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BROS

Dutch Bros Inc.

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3641
SEC CIK
0001866581
Parsed reports
381

Last 12 months

Inside the activity.

2 purchase rows · 69 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025032
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 2026112
Jun 2026025
Jul 202600
Aug 202610
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 09, 2023 Filed Aug 29, 2023 20:49 UTC
Boersma TravisDirector · Executive Chairman of Board · 10% owner
PurchasePut Option (Right to Sell) · Derivative 1 $205.00 Strike: $33.00 $205.00
Disclosure

SEC source: 0001209191-23-047615 · doc4.xml · derivative · entry 37

Boersma Travis · CIK 0001883154 · Director · Executive Chairman of Board · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Son

Disclosed balance after: 1

Underlying: Class A Common Stock · 100 shares

Expires 2023-05-12

F1 · ownership.nature: Pursuant to Section 16 reporting requirements, the Form 4 reflects purchases and sales of the Issuer's Class A common stock and derivative securities that were made by the Reporting Person's adult son. The amount of profit realized by the applicable short-swing transactions is approximately $8,500 and has been paid to the Issuer, as required. The Reporting Person was recently notified of the transactions by his son, resulting in today's filing. This report shall not be deemed an admission by the Reporting Person that he is the beneficial owner of any of the securities traded by his adult son, other than for purposes of Section 16.

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May 09, 2023 Filed Aug 29, 2023 20:49 UTC
Boersma TravisDirector · Executive Chairman of Board · 10% owner
SalePut Option (Right to Sell) · Derivative 5 $200.00 Strike: $33.00 $1,000.00
Disclosure

SEC source: 0001209191-23-047615 · doc4.xml · derivative · entry 36

Boersma Travis · CIK 0001883154 · Director · Executive Chairman of Board · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Son

Disclosed balance after: 0

Underlying: Class A Common Stock · 500 shares

Expires 2023-05-12

F1 · ownership.nature: Pursuant to Section 16 reporting requirements, the Form 4 reflects purchases and sales of the Issuer's Class A common stock and derivative securities that were made by the Reporting Person's adult son. The amount of profit realized by the applicable short-swing transactions is approximately $8,500 and has been paid to the Issuer, as required. The Reporting Person was recently notified of the transactions by his son, resulting in today's filing. This report shall not be deemed an admission by the Reporting Person that he is the beneficial owner of any of the securities traded by his adult son, other than for purposes of Section 16.

Read SEC document
May 09, 2023 Filed Aug 29, 2023 20:49 UTC
Boersma TravisDirector · Executive Chairman of Board · 10% owner
PurchasePut Option (Right to Sell) · Derivative 5 $210.00 Strike: $33.00 $1,050.00
Disclosure

SEC source: 0001209191-23-047615 · doc4.xml · derivative · entry 35

Boersma Travis · CIK 0001883154 · Director · Executive Chairman of Board · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Son

Disclosed balance after: 5

Underlying: Class A Common Stock · 500 shares

Expires 2023-05-12

F1 · ownership.nature: Pursuant to Section 16 reporting requirements, the Form 4 reflects purchases and sales of the Issuer's Class A common stock and derivative securities that were made by the Reporting Person's adult son. The amount of profit realized by the applicable short-swing transactions is approximately $8,500 and has been paid to the Issuer, as required. The Reporting Person was recently notified of the transactions by his son, resulting in today's filing. This report shall not be deemed an admission by the Reporting Person that he is the beneficial owner of any of the securities traded by his adult son, other than for purposes of Section 16.

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April 14, 2023 Filed Aug 29, 2023 20:49 UTC
Boersma TravisDirector · Executive Chairman of Board · 10% owner
SaleClass A Common Stock 128.972 $32.10 $4,140.00
Disclosure

SEC source: 0001209191-23-047615 · doc4.xml · nonDerivative · entry 14

Boersma Travis · CIK 0001883154 · Director · Executive Chairman of Board · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Son

Disclosed balance after: 128.987

F1 · ownership.nature: Pursuant to Section 16 reporting requirements, the Form 4 reflects purchases and sales of the Issuer's Class A common stock and derivative securities that were made by the Reporting Person's adult son. The amount of profit realized by the applicable short-swing transactions is approximately $8,500 and has been paid to the Issuer, as required. The Reporting Person was recently notified of the transactions by his son, resulting in today's filing. This report shall not be deemed an admission by the Reporting Person that he is the beneficial owner of any of the securities traded by his adult son, other than for purposes of Section 16.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 23:02 UTC Exercise / conversionRestricted Stock Units · Derivative 627 $0.00 $0.00
Disclosure

SEC source: 0001866581-23-000066 · wf-form4_168056294029500.xml · derivative · entry 2

Broader Shelley G. · CIK 0001426843 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 628

Underlying: Class A Common Stock · 627 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units represent a contingent right to receive a corresponding number of shares of the Class A Common Stock of the Issuer upon vesting.

