TapewireFind a company

person · Reporting owner

FEENAN JOHN A

Disclosed activity across 1 company

Tapewire entity
133090
SEC CIK
0001261437

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
BrightView Holdings, Inc.BV · Entity 4938EVP & Chief Financial OfficerNovember 22, 2021November 24, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

BrightView Holdings, Inc.

Report date November 22, 2021 · Filed November 24, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect223,890 Last balance in matching sequence After 2021-11-22 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2021-11-22 · Exercise / conversion · Acquired 5,210 · Balance 221,890

F1: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

F2: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Row 2 · 2021-11-22 · Exercise / conversion · Acquired 2,000 · Balance 223,890

F1: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

F2: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect18,235 Reported balance After 2021-11-22 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2021-11-22 · Exercise / conversion · Disposed 5,210 · Balance 18,235

F3: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F4: Represents a grant of time-based restricted stock units that vest as follows: 10% vests on November 22, 2020, 20% vests on November 22, 2021, 30% vests on November 22, 2022 and 40% vests on November 22, 2023.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-11-22 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2021-11-22 · Exercise / conversion · Disposed 2,000 · Balance 0

F3: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F5: Represents non-forfeitable time-based restricted stock units granted in lieu of certain cash compensation. These restricted stock units vest in two installments beginning on November 22, 2020.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

F2: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

F3: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F4: Represents a grant of time-based restricted stock units that vest as follows: 10% vests on November 22, 2020, 20% vests on November 22, 2021, 30% vests on November 22, 2022 and 40% vests on November 22, 2023.

F5: Represents non-forfeitable time-based restricted stock units granted in lieu of certain cash compensation. These restricted stock units vest in two installments beginning on November 22, 2020.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 22, 2021 Filed Nov 24, 2021 18:01 UTC BrightView Holdings, Inc. BV · Entity 4938 Exercise / conversionRestricted Stock Units · Derivative 2,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-066841 · doc4.xml · derivative · entry 4

FEENAN JOHN A · CIK 0001261437 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F5 · derivative.exercise_date: Represents non-forfeitable time-based restricted stock units granted in lieu of certain cash compensation. These restricted stock units vest in two installments beginning on November 22, 2020.

F5 · derivative.expiration_date: Represents non-forfeitable time-based restricted stock units granted in lieu of certain cash compensation. These restricted stock units vest in two installments beginning on November 22, 2020.

Read SEC document
November 22, 2021 Filed Nov 24, 2021 18:01 UTC BrightView Holdings, Inc. BV · Entity 4938 Exercise / conversionRestricted Stock Units · Derivative 5,210 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-066841 · doc4.xml · derivative · entry 3

FEENAN JOHN A · CIK 0001261437 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,235

Underlying: Common Stock · 5,210 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F4 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest as follows: 10% vests on November 22, 2020, 20% vests on November 22, 2021, 30% vests on November 22, 2022 and 40% vests on November 22, 2023.

F4 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest as follows: 10% vests on November 22, 2020, 20% vests on November 22, 2021, 30% vests on November 22, 2022 and 40% vests on November 22, 2023.

Read SEC document
November 22, 2021 Filed Nov 24, 2021 18:01 UTC BrightView Holdings, Inc. BV · Entity 4938 Exercise / conversionCommon Stock 2,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-066841 · doc4.xml · nonDerivative · entry 2

FEENAN JOHN A · CIK 0001261437 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,890

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 22, 2021 Filed Nov 24, 2021 18:01 UTC BrightView Holdings, Inc. BV · Entity 4938 Exercise / conversionCommon Stock 5,210 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-066841 · doc4.xml · nonDerivative · entry 1

FEENAN JOHN A · CIK 0001261437 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,890

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 19, 2021 Filed Nov 22, 2021 18:00 UTC BrightView Holdings, Inc. BV · Entity 4938 Exercise / conversionRestricted Stock Units · Derivative 7,982 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-066183 · doc4.xml · derivative · entry 5

FEENAN JOHN A · CIK 0001261437 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,948

Underlying: Common Stock · 7,982 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F7 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 19, 2021.

