Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Babcock & Wilcox Enterprises, Inc.BW · Entity 4934 | Senior Vice President | August 25, 2023 | August 29, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Babcock & Wilcox Enterprises, Inc.
Report date August 25, 2023 · Filed August 29, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 115,003 |
Ending reported balance
After 2023-08-25 transaction · row 4
3 source rows · reconciled sequenceRow 2 · 2023-08-25 · Exercise / conversion · Acquired 15,000 · Balance 125,305 Row 3 · 2023-08-25 · Tax withholding · Disposed 6,802 · Balance 118,503 F1: Represents shares of common stock withheld by the Issuer pursuant to the terms of the award to pay tax withholding obligations of the Reporting Person upon the vesting of the restricted stock unit. Row 4 · 2023-08-25 · Sale · Disposed 3,500 · Balance 115,003 F2: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2023-08-25 | Direct | 0 |
Reported balance
After 2023-08-25 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2023-08-25 · Exercise / conversion · Disposed 15,000 · Balance 0 F3: Pursuant to Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan, each Restricted Stock Unit (RSU) represents a contingent right to receive one share of BW common stock. F4: RSUs vest in three installments beginning Augut 25, 2021. |
| Common StockSEC Table I · non-derivative | Indirect401k Plan | 551.36 |
Reported balance
Holding disclosure · report date 2023-08-25 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 551.36 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of common stock withheld by the Issuer pursuant to the terms of the award to pay tax withholding obligations of the Reporting Person upon the vesting of the restricted stock unit.
F2: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F3: Pursuant to Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan, each Restricted Stock Unit (RSU) represents a contingent right to receive one share of BW common stock.
F4: RSUs vest in three installments beginning Augut 25, 2021.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 25, 2023 Filed Aug 29, 2023 16:31 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionRestricted Stock Units · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-023369 · form4.xml · derivative · entry 5 Buckler Joseph T · CIK 0001936569 · Senior Vice President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2023-08-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Pursuant to Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan, each Restricted Stock Unit (RSU) represents a contingent right to receive one share of BW common stock. F4 · derivative.exercise_date: RSUs vest in three installments beginning Augut 25, 2021. Read SEC document |
| August 25, 2023 Filed Aug 29, 2023 16:31 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | SaleCommon Stock | 3,500 | $4.79 | $16,765.00 |
DisclosureSEC source: 0001127602-23-023369 · form4.xml · nonDerivative · entry 4 Buckler Joseph T · CIK 0001936569 · Senior Vice President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 115,003 F2 · shares: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| August 25, 2023 Filed Aug 29, 2023 16:31 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Tax withholdingCommon Stock | 6,802 | $4.88 | $33,193.76 |
DisclosureSEC source: 0001127602-23-023369 · form4.xml · nonDerivative · entry 3 Buckler Joseph T · CIK 0001936569 · Senior Vice President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 118,503 F1 · shares: Represents shares of common stock withheld by the Issuer pursuant to the terms of the award to pay tax withholding obligations of the Reporting Person upon the vesting of the restricted stock unit. Read SEC document |
| August 25, 2023 Filed Aug 29, 2023 16:31 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionCommon Stock | 15,000 | $4.88 | $73,200.00 |
DisclosureSEC source: 0001127602-23-023369 · form4.xml · nonDerivative · entry 2 Buckler Joseph T · CIK 0001936569 · Senior Vice President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 125,305 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 11, 2023 Filed Aug 15, 2023 16:31 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionRestricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-022553 · form4.xml · derivative · entry 5 Buckler Joseph T · CIK 0001936569 · Senior Vice President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2024-08-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Pursuant to Babcock & Wilcox Enterprises, Inc. Amended and Restated 2021 Long-Term Incentive Plan, each Restricted Stock Unit (RSU) represents a contingent right to receive one share of BW common stock. F4 · derivative.exercise_date: RSUs vest in three installments beginning August 11, 2022. Read SEC document |