F2 · derivative.exercise_date: The reporting person received an award of restricted stock units, 25% of which will vest on each of September 30, 2022, December 31, 2022, March 31, 2023, and the remaining 25% will vest on the earlier of (i) June 30, 2023, and (ii) the date of the Issuer's 2023 annual stockholder meeting.

F2 · derivative.expiration_date: The reporting person received an award of restricted stock units, 25% of which will vest on each of September 30, 2022, December 31, 2022, March 31, 2023, and the remaining 25% will vest on the earlier of (i) June 30, 2023, and (ii) the date of the Issuer's 2023 annual stockholder meeting.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 23:02 UTC Exercise / conversionClass A Common Stock 627 $0.00 $0.00
Disclosure

SEC source: 0001866581-23-000066 · wf-form4_168056294029500.xml · nonDerivative · entry 1

Broader Shelley G. · CIK 0001426843 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,228

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 22:58 UTC Exercise / conversionRestricted Stock Units · Derivative 627 $0.00 $0.00
Disclosure

SEC source: 0001866581-23-000064 · wf-form4_168056270419980.xml · derivative · entry 2

Davis Thomas James · CIK 0001884188 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 628

Underlying: Class A Common Stock · 627 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units represent a contingent right to receive a corresponding number of shares of the Class A Common Stock of the Issuer upon vesting.

F2 · derivative.exercise_date: The reporting person received an award of restricted stock units, 25% of which will vest on each of September 30, 2022, December 31, 2022, March 31, 2023, and the remaining 25% will vest on the earlier of (i) June 30, 2023, and (ii) the date of the Issuer's 2023 annual stockholder meeting.

F2 · derivative.expiration_date: The reporting person received an award of restricted stock units, 25% of which will vest on each of September 30, 2022, December 31, 2022, March 31, 2023, and the remaining 25% will vest on the earlier of (i) June 30, 2023, and (ii) the date of the Issuer's 2023 annual stockholder meeting.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 22:58 UTC Exercise / conversionClass A Common Stock 627 $0.00 $0.00
Disclosure

SEC source: 0001866581-23-000064 · wf-form4_168056270419980.xml · nonDerivative · entry 1

Davis Thomas James · CIK 0001884188 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,881

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 22:56 UTC Exercise / conversionRestricted Stock Units · Derivative 627 $0.00 $0.00
Disclosure

SEC source: 0001866581-23-000062 · wf-form4_168056249460947.xml · derivative · entry 2

George Kathryn · CIK 0001883130 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 628

Underlying: Class A Common Stock · 627 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units represent a contingent right to receive a corresponding number of shares of the Class A Common Stock of the Issuer upon vesting.

F2 · derivative.exercise_date: The reporting person received an award of restricted stock units, 25% of which will vest on each of September 30, 2022, December 31, 2022, March 31, 2023, and the remaining 25% will vest on the earlier of (i) June 30, 2023, and (ii) the date of the Issuer's 2023 annual stockholder meeting.

F2 · derivative.expiration_date: The reporting person received an award of restricted stock units, 25% of which will vest on each of September 30, 2022, December 31, 2022, March 31, 2023, and the remaining 25% will vest on the earlier of (i) June 30, 2023, and (ii) the date of the Issuer's 2023 annual stockholder meeting.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 22:56 UTC Exercise / conversionClass A Common Stock 627 $0.00 $0.00
Disclosure

SEC source: 0001866581-23-000062 · wf-form4_168056249460947.xml · nonDerivative · entry 1

George Kathryn · CIK 0001883130 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,881

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 22:52 UTC Exercise / conversionRestricted Stock Units · Derivative 627 $0.00 $0.00
Disclosure

SEC source: 0001866581-23-000060 · wf-form4_168056233614728.xml · derivative · entry 2

Gillett Stephen · CIK 0001492029 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 628

Underlying: Class A Common Stock · 627 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units represent a contingent right to receive a corresponding number of shares of the Class A Common Stock of the Issuer upon vesting.

F2 · derivative.exercise_date: The reporting person received an award of restricted stock units, 25% of which will vest on each of September 30, 2022, December 31, 2022, March 31, 2023, and the remaining 25% will vest on the earlier of (i) June 30, 2023, and (ii) the date of the Issuer's 2023 annual stockholder meeting.

