Tapewire

NYSE · USD

BW

Babcock & Wilcox Enterprises, Inc.

Export transactions ↓
Tapewire entity
4934
SEC CIK
0001630805
Parsed reports
443

Last 12 months

Inside the activity.

7 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202530
Dec 202500
Jan 202600
Feb 202601
Mar 202620
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202620
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 18, 2019 Filed Jul 23, 2019 00:29 UTC OtherCommon Stock 73,419 $0.30 $22,025.70
Disclosure

SEC source: 0001213900-19-013343 · ownership.xml · nonDerivative · entry 4

RILEY BRYANT R · CIK 0001207269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · As UTMA custodian for Eloise Riley

Disclosed balance after: 147,813

F1 · security: Represents shares of the Issuer's common stock, par value $0.01 per share ("Common Stock") acquired by the Reporting Persons following the exercise of its subscription rights in connection with the Issuer's subscription rights offering (the "Offering") to holders of the Common Stock, described in the Issuer's prospectus dated June 28, 2019 and filed with the United States Securities and Exchange Commission on June 28, 2019. Each holder of Common Stock of record as of June 27, 2019 received one right for each share of Common Stock, and each right entitled the holder of Common Stock to purchase 0.986896 shares of Common Stock at the subscription price of $0.30 per whole share. Rights could only be exercised in whole numbers of Common Stock and no fractional shares of Common Stock were issued in the Offering.

F2 · security: Any fractional shares of Common Stock created by the exercise of the rights were rounded to the nearest whole share, with such adjustments as may be necessary to ensure that Issuer offered 166,666,667 shares of Common Stock. There was no oversubscription privilege offered in connection with the Offering.

F1 · shares: Represents shares of the Issuer's common stock, par value $0.01 per share ("Common Stock") acquired by the Reporting Persons following the exercise of its subscription rights in connection with the Issuer's subscription rights offering (the "Offering") to holders of the Common Stock, described in the Issuer's prospectus dated June 28, 2019 and filed with the United States Securities and Exchange Commission on June 28, 2019. Each holder of Common Stock of record as of June 27, 2019 received one right for each share of Common Stock, and each right entitled the holder of Common Stock to purchase 0.986896 shares of Common Stock at the subscription price of $0.30 per whole share. Rights could only be exercised in whole numbers of Common Stock and no fractional shares of Common Stock were issued in the Offering.

F2 · shares: Any fractional shares of Common Stock created by the exercise of the rights were rounded to the nearest whole share, with such adjustments as may be necessary to ensure that Issuer offered 166,666,667 shares of Common Stock. There was no oversubscription privilege offered in connection with the Offering.

Read SEC document
July 18, 2019 Filed Jul 23, 2019 00:29 UTC OtherCommon Stock 73,420 $0.30 $22,026.00
Disclosure

SEC source: 0001213900-19-013343 · ownership.xml · nonDerivative · entry 3

RILEY BRYANT R · CIK 0001207269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · As UTMA custodian for Charlie Riley

Disclosed balance after: 147,815

F1 · security: Represents shares of the Issuer's common stock, par value $0.01 per share ("Common Stock") acquired by the Reporting Persons following the exercise of its subscription rights in connection with the Issuer's subscription rights offering (the "Offering") to holders of the Common Stock, described in the Issuer's prospectus dated June 28, 2019 and filed with the United States Securities and Exchange Commission on June 28, 2019. Each holder of Common Stock of record as of June 27, 2019 received one right for each share of Common Stock, and each right entitled the holder of Common Stock to purchase 0.986896 shares of Common Stock at the subscription price of $0.30 per whole share. Rights could only be exercised in whole numbers of Common Stock and no fractional shares of Common Stock were issued in the Offering.

F2 · security: Any fractional shares of Common Stock created by the exercise of the rights were rounded to the nearest whole share, with such adjustments as may be necessary to ensure that Issuer offered 166,666,667 shares of Common Stock. There was no oversubscription privilege offered in connection with the Offering.

F1 · shares: Represents shares of the Issuer's common stock, par value $0.01 per share ("Common Stock") acquired by the Reporting Persons following the exercise of its subscription rights in connection with the Issuer's subscription rights offering (the "Offering") to holders of the Common Stock, described in the Issuer's prospectus dated June 28, 2019 and filed with the United States Securities and Exchange Commission on June 28, 2019. Each holder of Common Stock of record as of June 27, 2019 received one right for each share of Common Stock, and each right entitled the holder of Common Stock to purchase 0.986896 shares of Common Stock at the subscription price of $0.30 per whole share. Rights could only be exercised in whole numbers of Common Stock and no fractional shares of Common Stock were issued in the Offering.

F2 · shares: Any fractional shares of Common Stock created by the exercise of the rights were rounded to the nearest whole share, with such adjustments as may be necessary to ensure that Issuer offered 166,666,667 shares of Common Stock. There was no oversubscription privilege offered in connection with the Offering.

