Last 12 months
Inside the activity.
7 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 3 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 2 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 2 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 02, 2017 Filed Mar 3, 2017 21:34 UTC |
Hall J. AndreSVP & General Counsel
|
Tax withholdingCommon Stock | 366 | $10.58 | $3,872.28 |
DisclosureSEC source: 0001644999-17-000005 · edgar.xml · nonDerivative · entry 4 Hall J. Andre · CIK 0001644999 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,053 Read SEC document |
| March 02, 2017 Filed Mar 3, 2017 21:34 UTC |
Hall J. AndreSVP & General Counsel
|
Exercise / conversionCommon Stock | 959 | $0.00 | $0.00 |
DisclosureSEC source: 0001644999-17-000005 · edgar.xml · nonDerivative · entry 3 Hall J. Andre · CIK 0001644999 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,419 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2017 Filed Mar 3, 2017 20:19 UTC |
Zak KennethSenior Vice President
|
Exercise / conversionRestricted Stock Units · Derivative | 640 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001644985-17-000002 · edgar.xml · derivative · entry 6 Zak Kenneth · CIK 0001644985 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 640 Underlying: Common Stock · 640 shares Expires 2018-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 2, 2016. Read SEC document |
| March 02, 2017 Filed Mar 3, 2017 20:19 UTC |
Zak KennethSenior Vice President
|
Tax withholdingCommon Stock | 257 | $10.58 | $2,719.06 |
DisclosureSEC source: 0001644985-17-000002 · edgar.xml · nonDerivative · entry 4 Zak Kenneth · CIK 0001644985 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,931 Read SEC document |
| March 02, 2017 Filed Mar 3, 2017 20:19 UTC |
Zak KennethSenior Vice President
|
Exercise / conversionCommon Stock | 640 | $0.00 | $0.00 |
DisclosureSEC source: 0001644985-17-000002 · edgar.xml · nonDerivative · entry 3 Zak Kenneth · CIK 0001644985 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,188 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2017 Filed Mar 8, 2017 17:22 UTC Amendment |
Carano Mark ASVP & Treasurer
|
Exercise / conversionRestricted Stock Units · Derivative | 248 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001584346-17-000006 · edgar.xml · derivative · entry 3 Carano Mark A · CIK 0001584346 · SVP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,660 Underlying: Common Stock · 248 shares Expires 2018-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: The reporting person elected to defer receipt of all shares underlying the RSUs. On March 2, 2017, 2,718 RSUs vested and 248 of those shares were withheld to fulfill tax obligations. In accordance with his deferral election, vested shares will be delivered to the reporting person in five annual installments beginning six months following termination of employment. F1 · shares: This amendment is filed to correct the number of shares reported on the Reporting Person's Form 4 filed March 3, 2017. F3 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 2, 2016. F1 · derivative.underlying_shares: This amendment is filed to correct the number of shares reported on the Reporting Person's Form 4 filed March 3, 2017. F1 · balance_after: This amendment is filed to correct the number of shares reported on the Reporting Person's Form 4 filed March 3, 2017. F2 · balance_after: The reporting person elected to defer receipt of all shares underlying the RSUs. On March 2, 2017, 2,718 RSUs vested and 248 of those shares were withheld to fulfill tax obligations. In accordance with his deferral election, vested shares will be delivered to the reporting person in five annual installments beginning six months following termination of employment. Read SEC document |
| March 02, 2017 Filed Mar 8, 2017 17:22 UTC Amendment |
Carano Mark ASVP & Treasurer
|
Tax withholdingCommon Stock | 248 | $10.58 | $2,623.84 |
DisclosureSEC source: 0001584346-17-000006 · edgar.xml · nonDerivative · entry 2 Carano Mark A · CIK 0001584346 · SVP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,609 F1 · shares: This amendment is filed to correct the number of shares reported on the Reporting Person's Form 4 filed March 3, 2017. Read SEC document |
| March 02, 2017 Filed Mar 8, 2017 17:22 UTC Amendment |
Carano Mark ASVP & Treasurer
|
Exercise / conversionCommon Stock | 248 | $0.00 | $0.00 |
DisclosureSEC source: 0001584346-17-000006 · edgar.xml · nonDerivative · entry 1 Carano Mark A · CIK 0001584346 · SVP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,857 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This amendment is filed to correct the number of shares reported on the Reporting Person's Form 4 filed March 3, 2017. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 16:49 UTC |
Muckley James J.Senior Vice President
|
Exercise / conversionRestricted Stock Units · Derivative | 384 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001692154-17-000002 · edgar.xml · derivative · entry 5 Muckley James J. · CIK 0001692154 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 768 Underlying: Common Stock · 384 shares Expires 2019-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 1, 2017. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 16:49 UTC |
Muckley James J.Senior Vice President
|
Tax withholdingCommon Stock | 147 | $10.33 | $1,518.51 |