F2 · derivative.expiration_date: The reporting person received an award of restricted stock units, 25% of which will vest on each of September 30, 2022, December 31, 2022, March 31, 2023, and the remaining 25% will vest on the earlier of (i) June 30, 2023, and (ii) the date of the Issuer's 2023 annual stockholder meeting.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 22:52 UTC Exercise / conversionClass A Common Stock 627 $0.00 $0.00
Disclosure

SEC source: 0001866581-23-000060 · wf-form4_168056233614728.xml · nonDerivative · entry 1

Gillett Stephen · CIK 0001492029 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,531

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 27, 2023 Filed Aug 29, 2023 20:49 UTC
Boersma TravisDirector · Executive Chairman of Board · 10% owner
PurchaseClass A Common Stock 25.4331 $29.45 $749.00
Disclosure

SEC source: 0001209191-23-047615 · doc4.xml · nonDerivative · entry 13

Boersma Travis · CIK 0001883154 · Director · Executive Chairman of Board · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Son

Disclosed balance after: 257.959

F1 · ownership.nature: Pursuant to Section 16 reporting requirements, the Form 4 reflects purchases and sales of the Issuer's Class A common stock and derivative securities that were made by the Reporting Person's adult son. The amount of profit realized by the applicable short-swing transactions is approximately $8,500 and has been paid to the Issuer, as required. The Reporting Person was recently notified of the transactions by his son, resulting in today's filing. This report shall not be deemed an admission by the Reporting Person that he is the beneficial owner of any of the securities traded by his adult son, other than for purposes of Section 16.

Read SEC document
March 27, 2023 Filed Aug 29, 2023 20:49 UTC
Boersma TravisDirector · Executive Chairman of Board · 10% owner
SaleClass A Common Stock 25.4496 $29.44 $749.24
Disclosure

SEC source: 0001209191-23-047615 · doc4.xml · nonDerivative · entry 12

Boersma Travis · CIK 0001883154 · Director · Executive Chairman of Board · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Son

Disclosed balance after: 232.5259

F1 · ownership.nature: Pursuant to Section 16 reporting requirements, the Form 4 reflects purchases and sales of the Issuer's Class A common stock and derivative securities that were made by the Reporting Person's adult son. The amount of profit realized by the applicable short-swing transactions is approximately $8,500 and has been paid to the Issuer, as required. The Reporting Person was recently notified of the transactions by his son, resulting in today's filing. This report shall not be deemed an admission by the Reporting Person that he is the beneficial owner of any of the securities traded by his adult son, other than for purposes of Section 16.

Read SEC document
March 07, 2023 Filed Aug 29, 2023 20:49 UTC
Boersma TravisDirector · Executive Chairman of Board · 10% owner
PurchaseClass A Common Stock 1.9831 $33.73 $66.89
Disclosure

SEC source: 0001209191-23-047615 · doc4.xml · nonDerivative · entry 11

Boersma Travis · CIK 0001883154 · Director · Executive Chairman of Board · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Son

Disclosed balance after: 257.9755

F1 · ownership.nature: Pursuant to Section 16 reporting requirements, the Form 4 reflects purchases and sales of the Issuer's Class A common stock and derivative securities that were made by the Reporting Person's adult son. The amount of profit realized by the applicable short-swing transactions is approximately $8,500 and has been paid to the Issuer, as required. The Reporting Person was recently notified of the transactions by his son, resulting in today's filing. This report shall not be deemed an admission by the Reporting Person that he is the beneficial owner of any of the securities traded by his adult son, other than for purposes of Section 16.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:17 UTC
Tullett Victoria JChief Legal Officer
GrantRestricted Stock Units · Derivative 14,066 $0.00 $0.00
Disclosure

SEC source: 0001866581-23-000050 · wf-form4_167779179221704.xml · derivative · entry 1

Tullett Victoria J · CIK 0001606719 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,066

Underlying: Class A Common Stock · 14,066 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The reporting person received an award of restricted stock units, 50% of which will vest on each of March 1, 2025 and March 1, 2026.

F2 · derivative.expiration_date: The reporting person received an award of restricted stock units, 50% of which will vest on each of March 1, 2025 and March 1, 2026.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:02 UTC
Maxwell BrianChief Operating Officer
GrantRestricted Stock Units · Derivative 14,066 $0.00 $0.00
Disclosure

SEC source: 0001866581-23-000048 · wf-form4_167779092914343.xml · derivative · entry 1

Maxwell Brian · CIK 0001883061 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,066

Underlying: Class A Common Stock · 14,066 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The reporting person received an award of restricted stock units, 50% of which will vest on each of March 1, 2025 and March 1, 2026.

F2 · derivative.expiration_date: The reporting person received an award of restricted stock units, 50% of which will vest on each of March 1, 2025 and March 1, 2026.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 20:58 UTC
Jemley CharlesChief Financial Officer
GrantRestricted Stock Units · Derivative 18,755 $0.00 $0.00
Disclosure

SEC source: 0001866581-23-000046 · wf-form4_167779072241833.xml · derivative · entry 1

Jemley Charles · CIK 0001716761 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,755

Underlying: Class A Common Stock · 18,755 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The reporting person received an award of restricted stock units, 50% of which will vest on each of March 1, 2025 and March 1, 2026.