F7 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 19, 2021.

Read SEC document
November 19, 2021 Filed Nov 22, 2021 18:00 UTC BrightView Holdings, Inc. BV · Entity 4938 Tax withholdingCommon Stock 1,944 $15.43 $29,995.92
Disclosure

SEC source: 0001209191-21-066183 · doc4.xml · nonDerivative · entry 2

FEENAN JOHN A · CIK 0001261437 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,680

F3 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock that vested on November 19, 2021.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 19, 2021 Filed Nov 22, 2021 18:00 UTC BrightView Holdings, Inc. BV · Entity 4938 Exercise / conversionCommon Stock 7,982 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-066183 · doc4.xml · nonDerivative · entry 1

FEENAN JOHN A · CIK 0001261437 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,624

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 18, 2021 Filed Nov 22, 2021 18:00 UTC BrightView Holdings, Inc. BV · Entity 4938 GrantRestricted Stock Units · Derivative 29,854 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-066183 · doc4.xml · derivative · entry 4

FEENAN JOHN A · CIK 0001261437 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,854

Underlying: Common Stock · 29,854 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F6 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 18, 2022.

F6 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 18, 2022.

Read SEC document
November 18, 2021 Filed Nov 22, 2021 18:00 UTC BrightView Holdings, Inc. BV · Entity 4938 GrantStock Options (Right to Buy) · Derivative 65,613 $0.00 Strike: $15.04 $0.00
Disclosure

SEC source: 0001209191-21-066183 · doc4.xml · derivative · entry 3

FEENAN JOHN A · CIK 0001261437 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,613

Underlying: Common Stock · 65,613 shares

Expires 2031-11-18

F4 · derivative.exercise_date: Represents a grant of time-based options that vest in four equal annual installments beginning on November 18, 2022.

Read SEC document
November 22, 2020 Filed Nov 23, 2020 18:04 UTC BrightView Holdings, Inc. BV · Entity 4938 Exercise / conversionRestricted Stock Units · Derivative 1,895 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-060059 · doc4.xml · derivative · entry 6

FEENAN JOHN A · CIK 0001261437 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 1,895 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F7 · derivative.exercise_date: Represents non-forfeitable time-based restricted stock units granted in lieu of certain cash compensation. These restricted stock units vest in two equal installments beginning on November 22, 2020.

F7 · derivative.expiration_date: Represents non-forfeitable time-based restricted stock units granted in lieu of certain cash compensation. These restricted stock units vest in two equal installments beginning on November 22, 2020.

Read SEC document
November 22, 2020 Filed Nov 23, 2020 18:04 UTC BrightView Holdings, Inc. BV · Entity 4938 Exercise / conversionRestricted Stock Units · Derivative 2,605 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-060059 · doc4.xml · derivative · entry 5

FEENAN JOHN A · CIK 0001261437 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,445

Underlying: Common Stock · 2,605 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F6 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest as follows: 10% vests on November 22, 2020, 20% vests on November 22, 2021, 30% vests on November 22, 2022 and 40% vests on November 22, 2023.

F6 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest as follows: 10% vests on November 22, 2020, 20% vests on November 22, 2021, 30% vests on November 22, 2022 and 40% vests on November 22, 2023.

Read SEC document
November 22, 2020 Filed Nov 23, 2020 18:04 UTC BrightView Holdings, Inc. BV · Entity 4938 Exercise / conversionCommon Stock 1,895 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-060059 · doc4.xml · nonDerivative · entry 2

FEENAN JOHN A · CIK 0001261437 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,893

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 22, 2020 Filed Nov 23, 2020 18:04 UTC BrightView Holdings, Inc. BV · Entity 4938 Exercise / conversionCommon Stock 2,605 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-060059 · doc4.xml · nonDerivative · entry 1

FEENAN JOHN A · CIK 0001261437 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,998

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 19, 2020 Filed Nov 23, 2020 18:04 UTC BrightView Holdings, Inc. BV · Entity 4938 GrantRestricted Stock Units · Derivative 31,930 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-060059 · doc4.xml · derivative · entry 4

FEENAN JOHN A · CIK 0001261437 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,930

Underlying: Common Stock · 31,930 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F5 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 19, 2021.

