morgan Jimmy BChief Operating Officer
Exercise / conversionCommon Stock 49,010 $1.05 $51,460.50
Disclosure

SEC source: 0001127602-24-014130 · form4.xml · nonDerivative · entry 1

Morgan Jimmy B · CIK 0001681626 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 518,717

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 21, 2024 Filed Mar 22, 2024 12:04 UTC PurchaseCommon Stock 20,000 $1.10 $22,000.00
Disclosure

SEC source: 0001127602-24-010931 · form4.xml · nonDerivative · entry 1

Moeller Philip D · CIK 0001823422 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,774

Read SEC document
March 20, 2024 Filed Mar 22, 2024 08:01 UTC
Salamone Louis JrChief Financial Officer
PurchaseCommon Stock 4,000 $1.02 $4,080.00
Disclosure

SEC source: 0001127602-24-010929 · form4.xml · nonDerivative · entry 1

Salamone Louis Jr · CIK 0001360840 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 636,711

Read SEC document
March 20, 2024 Filed Mar 22, 2024 12:00 UTC
Young Kenneth MDirector · Chief Executive Officer
PurchaseCommon Stock 29,229 $1.03 $30,000.65
Disclosure

SEC source: 0001127602-24-010927 · form4.xml · nonDerivative · entry 1

Young Kenneth M · CIK 0001365572 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · See Note

Disclosed balance after: 241,745

F1 · ownership.nature: Held of record by the Kenneth M. Young Revocable Trust U/A 5/8/15.

Read SEC document
March 18, 2024 Filed Mar 20, 2024 20:32 UTC PurchaseCommon Stock 6,000 $0.97 $5,811.00
Disclosure

SEC source: 0001127602-24-010794 · form4.xml · nonDerivative · entry 1

Tato Joseph A · CIK 0001823397 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,303

Read SEC document
December 29, 2023 Filed Jan 3, 2024 22:18 UTC GrantCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-000560 · form4.xml · nonDerivative · entry 1

Bartoli Henry E · CIK 0001726956 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 308,049

F1 · shares: The Reporting Person was granted 30,000 Restricted Stock Units (RSUs) that are scheduled to vest in two substantially equal installments on June 30, 2024 and December 31, 2024, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date. Each RSU represents the right to receive one share of the Issuers common stock.

Read SEC document
November 16, 2023 Filed Nov 17, 2023 12:52 UTC PurchaseCommon Stock 10,000 $1.51 $15,078.00
Disclosure

SEC source: 0001127602-23-027690 · form4.xml · nonDerivative · entry 1

Bartoli Henry E · CIK 0001726956 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 278,049

Read SEC document
November 14, 2023 Filed Nov 15, 2023 07:53 UTC
Salamone Louis JrChief Financial Officer
PurchaseCommon Stock 50,000 $1.15 $57,435.00
Disclosure

SEC source: 0001127602-23-027409 · form4.xml · nonDerivative · entry 1

Salamone Louis Jr · CIK 0001360840 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 632,711

Read SEC document
November 14, 2023 Filed Nov 15, 2023 12:51 UTC
Riker Christopher SSenior Vice President
PurchaseCommon Stock 20,000 $1.12 $22,400.00
Disclosure

SEC source: 0001127602-23-027407 · form4.xml · nonDerivative · entry 2

Riker Christopher S · CIK 0001936636 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,597

Read SEC document
November 14, 2023 Filed Nov 16, 2023 14:23 UTC PurchaseCommon Stock, $0.01 par value per share 157,883 $1.16 $182,907.46
Disclosure

SEC source: 0001213900-23-087741 · ownership.xml · nonDerivative · entry 1

B. Riley Financial, Inc. · CIK 0001464790 · 10% owner

B. Riley Securities, Inc. · CIK 0001505748 · 10% owner

BRF Investments, LLC · CIK 0001880803 · 10% owner

RILEY BRYANT R · CIK 0001207269 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By B. Riley Securities, Inc.

