BV

SEC source: 0000899243-18-029898 · doc4.xml · nonDerivative · entry 3

Masterman Andrew · CIK 0001591931 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 518,232

F5 · kind: Represents a grant of time-based restricted stock that vests as follows: 10% vests on November 28, 2019, 20% vests on November 28, 2020, 30% vests on November 28, 2021 and 40% vests on November 28, 2022.

F3 · balance_after: Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

SEC source: 0000899243-18-029898 · doc4.xml · nonDerivative · entry 2

Masterman Andrew · CIK 0001591931 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 416,312

F4 · kind: Represents common stock of the Issuer acquired upon settlement of performance-based restricted stock unit awards previously granted to the Reporting Person.

F3 · balance_after: Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

SEC source: 0000899243-18-029900 · doc4.xml · derivative · entry 8

Khatib Louay H · CIK 0001738548 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,730

Underlying: Common Stock · 10,730 shares

Expires 2028-11-28

F12 · derivative.exercise_date: Represents a grant of time-based options that vests in four equal annual installments beginning on November 28, 2019.

SEC source: 0000899243-18-029900 · doc4.xml · derivative · entry 7

Khatib Louay H · CIK 0001738548 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,335

Underlying: Common Stock · 2,551 shares

Expires 2028-06-27

F11 · kind: Represents options acquired upon settlement of performance-based stock option awards previously granted to the Reporting Person.

F9 · derivative.exercise_date: Represents options that vested upon the achievement of certain performance criteria. These options are fully vested and exercisable.

F10 · balance_after: Does not include unvested performance-based options which will be reported when earned upon achievement of certain performance criteria.

SEC source: 0000899243-18-029900 · doc4.xml · nonDerivative · entry 3

Khatib Louay H · CIK 0001738548 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,764

F5 · kind: Represents a grant of time-based restricted stock that vests in four equal annual installments beginning on November 28, 2019.

F3 · balance_after: Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

SEC source: 0000899243-18-029900 · doc4.xml · nonDerivative · entry 2

Khatib Louay H · CIK 0001738548 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,144

F4 · kind: Represents common stock of the Issuer acquired upon settlement of performance-based restricted stock unit awards previously granted to the Reporting Person.

F3 · balance_after: Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

SEC source: 0000899243-18-029899 · doc4.xml · derivative · entry 10

Herold Jeffrey R · CIK 0001738551 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,040

Underlying: Common Stock · 50,040 shares

Expires 2028-11-28

F12 · derivative.exercise_date: Represents a grant of time-based options that vests in four equal annual installments beginning on November 28, 2019.

SEC source: 0000899243-18-029899 · doc4.xml · derivative · entry 9

Herold Jeffrey R · CIK 0001738551 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,622

Underlying: Common Stock · 11,078 shares

Expires 2028-06-27

F11 · kind: Represents options acquired upon settlement of performance-based stock option awards previously granted to the Reporting Person.

F9 · derivative.exercise_date: Represents options that vested upon the achievement of certain performance criteria. These options are fully vested and exercisable.

F10 · balance_after: Does not include unvested performance-based options which will be reported when earned upon achievement of certain performance criteria.

SEC source: 0000899243-18-029899 · doc4.xml · nonDerivative · entry 5

Herold Jeffrey R · CIK 0001738551 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,267

F5 · kind: Represents a grant of time-based restricted stock that vests in four equal annual installments beginning on November 28, 2019.

F3 · balance_after: Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

SEC source: 0000899243-18-029899 · doc4.xml · nonDerivative · entry 4

Herold Jeffrey R · CIK 0001738551 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,697

F4 · kind: Represents common stock of the Issuer acquired upon settlement of performance-based restricted stock unit awards previously granted to the Reporting Person.

F3 · balance_after: Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

SEC source: 0000899243-18-029896 · doc4.xml · derivative · entry 7

Dohar Daniel J · CIK 0001738549 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,560

Underlying: Common Stock · 19,560 shares

Expires 2028-11-28

F10 · derivative.exercise_date: Represents a grant of time-based options that vest as follows: 10% vests on November 28, 2019, 20% vests on November 28, 2020, 30% vests on November 28, 2021 and 40% vests on November 28, 2022.

