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Masterman Andrew

Disclosed activity across 1 company

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121970
SEC CIK
0001591931

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
BrightView Holdings, Inc.BV · Entity 4938Director · President & CEONovember 28, 2022November 30, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

BrightView Holdings, Inc.

Report date November 28, 2022 · Filed November 30, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect601,012 Reported balance After 2022-11-28 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2022-11-28 · Tax withholding · Disposed 17,751 · Balance 601,012

F1: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock that vested on November 28, 2022.

F2: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock that vested on November 28, 2022.

F2: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 28, 2022 Filed Nov 30, 2022 16:00 UTC BrightView Holdings, Inc. BV · Entity 4938 Tax withholdingCommon Stock 17,751 $6.96 $123,546.96
Disclosure

SEC source: 0001209191-22-059017 · doc4.xml · nonDerivative · entry 1

Masterman Andrew · CIK 0001591931 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 601,012

F1 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock that vested on November 28, 2022.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 22, 2022 Filed Nov 23, 2022 17:01 UTC BrightView Holdings, Inc. BV · Entity 4938 Exercise / conversionRestricted Stock Units · Derivative 25,311 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-058686 · doc4.xml · derivative · entry 3

Masterman Andrew · CIK 0001591931 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,748

Underlying: Common Stock · 25,311 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F5 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest as follows: 10% vests on November 22, 2020, 20% vests on November 22, 2021, 30% vests on November 22, 2022 and 40% vests on November 22, 2023.

F5 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest as follows: 10% vests on November 22, 2020, 20% vests on November 22, 2021, 30% vests on November 22, 2022 and 40% vests on November 22, 2023.

Read SEC document
November 22, 2022 Filed Nov 23, 2022 17:01 UTC BrightView Holdings, Inc. BV · Entity 4938 Tax withholdingCommon Stock 7,224 $7.33 $52,951.92
Disclosure

SEC source: 0001209191-22-058686 · doc4.xml · nonDerivative · entry 2

Masterman Andrew · CIK 0001591931 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 618,763

F3 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock that vested on November 22, 2022.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 22, 2022 Filed Nov 23, 2022 17:01 UTC BrightView Holdings, Inc. BV · Entity 4938 Exercise / conversionCommon Stock 25,311 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-058686 · doc4.xml · nonDerivative · entry 1

Masterman Andrew · CIK 0001591931 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 625,987

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 17:07 UTC BrightView Holdings, Inc. BV · Entity 4938 Exercise / conversionRestricted Stock Unites · Derivative 29,089 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-058432 · doc4.xml · derivative · entry 8

Masterman Andrew · CIK 0001591931 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,267

Underlying: Common Stock · 29,089 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F8 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 18, 2022.

F8 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 18, 2022.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 17:07 UTC BrightView Holdings, Inc. BV · Entity 4938 Exercise / conversionRestricted Stock Units · Derivative 27,213 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-058432 · doc4.xml · derivative · entry 7

Masterman Andrew · CIK 0001591931 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,427

Underlying: Common Stock · 27,213 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F7 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 19, 2021.

F7 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 19, 2021.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 17:07 UTC BrightView Holdings, Inc. BV · Entity 4938 GrantRestricted Stock Units · Derivative 66,844 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-058432 · doc4.xml · derivative · entry 6

Masterman Andrew · CIK 0001591931 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,844

Underlying: Common Stock · 66,844 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F6 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest on November 18, 2023.

F6 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest on November 18, 2023.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 17:07 UTC BrightView Holdings, Inc. BV · Entity 4938 GrantRestricted Stock Units · Derivative 267,379 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-058432 · doc4.xml · derivative · entry 5

Masterman Andrew · CIK 0001591931 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,379

Underlying: Common Stock · 267,379 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F5 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 18, 2023.