Read SEC document
July 18, 2019 Filed Jul 23, 2019 00:29 UTC OtherCommon Stock 73,421 $0.30 $22,026.30
Disclosure

SEC source: 0001213900-19-013343 · ownership.xml · nonDerivative · entry 2

RILEY BRYANT R · CIK 0001207269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · As UTMA custodian for Abigail Riley

Disclosed balance after: 147,817

F1 · security: Represents shares of the Issuer's common stock, par value $0.01 per share ("Common Stock") acquired by the Reporting Persons following the exercise of its subscription rights in connection with the Issuer's subscription rights offering (the "Offering") to holders of the Common Stock, described in the Issuer's prospectus dated June 28, 2019 and filed with the United States Securities and Exchange Commission on June 28, 2019. Each holder of Common Stock of record as of June 27, 2019 received one right for each share of Common Stock, and each right entitled the holder of Common Stock to purchase 0.986896 shares of Common Stock at the subscription price of $0.30 per whole share. Rights could only be exercised in whole numbers of Common Stock and no fractional shares of Common Stock were issued in the Offering.

F2 · security: Any fractional shares of Common Stock created by the exercise of the rights were rounded to the nearest whole share, with such adjustments as may be necessary to ensure that Issuer offered 166,666,667 shares of Common Stock. There was no oversubscription privilege offered in connection with the Offering.

F1 · shares: Represents shares of the Issuer's common stock, par value $0.01 per share ("Common Stock") acquired by the Reporting Persons following the exercise of its subscription rights in connection with the Issuer's subscription rights offering (the "Offering") to holders of the Common Stock, described in the Issuer's prospectus dated June 28, 2019 and filed with the United States Securities and Exchange Commission on June 28, 2019. Each holder of Common Stock of record as of June 27, 2019 received one right for each share of Common Stock, and each right entitled the holder of Common Stock to purchase 0.986896 shares of Common Stock at the subscription price of $0.30 per whole share. Rights could only be exercised in whole numbers of Common Stock and no fractional shares of Common Stock were issued in the Offering.

F2 · shares: Any fractional shares of Common Stock created by the exercise of the rights were rounded to the nearest whole share, with such adjustments as may be necessary to ensure that Issuer offered 166,666,667 shares of Common Stock. There was no oversubscription privilege offered in connection with the Offering.

Read SEC document
July 18, 2019 Filed Jul 23, 2019 00:29 UTC OtherCommon Stock 419,339 $0.30 $125,801.70
Disclosure

SEC source: 0001213900-19-013343 · ownership.xml · nonDerivative · entry 1

RILEY BRYANT R · CIK 0001207269 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 844,246

F1 · security: Represents shares of the Issuer's common stock, par value $0.01 per share ("Common Stock") acquired by the Reporting Persons following the exercise of its subscription rights in connection with the Issuer's subscription rights offering (the "Offering") to holders of the Common Stock, described in the Issuer's prospectus dated June 28, 2019 and filed with the United States Securities and Exchange Commission on June 28, 2019. Each holder of Common Stock of record as of June 27, 2019 received one right for each share of Common Stock, and each right entitled the holder of Common Stock to purchase 0.986896 shares of Common Stock at the subscription price of $0.30 per whole share. Rights could only be exercised in whole numbers of Common Stock and no fractional shares of Common Stock were issued in the Offering.

F2 · security: Any fractional shares of Common Stock created by the exercise of the rights were rounded to the nearest whole share, with such adjustments as may be necessary to ensure that Issuer offered 166,666,667 shares of Common Stock. There was no oversubscription privilege offered in connection with the Offering.

F1 · shares: Represents shares of the Issuer's common stock, par value $0.01 per share ("Common Stock") acquired by the Reporting Persons following the exercise of its subscription rights in connection with the Issuer's subscription rights offering (the "Offering") to holders of the Common Stock, described in the Issuer's prospectus dated June 28, 2019 and filed with the United States Securities and Exchange Commission on June 28, 2019. Each holder of Common Stock of record as of June 27, 2019 received one right for each share of Common Stock, and each right entitled the holder of Common Stock to purchase 0.986896 shares of Common Stock at the subscription price of $0.30 per whole share. Rights could only be exercised in whole numbers of Common Stock and no fractional shares of Common Stock were issued in the Offering.

F2 · shares: Any fractional shares of Common Stock created by the exercise of the rights were rounded to the nearest whole share, with such adjustments as may be necessary to ensure that Issuer offered 166,666,667 shares of Common Stock. There was no oversubscription privilege offered in connection with the Offering.

Read SEC document
July 18, 2019 Filed Jul 22, 2019 17:21 UTC
Salamone Louis JrChief Financial Officer
OtherNontransferable Subscription Rights (right to buy] · Derivative 120,000 $0.00 Strike: $0.30 $0.00
Disclosure

SEC source: 0001644999-19-000022 · edgar.xml · derivative · entry 2

Salamone Louis Jr · CIK 0001360840 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 118,428 shares

Expires 2019-07-18

F2 · security: Represents the reporting person's exercise of subscription rights pursuant to the Rights Offering described in footnote 1.

F1 · derivative.underlying_shares: Represents shares of the Issuer's common stock, par value $0.01 per share ("Common Stock"), acquired by the reporting person following the exercise of its subscription rights in connection with the Issuer's rights offering to holders of Common Stock, as described in the Issuer's prospectus dated June 28, 2019, as supplemented. Each holder of Common Stock of record as of June 27, 2019 received one right for each share of Common Stock, and each right entitled the holder of Common Stock to purchase 0.986896 shares of Common Stock at the subscription price of $0.30 per whole share.