SEC source: 0000899243-18-029896 · doc4.xml · derivative · entry 6

Dohar Daniel J · CIK 0001738549 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,389

Underlying: Common Stock · 10,201 shares

Expires 2028-06-27

F9 · kind: Represents options acquired upon settlement of performance-based stock option awards previously granted to the Reporting Person.

F7 · derivative.exercise_date: Represents options that vested upon the achievement of certain performance criteria. These options are fully vested and exercisable.

F8 · balance_after: Does not include unvested performance-based options which will be reported when earned upon achievement of certain performance criteria.

SEC source: 0000899243-18-029896 · doc4.xml · nonDerivative · entry 3

Dohar Daniel J · CIK 0001738549 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,607

F5 · kind: Represents a grant of time-based restricted stock that vests as follows: 10% vests on November 28, 2019, 20% vests on November 28, 2020, 30% vests on November 28, 2021 and 40% vests on November 28, 2022.

F3 · balance_after: Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

SEC source: 0000899243-18-029896 · doc4.xml · nonDerivative · entry 2

Dohar Daniel J · CIK 0001738549 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,177

F4 · kind: Represents common stock of the Issuer acquired upon settlement of performance-based restricted stock unit awards previously granted to the Reporting Person.

F3 · balance_after: Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

SEC source: 0001140361-18-030982 · form4.xml · nonDerivative · entry 1

KKR Group Ltd · CIK 0001472695 · 10% owner

KKR Group Holdings L.P. · CIK 0001472696 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

F1 · kind: Pursuant to an internal reorganization in connection with the conversion of KKR & Co. L.P., a Delaware limited partnership, into a Delaware corporation named KKR & Co. Inc., which became effective on July 1, 2018, KKR & Co. L.P. contributed all of its interests in two wholly-owned subsidiaries, KKR Group Holdings L.P. and KKR Group Limited, to a newly formed and wholly-owned subsidiary, KKR Group Holdings Corp., and KKR Group Holdings L.P. and KKR Group Limited were liquidated. KKR Group Holdings L.P. and KKR Group Limited are filing this "exit" Form 4 to report that they are no longer beneficial owners of securities of BrightView Holdings, Inc. (the "Issuer"). KKR Group Holdings Corp. is separately filing a Form 3 to report beneficial ownership of securities of the Issuer in connection with the above reorganization. This internal reorganization did not involve any purchase or sale of securities of the Issuer.

F1 · price: Pursuant to an internal reorganization in connection with the conversion of KKR & Co. L.P., a Delaware limited partnership, into a Delaware corporation named KKR & Co. Inc., which became effective on July 1, 2018, KKR & Co. L.P. contributed all of its interests in two wholly-owned subsidiaries, KKR Group Holdings L.P. and KKR Group Limited, to a newly formed and wholly-owned subsidiary, KKR Group Holdings Corp., and KKR Group Holdings L.P. and KKR Group Limited were liquidated. KKR Group Holdings L.P. and KKR Group Limited are filing this "exit" Form 4 to report that they are no longer beneficial owners of securities of BrightView Holdings, Inc. (the "Issuer"). KKR Group Holdings Corp. is separately filing a Form 3 to report beneficial ownership of securities of the Issuer in connection with the above reorganization. This internal reorganization did not involve any purchase or sale of securities of the Issuer.

F2 · ownership.nature: These securities of the Issuer are held by KKR BrightView Aggregator L.P. The general partner of KKR BrightView Aggregator L.P. is KKR BrightView Aggregator GP LLC. The sole member of KKR BrightView Aggregator GP LLC is KKR North America Fund XI L.P. The general partner of KKR North America Fund XI L.P. is KKR Associates North America XI L.P. The general partner of KKR Associates North America XI L.P. is KKR North America XI Limited. The sole shareholder of KKR North America XI Limited is KKR Fund Holdings L.P. KKR Fund Holdings GP Limited is a general partner of KKR Fund Holdings L.P. KKR Group Holdings Corp. is a general partner of KKR Fund Holdings L.P. and the sole shareholder of KKR Fund Holdings GP Limited. KKR & Co. Inc. is the sole shareholder of KKR Group Holdings Corp. KKR Management LLC is the controlling shareholder of KKR & Co. Inc. Messrs. Henry R. Kravis and George R. Roberts are the designated members of KKR Management LLC.

