Last 12 months
Inside the activity.
7 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 3 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 2 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 2 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 18, 2019 Filed Jul 23, 2019 00:29 UTC |
RILEY BRYANT RDirector
|
OtherCommon Stock | 73,419 | $0.30 | $22,025.70 |
DisclosureSEC source: 0001213900-19-013343 · ownership.xml · nonDerivative · entry 4 RILEY BRYANT R · CIK 0001207269 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · As UTMA custodian for Eloise Riley Disclosed balance after: 147,813 F1 · security: Represents shares of the Issuer's common stock, par value $0.01 per share ("Common Stock") acquired by the Reporting Persons following the exercise of its subscription rights in connection with the Issuer's subscription rights offering (the "Offering") to holders of the Common Stock, described in the Issuer's prospectus dated June 28, 2019 and filed with the United States Securities and Exchange Commission on June 28, 2019. Each holder of Common Stock of record as of June 27, 2019 received one right for each share of Common Stock, and each right entitled the holder of Common Stock to purchase 0.986896 shares of Common Stock at the subscription price of $0.30 per whole share. Rights could only be exercised in whole numbers of Common Stock and no fractional shares of Common Stock were issued in the Offering. F2 · security: Any fractional shares of Common Stock created by the exercise of the rights were rounded to the nearest whole share, with such adjustments as may be necessary to ensure that Issuer offered 166,666,667 shares of Common Stock. There was no oversubscription privilege offered in connection with the Offering. F1 · shares: Represents shares of the Issuer's common stock, par value $0.01 per share ("Common Stock") acquired by the Reporting Persons following the exercise of its subscription rights in connection with the Issuer's subscription rights offering (the "Offering") to holders of the Common Stock, described in the Issuer's prospectus dated June 28, 2019 and filed with the United States Securities and Exchange Commission on June 28, 2019. Each holder of Common Stock of record as of June 27, 2019 received one right for each share of Common Stock, and each right entitled the holder of Common Stock to purchase 0.986896 shares of Common Stock at the subscription price of $0.30 per whole share. Rights could only be exercised in whole numbers of Common Stock and no fractional shares of Common Stock were issued in the Offering. F2 · shares: Any fractional shares of Common Stock created by the exercise of the rights were rounded to the nearest whole share, with such adjustments as may be necessary to ensure that Issuer offered 166,666,667 shares of Common Stock. There was no oversubscription privilege offered in connection with the Offering. Read SEC document |
| July 18, 2019 Filed Jul 23, 2019 00:29 UTC |
RILEY BRYANT RDirector
|
OtherCommon Stock | 73,420 | $0.30 | $22,026.00 |
DisclosureSEC source: 0001213900-19-013343 · ownership.xml · nonDerivative · entry 3 RILEY BRYANT R · CIK 0001207269 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · As UTMA custodian for Charlie Riley Disclosed balance after: 147,815 F1 · security: Represents shares of the Issuer's common stock, par value $0.01 per share ("Common Stock") acquired by the Reporting Persons following the exercise of its subscription rights in connection with the Issuer's subscription rights offering (the "Offering") to holders of the Common Stock, described in the Issuer's prospectus dated June 28, 2019 and filed with the United States Securities and Exchange Commission on June 28, 2019. Each holder of Common Stock of record as of June 27, 2019 received one right for each share of Common Stock, and each right entitled the holder of Common Stock to purchase 0.986896 shares of Common Stock at the subscription price of $0.30 per whole share. Rights could only be exercised in whole numbers of Common Stock and no fractional shares of Common Stock were issued in the Offering. F2 · security: Any fractional shares of Common Stock created by the exercise of the rights were rounded to the nearest whole share, with such adjustments as may be necessary to ensure that Issuer offered 166,666,667 shares of Common Stock. There was no oversubscription privilege offered in connection with the Offering. F1 · shares: Represents shares of the Issuer's common stock, par value $0.01 per share ("Common Stock") acquired by the Reporting Persons following the exercise of its subscription rights in connection with the Issuer's subscription rights offering (the "Offering") to holders of the Common Stock, described in the Issuer's prospectus dated June 28, 2019 and filed with the United States Securities and Exchange Commission on June 28, 2019. Each holder of Common Stock of record as of June 27, 2019 received one right for each share of Common Stock, and each right entitled the holder of Common Stock to purchase 0.986896 shares of Common Stock at the subscription price of $0.30 per whole share. Rights could only be exercised in whole numbers of Common Stock and no fractional shares of Common Stock were issued in the Offering. F2 · shares: Any fractional shares of Common Stock created by the exercise of the rights were rounded to the nearest whole share, with such adjustments as may be necessary to ensure that Issuer offered 166,666,667 shares of Common Stock. There was no oversubscription privilege offered in connection with the Offering. Read SEC document |
| July 18, 2019 Filed Jul 23, 2019 00:29 UTC |