DisclosureSEC source: 0001692154-17-000002 · edgar.xml · nonDerivative · entry 2 Muckley James J. · CIK 0001692154 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 434 Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 16:49 UTC |
Muckley James J.Senior Vice President
|
Exercise / conversionCommon Stock | 384 | $0.00 | $0.00 |
DisclosureSEC source: 0001692154-17-000002 · edgar.xml · nonDerivative · entry 1 Muckley James J. · CIK 0001692154 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 581 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:21 UTC |
Ferland E James JrDirector · Chairman and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 16,110 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001644999-17-000003 · edgar.xml · derivative · entry 6 Ferland E James Jr · CIK 0001404512 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,220 Underlying: Common Stock · 16,110 shares Expires 2019-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 1, 2017. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:21 UTC |
Ferland E James JrDirector · Chairman and CEO
|
Tax withholdingCommon Stock | 7,660 | $10.33 | $79,127.80 |
DisclosureSEC source: 0001644999-17-000003 · edgar.xml · nonDerivative · entry 2 Ferland E James Jr · CIK 0001404512 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,114 Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:21 UTC |
Ferland E James JrDirector · Chairman and CEO
|
Exercise / conversionCommon Stock | 16,110 | $0.00 | $0.00 |
DisclosureSEC source: 0001644999-17-000003 · edgar.xml · nonDerivative · entry 1 Ferland E James Jr · CIK 0001404512 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,774 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 16:15 UTC |
APKER JENNY LSenior Vice President and CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 2,301 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001644925-17-000003 · edgar.xml · derivative · entry 6 APKER JENNY L · CIK 0001242619 · Senior Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,602 Underlying: Common Stock · 2,301 shares Expires 2019-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 1, 2017. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 16:15 UTC |
APKER JENNY LSenior Vice President and CFO
|
Tax withholdingCommon Stock | 865 | $10.33 | $8,935.45 |
DisclosureSEC source: 0001644925-17-000003 · edgar.xml · nonDerivative · entry 2 APKER JENNY L · CIK 0001242619 · Senior Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,663 Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 16:15 UTC |
APKER JENNY LSenior Vice President and CFO
|
Exercise / conversionCommon Stock | 2,301 | $0.00 | $0.00 |
DisclosureSEC source: 0001644925-17-000003 · edgar.xml · nonDerivative · entry 1 APKER JENNY L · CIK 0001242619 · Senior Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,528 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 19:43 UTC |
Morgan Jimmy BSenior Vice President
|
Exercise / conversionRestricted Stock Units · Derivative | 767 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001681626-17-000002 · edgar.xml · derivative · entry 3 Morgan Jimmy B · CIK 0001681626 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,534 Underlying: Common Stock · 767 shares Expires 2019-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 1, 2017. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 19:43 UTC |
Morgan Jimmy BSenior Vice President
|
Tax withholdingCommon Stock | 293 | $10.33 | $3,026.69 |
DisclosureSEC source: 0001681626-17-000002 · edgar.xml · nonDerivative · entry 2 Morgan Jimmy B · CIK 0001681626 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,394 Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 19:43 UTC |
Morgan Jimmy BSenior Vice President
|
Exercise / conversionCommon Stock | 767 | $0.00 | $0.00 |
DisclosureSEC source: 0001681626-17-000002 · edgar.xml · nonDerivative · entry 1 Morgan Jimmy B · CIK 0001681626 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,687 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:00 UTC |
Carano Mark ASVP & Treasurer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,726 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001584346-17-000002 · edgar.xml · derivative · entry 6 Carano Mark A · CIK 0001584346 · SVP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,452 Underlying: Common Stock · 1,726 shares Expires 2019-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 1, 2017. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:00 UTC |
Carano Mark ASVP & Treasurer
|
Tax withholdingCommon Stock | 660 | $10.33 | $6,817.80 |
DisclosureSEC source: 0001584346-17-000002 · edgar.xml · nonDerivative · entry 2 Carano Mark A · CIK 0001584346 · SVP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,609 Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:00 UTC |
Carano Mark ASVP & Treasurer
|
Exercise / conversionCommon Stock | 1,726 | $0.00 | $0.00 |
DisclosureSEC source: 0001584346-17-000002 · edgar.xml · nonDerivative · entry 1 Carano Mark A · CIK 0001584346 · SVP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,269 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 16:26 UTC |