F2 · derivative.expiration_date: The reporting person received an award of restricted stock units, 50% of which will vest on each of March 1, 2025 and March 1, 2026.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 20:55 UTC GrantRestricted Stock Units · Derivative 58,612 $0.00 $0.00
Disclosure

SEC source: 0001866581-23-000044 · wf-form4_167779054066267.xml · derivative · entry 2

Barone Christine · CIK 0001804370 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,612

Underlying: Class A Common Stock · 58,612 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · derivative.exercise_date: The reporting person received an award of 58,612 restricted stock units, 50% of which will vest on each of March 1, 2025 and March 1, 2026.

F3 · derivative.expiration_date: The reporting person received an award of 58,612 restricted stock units, 50% of which will vest on each of March 1, 2025 and March 1, 2026.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 20:55 UTC GrantRestricted Stock Units · Derivative 39,074 $0.00 $0.00
Disclosure

SEC source: 0001866581-23-000044 · wf-form4_167779054066267.xml · derivative · entry 1

Barone Christine · CIK 0001804370 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,074

Underlying: Class A Common Stock · 39,074 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The reporting person received an award of 39,074 restricted stock units, 50% of which will vest on each of March 1, 2025 and March 1, 2026.

F2 · derivative.expiration_date: The reporting person received an award of 39,074 restricted stock units, 50% of which will vest on each of March 1, 2025 and March 1, 2026.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 20:52 UTC GrantRestricted Stock Units · Derivative 39,074 $0.00 $0.00
Disclosure

SEC source: 0001866581-23-000042 · wf-form4_167779032615881.xml · derivative · entry 1

Ricci Joth · CIK 0001883088 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,074

Underlying: Class A Common Stock · 39,074 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The reporting person received an award of restricted stock units, 50% of which will vest on each of March 1, 2025 and March 1, 2026.

F2 · derivative.expiration_date: The reporting person received an award of restricted stock units, 50% of which will vest on each of March 1, 2025 and March 1, 2026.

Read SEC document
March 01, 2023 Filed Aug 29, 2023 20:49 UTC
Boersma TravisDirector · Executive Chairman of Board · 10% owner
SalePut Option (Right to Sell) · Derivative 1 $819.98 Strike: $41.00 $819.98
Disclosure

SEC source: 0001209191-23-047615 · doc4.xml · derivative · entry 34

Boersma Travis · CIK 0001883154 · Director · Executive Chairman of Board · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Son

Disclosed balance after: 0

Underlying: Class A Common Stock · 100 shares

Expires 2024-03-03

F1 · ownership.nature: Pursuant to Section 16 reporting requirements, the Form 4 reflects purchases and sales of the Issuer's Class A common stock and derivative securities that were made by the Reporting Person's adult son. The amount of profit realized by the applicable short-swing transactions is approximately $8,500 and has been paid to the Issuer, as required. The Reporting Person was recently notified of the transactions by his son, resulting in today's filing. This report shall not be deemed an admission by the Reporting Person that he is the beneficial owner of any of the securities traded by his adult son, other than for purposes of Section 16.

Read SEC document
March 01, 2023 Filed Aug 29, 2023 20:49 UTC
Boersma TravisDirector · Executive Chairman of Board · 10% owner
PurchaseClass A Common Stock 255 $32.00 $8,160.00
Disclosure

SEC source: 0001209191-23-047615 · doc4.xml · nonDerivative · entry 10

Boersma Travis · CIK 0001883154 · Director · Executive Chairman of Board · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Son

Disclosed balance after: 255.9924

F1 · ownership.nature: Pursuant to Section 16 reporting requirements, the Form 4 reflects purchases and sales of the Issuer's Class A common stock and derivative securities that were made by the Reporting Person's adult son. The amount of profit realized by the applicable short-swing transactions is approximately $8,500 and has been paid to the Issuer, as required. The Reporting Person was recently notified of the transactions by his son, resulting in today's filing. This report shall not be deemed an admission by the Reporting Person that he is the beneficial owner of any of the securities traded by his adult son, other than for purposes of Section 16.

Read SEC document
February 24, 2023 Filed Aug 29, 2023 20:49 UTC
Boersma TravisDirector · Executive Chairman of Board · 10% owner
SalePut Option (Right to Sell) · Derivative 2 $809.98 Strike: $41.00 $1,619.96
Disclosure

SEC source: 0001209191-23-047615 · doc4.xml · derivative · entry 33

Boersma Travis · CIK 0001883154 · Director · Executive Chairman of Board · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Son

Disclosed balance after: 0

Underlying: Class A Common Stock · 200 shares

Expires 2023-02-24

F1 · ownership.nature: Pursuant to Section 16 reporting requirements, the Form 4 reflects purchases and sales of the Issuer's Class A common stock and derivative securities that were made by the Reporting Person's adult son. The amount of profit realized by the applicable short-swing transactions is approximately $8,500 and has been paid to the Issuer, as required. The Reporting Person was recently notified of the transactions by his son, resulting in today's filing. This report shall not be deemed an admission by the Reporting Person that he is the beneficial owner of any of the securities traded by his adult son, other than for purposes of Section 16.

