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Babcock & Wilcox Enterprises, Inc.

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4934
SEC CIK
0001630805
Parsed reports
443

Last 12 months

Inside the activity.

7 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202530
Dec 202500
Jan 202600
Feb 202601
Mar 202620
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202620
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 02, 2018 Filed Mar 6, 2018 17:50 UTC
Kass Leslie CPresident and CEO
Exercise / conversionRestricted Stock Units · Derivative 2,970 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001707399-18-000004 · edgar.xml · derivative · entry 6

Kass Leslie C · CIK 0001707399 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,970 shares

Expires 2018-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 100% of the RSUs vest on March 2, 2018.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 17:50 UTC
Kass Leslie CPresident and CEO
Tax withholdingCommon Stock 1,161 $5.53 $6,420.33
Disclosure

SEC source: 0001707399-18-000004 · edgar.xml · nonDerivative · entry 2

Kass Leslie C · CIK 0001707399 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,016

Read SEC document
March 02, 2018 Filed Mar 6, 2018 17:50 UTC
Kass Leslie CPresident and CEO
Exercise / conversionCommon Stock 3,929 $0.00 $0.00
Disclosure

SEC source: 0001707399-18-000004 · edgar.xml · nonDerivative · entry 1

Kass Leslie C · CIK 0001707399 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,177

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 18:22 UTC
Muckley James J.Senior Vice President
Exercise / conversionRestricted Stock Units · Derivative 319 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001692154-18-000004 · edgar.xml · derivative · entry 6

Muckley James J. · CIK 0001692154 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 319 shares

Expires 2018-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 2, 2016.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 18:22 UTC
Muckley James J.Senior Vice President
Exercise / conversionRestricted Stock Units · Derivative 989 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001692154-18-000004 · edgar.xml · derivative · entry 5

Muckley James J. · CIK 0001692154 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 989 shares

Expires 2018-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 100% of the RSUs vest on March 2, 2018.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 18:22 UTC
Muckley James J.Senior Vice President
Tax withholdingCommon Stock 462 $5.53 $2,554.86
Disclosure

SEC source: 0001692154-18-000004 · edgar.xml · nonDerivative · entry 2

Muckley James J. · CIK 0001692154 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,726

Read SEC document
March 02, 2018 Filed Mar 6, 2018 18:22 UTC
Muckley James J.Senior Vice President
Exercise / conversionCommon Stock 1,308 $0.00 $0.00
Disclosure

SEC source: 0001692154-18-000004 · edgar.xml · nonDerivative · entry 1

Muckley James J. · CIK 0001692154 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,188

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 23:45 UTC Exercise / conversionRestricted Stock Units · Derivative 26,862 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001644999-18-000021 · edgar.xml · derivative · entry 7

Ferland E James Jr · CIK 0001404512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,862 shares

Expires 2018-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 2, 2016.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 23:45 UTC Exercise / conversionRestricted Stock Units · Derivative 83,192 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001644999-18-000021 · edgar.xml · derivative · entry 6

Ferland E James Jr · CIK 0001404512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 83,192 shares

Expires 2018-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 100% of the RSUs vest on March 2, 2018.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 23:45 UTC Tax withholdingCommon Stock 32,959 $5.53 $182,263.27
Disclosure

SEC source: 0001644999-18-000021 · edgar.xml · nonDerivative · entry 2

Ferland E James Jr · CIK 0001404512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 328,421

Read SEC document
March 02, 2018 Filed Mar 6, 2018 23:45 UTC Exercise / conversionCommon Stock 110,054 $0.00 $0.00
Disclosure

SEC source: 0001644999-18-000021 · edgar.xml · nonDerivative · entry 1

Ferland E James Jr · CIK 0001404512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 361,380

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 17:11 UTC
APKER JENNY LSenior Vice President and CFO
Exercise / conversionRestricted Stock Units · Derivative 1,375 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001644999-18-000017 · edgar.xml · derivative · entry 7

APKER JENNY L · CIK 0001242619 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,375 shares

Expires 2018-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 2, 2016.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 17:11 UTC
APKER JENNY LSenior Vice President and CFO
Exercise / conversionRestricted Stock Units · Derivative 4,258 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001644999-18-000017 · edgar.xml · derivative · entry 6

APKER JENNY L · CIK 0001242619 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,258 shares

Expires 2018-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 100% of the RSUs vest on March 2, 2018.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 17:11 UTC
APKER JENNY LSenior Vice President and CFO
Tax withholdingCommon Stock 1,686 $5.53 $9,323.58
Disclosure