F5 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 19, 2021.

Read SEC document
November 19, 2020 Filed Nov 23, 2020 18:04 UTC BrightView Holdings, Inc. BV · Entity 4938 GrantStock Options (Right to Buy) · Derivative 62,364 $0.00 Strike: $13.78 $0.00
Disclosure

SEC source: 0001209191-20-060059 · doc4.xml · derivative · entry 3

FEENAN JOHN A · CIK 0001261437 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,364

Underlying: Common Stock · 62,364 shares

Expires 2030-11-19

F3 · derivative.exercise_date: Represents a grant of time-based options that vest in four equal annual installments beginning on November 19, 2021.

Read SEC document
November 22, 2019 Filed Nov 26, 2019 18:52 UTC BrightView Holdings, Inc. BV · Entity 4938 GrantRestricted Stock Units · Derivative 3,895 $16.89 $65,786.55
Disclosure

SEC source: 0001209191-19-058192 · doc4.xml · derivative · entry 3

FEENAN JOHN A · CIK 0001261437 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,895

Underlying: Common Stock · 3,895 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F4 · derivative.exercise_date: Represents non-forfeitable time-based restricted stock units granted in lieu of certain cash compensation. These restricted stock units vest in two equal installments beginning on November 22, 2020.

F4 · derivative.expiration_date: Represents non-forfeitable time-based restricted stock units granted in lieu of certain cash compensation. These restricted stock units vest in two equal installments beginning on November 22, 2020.

Read SEC document
November 22, 2019 Filed Nov 26, 2019 18:52 UTC BrightView Holdings, Inc. BV · Entity 4938 GrantRestricted Stock Units · Derivative 26,050 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-058192 · doc4.xml · derivative · entry 2

FEENAN JOHN A · CIK 0001261437 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,050

Underlying: Common Stock · 26,050 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F3 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest as follows: 10% vests on November 22, 2020, 20% vests on November 22, 2021, 30% vests on November 22, 2022 and 40% vests on November 22, 2023.

F3 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest as follows: 10% vests on November 22, 2020, 20% vests on November 22, 2021, 30% vests on November 22, 2022 and 40% vests on November 22, 2023.

Read SEC document
November 22, 2019 Filed Nov 26, 2019 18:52 UTC BrightView Holdings, Inc. BV · Entity 4938 GrantStock Options (Right to Buy) · Derivative 59,341 $0.00 Strike: $16.89 $0.00
Disclosure

SEC source: 0001209191-19-058192 · doc4.xml · derivative · entry 1

FEENAN JOHN A · CIK 0001261437 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,341

Underlying: Common Stock · 59,341 shares

Expires 2029-11-22

F1 · derivative.exercise_date: Represents a grant of time-based options that vest as follows: 10% vests on November 22, 2020, 20% vests on November 22, 2021, 30% vests on November 22, 2022 and 40% vests on November 22, 2023.

Read SEC document
November 28, 2018 Filed Nov 30, 2018 18:37 UTC BrightView Holdings, Inc. BV · Entity 4938 GrantStock Options (Right to Buy) · Derivative 67,070 $0.00 Strike: $13.49 $0.00
Disclosure

SEC source: 0000899243-18-029902 · doc4.xml · derivative · entry 10

FEENAN JOHN A · CIK 0001261437 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,070

Underlying: Common Stock · 67,070 shares

Expires 2028-11-28

F14 · derivative.exercise_date: Represents a grant of time-based options that vest as follows: 10% vests on November 28, 2019, 20% vests on November 28, 2020, 30% vests on November 28, 2021 and 40% vests on November 28, 2022.

