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BW

Babcock & Wilcox Enterprises, Inc.

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Tapewire entity
4934
SEC CIK
0001630805
Parsed reports
443

Last 12 months

Inside the activity.

7 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202530
Dec 202500
Jan 202600
Feb 202601
Mar 202620
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202620
Sep 202600
Oct 202600

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 03, 2017 Filed Mar 6, 2017 17:28 UTC
Gedeon EliasSVP & Chief Bus. Dev. Officer
Tax withholdingCommon Stock 836 $10.49 $8,769.64
Disclosure

SEC source: 0001607264-17-000004 · edgar.xml · nonDerivative · entry 2

Gedeon Elias · CIK 0001607264 · SVP & Chief Bus. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,202

Read SEC document
March 03, 2017 Filed Mar 6, 2017 17:28 UTC
Gedeon EliasSVP & Chief Bus. Dev. Officer
Exercise / conversionCommon Stock 2,430 $0.00 $0.00
Disclosure

SEC source: 0001607264-17-000004 · edgar.xml · nonDerivative · entry 1

Gedeon Elias · CIK 0001607264 · SVP & Chief Bus. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,038

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2017 Filed Mar 6, 2017 22:09 UTC
Racheli FrancescoSenior Vice President
GrantRestricted Stock Units · Derivative 6,255 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001681629-17-000002 · edgar.xml · derivative · entry 1

Racheli Francesco · CIK 0001681629 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,255

Underlying: Common Stock · 6,255 shares

Expires 2020-03-03

F1 · kind: Grant of restricted stock units pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of BW common stock.

F2 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 3, 2018.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 00:00 UTC
Zak KennethSenior Vice President
GrantRestricted Stock Units · Derivative 12,513 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001644985-17-000004 · edgar.xml · derivative · entry 1

Zak Kenneth · CIK 0001644985 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,513

Underlying: Common Stock · 12,513 shares

Expires 2020-03-03

F1 · kind: Grant of restricted stock units pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of BW common stock.

F2 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 3, 2018.

Read SEC document
March 03, 2017 Filed Mar 6, 2017 23:44 UTC
Morgan Jimmy BSenior Vice President
GrantRestricted Stock Units · Derivative 13,554 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001681626-17-000004 · edgar.xml · derivative · entry 1

Morgan Jimmy B · CIK 0001681626 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,554

Underlying: Common Stock · 13,554 shares

Expires 2020-03-03

F1 · kind: Grant of restricted stock units pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of BW common stock.

F2 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 3, 2018.

Read SEC document
March 03, 2017 Filed Mar 6, 2017 22:02 UTC
Hoehn Daniel WVice President and CAO
GrantRestricted Stock Units · Derivative 5,421 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001644925-17-000005 · edgar.xml · derivative · entry 1

Hoehn Daniel W · CIK 0001644925 · Vice President and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,421

Underlying: Common Stock · 5,421 shares

Expires 2020-03-03

F1 · kind: Grant of restricted stock units pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of BW common stock.

F2 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 3, 2018.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 23:36 UTC
Ferland E James JrDirector · Chairman and CEO
Exercise / conversionRestricted Stock Units · Derivative 244 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001644999-17-000011 · edgar.xml · derivative · entry 6

Ferland E James Jr · CIK 0001404512 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,488

Underlying: Common Stock · 244 shares

Expires 2017-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · kind: The reporting person elected to defer receipt of all shares underlying the RSUs. On March 3, 2017, 5,700 RSUs vested and 244 of those shares were withheld to fulfill tax obligations. In accordance with his deferral election, vested shares will be delivered to the reporting person in four installments beginning two years following termination of employment.

F7 · derivative.exercise_date: RSUs vest in two annual installments beginning March 3, 2016.

F6 · balance_after: The reporting person elected to defer receipt of all shares underlying the RSUs. On March 3, 2017, 5,700 RSUs vested and 244 of those shares were withheld to fulfill tax obligations. In accordance with his deferral election, vested shares will be delivered to the reporting person in four installments beginning two years following termination of employment.