SEC source: 0001644999-18-000017 · edgar.xml · nonDerivative · entry 2

APKER JENNY L · CIK 0001242619 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,456

Read SEC document
March 02, 2018 Filed Mar 6, 2018 17:11 UTC
APKER JENNY LSenior Vice President and CFO
Exercise / conversionCommon Stock 5,633 $0.00 $0.00
Disclosure

SEC source: 0001644999-18-000017 · edgar.xml · nonDerivative · entry 1

APKER JENNY L · CIK 0001242619 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,142

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 21:31 UTC
Carano Mark ASenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 88 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001584346-18-000004 · edgar.xml · derivative · entry 7

Carano Mark A · CIK 0001584346 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,572

Underlying: Common Stock · 88 shares

Expires 2018-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: The reporting person elected to defer receipt of all shares underlying the RSUs. On March 2, 2018, 2,719 RSUs vested and 88 of those shares were withheld to fulfill tax obligations. In accordance with his deferral election, vested shares will be delivered to the reporting person in five annual installments beginning six months following termination of employment.

F5 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 2, 2016.

F4 · balance_after: The reporting person elected to defer receipt of all shares underlying the RSUs. On March 2, 2018, 2,719 RSUs vested and 88 of those shares were withheld to fulfill tax obligations. In accordance with his deferral election, vested shares will be delivered to the reporting person in five annual installments beginning six months following termination of employment.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 21:31 UTC
Carano Mark ASenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 273 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001584346-18-000004 · edgar.xml · derivative · entry 6

Carano Mark A · CIK 0001584346 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,144

Underlying: Common Stock · 273 shares

Expires 2018-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The reporting person elected to defer receipt of all shares underlying the RSUs. On March 2, 2018, 8,417 RSUs vested and 273 of those shares were withheld to fulfill tax obligations. In accordance with his deferral election, vested shares will be delivered to the reporting person in five annual installments beginning six months following termination of employment.

F3 · derivative.exercise_date: 100% of the RSUs vest on March 2, 2018.

F2 · balance_after: The reporting person elected to defer receipt of all shares underlying the RSUs. On March 2, 2018, 8,417 RSUs vested and 273 of those shares were withheld to fulfill tax obligations. In accordance with his deferral election, vested shares will be delivered to the reporting person in five annual installments beginning six months following termination of employment.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 21:31 UTC
Carano Mark ASenior Vice President
Tax withholdingCommon Stock 361 $5.53 $1,996.33
Disclosure

SEC source: 0001584346-18-000004 · edgar.xml · nonDerivative · entry 2

Carano Mark A · CIK 0001584346 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,819

Read SEC document
March 02, 2018 Filed Mar 6, 2018 21:31 UTC
Carano Mark ASenior Vice President
Exercise / conversionCommon Stock 361 $0.00 $0.00
Disclosure

SEC source: 0001584346-18-000004 · edgar.xml · nonDerivative · entry 1

Carano Mark A · CIK 0001584346 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,180

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 23:06 UTC
Low Mark SSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 1,918 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001644980-18-000004 · edgar.xml · derivative · entry 7

Low Mark S · CIK 0001644980 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,918 shares

Expires 2018-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 2, 2016.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 23:06 UTC
Low Mark SSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 5,942 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001644980-18-000004 · edgar.xml · derivative · entry 6

Low Mark S · CIK 0001644980 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,942 shares

Expires 2018-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 100% of the RSUs vest on March 2, 2018.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 23:06 UTC
Low Mark SSenior Vice President
Tax withholdingCommon Stock 2,341 $5.53 $12,945.73
Disclosure

SEC source: 0001644980-18-000004 · edgar.xml · nonDerivative · entry 2

Low Mark S · CIK 0001644980 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,737

Read SEC document
March 02, 2018 Filed Mar 6, 2018 23:06 UTC
Low Mark SSenior Vice President
Exercise / conversionCommon Stock 7,860 $0.00 $0.00
Disclosure

SEC source: 0001644980-18-000004 · edgar.xml · nonDerivative · entry 1

Low Mark S · CIK 0001644980 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,078

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 22:31 UTC
Hall J. AndreSVP & General Counsel
Exercise / conversionRestricted Stock Units · Derivative 959 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001644999-18-000019 · edgar.xml · derivative · entry 7

Hall J. Andre · CIK 0001644999 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 959 shares

Expires 2018-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 2, 2016.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 22:31 UTC
Hall J. AndreSVP & General Counsel
Exercise / conversionRestricted Stock Units · Derivative 2,970 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001644999-18-000019 · edgar.xml · derivative · entry 6