RILEY BRYANT RDirector
|
OtherCommon Stock | 73,421 | $0.30 | $22,026.30 |
DisclosureSEC source: 0001213900-19-013343 · ownership.xml · nonDerivative · entry 2 RILEY BRYANT R · CIK 0001207269 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · As UTMA custodian for Abigail Riley Disclosed balance after: 147,817 F1 · security: Represents shares of the Issuer's common stock, par value $0.01 per share ("Common Stock") acquired by the Reporting Persons following the exercise of its subscription rights in connection with the Issuer's subscription rights offering (the "Offering") to holders of the Common Stock, described in the Issuer's prospectus dated June 28, 2019 and filed with the United States Securities and Exchange Commission on June 28, 2019. Each holder of Common Stock of record as of June 27, 2019 received one right for each share of Common Stock, and each right entitled the holder of Common Stock to purchase 0.986896 shares of Common Stock at the subscription price of $0.30 per whole share. Rights could only be exercised in whole numbers of Common Stock and no fractional shares of Common Stock were issued in the Offering. F2 · security: Any fractional shares of Common Stock created by the exercise of the rights were rounded to the nearest whole share, with such adjustments as may be necessary to ensure that Issuer offered 166,666,667 shares of Common Stock. There was no oversubscription privilege offered in connection with the Offering. F1 · shares: Represents shares of the Issuer's common stock, par value $0.01 per share ("Common Stock") acquired by the Reporting Persons following the exercise of its subscription rights in connection with the Issuer's subscription rights offering (the "Offering") to holders of the Common Stock, described in the Issuer's prospectus dated June 28, 2019 and filed with the United States Securities and Exchange Commission on June 28, 2019. Each holder of Common Stock of record as of June 27, 2019 received one right for each share of Common Stock, and each right entitled the holder of Common Stock to purchase 0.986896 shares of Common Stock at the subscription price of $0.30 per whole share. Rights could only be exercised in whole numbers of Common Stock and no fractional shares of Common Stock were issued in the Offering. F2 · shares: Any fractional shares of Common Stock created by the exercise of the rights were rounded to the nearest whole share, with such adjustments as may be necessary to ensure that Issuer offered 166,666,667 shares of Common Stock. There was no oversubscription privilege offered in connection with the Offering. Read SEC document |
| July 18, 2019 Filed Jul 23, 2019 00:29 UTC |
RILEY BRYANT RDirector
|
OtherCommon Stock | 419,339 | $0.30 | $125,801.70 |
DisclosureSEC source: 0001213900-19-013343 · ownership.xml · nonDerivative · entry 1 RILEY BRYANT R · CIK 0001207269 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 844,246 F1 · security: Represents shares of the Issuer's common stock, par value $0.01 per share ("Common Stock") acquired by the Reporting Persons following the exercise of its subscription rights in connection with the Issuer's subscription rights offering (the "Offering") to holders of the Common Stock, described in the Issuer's prospectus dated June 28, 2019 and filed with the United States Securities and Exchange Commission on June 28, 2019. Each holder of Common Stock of record as of June 27, 2019 received one right for each share of Common Stock, and each right entitled the holder of Common Stock to purchase 0.986896 shares of Common Stock at the subscription price of $0.30 per whole share. Rights could only be exercised in whole numbers of Common Stock and no fractional shares of Common Stock were issued in the Offering. F2 · security: Any fractional shares of Common Stock created by the exercise of the rights were rounded to the nearest whole share, with such adjustments as may be necessary to ensure that Issuer offered 166,666,667 shares of Common Stock. There was no oversubscription privilege offered in connection with the Offering. F1 · shares: Represents shares of the Issuer's common stock, par value $0.01 per share ("Common Stock") acquired by the Reporting Persons following the exercise of its subscription rights in connection with the Issuer's subscription rights offering (the "Offering") to holders of the Common Stock, described in the Issuer's prospectus dated June 28, 2019 and filed with the United States Securities and Exchange Commission on June 28, 2019. Each holder of Common Stock of record as of June 27, 2019 received one right for each share of Common Stock, and each right entitled the holder of Common Stock to purchase 0.986896 shares of Common Stock at the subscription price of $0.30 per whole share. Rights could only be exercised in whole numbers of Common Stock and no fractional shares of Common Stock were issued in the Offering. F2 · shares: Any fractional shares of Common Stock created by the exercise of the rights were rounded to the nearest whole share, with such adjustments as may be necessary to ensure that Issuer offered 166,666,667 shares of Common Stock. There was no oversubscription privilege offered in connection with the Offering. Read SEC document |
| July 18, 2019 Filed Jul 22, 2019 17:21 UTC |
Salamone Louis JrChief Financial Officer
|
OtherNontransferable Subscription Rights (right to buy] · Derivative | 120,000 | $0.00 Strike: $0.30 | $0.00 |