Read SEC document
July 18, 2019 Filed Jul 22, 2019 17:21 UTC
Salamone Louis JrChief Financial Officer
OtherCommon Stock 118,428 $0.30 $35,528.40
Disclosure

SEC source: 0001644999-19-000022 · edgar.xml · nonDerivative · entry 1

Salamone Louis Jr · CIK 0001360840 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,428

F1 · security: Represents shares of the Issuer's common stock, par value $0.01 per share ("Common Stock"), acquired by the reporting person following the exercise of its subscription rights in connection with the Issuer's rights offering to holders of Common Stock, as described in the Issuer's prospectus dated June 28, 2019, as supplemented. Each holder of Common Stock of record as of June 27, 2019 received one right for each share of Common Stock, and each right entitled the holder of Common Stock to purchase 0.986896 shares of Common Stock at the subscription price of $0.30 per whole share.

F1 · shares: Represents shares of the Issuer's common stock, par value $0.01 per share ("Common Stock"), acquired by the reporting person following the exercise of its subscription rights in connection with the Issuer's rights offering to holders of Common Stock, as described in the Issuer's prospectus dated June 28, 2019, as supplemented. Each holder of Common Stock of record as of June 27, 2019 received one right for each share of Common Stock, and each right entitled the holder of Common Stock to purchase 0.986896 shares of Common Stock at the subscription price of $0.30 per whole share.

Read SEC document
July 18, 2019 Filed Jul 22, 2019 21:23 UTC
Young Kenneth MChief Executive Officer
OtherNontransferable Subscription Rights (right to buy) · Derivative 147,166 $0.00 Strike: $0.30 $0.00
Disclosure

SEC source: 0001644999-19-000023 · edgar.xml · derivative · entry 2

Young Kenneth M · CIK 0001365572 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 145,238 shares

Expires 2019-07-18

F2 · security: Represents the reporting person's exercise of subscription rights pursuant to the Rights Offering described in footnote 1.

F1 · derivative.underlying_shares: Represents shares of the Issuer's common stock, par value $0.01 per share ("Common Stock"), acquired by the reporting person following the exercise of its subscription rights in connection with the Issuer's rights offering to holders of Common Stock, as described in the Issuer's prospectus dated June 28, 2019, as supplemented. Each holder of Common Stock of record as of June 27, 2019 received one right for each share of Common Stock, and each right entitled the holder of Common Stock to purchase 0.986896 shares of Common Stock at the subscription price of $0.30 per whole share.

Read SEC document
July 18, 2019 Filed Jul 22, 2019 21:23 UTC
Young Kenneth MChief Executive Officer
OtherCommon Stock 145,238 $0.30 $43,571.40
Disclosure

SEC source: 0001644999-19-000023 · edgar.xml · nonDerivative · entry 1

Young Kenneth M · CIK 0001365572 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,404

F1 · security: Represents shares of the Issuer's common stock, par value $0.01 per share ("Common Stock"), acquired by the reporting person following the exercise of its subscription rights in connection with the Issuer's rights offering to holders of Common Stock, as described in the Issuer's prospectus dated June 28, 2019, as supplemented. Each holder of Common Stock of record as of June 27, 2019 received one right for each share of Common Stock, and each right entitled the holder of Common Stock to purchase 0.986896 shares of Common Stock at the subscription price of $0.30 per whole share.

F1 · shares: Represents shares of the Issuer's common stock, par value $0.01 per share ("Common Stock"), acquired by the reporting person following the exercise of its subscription rights in connection with the Issuer's rights offering to holders of Common Stock, as described in the Issuer's prospectus dated June 28, 2019, as supplemented. Each holder of Common Stock of record as of June 27, 2019 received one right for each share of Common Stock, and each right entitled the holder of Common Stock to purchase 0.986896 shares of Common Stock at the subscription price of $0.30 per whole share.

Read SEC document
July 18, 2019 Filed Jul 22, 2019 21:20 UTC
Hoehn Daniel WVice President and CAO
OtherNontransferable Subscription Rights (right to buy) · Derivative 14,813 $0.00 Strike: $0.30 $0.00
Disclosure

SEC source: 0001644999-19-000021 · edgar.xml · derivative · entry 2

Hoehn Daniel W · CIK 0001644925 · Vice President and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,619 shares

Expires 2019-07-18

F2 · security: Represents the reporting person's exercise of subscription rights pursuant to the Rights Offering described in footnote 1.

F1 · derivative.underlying_shares: Represents shares of the Issuer's common stock, par value $0.01 per share ("Common Stock"), acquired by the reporting person following the exercise of its subscription rights in connection with the Issuer's rights offering to holders of Common Stock, as described in the Issuer's prospectus dated June 28, 2019, as supplemented. Each holder of Common Stock of record as of June 27, 2019 received one right for each share of Common Stock, and each right entitled the holder of Common Stock to purchase 0.986896 shares of Common Stock at the subscription price of $0.30 per whole share.