F8 · balance_after: The Form 4 filed on July 6, 2015 incorrectly reported the grant amount of this RSU award as 16,917. The correct amount was 16,918. Therefore, in Column 9 on the Form 4 filed on March 4, 2016 reporting the lapse of 5,700 RSUs and the withholding of 186 shares to fulfill tax obligations, the number of RSUs beneficially owned following the reported transaction should have been 16,732.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 23:36 UTC
Ferland E James JrDirector · Chairman and CEO
Exercise / conversionRestricted Stock Units · Derivative 17,567 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001644999-17-000011 · edgar.xml · derivative · entry 5

Ferland E James Jr · CIK 0001404512 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,126

Underlying: Common Stock · 17,567 shares

Expires 2017-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: The reporting person elected to defer receipt of 50% of the shares underlying the RSUs. On March 3, 2017, 33,693 RSUs vested and 8,731 of those shares were withheld to fulfill tax obligations. In accordance with his deferral election, the deferred portion of the vested shares will be delivered to the reporting person in four annual installments beginning two years following termination of employment.

F5 · derivative.exercise_date: 100% of the RSUs vest on March 3, 2017.

F4 · balance_after: The reporting person elected to defer receipt of 50% of the shares underlying the RSUs. On March 3, 2017, 33,693 RSUs vested and 8,731 of those shares were withheld to fulfill tax obligations. In accordance with his deferral election, the deferred portion of the vested shares will be delivered to the reporting person in four annual installments beginning two years following termination of employment.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 23:36 UTC
Ferland E James JrDirector · Chairman and CEO
GrantRestricted Stock Units · Derivative 133,473 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001644999-17-000011 · edgar.xml · derivative · entry 4

Ferland E James Jr · CIK 0001404512 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,473

Underlying: Common Stock · 133,473 shares

Expires 2020-03-03

F2 · kind: Grant of restricted stock units pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of BW common stock.

F3 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 3, 2018.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 23:36 UTC
Ferland E James JrDirector · Chairman and CEO
Tax withholdingCommon Stock 8,975 $10.49 $94,147.75
Disclosure

SEC source: 0001644999-17-000011 · edgar.xml · nonDerivative · entry 2

Ferland E James Jr · CIK 0001404512 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,040

Read SEC document
March 03, 2017 Filed Mar 7, 2017 23:36 UTC
Ferland E James JrDirector · Chairman and CEO
Exercise / conversionCommon Stock 17,811 $0.00 $0.00
Disclosure

SEC source: 0001644999-17-000011 · edgar.xml · nonDerivative · entry 1

Ferland E James Jr · CIK 0001404512 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,015

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 13:02 UTC
APKER JENNY LSenior Vice President and CFO
Exercise / conversionRestricted Stock Units · Derivative 292 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001644999-17-000007 · edgar.xml · derivative · entry 6

APKER JENNY L · CIK 0001242619 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 292 shares

Expires 2017-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: The Form 4 filed on July 6, 2015 incorrectly reported the grant amount of this RSU award as 583. The correct amount was 584. Therefore, in Column 9 on the Form 4 filed on March 4, 2016 reporting the lapse of 292 RSUs, the number of RSUs beneficially owned following the reported transaction should have been 292.

F6 · derivative.exercise_date: RSUs vest in two annual installments beginning March 3, 2016.

F5 · balance_after: The Form 4 filed on July 6, 2015 incorrectly reported the grant amount of this RSU award as 583. The correct amount was 584. Therefore, in Column 9 on the Form 4 filed on March 4, 2016 reporting the lapse of 292 RSUs, the number of RSUs beneficially owned following the reported transaction should have been 292.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 13:02 UTC
APKER JENNY LSenior Vice President and CFO
Exercise / conversionRestricted Stock Units · Derivative 1,725 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001644999-17-000007 · edgar.xml · derivative · entry 5

APKER JENNY L · CIK 0001242619 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,725 shares

Expires 2017-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 100% of the RSUs vest on March 3, 2017.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 13:02 UTC
APKER JENNY LSenior Vice President and CFO
GrantRestricted Stock Units · Derivative 31,281 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001644999-17-000007 · edgar.xml · derivative · entry 4

APKER JENNY L · CIK 0001242619 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,281

Underlying: Common Stock · 31,281 shares

Expires 2020-03-03

F2 · kind: Grant of restricted stock units pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of BW common stock.