Gedeon EliasSVP & Chief Bus. Dev. Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 137 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001607264-17-000002 · edgar.xml · derivative · entry 6 Gedeon Elias · CIK 0001607264 · SVP & Chief Bus. Dev. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,604 Underlying: Common Stock · 137 shares Expires 2019-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: The reporting person elected to defer receipt of all shares underlying the RSUs. On March 1, 2017, 1,247 RSUs vested and 137 of those shares were withheld to fulfill tax obligations. In accordance with his deferral election, vested shares will be delivered to the reporting person in one lump sum one year following termination of employment. F3 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 1, 2017. F2 · balance_after: The reporting person elected to defer receipt of all shares underlying the RSUs. On March 1, 2017, 1,247 RSUs vested and 137 of those shares were withheld to fulfill tax obligations. In accordance with his deferral election, vested shares will be delivered to the reporting person in one lump sum one year following termination of employment. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 16:26 UTC |
Gedeon EliasSVP & Chief Bus. Dev. Officer
|
Tax withholdingCommon Stock | 137 | $10.33 | $1,415.21 |
DisclosureSEC source: 0001607264-17-000002 · edgar.xml · nonDerivative · entry 2 Gedeon Elias · CIK 0001607264 · SVP & Chief Bus. Dev. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,423 Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 16:26 UTC |
Gedeon EliasSVP & Chief Bus. Dev. Officer
|
Exercise / conversionCommon Stock | 137 | $0.00 | $0.00 |
DisclosureSEC source: 0001607264-17-000002 · edgar.xml · nonDerivative · entry 1 Gedeon Elias · CIK 0001607264 · SVP & Chief Bus. Dev. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,560 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:38 UTC |
Low Mark SSenior Vice President
|
Exercise / conversionRestricted Stock Units · Derivative | 1,247 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001644980-17-000002 · edgar.xml · derivative · entry 6 Low Mark S · CIK 0001644980 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,494 Underlying: Common Stock · 1,247 shares Expires 2019-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 1, 2017. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:38 UTC |
Low Mark SSenior Vice President
|
Tax withholdingCommon Stock | 478 | $10.33 | $4,937.74 |
DisclosureSEC source: 0001644980-17-000002 · edgar.xml · nonDerivative · entry 2 Low Mark S · CIK 0001644980 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,852 Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:38 UTC |
Low Mark SSenior Vice President
|
Exercise / conversionCommon Stock | 1,247 | $0.00 | $0.00 |
DisclosureSEC source: 0001644980-17-000002 · edgar.xml · nonDerivative · entry 1 Low Mark S · CIK 0001644980 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,330 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:34 UTC |
Hall J. AndreSVP & General Counsel
|
Exercise / conversionRestricted Stock Units · Derivative | 1,151 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001644999-17-000005 · edgar.xml · derivative · entry 6 Hall J. Andre · CIK 0001644999 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,302 Underlying: Common Stock · 1,151 shares Expires 2019-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 1, 2017. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:34 UTC |
Hall J. AndreSVP & General Counsel
|
Tax withholdingCommon Stock | 440 | $10.33 | $4,545.20 |
DisclosureSEC source: 0001644999-17-000005 · edgar.xml · nonDerivative · entry 2 Hall J. Andre · CIK 0001644999 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,460 Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:34 UTC |
Hall J. AndreSVP & General Counsel
|
Exercise / conversionCommon Stock | 1,151 | $0.00 | $0.00 |
DisclosureSEC source: 0001644999-17-000005 · edgar.xml · nonDerivative · entry 1 Hall J. Andre · CIK 0001644999 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,900 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 20:19 UTC |
Zak KennethSenior Vice President
|
Exercise / conversionRestricted Stock Units · Derivative | 959 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001644985-17-000002 · edgar.xml · derivative · entry 5 Zak Kenneth · CIK 0001644985 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,918 Underlying: Common Stock · 959 shares Expires 2019-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 1, 2017. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 20:19 UTC |
Zak KennethSenior Vice President
|
Tax withholdingCommon Stock | 385 | $10.33 | $3,977.05 |
DisclosureSEC source: 0001644985-17-000002 · edgar.xml · nonDerivative · entry 2 Zak Kenneth · CIK 0001644985 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,548 Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 20:19 UTC |
Zak KennethSenior Vice President
|
Exercise / conversionCommon Stock | 959 | $0.00 | $0.00 |
DisclosureSEC source: 0001644985-17-000002 · edgar.xml · nonDerivative · entry 1 Zak Kenneth · CIK 0001644985 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,933 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 19:11 UTC |
Hoehn Daniel WVice President and CAO
|
Exercise / conversionRestricted Stock Units · Derivative | 460 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001644925-17-000002 · edgar.xml · derivative · entry 3 Hoehn Daniel W · CIK 0001644925 · Vice President and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 920 Underlying: Common Stock · 460 shares Expires 2019-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 1, 2017. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 19:11 UTC |