Read SEC document
July 18, 2019 Filed Jul 22, 2019 21:20 UTC
Hoehn Daniel WVice President and CAO
OtherCommon Stock 14,619 $0.30 $4,385.70
Disclosure

SEC source: 0001644999-19-000021 · edgar.xml · nonDerivative · entry 1

Hoehn Daniel W · CIK 0001644925 · Vice President and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,432

F1 · security: Represents shares of the Issuer's common stock, par value $0.01 per share ("Common Stock"), acquired by the reporting person following the exercise of its subscription rights in connection with the Issuer's rights offering to holders of Common Stock, as described in the Issuer's prospectus dated June 28, 2019, as supplemented. Each holder of Common Stock of record as of June 27, 2019 received one right for each share of Common Stock, and each right entitled the holder of Common Stock to purchase 0.986896 shares of Common Stock at the subscription price of $0.30 per whole share.

F1 · shares: Represents shares of the Issuer's common stock, par value $0.01 per share ("Common Stock"), acquired by the reporting person following the exercise of its subscription rights in connection with the Issuer's rights offering to holders of Common Stock, as described in the Issuer's prospectus dated June 28, 2019, as supplemented. Each holder of Common Stock of record as of June 27, 2019 received one right for each share of Common Stock, and each right entitled the holder of Common Stock to purchase 0.986896 shares of Common Stock at the subscription price of $0.30 per whole share.

Read SEC document
July 18, 2019 Filed Jul 22, 2019 21:18 UTC OtherNontransferable Subscription Rights (right to buy) · Derivative 74,784 $0.00 Strike: $0.30 $0.00
Disclosure

SEC source: 0001644999-19-000020 · edgar.xml · derivative · entry 2

Dubin Cynthia S · CIK 0001645021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 73,804 shares

Expires 2019-07-18

F2 · security: Represents the reporting person's exercise of subscription rights pursuant to the Rights Offering described in footnote 1.

F1 · derivative.underlying_shares: Represents shares of the Issuer's common stock, par value $0.01 per share ("Common Stock"), acquired by the reporting person following the exercise of its subscription rights in connection with the Issuer's rights offering to holders of Common Stock, as described in the Issuer's prospectus dated June 28, 2019, as supplemented. Each holder of Common Stock of record as of June 27, 2019 received one right for each share of Common Stock, and each right entitled the holder of Common Stock to purchase 0.986896 shares of Common Stock at the subscription price of $0.30 per whole share.

Read SEC document
July 18, 2019 Filed Jul 22, 2019 21:18 UTC OtherCommon Stock 73,804 $0.30 $22,141.20
Disclosure

SEC source: 0001644999-19-000020 · edgar.xml · nonDerivative · entry 1

Dubin Cynthia S · CIK 0001645021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,588

F1 · security: Represents shares of the Issuer's common stock, par value $0.01 per share ("Common Stock"), acquired by the reporting person following the exercise of its subscription rights in connection with the Issuer's rights offering to holders of Common Stock, as described in the Issuer's prospectus dated June 28, 2019, as supplemented. Each holder of Common Stock of record as of June 27, 2019 received one right for each share of Common Stock, and each right entitled the holder of Common Stock to purchase 0.986896 shares of Common Stock at the subscription price of $0.30 per whole share.

F1 · shares: Represents shares of the Issuer's common stock, par value $0.01 per share ("Common Stock"), acquired by the reporting person following the exercise of its subscription rights in connection with the Issuer's rights offering to holders of Common Stock, as described in the Issuer's prospectus dated June 28, 2019, as supplemented. Each holder of Common Stock of record as of June 27, 2019 received one right for each share of Common Stock, and each right entitled the holder of Common Stock to purchase 0.986896 shares of Common Stock at the subscription price of $0.30 per whole share.

Read SEC document
July 17, 2019 Filed Jul 19, 2019 16:46 UTC
Vintage Capital Management LLCDirector · 10% owner
KAHN CAPITAL MANAGEMENT LLCDirector · 10% owner
KAHN BRIAN RANDALLDirector · 10% owner
OtherNontransferable Subscription Rights (right to buy) · Derivative 25,080,000 $0.00 Strike: $0.30 $0.00
Disclosure

SEC source: 0001144204-19-035216 · tv525499_4.xml · derivative · entry 2

Vintage Capital Management LLC · CIK 0001511498 · Director · 10% owner

KAHN CAPITAL MANAGEMENT LLC · CIK 0001099408 · Director · 10% owner

KAHN BRIAN RANDALL · CIK 0001455976 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see footnotes

Disclosed balance after: 0

Underlying: Common Stock · 24,751,352 shares

Expires 2019-07-18

F6 · security: Represents Vintage Capital's exercise of subscription rights pursuant to the Offering.

F1 · derivative.underlying_shares: Represents shares of the Issuer's common stock, par value $0.01 per share ("Common Stock") acquired by Vintage Capital Management, LLC ("Vintage Capital") following the exercise of its subscription rights in connection with the Issuer's subscription rights offering (the "Offering") to holders of the Common Stock, described in the Issuer's prospectus dated June 28, 2019 and filed with the United States Securities and Exchange Commission on June 28, 2019. Each holder of Common Stock of record as of June 27, 2019 received one right for each share of Common Stock, and each right entitled the holder of Common Stock to purchase 0.986896 shares of Common Stock at the subscription price of $0.30 per whole share. Rights could only be exercised in whole numbers of Common Stock and no fractional shares of Common Stock were issued in the Offering.