F3 · ownership.nature: Prior to the reorganization, KKR Group Holdings L.P. was the general partner of KKR Fund Holdings L.P. and the sole shareholder of KKR Fund Holdings GP Limited and KKR Group Limited was the general partner of KKR Group Holdings L.P.

SEC source: 0000899243-18-029901 · doc4.xml · derivative · entry 6

Gottsegen Jonathan Mark · CIK 0001456903 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,210

Underlying: Common Stock · 20,210 shares

Expires 2028-06-27

F1 · kind: These securities were acquired in connection with the reclassification of interests of BrightView Parent L.P. prior to the Issuer's initial public offering (as more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-225277)) and were included in the Reporting Person's Form 3 filed on June 28, 2018.

F1 · price: These securities were acquired in connection with the reclassification of interests of BrightView Parent L.P. prior to the Issuer's initial public offering (as more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-225277)) and were included in the Reporting Person's Form 3 filed on June 28, 2018.

F9 · derivative.exercise_date: Represents options that vested upon the achievement of certain performance criteria. These options are fully vested and exercisable.

F10 · balance_after: Does not include unvested performance-based options which will be reported when earned upon achievement of certain performance criteria.

SEC source: 0000899243-18-029901 · doc4.xml · derivative · entry 5

Gottsegen Jonathan Mark · CIK 0001456903 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,053

Underlying: Common Stock · 101,053 shares

Expires 2028-06-27

F1 · kind: These securities were acquired in connection with the reclassification of interests of BrightView Parent L.P. prior to the Issuer's initial public offering (as more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-225277)) and were included in the Reporting Person's Form 3 filed on June 28, 2018.

F1 · price: These securities were acquired in connection with the reclassification of interests of BrightView Parent L.P. prior to the Issuer's initial public offering (as more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-225277)) and were included in the Reporting Person's Form 3 filed on June 28, 2018.

F8 · derivative.exercise_date: Represents time-based options of which 40% are vested. The remaining 60% will vest in three equal annual installments on February 28, 2019, February 29, 2020 and February 28, 2021.

SEC source: 0000899243-18-029901 · doc4.xml · derivative · entry 4

Gottsegen Jonathan Mark · CIK 0001456903 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,764

Underlying: Common Stock · 42,764 shares

Expires 2028-06-27

F6 · kind: Represents a grant of time-based options made on June 27, 2018, which were included in the Reporting Person's Form 3 filed on June 28, 2018.

F7 · derivative.exercise_date: Represents time-based options that vest in four equal annual installments beginning on the first anniversary of the Issuer's initial public offering.

SEC source: 0000899243-18-029901 · doc4.xml · nonDerivative · entry 1

Gottsegen Jonathan Mark · CIK 0001456903 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,279

F1 · kind: These securities were acquired in connection with the reclassification of interests of BrightView Parent L.P. prior to the Issuer's initial public offering (as more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-225277)) and were included in the Reporting Person's Form 3 filed on June 28, 2018.

F2 · shares: Includes unvested shares of restricted stock.

F1 · price: These securities were acquired in connection with the reclassification of interests of BrightView Parent L.P. prior to the Issuer's initial public offering (as more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-225277)) and were included in the Reporting Person's Form 3 filed on June 28, 2018.

F3 · balance_after: Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

SEC source: 0000899243-18-029902 · doc4.xml · derivative · entry 8

FEENAN JOHN A · CIK 0001261437 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,587

Underlying: Common Stock · 45,587 shares

Expires 2028-06-27

F1 · kind: These securities were acquired in connection with the reclassification of interests of BrightView Parent L.P. prior to the Issuer's initial public offering (as more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-225277)) and were included in the Reporting Person's Form 3 filed on June 28, 2018.

F1 · price: These securities were acquired in connection with the reclassification of interests of BrightView Parent L.P. prior to the Issuer's initial public offering (as more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-225277)) and were included in the Reporting Person's Form 3 filed on June 28, 2018.