Hoehn Daniel WVice President and CAO
|
Tax withholdingCommon Stock | 176 | $10.33 | $1,818.08 |
DisclosureSEC source: 0001644925-17-000002 · edgar.xml · nonDerivative · entry 2 Hoehn Daniel W · CIK 0001644925 · Vice President and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 794 Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 19:11 UTC |
Hoehn Daniel WVice President and CAO
|
Exercise / conversionCommon Stock | 460 | $0.00 | $0.00 |
DisclosureSEC source: 0001644925-17-000002 · edgar.xml · nonDerivative · entry 1 Hoehn Daniel W · CIK 0001644925 · Vice President and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 970 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 02, 2016 Filed Dec 13, 2016 23:16 UTC |
Hoehn Daniel WVice President and CAO
|
GrantRestricted Stock Units · Derivative | 6,798 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001644925-16-000007 · edgar.xml · derivative · entry 1 Hoehn Daniel W · CIK 0001644925 · Vice President and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,798 Underlying: Common Stock · 6,798 shares Expires 2018-06-02 F1 · kind: Grant of restricted stock units pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of BW common stock. F2 · derivative.exercise_date: 100% of the RSUs vest on June 2, 2018. Read SEC document |
| November 07, 2016 Filed Nov 8, 2016 16:34 UTC |
Ferland E James JrDirector · Chairman and CEO
|
PurchaseCommon Stock | 15,000 | $13.81 | $207,150.00 |
DisclosureSEC source: 0001644999-16-000071 · edgar.xml · nonDerivative · entry 1 Ferland E James Jr · CIK 0001404512 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,664 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.77 to $13.85, inclusive. The reporting person undertakes to provide to Babcock & Wilcox Enterprises, Inc., any security holder of Babcock & Wilcox Enterprises, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 07, 2016 Filed Nov 8, 2016 11:43 UTC |
WEYERS LARRY LDirector
|
PurchaseCommon Stock | 5,000 | $14.00 | $70,000.00 |
DisclosureSEC source: 0001644999-16-000073 · edgar.xml · nonDerivative · entry 1 WEYERS LARRY L · CIK 0001186155 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,359 Read SEC document |
| November 07, 2016 Filed Apr 10, 2017 21:25 UTC Amendment |
Ferland E James JrDirector · Chairman and CEO
|
PurchaseCommon Stock | 15,000 | $13.81 | $207,150.00 |
DisclosureSEC source: 0001644999-17-000020 · edgar.xml · nonDerivative · entry 1 Ferland E James Jr · CIK 0001404512 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,664 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.77 to $13.85, inclusive. The reporting person undertakes to provide to Babcock & Wilcox Enterprises, Inc., any security holder of Babcock & Wilcox Enterprises, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| September 01, 2016 Filed Sep 6, 2016 17:41 UTC |
Morgan Jimmy BSenior Vice President
|
Exercise / conversionRestricted Stock Units · Derivative | 2,867 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001681626-16-000004 · edgar.xml · derivative · entry 3 Morgan Jimmy B · CIK 0001681626 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,734 Underlying: Common Stock · 2,867 shares Expires 2018-09-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: RSUs vest in three equal annual installments beginning September 1, 2016. Read SEC document |
| September 01, 2016 Filed Sep 6, 2016 17:41 UTC |
Morgan Jimmy BSenior Vice President
|
Tax withholdingCommon Stock | 947 | $16.66 | $15,777.02 |
DisclosureSEC source: 0001681626-16-000004 · edgar.xml · nonDerivative · entry 2 Morgan Jimmy B · CIK 0001681626 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,920 Read SEC document |
| September 01, 2016 Filed Sep 6, 2016 17:41 UTC |
Morgan Jimmy BSenior Vice President
|
Exercise / conversionCommon Stock | 2,867 | $0.00 | $0.00 |
DisclosureSEC source: 0001681626-16-000004 · edgar.xml · nonDerivative · entry 1 Morgan Jimmy B · CIK 0001681626 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,867 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2016 Filed Apr 10, 2017 17:15 UTC Amendment |
APKER JENNY LSenior Vice President and CFO
|
PurchaseCommon Stock | 12,000 | $16.58 | $198,960.00 |
DisclosureSEC source: 0001644999-17-000017 · edgar.xml · nonDerivative · entry 1 APKER JENNY L · CIK 0001242619 · Senior Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,227 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.5545 to $16.60, inclusive. The reporting person undertakes to provide to Babcock & Wilcox Enterprises, Inc., any security holder of Babcock & Wilcox Enterprises, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| August 12, 2016 Filed Apr 10, 2017 21:19 UTC Amendment |
Ferland E James JrDirector · Chairman and CEO
|
PurchaseCommon Stock | 40,000 | $16.22 | $648,800.00 |
DisclosureSEC source: 0001644999-17-000018 · edgar.xml · nonDerivative · entry 1 Ferland E James Jr · CIK 0001404512 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,664 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.13 to $16.45, inclusive. The reporting person undertakes to provide to Babcock & Wilcox Enterprises, Inc., any security holder of Babcock & Wilcox Enterprises, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.