F2 · derivative.underlying_shares: (Continued from footnote 1) Any fractional shares of Common Stock created by the exercise of the rights were rounded to the nearest whole share, with such adjustments as may be necessary to ensure that Issuer offered 166,666,667 shares of Common Stock. There was no oversubscription privilege offered in connection with the Offering.

F3 · ownership.nature: In addition to Vintage Capital, the record holder of the shares of Common Stock, this Form 4 is being filed jointly by Kahn Capital Management, LLC, a Delaware limited liability company ("Kahn Capital"), and Brian R. Kahn, a citizen of the United States of America, each of whom has the same business address as Vintage Capital.

F4 · ownership.nature: (Continued from footnote 3) Kahn Capital, as a member and the majority owner of Vintage Capital, may be deemed to have the power to direct the voting and disposition of the shares of Common Stock beneficially owned by Vintage Capital, and may be deemed to be the indirect beneficial owner of such shares. Kahn Capital disclaims beneficial ownership of such shares for all other purposes, except to the extent of its pecuniary interest therein. Mr. Kahn, as the manager of each of Vintage Capital and Kahn Capital, has the power to direct the voting and disposition of the shares of Common Stock beneficially owned by Vintage Capital, and may be deemed to be the indirect beneficial owner of such shares. Mr. Kahn disclaims beneficial ownership of such shares for all other purposes, except to the extent of his pecuniary interest therein.

F5 · ownership.nature: The filing of this statement on Form 4 shall not be deemed an admission that any of Vintage Capital, Kahn Capital or Mr. Kahn are, for the purposes of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of any securities specified in this statement other than those directly beneficially owned by them.

Read SEC document
July 17, 2019 Filed Jul 19, 2019 16:46 UTC
Vintage Capital Management LLCDirector · 10% owner
KAHN CAPITAL MANAGEMENT LLCDirector · 10% owner
KAHN BRIAN RANDALLDirector · 10% owner
OtherCommon Stock 24,751,352 $0.30 $7,425,405.60
Disclosure

SEC source: 0001144204-19-035216 · tv525499_4.xml · nonDerivative · entry 1

Vintage Capital Management LLC · CIK 0001511498 · Director · 10% owner

KAHN CAPITAL MANAGEMENT LLC · CIK 0001099408 · Director · 10% owner

KAHN BRIAN RANDALL · CIK 0001455976 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see footnotes

Disclosed balance after: 49,839,584

F1 · security: Represents shares of the Issuer's common stock, par value $0.01 per share ("Common Stock") acquired by Vintage Capital Management, LLC ("Vintage Capital") following the exercise of its subscription rights in connection with the Issuer's subscription rights offering (the "Offering") to holders of the Common Stock, described in the Issuer's prospectus dated June 28, 2019 and filed with the United States Securities and Exchange Commission on June 28, 2019. Each holder of Common Stock of record as of June 27, 2019 received one right for each share of Common Stock, and each right entitled the holder of Common Stock to purchase 0.986896 shares of Common Stock at the subscription price of $0.30 per whole share. Rights could only be exercised in whole numbers of Common Stock and no fractional shares of Common Stock were issued in the Offering.

F2 · security: (Continued from footnote 1) Any fractional shares of Common Stock created by the exercise of the rights were rounded to the nearest whole share, with such adjustments as may be necessary to ensure that Issuer offered 166,666,667 shares of Common Stock. There was no oversubscription privilege offered in connection with the Offering.

F1 · shares: Represents shares of the Issuer's common stock, par value $0.01 per share ("Common Stock") acquired by Vintage Capital Management, LLC ("Vintage Capital") following the exercise of its subscription rights in connection with the Issuer's subscription rights offering (the "Offering") to holders of the Common Stock, described in the Issuer's prospectus dated June 28, 2019 and filed with the United States Securities and Exchange Commission on June 28, 2019. Each holder of Common Stock of record as of June 27, 2019 received one right for each share of Common Stock, and each right entitled the holder of Common Stock to purchase 0.986896 shares of Common Stock at the subscription price of $0.30 per whole share. Rights could only be exercised in whole numbers of Common Stock and no fractional shares of Common Stock were issued in the Offering.

F2 · shares: (Continued from footnote 1) Any fractional shares of Common Stock created by the exercise of the rights were rounded to the nearest whole share, with such adjustments as may be necessary to ensure that Issuer offered 166,666,667 shares of Common Stock. There was no oversubscription privilege offered in connection with the Offering.

F3 · ownership.nature: In addition to Vintage Capital, the record holder of the shares of Common Stock, this Form 4 is being filed jointly by Kahn Capital Management, LLC, a Delaware limited liability company ("Kahn Capital"), and Brian R. Kahn, a citizen of the United States of America, each of whom has the same business address as Vintage Capital.

F4 · ownership.nature: (Continued from footnote 3) Kahn Capital, as a member and the majority owner of Vintage Capital, may be deemed to have the power to direct the voting and disposition of the shares of Common Stock beneficially owned by Vintage Capital, and may be deemed to be the indirect beneficial owner of such shares. Kahn Capital disclaims beneficial ownership of such shares for all other purposes, except to the extent of its pecuniary interest therein. Mr. Kahn, as the manager of each of Vintage Capital and Kahn Capital, has the power to direct the voting and disposition of the shares of Common Stock beneficially owned by Vintage Capital, and may be deemed to be the indirect beneficial owner of such shares. Mr. Kahn disclaims beneficial ownership of such shares for all other purposes, except to the extent of his pecuniary interest therein.