Disclosed balance after: 7,602,348

F5 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.14 to $1.16, inclusive. The Filing Persons undertake to provide the Commission, upon request, full information regarding the number of shares purchased at each separate price.

F1 · ownership.nature: This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation ("BRF"), B. Riley Securities, Inc., a Delaware corporation ("BRS"), BRF Investments, LLC, a Delaware corporation ("BRFI"), and Bryant R. Riley.

F2 · ownership.nature: BRF is the parent company of BRS and BRFI. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRS and BRFI.

F3 · ownership.nature: Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRS and BRFI. Each of BRF, BRS, BRFI, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein.

Read SEC document
November 14, 2023 Filed Nov 16, 2023 12:51 UTC PurchaseCommon Stock 10,000 $1.17 $11,673.00
Disclosure

SEC source: 0001127602-23-027477 · form4.xml · nonDerivative · entry 1

Tato Joseph A · CIK 0001823397 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,303

Read SEC document
November 13, 2023 Filed Nov 14, 2023 12:55 UTC
Howe Alan BDirector
PurchaseCommon Stock 3,000 $1.01 $3,015.00
Disclosure

SEC source: 0001127602-23-027302 · form4.xml · nonDerivative · entry 3

Howe Alan B · CIK 0001296812 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Alan & Penny Trust

Disclosed balance after: 72,606

F1 · ownership.direct: These securities are owned by the Alan & Penny Howe Trust (dated November 2012), of which the reporting person is a trustee.

Read SEC document
November 13, 2023 Filed Nov 14, 2023 12:51 UTC
Young Kenneth MDirector · Chief Executive Officer
PurchaseCommon Stock 49,803 $1.00 $49,997.23
Disclosure

SEC source: 0001127602-23-027298 · form4.xml · nonDerivative · entry 2

Young Kenneth M · CIK 0001365572 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · See Note

Disclosed balance after: 212,516

F1 · ownership.nature: Held of record by the Kenneth M. Young Revocable Trust U/A 5/8/15.

Read SEC document
November 13, 2023 Filed Nov 14, 2023 12:53 UTC PurchaseCommon Stock 20,000 $1.20 $24,000.00
Disclosure

SEC source: 0001127602-23-027300 · form4.xml · nonDerivative · entry 1

Bartoli Henry E · CIK 0001726956 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 268,049

Read SEC document
November 09, 2023 Filed Dec 4, 2023 21:32 UTC GrantRestricted Stock Units · Derivative 19,709 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-028718 · form4.xml · derivative · entry 1

Boness Naomi Louise · CIK 0001815203 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,709

Underlying: Common Stock · 19,709 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to Babcock & Wilcox Enterprises, Inc. Amended and Restated 2021 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: Vests May 18, 2024 or date of next Annual Meeting, whichever is earlier.

F2 · derivative.expiration_date: Vests May 18, 2024 or date of next Annual Meeting, whichever is earlier.

Read SEC document
November 03, 2023 Filed Nov 17, 2023 13:35 UTC
Young Kenneth MDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 66,667 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-027692 · form4.xml · derivative · entry 3

Young Kenneth M · CIK 0001365572 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,667

Underlying: Common Stock · 66,667 shares

Expires 2024-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2021 Long-Term Incentive Plan, each restricted stock unit (RSU) represents a contingent right to receive one share of BW common stock.

F3 · derivative.exercise_date: RSUs vest annually in three equal installments beginning November 3, 2022.

Read SEC document
November 03, 2023 Filed Nov 17, 2023 13:35 UTC
Young Kenneth MDirector · Chief Executive Officer
Exercise / conversionCommon Stock 66,667 $2.55 $170,000.85
Disclosure

SEC source: 0001127602-23-027692 · form4.xml · nonDerivative · entry 1

Young Kenneth M · CIK 0001365572 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,279,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2023 Filed Sep 1, 2023 20:31 UTC
Dziewisz John JGeneral Counsel & Secretary
SaleCommon Stock 2,551 $5.06 $12,908.06
Disclosure