F11 · derivative.exercise_date: Represents options that vested upon the achievement of certain performance criteria. These options are fully vested and exercisable.

F12 · balance_after: Does not include unvested performance-based options which will be reported when earned upon achievement of certain performance criteria.

SEC source: 0000899243-18-029902 · doc4.xml · derivative · entry 7

FEENAN JOHN A · CIK 0001261437 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,727

Underlying: Common Stock · 22,727 shares

Expires 2028-06-27

F1 · kind: These securities were acquired in connection with the reclassification of interests of BrightView Parent L.P. prior to the Issuer's initial public offering (as more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-225277)) and were included in the Reporting Person's Form 3 filed on June 28, 2018.

F1 · price: These securities were acquired in connection with the reclassification of interests of BrightView Parent L.P. prior to the Issuer's initial public offering (as more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-225277)) and were included in the Reporting Person's Form 3 filed on June 28, 2018.

F10 · derivative.exercise_date: Represents time-based options that vest in five equal annual installments beginning on February 21, 2019.

SEC source: 0000899243-18-029902 · doc4.xml · derivative · entry 6

FEENAN JOHN A · CIK 0001261437 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,249

Underlying: Common Stock · 81,249 shares

Expires 2028-06-27

F1 · kind: These securities were acquired in connection with the reclassification of interests of BrightView Parent L.P. prior to the Issuer's initial public offering (as more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-225277)) and were included in the Reporting Person's Form 3 filed on June 28, 2018.

F1 · price: These securities were acquired in connection with the reclassification of interests of BrightView Parent L.P. prior to the Issuer's initial public offering (as more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-225277)) and were included in the Reporting Person's Form 3 filed on June 28, 2018.

F9 · derivative.exercise_date: Represents time-based options of which 40% are vested. The remaining 60% will vest in three equal annual installments beginning on November 10, 2019.

SEC source: 0000899243-18-029902 · doc4.xml · derivative · entry 5

FEENAN JOHN A · CIK 0001261437 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,690

Underlying: Common Stock · 146,690 shares

Expires 2028-06-27

F1 · kind: These securities were acquired in connection with the reclassification of interests of BrightView Parent L.P. prior to the Issuer's initial public offering (as more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-225277)) and were included in the Reporting Person's Form 3 filed on June 28, 2018.

F1 · price: These securities were acquired in connection with the reclassification of interests of BrightView Parent L.P. prior to the Issuer's initial public offering (as more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-225277)) and were included in the Reporting Person's Form 3 filed on June 28, 2018.

F8 · derivative.exercise_date: Represents time-based options of which 40% are vested. The remaining 60% will vest in three equal annual installments on February 28, 2019, February 29, 2020 and February 28, 2021.

SEC source: 0000899243-18-029902 · doc4.xml · derivative · entry 4

FEENAN JOHN A · CIK 0001261437 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,073

Underlying: Common Stock · 32,073 shares

Expires 2028-06-27

F6 · kind: Represents a grant of time-based options made on June 27, 2018, which were included in the Reporting Person's Form 3 filed on June 28, 2018.

F7 · derivative.exercise_date: Represents time-based options that vest in four equal annual installments beginning on the first anniversary of the Issuer's initial public offering.

SEC source: 0000899243-18-029902 · doc4.xml · nonDerivative · entry 1

FEENAN JOHN A · CIK 0001261437 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,749

F1 · kind: These securities were acquired in connection with the reclassification of interests of BrightView Parent L.P. prior to the Issuer's initial public offering (as more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-225277)) and were included in the Reporting Person's Form 3 filed on June 28, 2018.

F2 · shares: Includes unvested shares of restricted stock.

F1 · price: These securities were acquired in connection with the reclassification of interests of BrightView Parent L.P. prior to the Issuer's initial public offering (as more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-225277)) and were included in the Reporting Person's Form 3 filed on June 28, 2018.

F3 · balance_after: Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

SEC source: 0000899243-18-029897 · doc4.xml · derivative · entry 8

DONNELLY THOMAS C · CIK 0001360659 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,548

Underlying: Common Stock · 41,548 shares

Expires 2028-06-27

F1 · kind: These securities were acquired in connection with the reclassification of interests of BrightView Parent L.P. prior to the Issuer's initial public offering (as more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-225277)) and were included in the Reporting Person's Form 3 filed on June 28, 2018.