F5 · ownership.nature: The filing of this statement on Form 4 shall not be deemed an admission that any of Vintage Capital, Kahn Capital or Mr. Kahn are, for the purposes of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of any securities specified in this statement other than those directly beneficially owned by them.

Read SEC document
May 21, 2019 Filed May 21, 2019 21:52 UTC PurchaseCommon Stock 11,226 $0.43 $4,827.18
Disclosure

SEC source: 0001615774-19-008211 · s118476_form4.xml · nonDerivative · entry 15

RILEY BRYANT R · CIK 0001207269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · As UTMA custodian for Susan Riley

Disclosed balance after: 64,396

Read SEC document
May 21, 2019 Filed May 21, 2019 21:52 UTC PurchaseCommon Stock 11,226 $0.43 $4,827.18
Disclosure

SEC source: 0001615774-19-008211 · s118476_form4.xml · nonDerivative · entry 12

RILEY BRYANT R · CIK 0001207269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · As UTMA custodian for Eloise Riley

Disclosed balance after: 74,394

Read SEC document
May 21, 2019 Filed May 21, 2019 21:52 UTC PurchaseCommon Stock 11,226 $0.43 $4,827.18
Disclosure

SEC source: 0001615774-19-008211 · s118476_form4.xml · nonDerivative · entry 9

RILEY BRYANT R · CIK 0001207269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · As UTMA custodian for Charlie Riley

Disclosed balance after: 74,395

Read SEC document
May 21, 2019 Filed May 21, 2019 21:52 UTC PurchaseCommon Stock 11,226 $0.43 $4,827.18
Disclosure

SEC source: 0001615774-19-008211 · s118476_form4.xml · nonDerivative · entry 6

RILEY BRYANT R · CIK 0001207269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · As UTMA custodian for Abigail Riley

Disclosed balance after: 74,396

Read SEC document
May 21, 2019 Filed May 21, 2019 21:52 UTC PurchaseCommon Stock 56,196 $0.43 $24,164.28
Disclosure

SEC source: 0001615774-19-008211 · s118476_form4.xml · nonDerivative · entry 3

RILEY BRYANT R · CIK 0001207269 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 424,907

Read SEC document
May 20, 2019 Filed May 21, 2019 21:52 UTC PurchaseCommon Stock 11,476 $0.43 $4,934.68
Disclosure

SEC source: 0001615774-19-008211 · s118476_form4.xml · nonDerivative · entry 14

RILEY BRYANT R · CIK 0001207269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · As UTMA custodian for Susan Riley

Disclosed balance after: 53,170

Read SEC document
May 20, 2019 Filed May 21, 2019 21:52 UTC PurchaseCommon Stock 11,475 $0.43 $4,934.25
Disclosure

SEC source: 0001615774-19-008211 · s118476_form4.xml · nonDerivative · entry 11

RILEY BRYANT R · CIK 0001207269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · As UTMA custodian for Eloise Riley

Disclosed balance after: 63,168

Read SEC document
May 20, 2019 Filed May 21, 2019 21:52 UTC PurchaseCommon Stock 11,475 $0.43 $4,934.25
Disclosure

SEC source: 0001615774-19-008211 · s118476_form4.xml · nonDerivative · entry 8

RILEY BRYANT R · CIK 0001207269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · As UTMA custodian for Charlie Riley

Disclosed balance after: 63,169

Read SEC document
May 20, 2019 Filed May 21, 2019 21:52 UTC PurchaseCommon Stock 11,476 $0.43 $4,934.68
Disclosure

SEC source: 0001615774-19-008211 · s118476_form4.xml · nonDerivative · entry 5

RILEY BRYANT R · CIK 0001207269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · As UTMA custodian for Abigail Riley

Disclosed balance after: 63,170

Read SEC document
May 20, 2019 Filed May 21, 2019 21:52 UTC PurchaseCommon Stock 57,352 $0.43 $24,661.36
Disclosure

SEC source: 0001615774-19-008211 · s118476_form4.xml · nonDerivative · entry 2

RILEY BRYANT R · CIK 0001207269 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,711

Read SEC document
May 17, 2019 Filed May 21, 2019 21:52 UTC PurchaseCommon Stock 2,544 $0.43 $1,093.92
Disclosure

SEC source: 0001615774-19-008211 · s118476_form4.xml · nonDerivative · entry 13

RILEY BRYANT R · CIK 0001207269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · As UTMA custodian for Susan Riley

Disclosed balance after: 41,694

Read SEC document
May 17, 2019 Filed May 21, 2019 21:52 UTC PurchaseCommon Stock 2,543 $0.43 $1,093.49
Disclosure

SEC source: 0001615774-19-008211 · s118476_form4.xml · nonDerivative · entry 10

RILEY BRYANT R · CIK 0001207269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · As UTMA custodian for Eloise Riley

Disclosed balance after: 51,693

Read SEC document
May 17, 2019 Filed May 21, 2019 21:52 UTC PurchaseCommon Stock 2,546 $0.43 $1,094.78
Disclosure