F3 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 3, 2018.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 13:02 UTC
APKER JENNY LSenior Vice President and CFO
Tax withholdingCommon Stock 645 $10.49 $6,766.05
Disclosure

SEC source: 0001644999-17-000007 · edgar.xml · nonDerivative · entry 2

APKER JENNY L · CIK 0001242619 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,969

Read SEC document
March 03, 2017 Filed Mar 7, 2017 13:02 UTC
APKER JENNY LSenior Vice President and CFO
Exercise / conversionCommon Stock 2,017 $0.00 $0.00
Disclosure

SEC source: 0001644999-17-000007 · edgar.xml · nonDerivative · entry 1

APKER JENNY L · CIK 0001242619 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,614

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 23:06 UTC
Carano Mark ASVP & Treasurer
Exercise / conversionRestricted Stock Units · Derivative 12 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001584346-17-000004 · edgar.xml · derivative · entry 6

Carano Mark A · CIK 0001584346 · SVP & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,646

Underlying: Common Stock · 12 shares

Expires 2017-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · kind: The reporting person elected to defer receipt of all shares underlying the RSUs. On March 3, 2017, 576 RSUs vested and 12 of those shares were withheld to fulfill tax obligations. In accordance with his deferral election, vested shares will be delivered to the reporting person in five annual installments beginning six months following termination of employment.

F7 · derivative.exercise_date: RSUs vest in two annual installments beginning March 3, 2016.

F6 · balance_after: The reporting person elected to defer receipt of all shares underlying the RSUs. On March 3, 2017, 576 RSUs vested and 12 of those shares were withheld to fulfill tax obligations. In accordance with his deferral election, vested shares will be delivered to the reporting person in five annual installments beginning six months following termination of employment.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 23:06 UTC
Carano Mark ASVP & Treasurer
Exercise / conversionRestricted Stock Units · Derivative 108 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001584346-17-000004 · edgar.xml · derivative · entry 5

Carano Mark A · CIK 0001584346 · SVP & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,301

Underlying: Common Stock · 108 shares

Expires 2017-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: The reporting person elected to defer receipt of all shares underlying the RSUs. On March 3, 2017, 3,409 RSUs vested and 108 of those shares were withheld to fulfill tax obligations. In accordance with his deferral election, vested shares will be delivered to the reporting person in five annual installments beginning six months following termination of employment.

F5 · derivative.exercise_date: 100% of the RSUs vest on March 3, 2017.

F4 · balance_after: The reporting person elected to defer receipt of all shares underlying the RSUs. On March 3, 2017, 3,409 RSUs vested and 108 of those shares were withheld to fulfill tax obligations. In accordance with his deferral election, vested shares will be delivered to the reporting person in five annual installments beginning six months following termination of employment.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 23:06 UTC
Carano Mark ASVP & Treasurer
GrantRestricted Stock Units · Derivative 25,026 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001584346-17-000004 · edgar.xml · derivative · entry 4

Carano Mark A · CIK 0001584346 · SVP & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,026

Underlying: Common Stock · 25,026 shares

Expires 2020-03-03

F2 · kind: Grant of restricted stock units pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of BW common stock.

F3 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 3, 2018.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 23:06 UTC
Carano Mark ASVP & Treasurer
Tax withholdingCommon Stock 120 $10.49 $1,258.80
Disclosure

SEC source: 0001584346-17-000004 · edgar.xml · nonDerivative · entry 2

Carano Mark A · CIK 0001584346 · SVP & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,609

Read SEC document
March 03, 2017 Filed Mar 7, 2017 23:06 UTC
Carano Mark ASVP & Treasurer
Exercise / conversionCommon Stock 120 $0.00 $0.00
Disclosure

SEC source: 0001584346-17-000004 · edgar.xml · nonDerivative · entry 1

Carano Mark A · CIK 0001584346 · SVP & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,729

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 18:31 UTC
Hall J. AndreSVP & General Counsel
Exercise / conversionRestricted Stock Units · Derivative 196 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001644999-17-000009 · edgar.xml · derivative · entry 6

Hall J. Andre · CIK 0001644999 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 196 shares

Expires 2017-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: The Form 4 filed on July 6, 2015 incorrectly reported the grant amount of this RSU award as 391. The correct amount was 392. Therefore, in Column 9 on the Form 4 filed on March 4, 2016 reporting the lapse of 196 RSUs, the number of RSUs beneficially owned following the reported transaction should have been 196.