DisclosureSEC source: 0001644999-19-000022 · edgar.xml · derivative · entry 2 Salamone Louis Jr · CIK 0001360840 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 118,428 shares Expires 2019-07-18 F2 · security: Represents the reporting person's exercise of subscription rights pursuant to the Rights Offering described in footnote 1. F1 · derivative.underlying_shares: Represents shares of the Issuer's common stock, par value $0.01 per share ("Common Stock"), acquired by the reporting person following the exercise of its subscription rights in connection with the Issuer's rights offering to holders of Common Stock, as described in the Issuer's prospectus dated June 28, 2019, as supplemented. Each holder of Common Stock of record as of June 27, 2019 received one right for each share of Common Stock, and each right entitled the holder of Common Stock to purchase 0.986896 shares of Common Stock at the subscription price of $0.30 per whole share. Read SEC document |
| July 18, 2019 Filed Jul 22, 2019 17:21 UTC |
Salamone Louis JrChief Financial Officer
|
OtherCommon Stock | 118,428 | $0.30 | $35,528.40 |
DisclosureSEC source: 0001644999-19-000022 · edgar.xml · nonDerivative · entry 1 Salamone Louis Jr · CIK 0001360840 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,428 F1 · security: Represents shares of the Issuer's common stock, par value $0.01 per share ("Common Stock"), acquired by the reporting person following the exercise of its subscription rights in connection with the Issuer's rights offering to holders of Common Stock, as described in the Issuer's prospectus dated June 28, 2019, as supplemented. Each holder of Common Stock of record as of June 27, 2019 received one right for each share of Common Stock, and each right entitled the holder of Common Stock to purchase 0.986896 shares of Common Stock at the subscription price of $0.30 per whole share. F1 · shares: Represents shares of the Issuer's common stock, par value $0.01 per share ("Common Stock"), acquired by the reporting person following the exercise of its subscription rights in connection with the Issuer's rights offering to holders of Common Stock, as described in the Issuer's prospectus dated June 28, 2019, as supplemented. Each holder of Common Stock of record as of June 27, 2019 received one right for each share of Common Stock, and each right entitled the holder of Common Stock to purchase 0.986896 shares of Common Stock at the subscription price of $0.30 per whole share. Read SEC document |
| July 18, 2019 Filed Jul 22, 2019 21:23 UTC |
Young Kenneth MChief Executive Officer
|
OtherNontransferable Subscription Rights (right to buy) · Derivative | 147,166 | $0.00 Strike: $0.30 | $0.00 |
DisclosureSEC source: 0001644999-19-000023 · edgar.xml · derivative · entry 2 Young Kenneth M · CIK 0001365572 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 145,238 shares Expires 2019-07-18 F2 · security: Represents the reporting person's exercise of subscription rights pursuant to the Rights Offering described in footnote 1. F1 · derivative.underlying_shares: Represents shares of the Issuer's common stock, par value $0.01 per share ("Common Stock"), acquired by the reporting person following the exercise of its subscription rights in connection with the Issuer's rights offering to holders of Common Stock, as described in the Issuer's prospectus dated June 28, 2019, as supplemented. Each holder of Common Stock of record as of June 27, 2019 received one right for each share of Common Stock, and each right entitled the holder of Common Stock to purchase 0.986896 shares of Common Stock at the subscription price of $0.30 per whole share. Read SEC document |
| July 18, 2019 Filed Jul 22, 2019 21:23 UTC |
Young Kenneth MChief Executive Officer
|
OtherCommon Stock | 145,238 | $0.30 | $43,571.40 |
DisclosureSEC source: 0001644999-19-000023 · edgar.xml · nonDerivative · entry 1 Young Kenneth M · CIK 0001365572 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 292,404 F1 · security: Represents shares of the Issuer's common stock, par value $0.01 per share ("Common Stock"), acquired by the reporting person following the exercise of its subscription rights in connection with the Issuer's rights offering to holders of Common Stock, as described in the Issuer's prospectus dated June 28, 2019, as supplemented. Each holder of Common Stock of record as of June 27, 2019 received one right for each share of Common Stock, and each right entitled the holder of Common Stock to purchase 0.986896 shares of Common Stock at the subscription price of $0.30 per whole share. F1 · shares: Represents shares of the Issuer's common stock, par value $0.01 per share ("Common Stock"), acquired by the reporting person following the exercise of its subscription rights in connection with the Issuer's rights offering to holders of Common Stock, as described in the Issuer's prospectus dated June 28, 2019, as supplemented. Each holder of Common Stock of record as of June 27, 2019 received one right for each share of Common Stock, and each right entitled the holder of Common Stock to purchase 0.986896 shares of Common Stock at the subscription price of $0.30 per whole share. Read SEC document |
| July 18, 2019 Filed Jul 22, 2019 21:20 UTC |
Hoehn Daniel WVice President and CAO
|
OtherNontransferable Subscription Rights (right to buy) · Derivative | 14,813 | $0.00 Strike: $0.30 | $0.00 |