Read SEC document
February 24, 2023 Filed Aug 29, 2023 20:49 UTC
Boersma TravisDirector · Executive Chairman of Board · 10% owner
SalePut Option (Right to Sell) · Derivative 4 $789.98 Strike: $41.00 $3,159.92
Disclosure

SEC source: 0001209191-23-047615 · doc4.xml · derivative · entry 32

Boersma Travis · CIK 0001883154 · Director · Executive Chairman of Board · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Son

Disclosed balance after: 2

Underlying: Class A Common Stock · 400 shares

Expires 2023-02-24

F1 · ownership.nature: Pursuant to Section 16 reporting requirements, the Form 4 reflects purchases and sales of the Issuer's Class A common stock and derivative securities that were made by the Reporting Person's adult son. The amount of profit realized by the applicable short-swing transactions is approximately $8,500 and has been paid to the Issuer, as required. The Reporting Person was recently notified of the transactions by his son, resulting in today's filing. This report shall not be deemed an admission by the Reporting Person that he is the beneficial owner of any of the securities traded by his adult son, other than for purposes of Section 16.

Read SEC document
February 21, 2023 Filed Aug 29, 2023 20:49 UTC
Boersma TravisDirector · Executive Chairman of Board · 10% owner
PurchasePut Option (Right to Sell) · Derivative 1 $420.00 Strike: $41.00 $420.00
Disclosure

SEC source: 0001209191-23-047615 · doc4.xml · derivative · entry 31

Boersma Travis · CIK 0001883154 · Director · Executive Chairman of Board · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Son

Disclosed balance after: 1

Underlying: Class A Common Stock · 100 shares

Expires 2024-03-03

F1 · ownership.nature: Pursuant to Section 16 reporting requirements, the Form 4 reflects purchases and sales of the Issuer's Class A common stock and derivative securities that were made by the Reporting Person's adult son. The amount of profit realized by the applicable short-swing transactions is approximately $8,500 and has been paid to the Issuer, as required. The Reporting Person was recently notified of the transactions by his son, resulting in today's filing. This report shall not be deemed an admission by the Reporting Person that he is the beneficial owner of any of the securities traded by his adult son, other than for purposes of Section 16.

Read SEC document
February 21, 2023 Filed Aug 29, 2023 20:49 UTC
Boersma TravisDirector · Executive Chairman of Board · 10% owner
PurchasePut Option (Right to Sell) · Derivative 4 $400.00 Strike: $41.00 $1,600.00
Disclosure

SEC source: 0001209191-23-047615 · doc4.xml · derivative · entry 30

Boersma Travis · CIK 0001883154 · Director · Executive Chairman of Board · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Son

Disclosed balance after: 6

Underlying: Class A Common Stock · 400 shares

Expires 2023-02-24

F1 · ownership.nature: Pursuant to Section 16 reporting requirements, the Form 4 reflects purchases and sales of the Issuer's Class A common stock and derivative securities that were made by the Reporting Person's adult son. The amount of profit realized by the applicable short-swing transactions is approximately $8,500 and has been paid to the Issuer, as required. The Reporting Person was recently notified of the transactions by his son, resulting in today's filing. This report shall not be deemed an admission by the Reporting Person that he is the beneficial owner of any of the securities traded by his adult son, other than for purposes of Section 16.

Read SEC document
February 21, 2023 Filed Aug 29, 2023 20:49 UTC
Boersma TravisDirector · Executive Chairman of Board · 10% owner
PurchasePut Option (Right to Sell) · Derivative 2 $401.00 Strike: $41.00 $802.00
Disclosure

SEC source: 0001209191-23-047615 · doc4.xml · derivative · entry 29

Boersma Travis · CIK 0001883154 · Director · Executive Chairman of Board · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Son

Disclosed balance after: 2

Underlying: Class A Common Stock · 200 shares

Expires 2023-02-24

F1 · ownership.nature: Pursuant to Section 16 reporting requirements, the Form 4 reflects purchases and sales of the Issuer's Class A common stock and derivative securities that were made by the Reporting Person's adult son. The amount of profit realized by the applicable short-swing transactions is approximately $8,500 and has been paid to the Issuer, as required. The Reporting Person was recently notified of the transactions by his son, resulting in today's filing. This report shall not be deemed an admission by the Reporting Person that he is the beneficial owner of any of the securities traded by his adult son, other than for purposes of Section 16.

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February 01, 2023 Filed Feb 3, 2023 01:34 UTC
Ricci JothCEO and President
SaleClass A Common Stock 56,366 $38.57 $2,174,036.62
Disclosure

SEC source: 0001866581-23-000019 · wf-form4_167538803829121.xml · nonDerivative · entry 3

Ricci Joth · CIK 0001883088 · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,056,335

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2022.