Hall J. Andre · CIK 0001644999 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,970 shares

Expires 2018-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 100% of the RSUs vest on March 2, 2018.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 22:31 UTC
Hall J. AndreSVP & General Counsel
Tax withholdingCommon Stock 1,140 $5.53 $6,304.20
Disclosure

SEC source: 0001644999-18-000019 · edgar.xml · nonDerivative · entry 2

Hall J. Andre · CIK 0001644999 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,088

Read SEC document
March 02, 2018 Filed Mar 6, 2018 22:31 UTC
Hall J. AndreSVP & General Counsel
Exercise / conversionCommon Stock 3,929 $0.00 $0.00
Disclosure

SEC source: 0001644999-18-000019 · edgar.xml · nonDerivative · entry 1

Hall J. Andre · CIK 0001644999 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,228

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2018 Filed Mar 2, 2018 17:39 UTC
Kass Leslie CPresident and CEO
Exercise / conversionRestricted Stock Units · Derivative 863 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001707399-18-000002 · edgar.xml · derivative · entry 4

Kass Leslie C · CIK 0001707399 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 863

Underlying: Common Stock · 863 shares

Expires 2019-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 1, 2017.

Read SEC document
March 01, 2018 Filed Mar 2, 2018 17:39 UTC
Kass Leslie CPresident and CEO
Tax withholdingCommon Stock 251 $6.09 $1,528.59
Disclosure

SEC source: 0001707399-18-000002 · edgar.xml · nonDerivative · entry 2

Kass Leslie C · CIK 0001707399 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,248

Read SEC document
March 01, 2018 Filed Mar 2, 2018 17:39 UTC
Kass Leslie CPresident and CEO
Exercise / conversionCommon Stock 863 $0.00 $0.00
Disclosure

SEC source: 0001707399-18-000002 · edgar.xml · nonDerivative · entry 1

Kass Leslie C · CIK 0001707399 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,499

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2018 Filed Mar 2, 2018 18:07 UTC
Muckley James J.Senior Vice President
Exercise / conversionRestricted Stock Units · Derivative 384 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001692154-18-000002 · edgar.xml · derivative · entry 3

Muckley James J. · CIK 0001692154 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384

Underlying: Common Stock · 384 shares

Expires 2019-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 1, 2017.

Read SEC document
March 01, 2018 Filed Mar 2, 2018 18:07 UTC
Muckley James J.Senior Vice President
Tax withholdingCommon Stock 135 $6.09 $822.15
Disclosure

SEC source: 0001692154-18-000002 · edgar.xml · nonDerivative · entry 2

Muckley James J. · CIK 0001692154 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 880

Read SEC document
March 01, 2018 Filed Mar 2, 2018 18:07 UTC
Muckley James J.Senior Vice President
Exercise / conversionCommon Stock 384 $0.00 $0.00
Disclosure

SEC source: 0001692154-18-000002 · edgar.xml · nonDerivative · entry 1

Muckley James J. · CIK 0001692154 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,015

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2018 Filed Mar 2, 2018 16:46 UTC
APKER JENNY LSenior Vice President and CFO
Exercise / conversionRestricted Stock Units · Derivative 2,301 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001644999-18-000011 · edgar.xml · derivative · entry 4

APKER JENNY L · CIK 0001242619 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,301

Underlying: Common Stock · 2,301 shares

Expires 2019-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 1, 2017.

Read SEC document
March 01, 2018 Filed Mar 2, 2018 16:46 UTC
APKER JENNY LSenior Vice President and CFO
Tax withholdingCommon Stock 689 $6.09 $4,196.01
Disclosure

SEC source: 0001644999-18-000011 · edgar.xml · nonDerivative · entry 2

APKER JENNY L · CIK 0001242619 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,509

Read SEC document
March 01, 2018 Filed Mar 2, 2018 16:46 UTC
APKER JENNY LSenior Vice President and CFO
Exercise / conversionCommon Stock 2,301 $0.00 $0.00
Disclosure

SEC source: 0001644999-18-000011 · edgar.xml · nonDerivative · entry 1

APKER JENNY L · CIK 0001242619 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,198

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2018 Filed Mar 2, 2018 22:03 UTC
Carano Mark ASenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 1,726 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001584346-18-000002 · edgar.xml · derivative · entry 4

Carano Mark A · CIK 0001584346 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,726

Underlying: Common Stock · 1,726 shares

Expires 2019-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 1, 2017.