F5 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 18, 2023.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 17:07 UTC BrightView Holdings, Inc. BV · Entity 4938 Tax withholdingCommon Stock 8,302 $7.48 $62,098.96
Disclosure

SEC source: 0001209191-22-058432 · doc4.xml · nonDerivative · entry 4

Masterman Andrew · CIK 0001591931 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600,676

F3 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock units that vested on November 18, 2022.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 17:07 UTC BrightView Holdings, Inc. BV · Entity 4938 Tax withholdingCommon Stock 11,547 $7.48 $86,371.56
Disclosure

SEC source: 0001209191-22-058432 · doc4.xml · nonDerivative · entry 3

Masterman Andrew · CIK 0001591931 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 608,978

F3 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock units that vested on November 18, 2022.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 17:07 UTC BrightView Holdings, Inc. BV · Entity 4938 Exercise / conversionCommon Stock 29,089 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-058432 · doc4.xml · nonDerivative · entry 2

Masterman Andrew · CIK 0001591931 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 620,525

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 17:07 UTC BrightView Holdings, Inc. BV · Entity 4938 Exercise / conversionCommon Stock 27,213 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-058432 · doc4.xml · nonDerivative · entry 1

Masterman Andrew · CIK 0001591931 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 591,436

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 28, 2021 Filed Nov 30, 2021 18:00 UTC BrightView Holdings, Inc. BV · Entity 4938 Tax withholdingCommon Stock 13,313 $14.45 $192,372.85
Disclosure

SEC source: 0001209191-21-067180 · doc4.xml · nonDerivative · entry 1

Masterman Andrew · CIK 0001591931 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 562,723

F1 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock that vested on November 28, 2021.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 22, 2021 Filed Nov 24, 2021 18:00 UTC BrightView Holdings, Inc. BV · Entity 4938 Exercise / conversionRestricted Stock Units · Derivative 3,487 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-066834 · doc4.xml · derivative · entry 6

Masterman Andrew · CIK 0001591931 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,487 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F6 · derivative.exercise_date: Represents non-forfeitable time-based restricted stock units granted in lieu of certain cash compensation. These restricted stock units vest in two installments beginning on November 22, 2020.

F6 · derivative.expiration_date: Represents non-forfeitable time-based restricted stock units granted in lieu of certain cash compensation. These restricted stock units vest in two installments beginning on November 22, 2020.

Read SEC document
November 22, 2021 Filed Nov 24, 2021 18:00 UTC BrightView Holdings, Inc. BV · Entity 4938 Exercise / conversionRestricted Stock Units · Derivative 16,874 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-066834 · doc4.xml · derivative · entry 5

Masterman Andrew · CIK 0001591931 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,059

Underlying: Common Stock · 16,874 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F5 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest as follows: 10% vests on November 22, 2020, 20% vests on November 22, 2021, 30% vests on November 22, 2022 and 40% vests on November 22, 2023.

F5 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest as follows: 10% vests on November 22, 2020, 20% vests on November 22, 2021, 30% vests on November 22, 2022 and 40% vests on November 22, 2023.

Read SEC document
November 22, 2021 Filed Nov 24, 2021 18:00 UTC BrightView Holdings, Inc. BV · Entity 4938 Tax withholdingCommon Stock 914 $15.00 $13,710.00
Disclosure

SEC source: 0001209191-21-066834 · doc4.xml · nonDerivative · entry 4

Masterman Andrew · CIK 0001591931 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 576,036

F3 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock that vested on November 22, 2021.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 22, 2021 Filed Nov 24, 2021 18:00 UTC BrightView Holdings, Inc. BV · Entity 4938 Tax withholdingCommon Stock 5,265 $15.00 $78,975.00
Disclosure

SEC source: 0001209191-21-066834 · doc4.xml · nonDerivative · entry 3

Masterman Andrew · CIK 0001591931 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 576,950

F3 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock that vested on November 22, 2021.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 22, 2021 Filed Nov 24, 2021 18:00 UTC BrightView Holdings, Inc. BV · Entity 4938 Exercise / conversionCommon Stock 3,487 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-066834 · doc4.xml · nonDerivative · entry 2

Masterman Andrew · CIK 0001591931 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 582,215

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 22, 2021 Filed Nov 24, 2021 18:00 UTC BrightView Holdings, Inc. BV · Entity 4938 Exercise / conversionCommon Stock 16,874 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-066834 · doc4.xml · nonDerivative · entry 1

Masterman Andrew · CIK 0001591931 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 578,728

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 19, 2021 Filed Nov 22, 2021 18:01 UTC BrightView Holdings, Inc. BV · Entity 4938 Exercise / conversionRestricted Stock Units · Derivative 27,213 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-066185 · doc4.xml · derivative · entry 5

Masterman Andrew · CIK 0001591931 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,640

Underlying: Common Stock · 27,213 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F7 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 19, 2021.