F5 · price: The price reported is the weighted average price. These shares were sold in multiple transactions at prices ranging from $38.23 to $39.12, inclusive. The reporting person undertakes to provide to Dutch Bros Inc., any security holders of Dutch Bros Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

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February 01, 2023 Filed Feb 3, 2023 01:34 UTC
Ricci JothCEO and President
SaleClass A Common Stock 35,817 $37.51 $1,343,495.67
Disclosure

SEC source: 0001866581-23-000019 · wf-form4_167538803829121.xml · nonDerivative · entry 2

Ricci Joth · CIK 0001883088 · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,112,701

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2022.

F4 · price: The price reported is the weighted average price. These shares were sold in multiple transactions at prices ranging from $37.23 to $38.21, inclusive. The reporting person undertakes to provide to Dutch Bros Inc., any security holders of Dutch Bros Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

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February 01, 2023 Filed Feb 3, 2023 01:34 UTC
Ricci JothCEO and President
SaleClass A Common Stock 67,817 $36.67 $2,486,849.39
Disclosure

SEC source: 0001866581-23-000019 · wf-form4_167538803829121.xml · nonDerivative · entry 1

Ricci Joth · CIK 0001883088 · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,148,518

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2022.

F2 · price: The price reported is the weighted average price. These shares were sold in multiple transactions at prices ranging from $36.23 to $37.22, inclusive. The reporting person undertakes to provide to Dutch Bros Inc., any security holders of Dutch Bros Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Excludes 237,530 shares previously owned directly which were contributed to the Ricci Family 2022 Charitable Lead Annuity Trust on October 31, 2022.

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January 09, 2023 Filed Aug 29, 2023 20:49 UTC
Boersma TravisDirector · Executive Chairman of Board · 10% owner
SaleClass A Common Stock 78 $31.40 $2,449.20
Disclosure

SEC source: 0001209191-23-047615 · doc4.xml · nonDerivative · entry 9

Boersma Travis · CIK 0001883154 · Director · Executive Chairman of Board · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Son

Disclosed balance after: 0.9924

F1 · ownership.nature: Pursuant to Section 16 reporting requirements, the Form 4 reflects purchases and sales of the Issuer's Class A common stock and derivative securities that were made by the Reporting Person's adult son. The amount of profit realized by the applicable short-swing transactions is approximately $8,500 and has been paid to the Issuer, as required. The Reporting Person was recently notified of the transactions by his son, resulting in today's filing. This report shall not be deemed an admission by the Reporting Person that he is the beneficial owner of any of the securities traded by his adult son, other than for purposes of Section 16.

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January 06, 2023 Filed Aug 29, 2023 20:49 UTC
Boersma TravisDirector · Executive Chairman of Board · 10% owner
SaleClass A Common Stock 100 $30.00 $3,000.00
Disclosure

SEC source: 0001209191-23-047615 · doc4.xml · nonDerivative · entry 8

Boersma Travis · CIK 0001883154 · Director · Executive Chairman of Board · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Son

Disclosed balance after: 78.9924

F1 · ownership.nature: Pursuant to Section 16 reporting requirements, the Form 4 reflects purchases and sales of the Issuer's Class A common stock and derivative securities that were made by the Reporting Person's adult son. The amount of profit realized by the applicable short-swing transactions is approximately $8,500 and has been paid to the Issuer, as required. The Reporting Person was recently notified of the transactions by his son, resulting in today's filing. This report shall not be deemed an admission by the Reporting Person that he is the beneficial owner of any of the securities traded by his adult son, other than for purposes of Section 16.

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January 03, 2023 Filed Jan 4, 2023 22:22 UTC
Graham John PatrickChief Marketing Officer
Exercise / conversionRestricted Stock Units · Derivative 145,645 $0.00 $0.00
Disclosure

SEC source: 0001866581-23-000010 · wf-form4_167287089690089.xml · derivative · entry 4

Graham John Patrick · CIK 0001582248 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,699

Underlying: Class A Common Stock · 145,645 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted stock units represent a contingent right to receive a corresponding number of shares of the Class A Common Stock of the Issuer upon vesting.

F3 · derivative.exercise_date: The reporting person received an award of restricted stock units with 50% vesting as of the date of grant, 16.66% vesting on January 1, 2022 and 16.67% vesting on each of January 1, 2023 and January 1, 2024.

F3 · derivative.expiration_date: The reporting person received an award of restricted stock units with 50% vesting as of the date of grant, 16.66% vesting on January 1, 2022 and 16.67% vesting on each of January 1, 2023 and January 1, 2024.