SEC source: 0001127602-23-023590 · form4.xml · nonDerivative · entry 3

Dziewisz John J · CIK 0001801550 · General Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 196,390

F1 · shares: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
August 30, 2023 Filed Sep 1, 2023 20:31 UTC
Dziewisz John JGeneral Counsel & Secretary
SaleCommon Stock 2,733 $5.09 $13,910.97
Disclosure

SEC source: 0001127602-23-023590 · form4.xml · nonDerivative · entry 2

Dziewisz John J · CIK 0001801550 · General Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 198,941

F1 · shares: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
August 25, 2023 Filed Aug 29, 2023 16:31 UTC
Buckler Joseph TSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-023369 · form4.xml · derivative · entry 5

Buckler Joseph T · CIK 0001936569 · Senior Vice President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2023-08-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Pursuant to Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan, each Restricted Stock Unit (RSU) represents a contingent right to receive one share of BW common stock.

F4 · derivative.exercise_date: RSUs vest in three installments beginning Augut 25, 2021.

Read SEC document
August 25, 2023 Filed Aug 29, 2023 16:31 UTC
Buckler Joseph TSenior Vice President
SaleCommon Stock 3,500 $4.79 $16,765.00
Disclosure

SEC source: 0001127602-23-023369 · form4.xml · nonDerivative · entry 4

Buckler Joseph T · CIK 0001936569 · Senior Vice President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 115,003

F2 · shares: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
August 25, 2023 Filed Aug 29, 2023 16:31 UTC
Buckler Joseph TSenior Vice President
Tax withholdingCommon Stock 6,802 $4.88 $33,193.76
Disclosure

SEC source: 0001127602-23-023369 · form4.xml · nonDerivative · entry 3

Buckler Joseph T · CIK 0001936569 · Senior Vice President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 118,503

F1 · shares: Represents shares of common stock withheld by the Issuer pursuant to the terms of the award to pay tax withholding obligations of the Reporting Person upon the vesting of the restricted stock unit.

Read SEC document
August 25, 2023 Filed Aug 29, 2023 16:31 UTC
Buckler Joseph TSenior Vice President
Exercise / conversionCommon Stock 15,000 $4.88 $73,200.00
Disclosure

SEC source: 0001127602-23-023369 · form4.xml · nonDerivative · entry 2

Buckler Joseph T · CIK 0001936569 · Senior Vice President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 125,305

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 25, 2023 Filed Aug 29, 2023 20:34 UTC
Dziewisz John JGeneral Counsel & Secretary
Exercise / conversionRestricted Stock Units · Derivative 33,334 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-023373 · form4.xml · derivative · entry 4

Dziewisz John J · CIK 0001801550 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,334 shares

Expires 2023-08-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan each restricted stock unit represents a contingent right to receive one share of BW common stock.

F3 · derivative.exercise_date: RSUs vest in three equal installments beginning on August 25, 2021.

Read SEC document
August 25, 2023 Filed Aug 29, 2023 20:34 UTC
Dziewisz John JGeneral Counsel & Secretary
Tax withholdingCommon Stock 15,116 $4.88 $73,766.08
Disclosure

SEC source: 0001127602-23-023373 · form4.xml · nonDerivative · entry 3

Dziewisz John J · CIK 0001801550 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 201,674

F1 · shares: Represents shares of common stock withheld by the Issuer pursuant to the terms of the award to pay tax withholding obligations of the Reporting Person upon the vesting of the RSUs.

Read SEC document
August 25, 2023 Filed Aug 29, 2023 20:34 UTC
Dziewisz John JGeneral Counsel & Secretary
Exercise / conversionCommon Stock 33,334 $4.88 $162,669.92
Disclosure

SEC source: 0001127602-23-023373 · form4.xml · nonDerivative · entry 2

Dziewisz John J · CIK 0001801550 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 216,790

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 25, 2023 Filed Aug 29, 2023 16:42 UTC
Salamone Louis JrChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-023381 · form4.xml · derivative · entry 3

Salamone Louis Jr · CIK 0001360840 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2025-08-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Pursuant to Babcock & Wilcox Enterprises, Inc. Amended and Restated Long-Term 2015 Incentive Plan, each Restricted Stock Unit (RSU) represents a contingent right to receive one share of BW common stock.