F7 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 19, 2021.

Read SEC document
November 19, 2021 Filed Nov 22, 2021 18:01 UTC BrightView Holdings, Inc. BV · Entity 4938 Tax withholdingCommon Stock 9,159 $15.43 $141,323.37
Disclosure

SEC source: 0001209191-21-066185 · doc4.xml · nonDerivative · entry 2

Masterman Andrew · CIK 0001591931 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 561,854

F3 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock units that vested on November 19, 2021.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 19, 2021 Filed Nov 22, 2021 18:01 UTC BrightView Holdings, Inc. BV · Entity 4938 Exercise / conversionCommon Stock 27,213 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-066185 · doc4.xml · nonDerivative · entry 1

Masterman Andrew · CIK 0001591931 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 571,013

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 18, 2021 Filed Nov 22, 2021 18:01 UTC BrightView Holdings, Inc. BV · Entity 4938 GrantRestricted Stock Units · Derivative 116,356 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-066185 · doc4.xml · derivative · entry 4

Masterman Andrew · CIK 0001591931 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,356

Underlying: Common Stock · 116,356 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F6 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 18, 2022.

F6 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 18, 2022.

Read SEC document
November 18, 2021 Filed Nov 22, 2021 18:01 UTC BrightView Holdings, Inc. BV · Entity 4938 GrantStock Options (Right to Buy) · Derivative 255,728 $0.00 Strike: $15.04 $0.00
Disclosure

SEC source: 0001209191-21-066185 · doc4.xml · derivative · entry 3

Masterman Andrew · CIK 0001591931 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,728

Underlying: Common Stock · 255,728 shares

Expires 2031-11-18

F4 · derivative.exercise_date: Represents a grant of time-based options that vest in four equal annual installments beginning on November 18, 2022.

Read SEC document
November 28, 2020 Filed Nov 30, 2020 18:04 UTC BrightView Holdings, Inc. BV · Entity 4938 Tax withholdingCommon Stock 6,312 $14.26 $90,009.12
Disclosure

SEC source: 0001209191-20-060780 · doc4.xml · nonDerivative · entry 1

Masterman Andrew · CIK 0001591931 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 542,026

F1 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock that vested on November 28, 2020.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 22, 2020 Filed Nov 23, 2020 18:09 UTC BrightView Holdings, Inc. BV · Entity 4938 Exercise / conversionRestricted Stock Units · Derivative 3,295 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-060064 · doc4.xml · derivative · entry 8

Masterman Andrew · CIK 0001591931 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,487

Underlying: Common Stock · 3,295 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F8 · derivative.exercise_date: Represents non-forfeitable time-based restricted stock units granted in lieu of certain cash compensation. These restricted stock units vest in two equal installments beginning on November 22, 2020.

F8 · derivative.expiration_date: Represents non-forfeitable time-based restricted stock units granted in lieu of certain cash compensation. These restricted stock units vest in two equal installments beginning on November 22, 2020.

Read SEC document
November 22, 2020 Filed Nov 23, 2020 18:09 UTC BrightView Holdings, Inc. BV · Entity 4938 Exercise / conversionRestricted Stock Units · Derivative 8,436 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-060064 · doc4.xml · derivative · entry 7

Masterman Andrew · CIK 0001591931 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,933

Underlying: Common Stock · 8,436 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F7 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest as follows: 10% vests on November 22, 2020, 20% vests on November 22, 2021, 30% vests on November 22, 2022 and 40% vests on November 22, 2023.

F7 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest as follows: 10% vests on November 22, 2020, 20% vests on November 22, 2021, 30% vests on November 22, 2022 and 40% vests on November 22, 2023.