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January 03, 2023 Filed Jan 4, 2023 22:22 UTC
Graham John PatrickChief Marketing Officer
Tax withholdingClass A Common Stock 51,999 $27.16 $1,412,292.84
Disclosure

SEC source: 0001866581-23-000010 · wf-form4_167287089690089.xml · nonDerivative · entry 2

Graham John Patrick · CIK 0001582248 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,978

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January 03, 2023 Filed Jan 4, 2023 22:22 UTC
Graham John PatrickChief Marketing Officer
Exercise / conversionClass A Common Stock 145,645 $0.00 $0.00
Disclosure

SEC source: 0001866581-23-000010 · wf-form4_167287089690089.xml · nonDerivative · entry 1

Graham John Patrick · CIK 0001582248 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,977

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 19:09 UTC Exercise / conversionRestricted Stock Units · Derivative 627 $0.00 $0.00
Disclosure

SEC source: 0001866581-23-000008 · wf-form4_167285934316480.xml · derivative · entry 2

Broader Shelley G. · CIK 0001426843 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,255

Underlying: Class A Common Stock · 627 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units represent a contingent right to receive a corresponding number of shares of the Class A Common Stock of the Issuer upon vesting.

F2 · derivative.exercise_date: The reporting person received an award of restricted stock units, 25% of which will vest on each of September 30, 2022, December 31, 2022, March 31, 2023, and the remaining 25% will vest on the earlier of (i) June 30, 2023, and (ii) the date of the Issuer's 2023 annual stockholder meeting.

F2 · derivative.expiration_date: The reporting person received an award of restricted stock units, 25% of which will vest on each of September 30, 2022, December 31, 2022, March 31, 2023, and the remaining 25% will vest on the earlier of (i) June 30, 2023, and (ii) the date of the Issuer's 2023 annual stockholder meeting.

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December 31, 2022 Filed Jan 4, 2023 19:09 UTC Exercise / conversionClass A Common Stock 627 $0.00 $0.00
Disclosure

SEC source: 0001866581-23-000008 · wf-form4_167285934316480.xml · nonDerivative · entry 1

Broader Shelley G. · CIK 0001426843 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,601

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 19:04 UTC Exercise / conversionRestricted Stock Units · Derivative 627 $0.00 $0.00
Disclosure

SEC source: 0001866581-23-000004 · wf-form4_167285907521124.xml · derivative · entry 2

Gillett Stephen · CIK 0001492029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,255

Underlying: Class A Common Stock · 627 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units represent a contingent right to receive a corresponding number of shares of the Class A Common Stock of the Issuer upon vesting.

F2 · derivative.exercise_date: The reporting person received an award of restricted stock units, 25% of which will vest on each of September 30, 2022, December 31, 2022, March 31, 2023, and the remaining 25% will vest on the earlier of (i) June 30, 2023, and (ii) the date of the Issuer's 2023 annual stockholder meeting.

F2 · derivative.expiration_date: The reporting person received an award of restricted stock units, 25% of which will vest on each of September 30, 2022, December 31, 2022, March 31, 2023, and the remaining 25% will vest on the earlier of (i) June 30, 2023, and (ii) the date of the Issuer's 2023 annual stockholder meeting.

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December 31, 2022 Filed Jan 4, 2023 19:04 UTC Exercise / conversionClass A Common Stock 627 $0.00 $0.00
Disclosure

SEC source: 0001866581-23-000004 · wf-form4_167285907521124.xml · nonDerivative · entry 1

Gillett Stephen · CIK 0001492029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,904

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 19:07 UTC Exercise / conversionRestricted Stock Units · Derivative 627 $0.00 $0.00
Disclosure

SEC source: 0001866581-23-000006 · wf-form4_167285921260713.xml · derivative · entry 2

George Kathryn · CIK 0001883130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,255

Underlying: Class A Common Stock · 627 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units represent a contingent right to receive a corresponding number of shares of the Class A Common Stock of the Issuer upon vesting.

F2 · derivative.exercise_date: The reporting person received an award of restricted stock units, 25% of which will vest on each of September 30, 2022, December 31, 2022, March 31, 2023, and the remaining 25% will vest on the earlier of (i) June 30, 2023, and (ii) the date of the Issuer's 2023 annual stockholder meeting.

F2 · derivative.expiration_date: The reporting person received an award of restricted stock units, 25% of which will vest on each of September 30, 2022, December 31, 2022, March 31, 2023, and the remaining 25% will vest on the earlier of (i) June 30, 2023, and (ii) the date of the Issuer's 2023 annual stockholder meeting.

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December 31, 2022 Filed Jan 4, 2023 19:07 UTC Exercise / conversionClass A Common Stock 627 $0.00 $0.00
Disclosure

SEC source: 0001866581-23-000006 · wf-form4_167285921260713.xml · nonDerivative · entry 1

George Kathryn · CIK 0001883130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,254

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 19:02 UTC Exercise / conversionRestricted Stock Units · Derivative 627 $0.00 $0.00
Disclosure

SEC source: 0001866581-23-000002 · wf-form4_167285895070886.xml · derivative · entry 2

Davis Thomas James · CIK 0001884188 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,255

Underlying: Class A Common Stock · 627 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units represent a contingent right to receive a corresponding number of shares of the Class A Common Stock of the Issuer upon vesting.