F3 · derivative.exercise_date: RSUs vest in three annual installments beginning on August 25, 2021.

Read SEC document
August 25, 2023 Filed Aug 29, 2023 16:42 UTC
Salamone Louis JrChief Financial Officer
Tax withholdingCommon Stock 19,019 $4.88 $92,812.72
Disclosure

SEC source: 0001127602-23-023381 · form4.xml · nonDerivative · entry 2

Salamone Louis Jr · CIK 0001360840 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 582,711

F1 · shares: Represents shares of common stock withheld by the Issuer pursuant to the terms of the award to pay tax withholding obligations of the Reporting Person upon the vesting of the restricted stock units.

Read SEC document
August 25, 2023 Filed Aug 29, 2023 16:42 UTC
Salamone Louis JrChief Financial Officer
Exercise / conversionCommon Stock 50,000 $4.88 $244,000.00
Disclosure

SEC source: 0001127602-23-023381 · form4.xml · nonDerivative · entry 1

Salamone Louis Jr · CIK 0001360840 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 601,730

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 25, 2023 Filed Aug 29, 2023 20:44 UTC
Young Kenneth MDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 66,667 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-023383 · form4.xml · derivative · entry 3

Young Kenneth M · CIK 0001365572 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 66,667 shares

Expires 2023-08-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Pursuant to Babcock & Wilcox Enterprises, Inc. Amended and Restated Long-Term 2015 Incentive Plan, each Restricted Stock Unit (RSU) represents a contingent right to receive one share of BW common stock.

F3 · derivative.exercise_date: RSUs vest in three annual installments beginning on August 25, 2021.

Read SEC document
August 25, 2023 Filed Aug 29, 2023 20:44 UTC
Young Kenneth MDirector · Chief Executive Officer
Exercise / conversionCommon Stock 66,667 $4.88 $325,334.96
Disclosure

SEC source: 0001127602-23-023383 · form4.xml · nonDerivative · entry 1

Young Kenneth M · CIK 0001365572 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,213,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 25, 2023 Filed Aug 29, 2023 20:39 UTC
Riker Christopher SSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-023377 · form4.xml · derivative · entry 4

Riker Christopher S · CIK 0001936636 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2023-08-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Pursuant to Babcock & Wilcox Enterprises, Inc. Amended and Restated Long-Term 2015 Incentive Plan, each Restricted Stock Unit (RSU) represents a contingent right to receive one share of BW common stock.

F3 · derivative.exercise_date: RSUs vest in three installments beginning August 25, 2021.

Read SEC document
August 25, 2023 Filed Aug 29, 2023 20:39 UTC
Riker Christopher SSenior Vice President
Tax withholdingCommon Stock 6,802 $4.88 $33,193.76
Disclosure

SEC source: 0001127602-23-023377 · form4.xml · nonDerivative · entry 3

Riker Christopher S · CIK 0001936636 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,597

F1 · shares: Represents shares of common stock withheld by the Issuer pursuant to the terms of the award to pay tax withholding obligations of the Reporting Person upon the vesting of the restricted stock units.

Read SEC document
August 25, 2023 Filed Aug 29, 2023 20:39 UTC
Riker Christopher SSenior Vice President
Exercise / conversionCommon Stock 15,000 $4.88 $73,200.00
Disclosure

SEC source: 0001127602-23-023377 · form4.xml · nonDerivative · entry 2

Riker Christopher S · CIK 0001936636 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,399

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 25, 2023 Filed Aug 29, 2023 20:36 UTC
Morgan Jimmy BChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-023375 · form4.xml · derivative · entry 3

Morgan Jimmy B · CIK 0001681626 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2023-08-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Pursuant to Babcock & Wilcox Enterprises, Inc. Amended and Restated Long-Term 2015 Incentive Plan, each Restricted Stock Unit (RSU) represents a contingent right to receive one share of BW common stock.