| August 11, 2023 Filed Aug 15, 2023 16:31 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Tax withholdingCommon Stock | 4,535 | $5.54 | $25,123.90 |
DisclosureSEC source: 0001127602-23-022553 · form4.xml · nonDerivative · entry 4 Buckler Joseph T · CIK 0001936569 · Senior Vice President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 110,305 F2 · shares: Represents shares of common stock withheld by the Issuer pursuant to the terms of the award to pay tax withholding obligations of the Reporting Person upon the vesting of the restricted stock unit. Read SEC document |
| August 11, 2023 Filed Aug 15, 2023 16:31 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionCommon Stock | 10,000 | $5.54 | $55,400.00 |
DisclosureSEC source: 0001127602-23-022553 · form4.xml · nonDerivative · entry 3 Buckler Joseph T · CIK 0001936569 · Senior Vice President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 114,840 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 11, 2023 Filed Aug 15, 2023 16:31 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | SaleCommon Stock | 2,500 | $5.33 | $13,325.00 |
DisclosureSEC source: 0001127602-23-022553 · form4.xml · nonDerivative · entry 2 Buckler Joseph T · CIK 0001936569 · Senior Vice President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 104,840 F1 · shares: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| July 28, 2023 Filed Aug 1, 2023 16:31 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionRestricted Stock Units · Derivative | 16,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-021659 · form4.xml · derivative · entry 5 Buckler Joseph T · CIK 0001936569 · Senior Vice President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 33,334 Underlying: Common Stock · 16,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit (RSU) is granted pursuant to Babcock & Wilcox Enterprises, Inc. Amended and Restated Long-Term 2021 Incentive Plan and represents a contingent right to receive one share of BW common stock. F4 · derivative.exercise_date: RSUs vest in three annual installments beginning July 28, 2023. F4 · derivative.expiration_date: RSUs vest in three annual installments beginning July 28, 2023. Read SEC document |
| July 28, 2023 Filed Aug 1, 2023 16:31 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | SaleCommon Stock | 4,000 | $5.42 | $21,680.00 |
DisclosureSEC source: 0001127602-23-021659 · form4.xml · nonDerivative · entry 4 Buckler Joseph T · CIK 0001936569 · Senior Vice President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 107,340 F2 · shares: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| July 28, 2023 Filed Aug 1, 2023 16:31 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Tax withholdingCommon Stock | 7,558 | $5.34 | $40,359.72 |
DisclosureSEC source: 0001127602-23-021659 · form4.xml · nonDerivative · entry 3 Buckler Joseph T · CIK 0001936569 · Senior Vice President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 111,340 F1 · shares: Represents shares of common stock withheld by the Issuer pursuant to the terms of the award to pay tax withholding obligations of the Reporting Person upon the vesting of the restricted stock unit. Read SEC document |
| July 28, 2023 Filed Aug 1, 2023 16:31 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionCommon Stock | 16,666 | $5.34 | $88,996.44 |
DisclosureSEC source: 0001127602-23-021659 · form4.xml · nonDerivative · entry 2 Buckler Joseph T · CIK 0001936569 · Senior Vice President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 118,898 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 25, 2022 Filed Aug 26, 2022 17:07 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionRestricted Stock Units · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-021645 · form4.xml · derivative · entry 4 Buckler Joseph T · CIK 0001936569 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2023-08-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Pursuant to Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan, each Restricted Stock Unit (RSU) represents a contingent right to receive one share of BW common stock. F3 · derivative.exercise_date: RSUs vest in three installments beginning Augut 25, 2021. Read SEC document |
| August 25, 2022 Filed Aug 26, 2022 17:07 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Tax withholdingCommon Stock | 6,802 | $8.35 | $56,796.70 |
DisclosureSEC source: 0001127602-22-021645 · form4.xml · nonDerivative · entry 2 Buckler Joseph T · CIK 0001936569 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,232 F1 · shares: Represents shares of common stock withheld by the Issuer pursuant to the terms of the award to pay tax withholding obligations of the Reporting Person upon the vesting of the restricted stock units. Read SEC document |
| August 25, 2022 Filed Aug 26, 2022 17:07 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionCommon Stock | 15,000 | $8.35 | $125,250.00 |