F2 · derivative.exercise_date: The reporting person received an award of restricted stock units, 25% of which will vest on each of September 30, 2022, December 31, 2022, March 31, 2023, and the remaining 25% will vest on the earlier of (i) June 30, 2023, and (ii) the date of the Issuer's 2023 annual stockholder meeting.

F2 · derivative.expiration_date: The reporting person received an award of restricted stock units, 25% of which will vest on each of September 30, 2022, December 31, 2022, March 31, 2023, and the remaining 25% will vest on the earlier of (i) June 30, 2023, and (ii) the date of the Issuer's 2023 annual stockholder meeting.

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December 31, 2022 Filed Jan 4, 2023 19:02 UTC Exercise / conversionClass A Common Stock 627 $0.00 $0.00
Disclosure

SEC source: 0001866581-23-000002 · wf-form4_167285895070886.xml · nonDerivative · entry 1

Davis Thomas James · CIK 0001884188 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,254

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 14, 2022 Filed Dec 15, 2022 16:14 UTC
Graham John PatrickChief Marketing Officer
SaleClass A Common Stock 8,000 $31.31 $250,480.00
Disclosure

SEC source: 0001866581-22-000134 · wf-form4_167112086549273.xml · nonDerivative · entry 1

Graham John Patrick · CIK 0001582248 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,332

Read SEC document
November 01, 2022 Filed Nov 2, 2022 19:52 UTC
Tullett Victoria JChief Legal Officer
GrantRestricted Stock Units · Derivative 4,364 $0.00 $0.00
Disclosure

SEC source: 0001866581-22-000121 · wf-form4_166741873849830.xml · derivative · entry 1

Tullett Victoria J · CIK 0001606719 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,364

Underlying: Class A Common Stock · 4,364 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The reporting person received an award of restricted stock units, 50% of which will vest on each of November 1, 2024 and November 1, 2025.

F2 · derivative.expiration_date: The reporting person received an award of restricted stock units, 50% of which will vest on each of November 1, 2024 and November 1, 2025.

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September 30, 2022 Filed Oct 3, 2022 15:18 UTC Exercise / conversionRestricted Stock Units · Derivative 627 $0.00 $0.00
Disclosure

SEC source: 0001866581-22-000119 · wf-form4_166481030288630.xml · derivative · entry 2

Gillett Stephen · CIK 0001492029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,882

Underlying: Class A Common Stock · 627 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units represents a contingent right to receive a corresponding number of shares of the Class A Common Stock of the Issuer upon vesting.

F2 · derivative.exercise_date: The reporting person received an award of restricted stock units, 25% of which will vest on each of September 30, 2022, December 31, 2022, March 31, 2023, and the remaining 25% will vest on the earlier of (i) June 30, 2023, and (ii) the date of the Issuer's 2023 annual stockholder meeting.

F2 · derivative.expiration_date: The reporting person received an award of restricted stock units, 25% of which will vest on each of September 30, 2022, December 31, 2022, March 31, 2023, and the remaining 25% will vest on the earlier of (i) June 30, 2023, and (ii) the date of the Issuer's 2023 annual stockholder meeting.

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September 30, 2022 Filed Oct 3, 2022 15:18 UTC Exercise / conversionClass A Common Stock 627 $0.00 $0.00
Disclosure

SEC source: 0001866581-22-000119 · wf-form4_166481030288630.xml · nonDerivative · entry 1

Gillett Stephen · CIK 0001492029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,277

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2022 Filed Oct 3, 2022 15:15 UTC Exercise / conversionRestricted Stock Units · Derivative 627 $0.00 $0.00
Disclosure

SEC source: 0001866581-22-000117 · wf-form4_166481012013928.xml · derivative · entry 2

Broader Shelley G. · CIK 0001426843 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,882

Underlying: Class A Common Stock · 627 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units represents a contingent right to receive a corresponding number of shares of the Class A Common Stock of the Issuer upon vesting.

F2 · derivative.exercise_date: The reporting person received an award of restricted stock units, 25% of which will vest on each of September 30, 2022, December 31, 2022, March 31, 2023, and the remaining 25% will vest on the earlier of (i) June 30, 2023, and (ii) the date of the Issuer's 2023 annual stockholder meeting.

F2 · derivative.expiration_date: The reporting person received an award of restricted stock units, 25% of which will vest on each of September 30, 2022, December 31, 2022, March 31, 2023, and the remaining 25% will vest on the earlier of (i) June 30, 2023, and (ii) the date of the Issuer's 2023 annual stockholder meeting.

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September 30, 2022 Filed Oct 3, 2022 15:15 UTC Exercise / conversionClass A Common Stock 627 $0.00 $0.00
Disclosure

SEC source: 0001866581-22-000117 · wf-form4_166481012013928.xml · nonDerivative · entry 1

Broader Shelley G. · CIK 0001426843 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,974

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.