F1 · price: These securities were acquired in connection with the reclassification of interests of BrightView Parent L.P. prior to the Issuer's initial public offering (as more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-225277)) and were included in the Reporting Person's Form 3 filed on June 28, 2018.

F10 · derivative.exercise_date: Represents options that vested upon the achievement of certain performance criteria. These options are fully vested and exercisable.

F11 · balance_after: Does not include unvested performance-based options which will be reported when earned upon achievement of certain performance criteria.

SEC source: 0000899243-18-029897 · doc4.xml · derivative · entry 7

DONNELLY THOMAS C · CIK 0001360659 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,298

Underlying: Common Stock · 16,298 shares

Expires 2028-06-27

F1 · kind: These securities were acquired in connection with the reclassification of interests of BrightView Parent L.P. prior to the Issuer's initial public offering (as more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-225277)) and were included in the Reporting Person's Form 3 filed on June 28, 2018.

F1 · price: These securities were acquired in connection with the reclassification of interests of BrightView Parent L.P. prior to the Issuer's initial public offering (as more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-225277)) and were included in the Reporting Person's Form 3 filed on June 28, 2018.

F9 · derivative.exercise_date: Represents time-based options of which 80% are vested. The remaining 20% will vest on September 30, 2019.

SEC source: 0000899243-18-029897 · doc4.xml · derivative · entry 6

DONNELLY THOMAS C · CIK 0001360659 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,948

Underlying: Common Stock · 52,948 shares

Expires 2028-06-27

F1 · kind: These securities were acquired in connection with the reclassification of interests of BrightView Parent L.P. prior to the Issuer's initial public offering (as more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-225277)) and were included in the Reporting Person's Form 3 filed on June 28, 2018.

F1 · price: These securities were acquired in connection with the reclassification of interests of BrightView Parent L.P. prior to the Issuer's initial public offering (as more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-225277)) and were included in the Reporting Person's Form 3 filed on June 28, 2018.

F8 · derivative.exercise_date: Represents time-based options of which 80% are vested. The remaining 20% will vest on September 30, 2019.

SEC source: 0000899243-18-029897 · doc4.xml · derivative · entry 5

DONNELLY THOMAS C · CIK 0001360659 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,764

Underlying: Common Stock · 42,764 shares

Expires 2028-06-27

F6 · kind: Represents a grant of time-based options made on June 27, 2018, which were included in the Reporting Person's Form 3 filed on June 28, 2018.

F7 · derivative.exercise_date: Represents time-based options that vest in four equal annual installments beginning on the first anniversary of the Issuer's initial public offering.

SEC source: 0000899243-18-029897 · doc4.xml · nonDerivative · entry 2

DONNELLY THOMAS C · CIK 0001360659 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 164,000

F1 · kind: These securities were acquired in connection with the reclassification of interests of BrightView Parent L.P. prior to the Issuer's initial public offering (as more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-225277)) and were included in the Reporting Person's Form 3 filed on June 28, 2018.

F1 · price: These securities were acquired in connection with the reclassification of interests of BrightView Parent L.P. prior to the Issuer's initial public offering (as more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-225277)) and were included in the Reporting Person's Form 3 filed on June 28, 2018.

SEC source: 0000899243-18-029897 · doc4.xml · nonDerivative · entry 1

DONNELLY THOMAS C · CIK 0001360659 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,202

F1 · kind: These securities were acquired in connection with the reclassification of interests of BrightView Parent L.P. prior to the Issuer's initial public offering (as more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-225277)) and were included in the Reporting Person's Form 3 filed on June 28, 2018.

F2 · shares: Includes unvested shares of restricted stock.

F1 · price: These securities were acquired in connection with the reclassification of interests of BrightView Parent L.P. prior to the Issuer's initial public offering (as more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-225277)) and were included in the Reporting Person's Form 3 filed on June 28, 2018.