DisclosureSEC source: 0001644999-19-000021 · edgar.xml · derivative · entry 2 Hoehn Daniel W · CIK 0001644925 · Vice President and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,619 shares Expires 2019-07-18 F2 · security: Represents the reporting person's exercise of subscription rights pursuant to the Rights Offering described in footnote 1. F1 · derivative.underlying_shares: Represents shares of the Issuer's common stock, par value $0.01 per share ("Common Stock"), acquired by the reporting person following the exercise of its subscription rights in connection with the Issuer's rights offering to holders of Common Stock, as described in the Issuer's prospectus dated June 28, 2019, as supplemented. Each holder of Common Stock of record as of June 27, 2019 received one right for each share of Common Stock, and each right entitled the holder of Common Stock to purchase 0.986896 shares of Common Stock at the subscription price of $0.30 per whole share. Read SEC document |
| July 18, 2019 Filed Jul 22, 2019 21:20 UTC |
Hoehn Daniel WVice President and CAO
|
OtherCommon Stock | 14,619 | $0.30 | $4,385.70 |
DisclosureSEC source: 0001644999-19-000021 · edgar.xml · nonDerivative · entry 1 Hoehn Daniel W · CIK 0001644925 · Vice President and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,432 F1 · security: Represents shares of the Issuer's common stock, par value $0.01 per share ("Common Stock"), acquired by the reporting person following the exercise of its subscription rights in connection with the Issuer's rights offering to holders of Common Stock, as described in the Issuer's prospectus dated June 28, 2019, as supplemented. Each holder of Common Stock of record as of June 27, 2019 received one right for each share of Common Stock, and each right entitled the holder of Common Stock to purchase 0.986896 shares of Common Stock at the subscription price of $0.30 per whole share. F1 · shares: Represents shares of the Issuer's common stock, par value $0.01 per share ("Common Stock"), acquired by the reporting person following the exercise of its subscription rights in connection with the Issuer's rights offering to holders of Common Stock, as described in the Issuer's prospectus dated June 28, 2019, as supplemented. Each holder of Common Stock of record as of June 27, 2019 received one right for each share of Common Stock, and each right entitled the holder of Common Stock to purchase 0.986896 shares of Common Stock at the subscription price of $0.30 per whole share. Read SEC document |
| July 18, 2019 Filed Jul 22, 2019 21:18 UTC |
Dubin Cynthia SDirector
|
OtherNontransferable Subscription Rights (right to buy) · Derivative | 74,784 | $0.00 Strike: $0.30 | $0.00 |
DisclosureSEC source: 0001644999-19-000020 · edgar.xml · derivative · entry 2 Dubin Cynthia S · CIK 0001645021 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 73,804 shares Expires 2019-07-18 F2 · security: Represents the reporting person's exercise of subscription rights pursuant to the Rights Offering described in footnote 1. F1 · derivative.underlying_shares: Represents shares of the Issuer's common stock, par value $0.01 per share ("Common Stock"), acquired by the reporting person following the exercise of its subscription rights in connection with the Issuer's rights offering to holders of Common Stock, as described in the Issuer's prospectus dated June 28, 2019, as supplemented. Each holder of Common Stock of record as of June 27, 2019 received one right for each share of Common Stock, and each right entitled the holder of Common Stock to purchase 0.986896 shares of Common Stock at the subscription price of $0.30 per whole share. Read SEC document |
| July 18, 2019 Filed Jul 22, 2019 21:18 UTC |
Dubin Cynthia SDirector
|
OtherCommon Stock | 73,804 | $0.30 | $22,141.20 |
DisclosureSEC source: 0001644999-19-000020 · edgar.xml · nonDerivative · entry 1 Dubin Cynthia S · CIK 0001645021 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,588 F1 · security: Represents shares of the Issuer's common stock, par value $0.01 per share ("Common Stock"), acquired by the reporting person following the exercise of its subscription rights in connection with the Issuer's rights offering to holders of Common Stock, as described in the Issuer's prospectus dated June 28, 2019, as supplemented. Each holder of Common Stock of record as of June 27, 2019 received one right for each share of Common Stock, and each right entitled the holder of Common Stock to purchase 0.986896 shares of Common Stock at the subscription price of $0.30 per whole share. F1 · shares: Represents shares of the Issuer's common stock, par value $0.01 per share ("Common Stock"), acquired by the reporting person following the exercise of its subscription rights in connection with the Issuer's rights offering to holders of Common Stock, as described in the Issuer's prospectus dated June 28, 2019, as supplemented. Each holder of Common Stock of record as of June 27, 2019 received one right for each share of Common Stock, and each right entitled the holder of Common Stock to purchase 0.986896 shares of Common Stock at the subscription price of $0.30 per whole share. Read SEC document |
| July 17, 2019 Filed Jul 19, 2019 16:46 UTC |
Vintage Capital Management LLCDirector · 10% owner
KAHN CAPITAL MANAGEMENT LLCDirector · 10% owner
KAHN BRIAN RANDALLDirector · 10% owner
|
OtherNontransferable Subscription Rights (right to buy) · Derivative | 25,080,000 | $0.00 Strike: $0.30 | $0.00 |