SEC source: 0001615774-19-008211 · s118476_form4.xml · nonDerivative · entry 7

RILEY BRYANT R · CIK 0001207269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · As UTMA custodian for Charlie Riley

Disclosed balance after: 51,694

Read SEC document
May 17, 2019 Filed May 21, 2019 21:52 UTC PurchaseCommon Stock 2,545 $0.43 $1,094.35
Disclosure

SEC source: 0001615774-19-008211 · s118476_form4.xml · nonDerivative · entry 4

RILEY BRYANT R · CIK 0001207269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · As UTMA custodian for Abigail Riley

Disclosed balance after: 51,694

Read SEC document
May 17, 2019 Filed May 21, 2019 21:52 UTC PurchaseCommon Stock 12,837 $0.43 $5,519.91
Disclosure

SEC source: 0001615774-19-008211 · s118476_form4.xml · nonDerivative · entry 1

RILEY BRYANT R · CIK 0001207269 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,359

Read SEC document
May 15, 2019 Filed May 16, 2019 21:20 UTC PurchaseCommon Stock 11,504 $0.42 $4,829.38
Disclosure

SEC source: 0001615774-19-008053 · s118400_form4.xml · nonDerivative · entry 10

RILEY BRYANT R · CIK 0001207269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · As UTMA custodian for Susan Riley

Disclosed balance after: 39,150

Read SEC document
May 15, 2019 Filed May 16, 2019 21:20 UTC PurchaseCommon Stock 11,504 $0.42 $4,829.38
Disclosure

SEC source: 0001615774-19-008053 · s118400_form4.xml · nonDerivative · entry 8

RILEY BRYANT R · CIK 0001207269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · As UTMA custodian for Eloise Riley

Disclosed balance after: 49,150

Read SEC document
May 15, 2019 Filed May 16, 2019 21:20 UTC PurchaseCommon Stock 11,503 $0.42 $4,828.96
Disclosure

SEC source: 0001615774-19-008053 · s118400_form4.xml · nonDerivative · entry 6

RILEY BRYANT R · CIK 0001207269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · As UTMA custodian for Charlie Riley

Disclosed balance after: 49,148

Read SEC document
May 15, 2019 Filed May 16, 2019 21:20 UTC PurchaseCommon Stock 11,503 $0.42 $4,828.96
Disclosure

SEC source: 0001615774-19-008053 · s118400_form4.xml · nonDerivative · entry 4

RILEY BRYANT R · CIK 0001207269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · As UTMA custodian for Abigail Riley

Disclosed balance after: 49,149

Read SEC document
May 15, 2019 Filed May 16, 2019 21:20 UTC PurchaseCommon Stock 57,553 $0.42 $24,160.75
Disclosure

SEC source: 0001615774-19-008053 · s118400_form4.xml · nonDerivative · entry 2

RILEY BRYANT R · CIK 0001207269 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,522

Read SEC document
May 14, 2019 Filed May 15, 2019 17:53 UTC
Salamone Louis JrChief Financial Officer
PurchaseCommon Stock 120,000 $0.41 $48,912.00
Disclosure

SEC source: 0001360840-19-000005 · edgar.xml · nonDerivative · entry 1

Salamone Louis Jr · CIK 0001360840 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Read SEC document
May 14, 2019 Filed May 15, 2019 21:57 UTC
Young Kenneth MChief Executive Officer
PurchaseCommon Stock 147,166 $0.41 $59,999.58
Disclosure

SEC source: 0001644999-19-000015 · edgar.xml · nonDerivative · entry 1

Young Kenneth M · CIK 0001365572 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,166

F1 · price: Weighted avg. purchase price of $.41 with range of purchase prices between $.3801 and $.4355

F2 · price: The undersigned shall provide full information regarding the number of shares purchased at a particular price upon request from SEC staff, the issuer or a shareholder of issuer.

Read SEC document
May 14, 2019 Filed May 15, 2019 21:48 UTC
Morgan Jimmy BSenior Vice President
PurchaseCommon Stock 36,000 $0.42 $15,098.40
Disclosure

SEC source: 0001681626-19-000004 · edgar.xml · nonDerivative · entry 1

Morgan Jimmy B · CIK 0001681626 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,594

F1 · price: Weighted avg. purchase price of $.4194 with a range of purchase prices between $.4149 and $.42.

F2 · price: The undersigned shall provide full information regarding the number of shares purchased at a particular price upon request from SEC staff, the issuer or a shareholder of issuer.