Read SEC document
November 22, 2020 Filed Nov 23, 2020 18:09 UTC BrightView Holdings, Inc. BV · Entity 4938 Tax withholdingCommon Stock 863 $14.18 $12,237.34
Disclosure

SEC source: 0001209191-20-060064 · doc4.xml · nonDerivative · entry 4

Masterman Andrew · CIK 0001591931 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 548,338

F3 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock units that vested on November 22, 2020.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 22, 2020 Filed Nov 23, 2020 18:09 UTC BrightView Holdings, Inc. BV · Entity 4938 Tax withholdingCommon Stock 2,408 $14.18 $34,145.44
Disclosure

SEC source: 0001209191-20-060064 · doc4.xml · nonDerivative · entry 3

Masterman Andrew · CIK 0001591931 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 549,202

F3 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock units that vested on November 22, 2020.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 22, 2020 Filed Nov 23, 2020 18:09 UTC BrightView Holdings, Inc. BV · Entity 4938 Exercise / conversionCommon Stock 3,295 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-060064 · doc4.xml · nonDerivative · entry 2

Masterman Andrew · CIK 0001591931 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 551,610

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

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November 22, 2020 Filed Nov 23, 2020 18:09 UTC BrightView Holdings, Inc. BV · Entity 4938 Exercise / conversionCommon Stock 8,436 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-060064 · doc4.xml · nonDerivative · entry 1

Masterman Andrew · CIK 0001591931 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 548,315

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

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November 19, 2020 Filed Nov 23, 2020 18:09 UTC BrightView Holdings, Inc. BV · Entity 4938 GrantRestricted Stock Units · Derivative 108,853 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-060064 · doc4.xml · derivative · entry 6

Masterman Andrew · CIK 0001591931 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,853

Underlying: Common Stock · 108,853 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F6 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 19, 2021.

F6 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 19, 2021.

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November 19, 2020 Filed Nov 23, 2020 18:09 UTC BrightView Holdings, Inc. BV · Entity 4938 GrantStock Options (Right to Buy) · Derivative 212,604 $0.00 Strike: $13.78 $0.00
Disclosure

SEC source: 0001209191-20-060064 · doc4.xml · derivative · entry 5

Masterman Andrew · CIK 0001591931 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,604

Underlying: Common Stock · 212,604 shares

Expires 2030-11-19

F4 · derivative.exercise_date: Represents a grant of time-based options that vest in four equal annual installments beginning on November 19, 2021.

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June 30, 2020 Filed Jul 2, 2020 16:30 UTC BrightView Holdings, Inc. BV · Entity 4938 GrantCommon Stock 2,120 $11.20 $23,744.00
Disclosure

SEC source: 0001209191-20-040327 · doc4.xml · nonDerivative · entry 1

Masterman Andrew · CIK 0001591931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,479

F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash.

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November 28, 2019 Filed Dec 2, 2019 18:09 UTC BrightView Holdings, Inc. BV · Entity 4938 Tax withholdingCommon Stock 2,909 $16.08 $46,776.72
Disclosure

SEC source: 0001209191-19-058597 · doc4.xml · nonDerivative · entry 1

Masterman Andrew · CIK 0001591931 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 537,399

F1 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock that vested on November 28, 2019.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

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November 22, 2019 Filed Nov 26, 2019 18:44 UTC BrightView Holdings, Inc. BV · Entity 4938 GrantRestricted Stock Units · Derivative 6,782 $16.89 $114,547.98
Disclosure

SEC source: 0001209191-19-058189 · doc4.xml · derivative · entry 3

Masterman Andrew · CIK 0001591931 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,782

Underlying: Common Stock · 6,782 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F4 · derivative.exercise_date: Represents non-forfeitable time-based restricted stock units granted in lieu of certain cash compensation. These restricted stock units vest in two equal installments beginning on November 22, 2020.

F4 · derivative.expiration_date: Represents non-forfeitable time-based restricted stock units granted in lieu of certain cash compensation. These restricted stock units vest in two equal installments beginning on November 22, 2020.