F3 · derivative.exercise_date: RSUs vest in three equal installments beginning on August 25, 2021.

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August 25, 2023 Filed Aug 29, 2023 20:36 UTC
Morgan Jimmy BChief Operating Officer
Tax withholdingCommon Stock 22,925 $4.88 $111,874.00
Disclosure

SEC source: 0001127602-23-023375 · form4.xml · nonDerivative · entry 2

Morgan Jimmy B · CIK 0001681626 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 469,707

F1 · shares: Represents shares of common stock withheld by the Issuer pursuant to the terms of the award to pay tax withholding obligations of the Reporting Person upon the vesting of the RSUs.

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August 25, 2023 Filed Aug 29, 2023 20:36 UTC
Morgan Jimmy BChief Operating Officer
Exercise / conversionCommon Stock 50,000 $4.88 $244,000.00
Disclosure

SEC source: 0001127602-23-023375 · form4.xml · nonDerivative · entry 1

Morgan Jimmy B · CIK 0001681626 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 492,632

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 16, 2023 Filed Aug 18, 2023 20:32 UTC
Dziewisz John JGeneral Counsel & Secretary
SaleCommon Stock 2,050 $5.10 $10,455.00
Disclosure

SEC source: 0001127602-23-022948 · form4.xml · nonDerivative · entry 1

Dziewisz John J · CIK 0001801550 · General Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 183,456

F1 · shares: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

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August 11, 2023 Filed Aug 15, 2023 16:31 UTC
Buckler Joseph TSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-022553 · form4.xml · derivative · entry 5

Buckler Joseph T · CIK 0001936569 · Senior Vice President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2024-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Pursuant to Babcock & Wilcox Enterprises, Inc. Amended and Restated 2021 Long-Term Incentive Plan, each Restricted Stock Unit (RSU) represents a contingent right to receive one share of BW common stock.

F4 · derivative.exercise_date: RSUs vest in three installments beginning August 11, 2022.

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August 11, 2023 Filed Aug 15, 2023 16:31 UTC
Buckler Joseph TSenior Vice President
Tax withholdingCommon Stock 4,535 $5.54 $25,123.90
Disclosure

SEC source: 0001127602-23-022553 · form4.xml · nonDerivative · entry 4

Buckler Joseph T · CIK 0001936569 · Senior Vice President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 110,305

F2 · shares: Represents shares of common stock withheld by the Issuer pursuant to the terms of the award to pay tax withholding obligations of the Reporting Person upon the vesting of the restricted stock unit.

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August 11, 2023 Filed Aug 15, 2023 16:31 UTC
Buckler Joseph TSenior Vice President
Exercise / conversionCommon Stock 10,000 $5.54 $55,400.00
Disclosure

SEC source: 0001127602-23-022553 · form4.xml · nonDerivative · entry 3

Buckler Joseph T · CIK 0001936569 · Senior Vice President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 114,840

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 11, 2023 Filed Aug 15, 2023 16:31 UTC
Buckler Joseph TSenior Vice President
SaleCommon Stock 2,500 $5.33 $13,325.00
Disclosure

SEC source: 0001127602-23-022553 · form4.xml · nonDerivative · entry 2

Buckler Joseph T · CIK 0001936569 · Senior Vice President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 104,840

F1 · shares: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

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August 11, 2023 Filed Aug 15, 2023 20:34 UTC
Dziewisz John JGeneral Counsel & Secretary
Exercise / conversionRestricted Stock Unit · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-022555 · form4.xml · derivative · entry 4

Dziewisz John J · CIK 0001801550 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2024-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Pursuant to the Babcock & Wilcox Enterprises, Inc. 2021 Long-Term Incentive Plan, each restricted stock unit represents a contingent right to receive one share of BW common stock.

F3 · derivative.exercise_date: RSUs vest annually in three equal installments beginning on August 11, 2022.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.