Read SEC document
May 14, 2019 Filed May 16, 2019 21:20 UTC PurchaseCommon Stock 17,646 $0.41 $7,215.45
Disclosure

SEC source: 0001615774-19-008053 · s118400_form4.xml · nonDerivative · entry 9

RILEY BRYANT R · CIK 0001207269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · As UTMA custodian for Susan Riley

Disclosed balance after: 27,646

Read SEC document
May 14, 2019 Filed May 16, 2019 21:20 UTC PurchaseCommon Stock 17,646 $0.41 $7,215.45
Disclosure

SEC source: 0001615774-19-008053 · s118400_form4.xml · nonDerivative · entry 7

RILEY BRYANT R · CIK 0001207269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · As UTMA custodian for Eloise Riley

Disclosed balance after: 37,646

Read SEC document
May 14, 2019 Filed May 16, 2019 21:20 UTC PurchaseCommon Stock 17,645 $0.41 $7,215.04
Disclosure

SEC source: 0001615774-19-008053 · s118400_form4.xml · nonDerivative · entry 5

RILEY BRYANT R · CIK 0001207269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · As UTMA custodian for Charlie Riley

Disclosed balance after: 37,645

Read SEC document
May 14, 2019 Filed May 16, 2019 21:20 UTC PurchaseCommon Stock 17,646 $0.41 $7,215.45
Disclosure

SEC source: 0001615774-19-008053 · s118400_form4.xml · nonDerivative · entry 3

RILEY BRYANT R · CIK 0001207269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · As UTMA custodian for Abigail Riley

Disclosed balance after: 37,646

Read SEC document
May 14, 2019 Filed May 16, 2019 21:20 UTC PurchaseCommon Stock 88,352 $0.41 $36,127.13
Disclosure

SEC source: 0001615774-19-008053 · s118400_form4.xml · nonDerivative · entry 1

RILEY BRYANT R · CIK 0001207269 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,969

Read SEC document
March 03, 2019 Filed Mar 5, 2019 17:23 UTC
Muckley James J.Senior Vice President
Exercise / conversionRestricted Stock Units · Derivative 3,842 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001692154-19-000003 · edgar.xml · derivative · entry 6

Muckley James J. · CIK 0001692154 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,840

Underlying: Common Stock · 3,842 shares

Expires 2020-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 3, 2018.

F4 · balance_after: Reflects an increase of 2,122 RSU's awarded on May 1, 2018 as a result of an antidilution adjustment pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan.

Read SEC document
March 03, 2019 Filed Mar 5, 2019 17:23 UTC
Muckley James J.Senior Vice President
Tax withholdingCommon Stock 1,359 $0.60 $815.40
Disclosure

SEC source: 0001692154-19-000003 · edgar.xml · nonDerivative · entry 4

Muckley James J. · CIK 0001692154 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,490

Read SEC document
March 03, 2019 Filed Mar 5, 2019 17:23 UTC
Muckley James J.Senior Vice President
Exercise / conversionCommon Stock 3,842 $0.00 $0.00
Disclosure

SEC source: 0001692154-19-000003 · edgar.xml · nonDerivative · entry 3

Muckley James J. · CIK 0001692154 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,849

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2019 Filed Mar 5, 2019 17:19 UTC
Muckley James J.Senior Vice President
Exercise / conversionRestricted Stock Units · Derivative 3,842 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001692154-19-000002 · edgar.xml · derivative · entry 6

Muckley James J. · CIK 0001692154 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,840

Underlying: Common Stock · 3,842 shares

Expires 2020-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 3, 2018.

F4 · balance_after: Reflects an increase of 2,122 RSU's awarded on May 1, 2018 as a result of an antidilution adjustment pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan.

Read SEC document
March 03, 2019 Filed Mar 5, 2019 17:19 UTC
Muckley James J.Senior Vice President
Tax withholdingCommon Stock 1,359 $0.60 $815.40
Disclosure

SEC source: 0001692154-19-000002 · edgar.xml · nonDerivative · entry 4

Muckley James J. · CIK 0001692154 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,490

Read SEC document
March 03, 2019 Filed Mar 5, 2019 17:19 UTC
Muckley James J.Senior Vice President
Exercise / conversionCommon Stock 3,842 $0.00 $0.00
Disclosure

SEC source: 0001692154-19-000002 · edgar.xml · nonDerivative · entry 3

Muckley James J. · CIK 0001692154 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,849

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2019 Filed Mar 5, 2019 22:53 UTC
Hoehn Daniel WVice President and CAO
Exercise / conversionRestricted Stock Units · Derivative 331 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001644925-19-000002 · edgar.xml · derivative · entry 6

Hoehn Daniel W · CIK 0001644925 · Vice President and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,229

Underlying: Common Stock · 331 shares

Expires 2020-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The reporting person elected to defer receipt of all shares underlying the RSUs. On March 3, 2019, 2,496 RSUs vested and 331 of those shares were withheld to fulfill tax obligations. In accordance with his deferral election, vested shares will be delivered to the reporting person in one lump sum 12 months following termination of employment.

F4 · derivative.exercise_date: RSUs vest in three equal annual installments beginning March 3, 2018.

F3 · balance_after: The reporting person elected to defer receipt of all shares underlying the RSUs. On March 3, 2019, 2,496 RSUs vested and 331 of those shares were withheld to fulfill tax obligations. In accordance with his deferral election, vested shares will be delivered to the reporting person in one lump sum 12 months following termination of employment.

F5 · balance_after: Reflects an increase of 1,379 RSU's awarded on May 1, 2018 as a result of an antidilution adjustment pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan.

Read SEC document
March 03, 2019 Filed Mar 5, 2019 22:53 UTC
Hoehn Daniel WVice President and CAO
Tax withholdingCommon Stock 331 $0.60 $198.60
Disclosure

SEC source: 0001644925-19-000002 · edgar.xml · nonDerivative · entry 4

Hoehn Daniel W · CIK 0001644925 · Vice President and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,813

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.