F6 · derivative.exercise_date: RSUs vest in two annual installments beginning March 3, 2016.

F5 · balance_after: The Form 4 filed on July 6, 2015 incorrectly reported the grant amount of this RSU award as 391. The correct amount was 392. Therefore, in Column 9 on the Form 4 filed on March 4, 2016 reporting the lapse of 196 RSUs, the number of RSUs beneficially owned following the reported transaction should have been 196.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 18:31 UTC
Hall J. AndreSVP & General Counsel
Exercise / conversionRestricted Stock Units · Derivative 1,155 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001644999-17-000009 · edgar.xml · derivative · entry 5

Hall J. Andre · CIK 0001644999 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,155 shares

Expires 2017-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 100% of the RSUs vest on March 3, 2017.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 18:31 UTC
Hall J. AndreSVP & General Counsel
GrantRestricted Stock Units · Derivative 13,554 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001644999-17-000009 · edgar.xml · derivative · entry 4

Hall J. Andre · CIK 0001644999 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,554

Underlying: Common Stock · 13,554 shares

Expires 2020-03-03

F2 · kind: Grant of restricted stock units pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of BW common stock.

F3 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 3, 2018.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 18:31 UTC
Hall J. AndreSVP & General Counsel
Tax withholdingCommon Stock 515 $10.49 $5,402.35
Disclosure

SEC source: 0001644999-17-000009 · edgar.xml · nonDerivative · entry 2

Hall J. Andre · CIK 0001644999 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,889

Read SEC document
March 03, 2017 Filed Mar 7, 2017 18:31 UTC
Hall J. AndreSVP & General Counsel
Exercise / conversionCommon Stock 1,351 $0.00 $0.00
Disclosure

SEC source: 0001644999-17-000009 · edgar.xml · nonDerivative · entry 1

Hall J. Andre · CIK 0001644999 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,404

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 17:35 UTC
Low Mark SSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 1,805 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001644980-17-000004 · edgar.xml · derivative · entry 6

Low Mark S · CIK 0001644980 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,805 shares

Expires 2017-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: 100% of the RSUs vest on March 3, 2017.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 17:35 UTC
Low Mark SSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 306 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001644980-17-000004 · edgar.xml · derivative · entry 5

Low Mark S · CIK 0001644980 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 306 shares

Expires 2017-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: The Form 4 filed on July 6, 2015 incorrectly reported the grant amount of this RSU award as 611. The correct amount was 612. Therefore, in Column 9 on the Form 4 filed on March 4, 2016 reporting the lapse of 306 RSUs, the number of RSUs beneficially owned following the reported transaction should have been 306.

F5 · derivative.exercise_date: RSUs vest in two annual installments beginning March 3, 2016.

F4 · balance_after: The Form 4 filed on July 6, 2015 incorrectly reported the grant amount of this RSU award as 611. The correct amount was 612. Therefore, in Column 9 on the Form 4 filed on March 4, 2016 reporting the lapse of 306 RSUs, the number of RSUs beneficially owned following the reported transaction should have been 306.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 17:35 UTC
Low Mark SSenior Vice President
GrantRestricted Stock Units · Derivative 16,683 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001644980-17-000004 · edgar.xml · derivative · entry 4

Low Mark S · CIK 0001644980 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,683

Underlying: Common Stock · 16,683 shares

Expires 2020-03-03

F2 · kind: Grant of restricted stock units pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of BW common stock.