DisclosureSEC source: 0001144204-19-035216 · tv525499_4.xml · derivative · entry 2 Vintage Capital Management LLC · CIK 0001511498 · Director · 10% owner KAHN CAPITAL MANAGEMENT LLC · CIK 0001099408 · Director · 10% owner KAHN BRIAN RANDALL · CIK 0001455976 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnotes Disclosed balance after: 0 Underlying: Common Stock · 24,751,352 shares Expires 2019-07-18 F6 · security: Represents Vintage Capital's exercise of subscription rights pursuant to the Offering. F1 · derivative.underlying_shares: Represents shares of the Issuer's common stock, par value $0.01 per share ("Common Stock") acquired by Vintage Capital Management, LLC ("Vintage Capital") following the exercise of its subscription rights in connection with the Issuer's subscription rights offering (the "Offering") to holders of the Common Stock, described in the Issuer's prospectus dated June 28, 2019 and filed with the United States Securities and Exchange Commission on June 28, 2019. Each holder of Common Stock of record as of June 27, 2019 received one right for each share of Common Stock, and each right entitled the holder of Common Stock to purchase 0.986896 shares of Common Stock at the subscription price of $0.30 per whole share. Rights could only be exercised in whole numbers of Common Stock and no fractional shares of Common Stock were issued in the Offering. F2 · derivative.underlying_shares: (Continued from footnote 1) Any fractional shares of Common Stock created by the exercise of the rights were rounded to the nearest whole share, with such adjustments as may be necessary to ensure that Issuer offered 166,666,667 shares of Common Stock. There was no oversubscription privilege offered in connection with the Offering. F3 · ownership.nature: In addition to Vintage Capital, the record holder of the shares of Common Stock, this Form 4 is being filed jointly by Kahn Capital Management, LLC, a Delaware limited liability company ("Kahn Capital"), and Brian R. Kahn, a citizen of the United States of America, each of whom has the same business address as Vintage Capital. F4 · ownership.nature: (Continued from footnote 3) Kahn Capital, as a member and the majority owner of Vintage Capital, may be deemed to have the power to direct the voting and disposition of the shares of Common Stock beneficially owned by Vintage Capital, and may be deemed to be the indirect beneficial owner of such shares. Kahn Capital disclaims beneficial ownership of such shares for all other purposes, except to the extent of its pecuniary interest therein. Mr. Kahn, as the manager of each of Vintage Capital and Kahn Capital, has the power to direct the voting and disposition of the shares of Common Stock beneficially owned by Vintage Capital, and may be deemed to be the indirect beneficial owner of such shares. Mr. Kahn disclaims beneficial ownership of such shares for all other purposes, except to the extent of his pecuniary interest therein. F5 · ownership.nature: The filing of this statement on Form 4 shall not be deemed an admission that any of Vintage Capital, Kahn Capital or Mr. Kahn are, for the purposes of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of any securities specified in this statement other than those directly beneficially owned by them. Read SEC document |
| July 17, 2019 Filed Jul 19, 2019 16:46 UTC |
Vintage Capital Management LLCDirector · 10% owner
KAHN CAPITAL MANAGEMENT LLCDirector · 10% owner
KAHN BRIAN RANDALLDirector · 10% owner
|
OtherCommon Stock | 24,751,352 | $0.30 | $7,425,405.60 |
DisclosureSEC source: 0001144204-19-035216 · tv525499_4.xml · nonDerivative · entry 1 Vintage Capital Management LLC · CIK 0001511498 · Director · 10% owner KAHN CAPITAL MANAGEMENT LLC · CIK 0001099408 · Director · 10% owner KAHN BRIAN RANDALL · CIK 0001455976 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnotes Disclosed balance after: 49,839,584 F1 · security: Represents shares of the Issuer's common stock, par value $0.01 per share ("Common Stock") acquired by Vintage Capital Management, LLC ("Vintage Capital") following the exercise of its subscription rights in connection with the Issuer's subscription rights offering (the "Offering") to holders of the Common Stock, described in the Issuer's prospectus dated June 28, 2019 and filed with the United States Securities and Exchange Commission on June 28, 2019. Each holder of Common Stock of record as of June 27, 2019 received one right for each share of Common Stock, and each right entitled the holder of Common Stock to purchase 0.986896 shares of Common Stock at the subscription price of $0.30 per whole share. Rights could only be exercised in whole numbers of Common Stock and no fractional shares of Common Stock were issued in the Offering. F2 · security: (Continued from footnote 1) Any fractional shares of Common Stock created by the exercise of the rights were rounded to the nearest whole share, with such adjustments as may be necessary to ensure that Issuer offered 166,666,667 shares of Common Stock. There was no oversubscription privilege offered in connection with the Offering. F1 · shares: Represents shares of the Issuer's common stock, par value $0.01 per share ("Common Stock") acquired by Vintage Capital Management, LLC ("Vintage Capital") following the exercise of its subscription rights in connection with the Issuer's subscription rights offering (the "Offering") to holders of the Common Stock, described in the Issuer's prospectus dated June 28, 2019 and filed with the United States Securities and Exchange Commission on June 28, 2019. Each holder of Common Stock of record as of June 27, 2019 received one right for each share of Common Stock, and each right entitled the holder of Common Stock to purchase 0.986896 shares of Common Stock at the subscription price of $0.30 per whole share. Rights could only be exercised in whole numbers of Common Stock and no fractional shares of Common Stock were issued in the Offering. F2 · shares: (Continued from footnote 1) Any fractional shares of Common Stock created by the exercise of the rights were rounded to the nearest whole share, with such adjustments as may be necessary to ensure that Issuer offered 166,666,667 shares of Common Stock. There was no oversubscription privilege offered in connection with the Offering. F3 · ownership.nature: In addition to Vintage Capital, the record holder of the shares of Common Stock, this Form 4 is being filed jointly by Kahn Capital Management, LLC, a Delaware limited liability company ("Kahn Capital"), and Brian R. Kahn, a citizen of the United States of America, each of whom has the same business address as Vintage Capital. F4 · ownership.nature: (Continued from footnote 3) Kahn Capital, as a member and the majority owner of Vintage Capital, may be deemed to have the power to direct the voting and disposition of the shares of Common Stock beneficially owned by Vintage Capital, and may be deemed to be the indirect beneficial owner of such shares. Kahn Capital disclaims beneficial ownership of such shares for all other purposes, except to the extent of its pecuniary interest therein. Mr. Kahn, as the manager of each of Vintage Capital and Kahn Capital, has the power to direct the voting and disposition of the shares of Common Stock beneficially owned by Vintage Capital, and may be deemed to be the indirect beneficial owner of such shares. Mr. Kahn disclaims beneficial ownership of such shares for all other purposes, except to the extent of his pecuniary interest therein. F5 · ownership.nature: The filing of this statement on Form 4 shall not be deemed an admission that any of Vintage Capital, Kahn Capital or Mr. Kahn are, for the purposes of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of any securities specified in this statement other than those directly beneficially owned by them. Read SEC document |
| May 21, 2019 Filed May 21, 2019 21:52 UTC |
RILEY BRYANT RDirector
|
PurchaseCommon Stock | 11,226 | $0.43 | $4,827.18 |
DisclosureSEC source: 0001615774-19-008211 · s118476_form4.xml · nonDerivative · entry 15 RILEY BRYANT R · CIK 0001207269 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · As UTMA custodian for Susan Riley Disclosed balance after: 64,396 Read SEC document |
| May 21, 2019 Filed May 21, 2019 21:52 UTC |
RILEY BRYANT RDirector
|
PurchaseCommon Stock | 11,226 | $0.43 | $4,827.18 |
DisclosureSEC source: 0001615774-19-008211 · s118476_form4.xml · nonDerivative · entry 12 RILEY BRYANT R · CIK 0001207269 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · As UTMA custodian for Eloise Riley Disclosed balance after: 74,394 Read SEC document |
| May 21, 2019 Filed May 21, 2019 21:52 UTC |
RILEY BRYANT RDirector
|
PurchaseCommon Stock | 11,226 | $0.43 | $4,827.18 |
DisclosureSEC source: 0001615774-19-008211 · s118476_form4.xml · nonDerivative · entry 9 RILEY BRYANT R · CIK 0001207269 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · As UTMA custodian for Charlie Riley Disclosed balance after: 74,395 Read SEC document |
| May 21, 2019 Filed May 21, 2019 21:52 UTC |
RILEY BRYANT RDirector
|
PurchaseCommon Stock | 11,226 | $0.43 | $4,827.18 |
DisclosureSEC source: 0001615774-19-008211 · s118476_form4.xml · nonDerivative · entry 6 RILEY BRYANT R · CIK 0001207269 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · As UTMA custodian for Abigail Riley Disclosed balance after: 74,396 Read SEC document |
| May 21, 2019 Filed May 21, 2019 21:52 UTC |
RILEY BRYANT RDirector
|
PurchaseCommon Stock | 56,196 | $0.43 | $24,164.28 |
DisclosureSEC source: 0001615774-19-008211 · s118476_form4.xml · nonDerivative · entry 3 RILEY BRYANT R · CIK 0001207269 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 424,907 Read SEC document |
| May 20, 2019 Filed May 21, 2019 21:52 UTC |
RILEY BRYANT RDirector
|
PurchaseCommon Stock | 11,476 | $0.43 | $4,934.68 |
DisclosureSEC source: 0001615774-19-008211 · s118476_form4.xml · nonDerivative · entry 14 RILEY BRYANT R · CIK 0001207269 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · As UTMA custodian for Susan Riley Disclosed balance after: 53,170 Read SEC document |
| May 20, 2019 Filed May 21, 2019 21:52 UTC |
RILEY BRYANT RDirector
|
PurchaseCommon Stock | 11,475 | $0.43 | $4,934.25 |
DisclosureSEC source: 0001615774-19-008211 · s118476_form4.xml · nonDerivative · entry 11 RILEY BRYANT R · CIK 0001207269 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · As UTMA custodian for Eloise Riley Disclosed balance after: 63,168 Read SEC document |
| May 20, 2019 Filed May 21, 2019 21:52 UTC |
RILEY BRYANT RDirector
|
PurchaseCommon Stock | 11,475 | $0.43 | $4,934.25 |
DisclosureSEC source: 0001615774-19-008211 · s118476_form4.xml · nonDerivative · entry 8 RILEY BRYANT R · CIK 0001207269 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · As UTMA custodian for Charlie Riley Disclosed balance after: 63,169 Read SEC document |
| May 20, 2019 Filed May 21, 2019 21:52 UTC |
RILEY BRYANT RDirector
|
PurchaseCommon Stock | 11,476 | $0.43 | $4,934.68 |
DisclosureSEC source: 0001615774-19-008211 · s118476_form4.xml · nonDerivative · entry 5 RILEY BRYANT R · CIK 0001207269 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · As UTMA custodian for Abigail Riley Disclosed balance after: 63,170 Read SEC document |
| May 20, 2019 Filed May 21, 2019 21:52 UTC |
RILEY BRYANT RDirector
|
PurchaseCommon Stock | 57,352 | $0.43 | $24,661.36 |
DisclosureSEC source: 0001615774-19-008211 · s118476_form4.xml · nonDerivative · entry 2 RILEY BRYANT R · CIK 0001207269 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 368,711 Read SEC document |
| May 17, 2019 Filed May 21, 2019 21:52 UTC |
RILEY BRYANT RDirector
|
PurchaseCommon Stock | 2,544 | $0.43 | $1,093.92 |
DisclosureSEC source: 0001615774-19-008211 · s118476_form4.xml · nonDerivative · entry 13 RILEY BRYANT R · CIK 0001207269 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · As UTMA custodian for Susan Riley Disclosed balance after: 41,694 Read SEC document |