Read SEC document
March 01, 2018 Filed Mar 2, 2018 22:03 UTC
Carano Mark ASenior Vice President
Tax withholdingCommon Stock 516 $6.09 $3,142.44
Disclosure

SEC source: 0001584346-18-000002 · edgar.xml · nonDerivative · entry 2

Carano Mark A · CIK 0001584346 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,819

Read SEC document
March 01, 2018 Filed Mar 2, 2018 22:03 UTC
Carano Mark ASenior Vice President
Exercise / conversionCommon Stock 1,726 $0.00 $0.00
Disclosure

SEC source: 0001584346-18-000002 · edgar.xml · nonDerivative · entry 1

Carano Mark A · CIK 0001584346 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,335

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2018 Filed Mar 2, 2018 22:58 UTC
Morgan Jimmy BSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 767 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001681626-18-000002 · edgar.xml · derivative · entry 3

Morgan Jimmy B · CIK 0001681626 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 767

Underlying: Common Stock · 767 shares

Expires 2019-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 1, 2017.

Read SEC document
March 01, 2018 Filed Mar 2, 2018 22:58 UTC
Morgan Jimmy BSenior Vice President
Tax withholdingCommon Stock 222 $6.09 $1,351.98
Disclosure

SEC source: 0001681626-18-000002 · edgar.xml · nonDerivative · entry 2

Morgan Jimmy B · CIK 0001681626 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,862

Read SEC document
March 01, 2018 Filed Mar 2, 2018 22:58 UTC
Morgan Jimmy BSenior Vice President
Exercise / conversionCommon Stock 767 $0.00 $0.00
Disclosure

SEC source: 0001681626-18-000002 · edgar.xml · nonDerivative · entry 1

Morgan Jimmy B · CIK 0001681626 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,084

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2018 Filed Mar 2, 2018 22:49 UTC
Low Mark SSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 1,247 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001644980-18-000002 · edgar.xml · derivative · entry 4

Low Mark S · CIK 0001644980 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,247

Underlying: Common Stock · 1,247 shares

Expires 2019-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 1, 2017.

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March 01, 2018 Filed Mar 2, 2018 22:49 UTC
Low Mark SSenior Vice President
Tax withholdingCommon Stock 364 $6.09 $2,216.76
Disclosure

SEC source: 0001644980-18-000002 · edgar.xml · nonDerivative · entry 2

Low Mark S · CIK 0001644980 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,218

Read SEC document
March 01, 2018 Filed Mar 2, 2018 22:49 UTC
Low Mark SSenior Vice President
Exercise / conversionCommon Stock 1,247 $0.00 $0.00
Disclosure

SEC source: 0001644980-18-000002 · edgar.xml · nonDerivative · entry 1

Low Mark S · CIK 0001644980 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,582

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2018 Filed Mar 2, 2018 22:16 UTC
Hall J. AndreSVP & General Counsel
Exercise / conversionRestricted Stock Units · Derivative 1,151 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001644999-18-000013 · edgar.xml · derivative · entry 4

Hall J. Andre · CIK 0001644999 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,151

Underlying: Common Stock · 1,151 shares

Expires 2019-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 1, 2017.

Read SEC document
March 01, 2018 Filed Mar 2, 2018 22:16 UTC
Hall J. AndreSVP & General Counsel
Tax withholdingCommon Stock 334 $6.09 $2,034.06
Disclosure

SEC source: 0001644999-18-000013 · edgar.xml · nonDerivative · entry 2

Hall J. Andre · CIK 0001644999 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,299

Read SEC document
March 01, 2018 Filed Mar 2, 2018 22:16 UTC
Hall J. AndreSVP & General Counsel
Exercise / conversionCommon Stock 1,151 $0.00 $0.00
Disclosure

SEC source: 0001644999-18-000013 · edgar.xml · nonDerivative · entry 1

Hall J. Andre · CIK 0001644999 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,633

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2018 Filed Mar 2, 2018 22:30 UTC
Hoehn Daniel WVice President and CAO
Exercise / conversionRestricted Stock Units · Derivative 460 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001644925-18-000002 · edgar.xml · derivative · entry 3

Hoehn Daniel W · CIK 0001644925 · Vice President and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 460

Underlying: Common Stock · 460 shares

Expires 2019-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 1, 2017.

Read SEC document
March 01, 2018 Filed Mar 2, 2018 22:30 UTC
Hoehn Daniel WVice President and CAO
Tax withholdingCommon Stock 162 $6.09 $986.58
Disclosure

SEC source: 0001644925-18-000002 · edgar.xml · nonDerivative · entry 2

Hoehn Daniel W · CIK 0001644925 · Vice President and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,555

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.