Read SEC document
November 22, 2019 Filed Nov 26, 2019 18:44 UTC BrightView Holdings, Inc. BV · Entity 4938 GrantRestricted Stock Units · Derivative 84,369 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-058189 · doc4.xml · derivative · entry 2

Masterman Andrew · CIK 0001591931 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,369

Underlying: Common Stock · 84,369 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F3 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest as follows: 10% vests on November 22, 2020, 20% vests on November 22, 2021, 30% vests on November 22, 2022 and 40% vests on November 22, 2023.

F3 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest as follows: 10% vests on November 22, 2020, 20% vests on November 22, 2021, 30% vests on November 22, 2022 and 40% vests on November 22, 2023.

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November 22, 2019 Filed Nov 26, 2019 18:44 UTC BrightView Holdings, Inc. BV · Entity 4938 GrantStock Options (Right to Buy) · Derivative 192,185 $0.00 Strike: $16.89 $0.00
Disclosure

SEC source: 0001209191-19-058189 · doc4.xml · derivative · entry 1

Masterman Andrew · CIK 0001591931 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,185

Underlying: Common Stock · 192,185 shares

Expires 2029-11-22

F1 · derivative.exercise_date: Represents a grant of time-based options that vest as follows: 10% vests on November 22, 2020, 20% vests on November 22, 2021, 30% vests on November 22, 2022 and 40% vests on November 22, 2023.

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December 14, 2018 Filed Dec 14, 2018 16:32 UTC BrightView Holdings, Inc. BV · Entity 4938 PurchaseCommon Stock 20,000 $11.06 $221,200.00
Disclosure

SEC source: 0000899243-18-031086 · doc4.xml · nonDerivative · entry 1

Masterman Andrew · CIK 0001591931 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 538,232

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $10.98 to $11.07, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F2 · balance_after: Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 28, 2018 Filed Nov 30, 2018 18:35 UTC BrightView Holdings, Inc. BV · Entity 4938 GrantStock Options (Right to Buy) · Derivative 236,490 $0.00 Strike: $13.49 $0.00
Disclosure

SEC source: 0000899243-18-029898 · doc4.xml · derivative · entry 8

Masterman Andrew · CIK 0001591931 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,490

Underlying: Common Stock · 236,490 shares

Expires 2028-11-28

F11 · derivative.exercise_date: Represents a grant of time-based options that vest as follows: 10% vests on November 28, 2019, 20% vests on November 28, 2020, 30% vests on November 28, 2021 and 40% vests on November 28, 2022.

Read SEC document
November 28, 2018 Filed Nov 30, 2018 18:35 UTC BrightView Holdings, Inc. BV · Entity 4938 GrantStock Options (Right to Buy) · Derivative 107,636 $0.00 Strike: $22.00 $0.00
Disclosure

SEC source: 0000899243-18-029898 · doc4.xml · derivative · entry 7

Masterman Andrew · CIK 0001591931 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,635

Underlying: Common Stock · 107,636 shares

Expires 2028-06-27

F10 · kind: Represents options acquired upon settlement of performance-based stock option awards previously granted to the Reporting Person.

F8 · derivative.exercise_date: Represents options that vested upon the achievement of certain performance criteria. These options are fully vested and exercisable.

F9 · balance_after: Does not include unvested performance-based options which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 28, 2018 Filed Nov 30, 2018 18:35 UTC BrightView Holdings, Inc. BV · Entity 4938 GrantCommon Stock 101,920 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-029898 · doc4.xml · nonDerivative · entry 3

Masterman Andrew · CIK 0001591931 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 518,232

F5 · kind: Represents a grant of time-based restricted stock that vests as follows: 10% vests on November 28, 2019, 20% vests on November 28, 2020, 30% vests on November 28, 2021 and 40% vests on November 28, 2022.

F3 · balance_after: Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 28, 2018 Filed Nov 30, 2018 18:35 UTC BrightView Holdings, Inc. BV · Entity 4938 GrantCommon Stock 33,486 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-029898 · doc4.xml · nonDerivative · entry 2

Masterman Andrew · CIK 0001591931 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 416,312

F4 · kind: Represents common stock of the Issuer acquired upon settlement of performance-based restricted stock unit awards previously granted to the Reporting Person.