| May 17, 2019 Filed May 21, 2019 21:52 UTC |
RILEY BRYANT RDirector
|
PurchaseCommon Stock | 2,543 | $0.43 | $1,093.49 |
DisclosureSEC source: 0001615774-19-008211 · s118476_form4.xml · nonDerivative · entry 10 RILEY BRYANT R · CIK 0001207269 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · As UTMA custodian for Eloise Riley Disclosed balance after: 51,693 Read SEC document |
| May 17, 2019 Filed May 21, 2019 21:52 UTC |
RILEY BRYANT RDirector
|
PurchaseCommon Stock | 2,546 | $0.43 | $1,094.78 |
DisclosureSEC source: 0001615774-19-008211 · s118476_form4.xml · nonDerivative · entry 7 RILEY BRYANT R · CIK 0001207269 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · As UTMA custodian for Charlie Riley Disclosed balance after: 51,694 Read SEC document |
| May 17, 2019 Filed May 21, 2019 21:52 UTC |
RILEY BRYANT RDirector
|
PurchaseCommon Stock | 2,545 | $0.43 | $1,094.35 |
DisclosureSEC source: 0001615774-19-008211 · s118476_form4.xml · nonDerivative · entry 4 RILEY BRYANT R · CIK 0001207269 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · As UTMA custodian for Abigail Riley Disclosed balance after: 51,694 Read SEC document |
| May 17, 2019 Filed May 21, 2019 21:52 UTC |
RILEY BRYANT RDirector
|
PurchaseCommon Stock | 12,837 | $0.43 | $5,519.91 |
DisclosureSEC source: 0001615774-19-008211 · s118476_form4.xml · nonDerivative · entry 1 RILEY BRYANT R · CIK 0001207269 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 311,359 Read SEC document |
| May 15, 2019 Filed May 16, 2019 21:20 UTC |
RILEY BRYANT RDirector
|
PurchaseCommon Stock | 11,504 | $0.42 | $4,829.38 |
DisclosureSEC source: 0001615774-19-008053 · s118400_form4.xml · nonDerivative · entry 10 RILEY BRYANT R · CIK 0001207269 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · As UTMA custodian for Susan Riley Disclosed balance after: 39,150 Read SEC document |
| May 15, 2019 Filed May 16, 2019 21:20 UTC |
RILEY BRYANT RDirector
|
PurchaseCommon Stock | 11,504 | $0.42 | $4,829.38 |
DisclosureSEC source: 0001615774-19-008053 · s118400_form4.xml · nonDerivative · entry 8 RILEY BRYANT R · CIK 0001207269 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · As UTMA custodian for Eloise Riley Disclosed balance after: 49,150 Read SEC document |
| May 15, 2019 Filed May 16, 2019 21:20 UTC |
RILEY BRYANT RDirector
|
PurchaseCommon Stock | 11,503 | $0.42 | $4,828.96 |
DisclosureSEC source: 0001615774-19-008053 · s118400_form4.xml · nonDerivative · entry 6 RILEY BRYANT R · CIK 0001207269 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · As UTMA custodian for Charlie Riley Disclosed balance after: 49,148 Read SEC document |
| May 15, 2019 Filed May 16, 2019 21:20 UTC |
RILEY BRYANT RDirector
|
PurchaseCommon Stock | 11,503 | $0.42 | $4,828.96 |
DisclosureSEC source: 0001615774-19-008053 · s118400_form4.xml · nonDerivative · entry 4 RILEY BRYANT R · CIK 0001207269 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · As UTMA custodian for Abigail Riley Disclosed balance after: 49,149 Read SEC document |
| May 15, 2019 Filed May 16, 2019 21:20 UTC |
RILEY BRYANT RDirector
|
PurchaseCommon Stock | 57,553 | $0.42 | $24,160.75 |
DisclosureSEC source: 0001615774-19-008053 · s118400_form4.xml · nonDerivative · entry 2 RILEY BRYANT R · CIK 0001207269 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,522 Read SEC document |
| May 14, 2019 Filed May 15, 2019 17:53 UTC |
Salamone Louis JrChief Financial Officer
|
PurchaseCommon Stock | 120,000 | $0.41 | $48,912.00 |
DisclosureSEC source: 0001360840-19-000005 · edgar.xml · nonDerivative · entry 1 Salamone Louis Jr · CIK 0001360840 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 Read SEC document |
| May 14, 2019 Filed May 15, 2019 21:57 UTC |
Young Kenneth MChief Executive Officer
|
PurchaseCommon Stock | 147,166 | $0.41 | $59,999.58 |
DisclosureSEC source: 0001644999-19-000015 · edgar.xml · nonDerivative · entry 1 Young Kenneth M · CIK 0001365572 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,166 F1 · price: Weighted avg. purchase price of $.41 with range of purchase prices between $.3801 and $.4355 F2 · price: The undersigned shall provide full information regarding the number of shares purchased at a particular price upon request from SEC staff, the issuer or a shareholder of issuer. Read SEC document |
| May 14, 2019 Filed May 15, 2019 21:48 UTC |
Morgan Jimmy BSenior Vice President
|
PurchaseCommon Stock | 36,000 | $0.42 | $15,098.40 |
DisclosureSEC source: 0001681626-19-000004 · edgar.xml · nonDerivative · entry 1 Morgan Jimmy B · CIK 0001681626 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,594 F1 · price: Weighted avg. purchase price of $.4194 with a range of purchase prices between $.4149 and $.42. F2 · price: The undersigned shall provide full information regarding the number of shares purchased at a particular price upon request from SEC staff, the issuer or a shareholder of issuer. Read SEC document |
| May 14, 2019 Filed May 16, 2019 21:20 UTC |
RILEY BRYANT RDirector
|
PurchaseCommon Stock | 17,646 | $0.41 | $7,215.45 |
DisclosureSEC source: 0001615774-19-008053 · s118400_form4.xml · nonDerivative · entry 9 RILEY BRYANT R · CIK 0001207269 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · As UTMA custodian for Susan Riley Disclosed balance after: 27,646 Read SEC document |
| May 14, 2019 Filed May 16, 2019 21:20 UTC |
RILEY BRYANT RDirector
|
PurchaseCommon Stock | 17,646 | $0.41 | $7,215.45 |
DisclosureSEC source: 0001615774-19-008053 · s118400_form4.xml · nonDerivative · entry 7 RILEY BRYANT R · CIK 0001207269 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · As UTMA custodian for Eloise Riley Disclosed balance after: 37,646 Read SEC document |