DisclosureSEC source: 0001127602-22-021645 · form4.xml · nonDerivative · entry 1 Buckler Joseph T · CIK 0001936569 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,034 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 13, 2022 Filed Aug 16, 2022 16:42 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionRestricted Stock Units · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-021095 · form4.xml · derivative · entry 4 Buckler Joseph T · CIK 0001936569 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2022-08-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Pursuant to Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan, each Restricted Stock Unit (RSU) represents a contingent right to receive one share of BW common stock. F3 · derivative.exercise_date: RSUs vest in three installments beginning August 13, 2020. Read SEC document |
| August 13, 2022 Filed Aug 16, 2022 16:42 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Tax withholdingCommon Stock | 11,337 | $8.14 | $92,283.18 |
DisclosureSEC source: 0001127602-22-021095 · form4.xml · nonDerivative · entry 2 Buckler Joseph T · CIK 0001936569 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,034 F1 · shares: Represents shares of common stock withheld by the Issuer pursuant to the terms of the award to pay tax withholding obligations of the Reporting Person upon the vesting of the restricted stock units. Read SEC document |
| August 13, 2022 Filed Aug 16, 2022 16:42 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionCommon Stock | 25,000 | $8.14 | $203,500.00 |
DisclosureSEC source: 0001127602-22-021095 · form4.xml · nonDerivative · entry 1 Buckler Joseph T · CIK 0001936569 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,371 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 11, 2022 Filed Aug 15, 2022 18:03 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionRestricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-020961 · form4.xml · derivative · entry 4 Buckler Joseph T · CIK 0001936569 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 10,000 shares Expires 2024-08-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Pursuant to Babcock & Wilcox Enterprises, Inc. Amended and Restated 2021 Long-Term Incentive Plan, each Restricted Stock Unit (RSU) represents a contingent right to receive one share of BW common stock. F3 · derivative.exercise_date: RSUs vest in three installments beginning August 11, 2022. Read SEC document |
| August 11, 2022 Filed Aug 15, 2022 18:03 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Tax withholdingCommon Stock | 4,535 | $8.01 | $36,325.35 |
DisclosureSEC source: 0001127602-22-020961 · form4.xml · nonDerivative · entry 2 Buckler Joseph T · CIK 0001936569 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,371 F1 · shares: Represents shares of common stock withheld by the Issuer pursuant to the terms of the award to pay tax withholding obligations of the Reporting Person upon the vesting of the restricted stock units. Read SEC document |
| August 11, 2022 Filed Aug 15, 2022 18:03 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | Exercise / conversionCommon Stock | 10,000 | $8.01 | $80,100.00 |
DisclosureSEC source: 0001127602-22-020961 · form4.xml · nonDerivative · entry 1 Buckler Joseph T · CIK 0001936569 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,906 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 28, 2022 Filed Jul 29, 2022 16:36 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | GrantPerformance Stock Units · Derivative | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-019924 · form4.xml · derivative · entry 2 Buckler Joseph T · CIK 0001936569 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2027-07-27 F3 · derivative.exercise_price: Each performance stock unit (PSU) is granted pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2021 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock. F4 · derivative.exercise_date: 100% of PSUs vest immediately upon the company's common stock achieving a market price of $12.00 per share at the end of any trading day during the period from July 28, 2022 to July 27, 2027. Read SEC document |
| July 28, 2022 Filed Jul 29, 2022 16:36 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | GrantRestricted Stock Units · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-019924 · form4.xml · derivative · entry 1 Buckler Joseph T · CIK 0001936569 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit (RSU) is granted pursuant to Babcock & Wilcox Enterprises, Inc. Amended and Restated Long-Term 2021 Incentive Plan and represents a contingent right to receive one share of BW common stock. F2 · derivative.exercise_date: RSUs vest in three annual installments beginning July 28, 2023. F2 · derivative.expiration_date: RSUs vest in three annual installments beginning July 28, 2023. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.