F3 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 3, 2018.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 17:35 UTC
Low Mark SSenior Vice President
Tax withholdingCommon Stock 810 $10.49 $8,496.90
Disclosure

SEC source: 0001644980-17-000004 · edgar.xml · nonDerivative · entry 2

Low Mark S · CIK 0001644980 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,335

Read SEC document
March 03, 2017 Filed Mar 7, 2017 17:35 UTC
Low Mark SSenior Vice President
Exercise / conversionCommon Stock 2,111 $0.00 $0.00
Disclosure

SEC source: 0001644980-17-000004 · edgar.xml · nonDerivative · entry 1

Low Mark S · CIK 0001644980 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,145

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2017 Filed Mar 3, 2017 16:49 UTC
Muckley James J.Senior Vice President
Exercise / conversionRestricted Stock Units · Derivative 319 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001692154-17-000002 · edgar.xml · derivative · entry 6

Muckley James J. · CIK 0001692154 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 638

Underlying: Common Stock · 319 shares

Expires 2018-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 2, 2016.

Read SEC document
March 02, 2017 Filed Mar 3, 2017 16:49 UTC
Muckley James J.Senior Vice President
Tax withholdingCommon Stock 122 $10.58 $1,290.76
Disclosure

SEC source: 0001692154-17-000002 · edgar.xml · nonDerivative · entry 4

Muckley James J. · CIK 0001692154 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 631

Read SEC document
March 02, 2017 Filed Mar 3, 2017 16:49 UTC
Muckley James J.Senior Vice President
Exercise / conversionCommon Stock 319 $0.00 $0.00
Disclosure

SEC source: 0001692154-17-000002 · edgar.xml · nonDerivative · entry 3

Muckley James J. · CIK 0001692154 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 753

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2017 Filed Mar 3, 2017 21:21 UTC
Ferland E James JrDirector · Chairman and CEO
Exercise / conversionRestricted Stock Units · Derivative 26,862 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001644999-17-000003 · edgar.xml · derivative · entry 7

Ferland E James Jr · CIK 0001404512 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,862

Underlying: Common Stock · 26,862 shares

Expires 2018-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 2, 2016.

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March 02, 2017 Filed Mar 3, 2017 21:21 UTC
Ferland E James JrDirector · Chairman and CEO
Tax withholdingCommon Stock 12,772 $10.58 $135,127.76
Disclosure

SEC source: 0001644999-17-000003 · edgar.xml · nonDerivative · entry 4

Ferland E James Jr · CIK 0001404512 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,204

Read SEC document
March 02, 2017 Filed Mar 3, 2017 21:21 UTC
Ferland E James JrDirector · Chairman and CEO
Exercise / conversionCommon Stock 26,862 $0.00 $0.00
Disclosure

SEC source: 0001644999-17-000003 · edgar.xml · nonDerivative · entry 3

Ferland E James Jr · CIK 0001404512 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,976

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2017 Filed Mar 3, 2017 16:15 UTC
APKER JENNY LSenior Vice President and CFO
Exercise / conversionRestricted Stock Units · Derivative 1,374 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001644925-17-000003 · edgar.xml · derivative · entry 7

APKER JENNY L · CIK 0001242619 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,375

Underlying: Common Stock · 1,374 shares

Expires 2018-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 2, 2016.

Read SEC document
March 02, 2017 Filed Mar 3, 2017 16:15 UTC
APKER JENNY LSenior Vice President and CFO
Tax withholdingCommon Stock 440 $10.58 $4,655.20
Disclosure

SEC source: 0001644925-17-000003 · edgar.xml · nonDerivative · entry 4

APKER JENNY L · CIK 0001242619 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,597

Read SEC document
March 02, 2017 Filed Mar 3, 2017 16:15 UTC
APKER JENNY LSenior Vice President and CFO
Exercise / conversionCommon Stock 1,374 $0.00 $0.00
Disclosure

SEC source: 0001644925-17-000003 · edgar.xml · nonDerivative · entry 3

APKER JENNY L · CIK 0001242619 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,037

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2017 Filed Mar 3, 2017 21:00 UTC
Carano Mark ASVP & Treasurer
Exercise / conversionRestricted Stock Units · Derivative 225 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001584346-17-000002 · edgar.xml · derivative · entry 7

Carano Mark A · CIK 0001584346 · SVP & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,683

Underlying: Common Stock · 225 shares

Expires 2018-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The reporting person elected to defer receipt of all shares underlying the RSUs. On March 2, 2017, 2,718 RSUs vested and 225 of those shares were withheld to fulfill tax obligations. In accordance with his deferral election, vested shares will be delivered to the reporting person in five annual installments beginning six months following termination of employment.