Read SEC document
November 28, 2018 Filed Nov 30, 2018 18:37 UTC BrightView Holdings, Inc. BV · Entity 4938 GrantStock Options (Right to Buy) · Derivative 40,106 $0.00 Strike: $22.00 $0.00
Disclosure

SEC source: 0000899243-18-029902 · doc4.xml · derivative · entry 9

FEENAN JOHN A · CIK 0001261437 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,693

Underlying: Common Stock · 40,106 shares

Expires 2028-06-27

F13 · kind: Represents options acquired upon settlement of performance-based stock option awards previously granted to the Reporting Person.

F11 · derivative.exercise_date: Represents options that vested upon the achievement of certain performance criteria. These options are fully vested and exercisable.

F12 · balance_after: Does not include unvested performance-based options which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 28, 2018 Filed Nov 30, 2018 18:37 UTC BrightView Holdings, Inc. BV · Entity 4938 GrantCommon Stock 28,910 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-029902 · doc4.xml · nonDerivative · entry 3

FEENAN JOHN A · CIK 0001261437 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,817

F5 · kind: Represents a grant of time-based restricted stock that vests as follows: 10% vests on November 28, 2019, 20% vests on November 28, 2020, 30% vests on November 28, 2021 and 40% vests on November 28, 2022.

F3 · balance_after: Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 28, 2018 Filed Nov 30, 2018 18:37 UTC BrightView Holdings, Inc. BV · Entity 4938 GrantCommon Stock 12,158 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-029902 · doc4.xml · nonDerivative · entry 2

FEENAN JOHN A · CIK 0001261437 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,907

F4 · kind: Represents common stock of the Issuer acquired upon settlement of performance-based restricted stock unit awards previously granted to the Reporting Person.

F3 · balance_after: Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
June 27, 2018 Filed Nov 30, 2018 18:37 UTC BrightView Holdings, Inc. BV · Entity 4938 GrantStock Options (Right to Buy) · Derivative 45,587 Not disclosed Strike: $22.00 Not disclosed
Disclosure

SEC source: 0000899243-18-029902 · doc4.xml · derivative · entry 8

FEENAN JOHN A · CIK 0001261437 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,587

Underlying: Common Stock · 45,587 shares

Expires 2028-06-27

F1 · kind: These securities were acquired in connection with the reclassification of interests of BrightView Parent L.P. prior to the Issuer's initial public offering (as more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-225277)) and were included in the Reporting Person's Form 3 filed on June 28, 2018.

F1 · price: These securities were acquired in connection with the reclassification of interests of BrightView Parent L.P. prior to the Issuer's initial public offering (as more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-225277)) and were included in the Reporting Person's Form 3 filed on June 28, 2018.

F11 · derivative.exercise_date: Represents options that vested upon the achievement of certain performance criteria. These options are fully vested and exercisable.

F12 · balance_after: Does not include unvested performance-based options which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
June 27, 2018 Filed Nov 30, 2018 18:37 UTC BrightView Holdings, Inc. BV · Entity 4938 GrantStock Options (Right to Buy) · Derivative 22,727 Not disclosed Strike: $22.00 Not disclosed
Disclosure

SEC source: 0000899243-18-029902 · doc4.xml · derivative · entry 7

FEENAN JOHN A · CIK 0001261437 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,727

Underlying: Common Stock · 22,727 shares

Expires 2028-06-27

F1 · kind: These securities were acquired in connection with the reclassification of interests of BrightView Parent L.P. prior to the Issuer's initial public offering (as more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-225277)) and were included in the Reporting Person's Form 3 filed on June 28, 2018.

F1 · price: These securities were acquired in connection with the reclassification of interests of BrightView Parent L.P. prior to the Issuer's initial public offering (as more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-225277)) and were included in the Reporting Person's Form 3 filed on June 28, 2018.