F3 · balance_after: Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

SEC source: 0000899243-18-029898 · doc4.xml · derivative · entry 6

Masterman Andrew · CIK 0001591931 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,999

Underlying: Common Stock · 129,999 shares

Expires 2028-06-27

F1 · kind: These securities were acquired in connection with the reclassification of interests of BrightView Parent L.P. prior to the Issuer's initial public offering (as more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-225277)) and were included in the Reporting Person's Form 3 filed on June 28, 2018.

F1 · price: These securities were acquired in connection with the reclassification of interests of BrightView Parent L.P. prior to the Issuer's initial public offering (as more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-225277)) and were included in the Reporting Person's Form 3 filed on June 28, 2018.

F8 · derivative.exercise_date: Represents options that vested upon the achievement of certain performance criteria. These options are fully vested and exercisable.

F9 · balance_after: Does not include unvested performance-based options which will be reported when earned upon achievement of certain performance criteria.

SEC source: 0000899243-18-029898 · doc4.xml · derivative · entry 5

Masterman Andrew · CIK 0001591931 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,727

Underlying: Common Stock · 22,727 shares

Expires 2028-06-27

F1 · kind: These securities were acquired in connection with the reclassification of interests of BrightView Parent L.P. prior to the Issuer's initial public offering (as more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-225277)) and were included in the Reporting Person's Form 3 filed on June 28, 2018.

F1 · price: These securities were acquired in connection with the reclassification of interests of BrightView Parent L.P. prior to the Issuer's initial public offering (as more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-225277)) and were included in the Reporting Person's Form 3 filed on June 28, 2018.

F7 · derivative.exercise_date: Represents time-based options that vest in five equal installments beginning on February 21, 2019.

SEC source: 0000899243-18-029898 · doc4.xml · derivative · entry 4

Masterman Andrew · CIK 0001591931 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 649,999

Underlying: Common Stock · 649,999 shares

Expires 2028-06-27

F1 · kind: These securities were acquired in connection with the reclassification of interests of BrightView Parent L.P. prior to the Issuer's initial public offering (as more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-225277)) and were included in the Reporting Person's Form 3 filed on June 28, 2018.

F6 · derivative.exercise_date: Represents time-based options of which 20% are vested. The remaining 80% will vest in four equal annual installments beginning on December 22, 2018.

SEC source: 0000899243-18-029898 · doc4.xml · nonDerivative · entry 1

Masterman Andrew · CIK 0001591931 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 382,826

F1 · kind: These securities were acquired in connection with the reclassification of interests of BrightView Parent L.P. prior to the Issuer's initial public offering (as more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-225277)) and were included in the Reporting Person's Form 3 filed on June 28, 2018.

F2 · shares: Includes unvested shares of restricted stock.

F1 · price: These securities were acquired in connection with the reclassification of interests of BrightView Parent L.P. prior to the Issuer's initial public offering (as more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-225277)) and were included in the Reporting Person's Form 3 filed on June 28, 2018.

F3 · balance_after: Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

SEC source: 0000899243-18-029900 · doc4.xml · derivative · entry 6

Khatib Louay H · CIK 0001738548 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,784

Underlying: Common Stock · 4,784 shares

Expires 2028-06-27

F1 · kind: These securities were acquired in connection with the reclassification of interests of BrightView Parent L.P. prior to the Issuer's initial public offering (as more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-225277)) and were included in the Reporting Person's Form 3 filed on June 28, 2018.

F1 · price: These securities were acquired in connection with the reclassification of interests of BrightView Parent L.P. prior to the Issuer's initial public offering (as more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-225277)) and were included in the Reporting Person's Form 3 filed on June 28, 2018.

F9 · derivative.exercise_date: Represents options that vested upon the achievement of certain performance criteria. These options are fully vested and exercisable.

F10 · balance_after: Does not include unvested performance-based options which will be reported when earned upon achievement of certain performance criteria.

SEC source: 0000899243-18-029900 · doc4.xml · derivative · entry 5

Khatib Louay H · CIK 0001738548 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,947

Underlying: Common Stock · 15,947 shares

Expires 2028-06-27

F1 · kind: These securities were acquired in connection with the reclassification of interests of BrightView Parent L.P. prior to the Issuer's initial public offering (as more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-225277)) and were included in the Reporting Person's Form 3 filed on June 28, 2018.