F4 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 2, 2016.

F3 · balance_after: The reporting person elected to defer receipt of all shares underlying the RSUs. On March 2, 2017, 2,718 RSUs vested and 225 of those shares were withheld to fulfill tax obligations. In accordance with his deferral election, vested shares will be delivered to the reporting person in five annual installments beginning six months following termination of employment.

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March 02, 2017 Filed Mar 3, 2017 21:00 UTC
Carano Mark ASVP & Treasurer
Tax withholdingCommon Stock 225 $10.58 $2,380.50
Disclosure

SEC source: 0001584346-17-000002 · edgar.xml · nonDerivative · entry 4

Carano Mark A · CIK 0001584346 · SVP & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,609

Read SEC document
March 02, 2017 Filed Mar 3, 2017 21:00 UTC
Carano Mark ASVP & Treasurer
Exercise / conversionCommon Stock 225 $0.00 $0.00
Disclosure

SEC source: 0001584346-17-000002 · edgar.xml · nonDerivative · entry 3

Carano Mark A · CIK 0001584346 · SVP & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,834

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2017 Filed Mar 3, 2017 16:26 UTC
Gedeon EliasSVP & Chief Bus. Dev. Officer
Exercise / conversionRestricted Stock Units · Derivative 1,918 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001607264-17-000002 · edgar.xml · derivative · entry 7

Gedeon Elias · CIK 0001607264 · SVP & Chief Bus. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,918

Underlying: Common Stock · 1,918 shares

Expires 2018-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 2, 2016.

Read SEC document
March 02, 2017 Filed Mar 3, 2017 16:26 UTC
Gedeon EliasSVP & Chief Bus. Dev. Officer
Tax withholdingCommon Stock 733 $10.58 $7,755.14
Disclosure

SEC source: 0001607264-17-000002 · edgar.xml · nonDerivative · entry 4

Gedeon Elias · CIK 0001607264 · SVP & Chief Bus. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,608

Read SEC document
March 02, 2017 Filed Mar 3, 2017 16:26 UTC
Gedeon EliasSVP & Chief Bus. Dev. Officer
Exercise / conversionCommon Stock 1,918 $0.00 $0.00
Disclosure

SEC source: 0001607264-17-000002 · edgar.xml · nonDerivative · entry 3

Gedeon Elias · CIK 0001607264 · SVP & Chief Bus. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,341

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2017 Filed Mar 3, 2017 21:38 UTC
Low Mark SSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 1,918 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001644980-17-000002 · edgar.xml · derivative · entry 7

Low Mark S · CIK 0001644980 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,918

Underlying: Common Stock · 1,918 shares

Expires 2018-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 2, 2016.

Read SEC document
March 02, 2017 Filed Mar 3, 2017 21:38 UTC
Low Mark SSenior Vice President
Tax withholdingCommon Stock 736 $10.58 $7,786.88
Disclosure

SEC source: 0001644980-17-000002 · edgar.xml · nonDerivative · entry 4

Low Mark S · CIK 0001644980 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,034

Read SEC document
March 02, 2017 Filed Mar 3, 2017 21:38 UTC
Low Mark SSenior Vice President
Exercise / conversionCommon Stock 1,918 $0.00 $0.00
Disclosure

SEC source: 0001644980-17-000002 · edgar.xml · nonDerivative · entry 3

Low Mark S · CIK 0001644980 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,770

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2017 Filed Mar 3, 2017 21:34 UTC
Hall J. AndreSVP & General Counsel
Exercise / conversionRestricted Stock Units · Derivative 959 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001644999-17-000005 · edgar.xml · derivative · entry 7

Hall J. Andre · CIK 0001644999 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 959

Underlying: Common Stock · 959 shares

Expires 2018-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 2, 2016.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.