F3 · balance_after: Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
June 27, 2018 Filed Nov 30, 2018 18:35 UTC BrightView Holdings, Inc. BV · Entity 4938 GrantStock Options (Right to Buy) · Derivative 129,999 Not disclosed Strike: $22.00 Not disclosed
Disclosure

SEC source: 0000899243-18-029898 · doc4.xml · derivative · entry 6

Masterman Andrew · CIK 0001591931 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,999

Underlying: Common Stock · 129,999 shares

Expires 2028-06-27

F1 · kind: These securities were acquired in connection with the reclassification of interests of BrightView Parent L.P. prior to the Issuer's initial public offering (as more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-225277)) and were included in the Reporting Person's Form 3 filed on June 28, 2018.

F1 · price: These securities were acquired in connection with the reclassification of interests of BrightView Parent L.P. prior to the Issuer's initial public offering (as more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-225277)) and were included in the Reporting Person's Form 3 filed on June 28, 2018.

F8 · derivative.exercise_date: Represents options that vested upon the achievement of certain performance criteria. These options are fully vested and exercisable.

F9 · balance_after: Does not include unvested performance-based options which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
June 27, 2018 Filed Nov 30, 2018 18:35 UTC BrightView Holdings, Inc. BV · Entity 4938 GrantStock Options (Right to Buy) · Derivative 22,727 Not disclosed Strike: $22.00 Not disclosed
Disclosure

SEC source: 0000899243-18-029898 · doc4.xml · derivative · entry 5

Masterman Andrew · CIK 0001591931 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,727

Underlying: Common Stock · 22,727 shares

Expires 2028-06-27

F1 · kind: These securities were acquired in connection with the reclassification of interests of BrightView Parent L.P. prior to the Issuer's initial public offering (as more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-225277)) and were included in the Reporting Person's Form 3 filed on June 28, 2018.

F1 · price: These securities were acquired in connection with the reclassification of interests of BrightView Parent L.P. prior to the Issuer's initial public offering (as more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-225277)) and were included in the Reporting Person's Form 3 filed on June 28, 2018.

F7 · derivative.exercise_date: Represents time-based options that vest in five equal installments beginning on February 21, 2019.

Read SEC document
June 27, 2018 Filed Nov 30, 2018 18:35 UTC BrightView Holdings, Inc. BV · Entity 4938 GrantStock Options (Right to Buy) · Derivative 649,999 $0.00 Strike: $22.00 $0.00
Disclosure

SEC source: 0000899243-18-029898 · doc4.xml · derivative · entry 4

Masterman Andrew · CIK 0001591931 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 649,999

Underlying: Common Stock · 649,999 shares

Expires 2028-06-27

F1 · kind: These securities were acquired in connection with the reclassification of interests of BrightView Parent L.P. prior to the Issuer's initial public offering (as more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-225277)) and were included in the Reporting Person's Form 3 filed on June 28, 2018.

F6 · derivative.exercise_date: Represents time-based options of which 20% are vested. The remaining 80% will vest in four equal annual installments beginning on December 22, 2018.

Read SEC document
June 27, 2018 Filed Nov 30, 2018 18:35 UTC BrightView Holdings, Inc. BV · Entity 4938 GrantCommon Stock 382,826 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-029898 · doc4.xml · nonDerivative · entry 1

Masterman Andrew · CIK 0001591931 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 382,826

F1 · kind: These securities were acquired in connection with the reclassification of interests of BrightView Parent L.P. prior to the Issuer's initial public offering (as more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-225277)) and were included in the Reporting Person's Form 3 filed on June 28, 2018.

F2 · shares: Includes unvested shares of restricted stock.

F1 · price: These securities were acquired in connection with the reclassification of interests of BrightView Parent L.P. prior to the Issuer's initial public offering (as more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-225277)) and were included in the Reporting Person's Form 3 filed on June 28, 2018.

F3 · balance_after: Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.