F1 · price: These securities were acquired in connection with the reclassification of interests of BrightView Parent L.P. prior to the Issuer's initial public offering (as more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-225277)) and were included in the Reporting Person's Form 3 filed on June 28, 2018.

F8 · derivative.exercise_date: Represents time-based options of which 60% are vested. The remaining 40% will vest in two equal annual installments beginning on October 19, 2019.

SEC source: 0000899243-18-029900 · doc4.xml · derivative · entry 4

Khatib Louay H · CIK 0001738548 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,382

Underlying: Common Stock · 21,382 shares

Expires 2028-06-27

F6 · kind: Represents a grant of time-based options made on June 27, 2018, which were included in the Reporting Person's Form 3 filed on June 28, 2018.

F7 · derivative.exercise_date: Represents time-based options that vest in four equal annual installments beginning on the first anniversary of the Issuer's initial public offering.

SEC source: 0000899243-18-029900 · doc4.xml · nonDerivative · entry 1

Khatib Louay H · CIK 0001738548 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,251

F1 · kind: These securities were acquired in connection with the reclassification of interests of BrightView Parent L.P. prior to the Issuer's initial public offering (as more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-225277)) and were included in the Reporting Person's Form 3 filed on June 28, 2018.

F2 · shares: Includes unvested shares of restricted stock.

F1 · price: These securities were acquired in connection with the reclassification of interests of BrightView Parent L.P. prior to the Issuer's initial public offering (as more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-225277)) and were included in the Reporting Person's Form 3 filed on June 28, 2018.

F3 · balance_after: Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

SEC source: 0000899243-18-029899 · doc4.xml · derivative · entry 8

Herold Jeffrey R · CIK 0001738551 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,544

Underlying: Common Stock · 41,544 shares

Expires 2028-06-27

F1 · kind: These securities were acquired in connection with the reclassification of interests of BrightView Parent L.P. prior to the Issuer's initial public offering (as more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-225277)) and were included in the Reporting Person's Form 3 filed on June 28, 2018.

F1 · price: These securities were acquired in connection with the reclassification of interests of BrightView Parent L.P. prior to the Issuer's initial public offering (as more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-225277)) and were included in the Reporting Person's Form 3 filed on June 28, 2018.

F9 · derivative.exercise_date: Represents options that vested upon the achievement of certain performance criteria. These options are fully vested and exercisable.

F10 · balance_after: Does not include unvested performance-based options which will be reported when earned upon achievement of certain performance criteria.

SEC source: 0000899243-18-029899 · doc4.xml · derivative · entry 7

Herold Jeffrey R · CIK 0001738551 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,240

Underlying: Common Stock · 69,240 shares

Expires 2028-06-27

F1 · kind: These securities were acquired in connection with the reclassification of interests of BrightView Parent L.P. prior to the Issuer's initial public offering (as more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-225277)) and were included in the Reporting Person's Form 3 filed on June 28, 2018.

F1 · price: These securities were acquired in connection with the reclassification of interests of BrightView Parent L.P. prior to the Issuer's initial public offering (as more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-225277)) and were included in the Reporting Person's Form 3 filed on June 28, 2018.

F8 · derivative.exercise_date: Represents time-based options of which 80% are vested. The remaining 20% will vest on January 31, 2019.

SEC source: 0000899243-18-029899 · doc4.xml · derivative · entry 6

Herold Jeffrey R · CIK 0001738551 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,528

Underlying: Common Stock · 85,528 shares

Expires 2028-06-27

F6 · kind: Represents a grant of time-based options made on June 27, 2018, which were included in the Reporting Person's Form 3 filed on June 28, 2018.

F7 · derivative.exercise_date: Represents time-based options that vest in four equal annual installments beginning on the first anniversary of the Issuer's initial public offering.

SEC source: 0000899243-18-029899 · doc4.xml · nonDerivative · entry 3

Herold Jeffrey R · CIK 0001738551 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By Herold Marital Trust

Disclosed balance after: 119,089

F1 · kind: These securities were acquired in connection with the reclassification of interests of BrightView Parent L.P. prior to the Issuer's initial public offering (as more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-225277)) and were included in the Reporting Person's Form 3 filed on June 28, 2018.