| May 14, 2019 Filed May 16, 2019 21:20 UTC |
RILEY BRYANT RDirector
|
PurchaseCommon Stock | 17,645 | $0.41 | $7,215.04 |
DisclosureSEC source: 0001615774-19-008053 · s118400_form4.xml · nonDerivative · entry 5 RILEY BRYANT R · CIK 0001207269 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · As UTMA custodian for Charlie Riley Disclosed balance after: 37,645 Read SEC document |
| May 14, 2019 Filed May 16, 2019 21:20 UTC |
RILEY BRYANT RDirector
|
PurchaseCommon Stock | 17,646 | $0.41 | $7,215.45 |
DisclosureSEC source: 0001615774-19-008053 · s118400_form4.xml · nonDerivative · entry 3 RILEY BRYANT R · CIK 0001207269 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · As UTMA custodian for Abigail Riley Disclosed balance after: 37,646 Read SEC document |
| May 14, 2019 Filed May 16, 2019 21:20 UTC |
RILEY BRYANT RDirector
|
PurchaseCommon Stock | 88,352 | $0.41 | $36,127.13 |
DisclosureSEC source: 0001615774-19-008053 · s118400_form4.xml · nonDerivative · entry 1 RILEY BRYANT R · CIK 0001207269 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,969 Read SEC document |
| March 03, 2019 Filed Mar 5, 2019 17:23 UTC |
Muckley James J.Senior Vice President
|
Exercise / conversionRestricted Stock Units · Derivative | 3,842 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001692154-19-000003 · edgar.xml · derivative · entry 6 Muckley James J. · CIK 0001692154 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,840 Underlying: Common Stock · 3,842 shares Expires 2020-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 3, 2018. F4 · balance_after: Reflects an increase of 2,122 RSU's awarded on May 1, 2018 as a result of an antidilution adjustment pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. Read SEC document |
| March 03, 2019 Filed Mar 5, 2019 17:23 UTC |
Muckley James J.Senior Vice President
|
Tax withholdingCommon Stock | 1,359 | $0.60 | $815.40 |
DisclosureSEC source: 0001692154-19-000003 · edgar.xml · nonDerivative · entry 4 Muckley James J. · CIK 0001692154 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,490 Read SEC document |
| March 03, 2019 Filed Mar 5, 2019 17:23 UTC |
Muckley James J.Senior Vice President
|
Exercise / conversionCommon Stock | 3,842 | $0.00 | $0.00 |
DisclosureSEC source: 0001692154-19-000003 · edgar.xml · nonDerivative · entry 3 Muckley James J. · CIK 0001692154 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,849 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 03, 2019 Filed Mar 5, 2019 17:19 UTC |
Muckley James J.Senior Vice President
|
Exercise / conversionRestricted Stock Units · Derivative | 3,842 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001692154-19-000002 · edgar.xml · derivative · entry 6 Muckley James J. · CIK 0001692154 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,840 Underlying: Common Stock · 3,842 shares Expires 2020-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 3, 2018. F4 · balance_after: Reflects an increase of 2,122 RSU's awarded on May 1, 2018 as a result of an antidilution adjustment pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. Read SEC document |
| March 03, 2019 Filed Mar 5, 2019 17:19 UTC |
Muckley James J.Senior Vice President
|
Tax withholdingCommon Stock | 1,359 | $0.60 | $815.40 |
DisclosureSEC source: 0001692154-19-000002 · edgar.xml · nonDerivative · entry 4 Muckley James J. · CIK 0001692154 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,490 Read SEC document |
| March 03, 2019 Filed Mar 5, 2019 17:19 UTC |
Muckley James J.Senior Vice President
|
Exercise / conversionCommon Stock | 3,842 | $0.00 | $0.00 |
DisclosureSEC source: 0001692154-19-000002 · edgar.xml · nonDerivative · entry 3 Muckley James J. · CIK 0001692154 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,849 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 03, 2019 Filed Mar 5, 2019 22:53 UTC |
Hoehn Daniel WVice President and CAO
|
Exercise / conversionRestricted Stock Units · Derivative | 331 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001644925-19-000002 · edgar.xml · derivative · entry 6 Hoehn Daniel W · CIK 0001644925 · Vice President and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,229 Underlying: Common Stock · 331 shares Expires 2020-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: The reporting person elected to defer receipt of all shares underlying the RSUs. On March 3, 2019, 2,496 RSUs vested and 331 of those shares were withheld to fulfill tax obligations. In accordance with his deferral election, vested shares will be delivered to the reporting person in one lump sum 12 months following termination of employment. F4 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 3, 2018. F3 · balance_after: The reporting person elected to defer receipt of all shares underlying the RSUs. On March 3, 2019, 2,496 RSUs vested and 331 of those shares were withheld to fulfill tax obligations. In accordance with his deferral election, vested shares will be delivered to the reporting person in one lump sum 12 months following termination of employment. F5 · balance_after: Reflects an increase of 1,379 RSU's awarded on May 1, 2018 as a result of an antidilution adjustment pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan. Read SEC document |
| March 03, 2019 Filed Mar 5, 2019 22:53 UTC |
Hoehn Daniel WVice President and CAO
|
Tax withholdingCommon Stock | 331 | $0.60 | $198.60 |
DisclosureSEC source: 0001644925-19-000002 · edgar.xml · nonDerivative · entry 4 Hoehn Daniel W · CIK 0001644925 · Vice President and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,813 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.