F10 · derivative.exercise_date: Represents time-based options that vest in five equal annual installments beginning on February 21, 2019.

Read SEC document
June 27, 2018 Filed Nov 30, 2018 18:37 UTC BrightView Holdings, Inc. BV · Entity 4938 GrantStock Options (Right to Buy) · Derivative 81,249 Not disclosed Strike: $22.00 Not disclosed
Disclosure

SEC source: 0000899243-18-029902 · doc4.xml · derivative · entry 6

FEENAN JOHN A · CIK 0001261437 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,249

Underlying: Common Stock · 81,249 shares

Expires 2028-06-27

F1 · kind: These securities were acquired in connection with the reclassification of interests of BrightView Parent L.P. prior to the Issuer's initial public offering (as more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-225277)) and were included in the Reporting Person's Form 3 filed on June 28, 2018.

F1 · price: These securities were acquired in connection with the reclassification of interests of BrightView Parent L.P. prior to the Issuer's initial public offering (as more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-225277)) and were included in the Reporting Person's Form 3 filed on June 28, 2018.

F9 · derivative.exercise_date: Represents time-based options of which 40% are vested. The remaining 60% will vest in three equal annual installments beginning on November 10, 2019.

Read SEC document
June 27, 2018 Filed Nov 30, 2018 18:37 UTC BrightView Holdings, Inc. BV · Entity 4938 GrantStock Options (Right to Buy) · Derivative 146,690 Not disclosed Strike: $22.00 Not disclosed
Disclosure

SEC source: 0000899243-18-029902 · doc4.xml · derivative · entry 5

FEENAN JOHN A · CIK 0001261437 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,690

Underlying: Common Stock · 146,690 shares

Expires 2028-06-27

F1 · kind: These securities were acquired in connection with the reclassification of interests of BrightView Parent L.P. prior to the Issuer's initial public offering (as more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-225277)) and were included in the Reporting Person's Form 3 filed on June 28, 2018.

F1 · price: These securities were acquired in connection with the reclassification of interests of BrightView Parent L.P. prior to the Issuer's initial public offering (as more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-225277)) and were included in the Reporting Person's Form 3 filed on June 28, 2018.

F8 · derivative.exercise_date: Represents time-based options of which 40% are vested. The remaining 60% will vest in three equal annual installments on February 28, 2019, February 29, 2020 and February 28, 2021.

Read SEC document
June 27, 2018 Filed Nov 30, 2018 18:37 UTC BrightView Holdings, Inc. BV · Entity 4938 GrantStock Options (Right to Buy) · Derivative 32,073 $0.00 Strike: $22.00 $0.00
Disclosure

SEC source: 0000899243-18-029902 · doc4.xml · derivative · entry 4

FEENAN JOHN A · CIK 0001261437 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,073

Underlying: Common Stock · 32,073 shares

Expires 2028-06-27

F6 · kind: Represents a grant of time-based options made on June 27, 2018, which were included in the Reporting Person's Form 3 filed on June 28, 2018.

F7 · derivative.exercise_date: Represents time-based options that vest in four equal annual installments beginning on the first anniversary of the Issuer's initial public offering.

Read SEC document
June 27, 2018 Filed Nov 30, 2018 18:37 UTC BrightView Holdings, Inc. BV · Entity 4938 GrantCommon Stock 158,749 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-029902 · doc4.xml · nonDerivative · entry 1

FEENAN JOHN A · CIK 0001261437 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,749

F1 · kind: These securities were acquired in connection with the reclassification of interests of BrightView Parent L.P. prior to the Issuer's initial public offering (as more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-225277)) and were included in the Reporting Person's Form 3 filed on June 28, 2018.

F2 · shares: Includes unvested shares of restricted stock.

F1 · price: These securities were acquired in connection with the reclassification of interests of BrightView Parent L.P. prior to the Issuer's initial public offering (as more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-225277)) and were included in the Reporting Person's Form 3 filed on June 28, 2018.

F3 · balance_after: Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.