F1 · price: These securities were acquired in connection with the reclassification of interests of BrightView Parent L.P. prior to the Issuer's initial public offering (as more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-225277)) and were included in the Reporting Person's Form 3 filed on June 28, 2018.

SEC source: 0000899243-18-029899 · doc4.xml · nonDerivative · entry 2

Herold Jeffrey R · CIK 0001738551 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By Herold Credit Trust

Disclosed balance after: 146,888

F1 · kind: These securities were acquired in connection with the reclassification of interests of BrightView Parent L.P. prior to the Issuer's initial public offering (as more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-225277)) and were included in the Reporting Person's Form 3 filed on June 28, 2018.

F1 · price: These securities were acquired in connection with the reclassification of interests of BrightView Parent L.P. prior to the Issuer's initial public offering (as more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-225277)) and were included in the Reporting Person's Form 3 filed on June 28, 2018.

SEC source: 0000899243-18-029899 · doc4.xml · nonDerivative · entry 1

Herold Jeffrey R · CIK 0001738551 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,930

F1 · kind: These securities were acquired in connection with the reclassification of interests of BrightView Parent L.P. prior to the Issuer's initial public offering (as more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-225277)) and were included in the Reporting Person's Form 3 filed on June 28, 2018.

F2 · shares: Includes unvested shares of restricted stock.

F1 · price: These securities were acquired in connection with the reclassification of interests of BrightView Parent L.P. prior to the Issuer's initial public offering (as more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-225277)) and were included in the Reporting Person's Form 3 filed on June 28, 2018.

F3 · balance_after: Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

SEC source: 0000899243-18-029896 · doc4.xml · derivative · entry 5

Dohar Daniel J · CIK 0001738549 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,188

Underlying: Common Stock · 3,188 shares

Expires 2028-06-27

F1 · kind: These securities were acquired in connection with the reclassification of interests of BrightView Parent L.P. prior to the Issuer's initial public offering (as more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-225277)) and were included in the Reporting Person's Form 3 filed on June 28, 2018.

F1 · price: These securities were acquired in connection with the reclassification of interests of BrightView Parent L.P. prior to the Issuer's initial public offering (as more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-225277)) and were included in the Reporting Person's Form 3 filed on June 28, 2018.

F7 · derivative.exercise_date: Represents options that vested upon the achievement of certain performance criteria. These options are fully vested and exercisable.

F8 · balance_after: Does not include unvested performance-based options which will be reported when earned upon achievement of certain performance criteria.

SEC source: 0000899243-18-029896 · doc4.xml · derivative · entry 4

Dohar Daniel J · CIK 0001738549 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,763

Underlying: Common Stock · 63,763 shares

Expires 2028-06-27

F1 · kind: These securities were acquired in connection with the reclassification of interests of BrightView Parent L.P. prior to the Issuer's initial public offering (as more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-225277)) and were included in the Reporting Person's Form 3 filed on June 28, 2018.

F1 · price: These securities were acquired in connection with the reclassification of interests of BrightView Parent L.P. prior to the Issuer's initial public offering (as more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-225277)) and were included in the Reporting Person's Form 3 filed on June 28, 2018.

F6 · derivative.exercise_date: Represents time-based options that vest in five equal annual installments beginning on July 10, 2018.

SEC source: 0000899243-18-029896 · doc4.xml · nonDerivative · entry 1

Dohar Daniel J · CIK 0001738549 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,668

F1 · kind: These securities were acquired in connection with the reclassification of interests of BrightView Parent L.P. prior to the Issuer's initial public offering (as more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-225277)) and were included in the Reporting Person's Form 3 filed on June 28, 2018.

F2 · shares: Includes unvested shares of restricted stock.

F1 · price: These securities were acquired in connection with the reclassification of interests of BrightView Parent L.P. prior to the Issuer's initial public offering (as more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-225277)) and were included in the Reporting Person's Form 3 filed on June 28, 2018.

F3 · balance_after: Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.