Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Dutch Bros Inc.BROS · Entity 3641 | Chief Legal Officer | March 01, 2026 | March 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Dutch Bros Inc.
Report date March 01, 2026 · Filed March 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 26,228 |
Ending reported balance
After 2026-03-01 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2026-03-01 · Exercise / conversion · Acquired 7,033 · Balance 22,568 Row 2 · 2026-03-01 · Tax withholding · Disposed 1,889 · Balance 20,679 Row 3 · 2026-03-01 · Exercise / conversion · Acquired 8,988 · Balance 29,667 Row 4 · 2026-03-01 · Tax withholding · Disposed 3,439 · Balance 26,228 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 5,595 |
Reported balance
After 2026-03-01 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-03-01 · Grant · Acquired 5,595 · Balance 5,595 F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2: The reporting person received an award of restricted stock units, 33.33% of which will vest on each of February 20, 2027, February 20, 2028, and February 20, 2029. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-03-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-03-01 · Exercise / conversion · Disposed 7,033 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F3: The reporting person received an award of restricted stock units, 50% of which will vest on each of March 1, 2025 and March 1, 2026. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 8,988 |
Reported balance
After 2026-03-01 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2026-03-01 · Exercise / conversion · Disposed 8,988 · Balance 8,988 F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F4: The reporting person received an award of restricted stock units, 33.33% of which will vest on each of March 1, 2025, March 1, 2026, and March 1, 2027. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.
F2: The reporting person received an award of restricted stock units, 33.33% of which will vest on each of February 20, 2027, February 20, 2028, and February 20, 2029.
F3: The reporting person received an award of restricted stock units, 50% of which will vest on each of March 1, 2025 and March 1, 2026.
F4: The reporting person received an award of restricted stock units, 33.33% of which will vest on each of March 1, 2025, March 1, 2026, and March 1, 2027.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Papa Murphy's Holdings, Inc.
Report date May 23, 2019 · Filed May 28, 2019
Section 16 reporting ended · disclosed 2019-05-28. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-05-23 transaction · row 1
1 source rowRow 1 · 2019-05-23 · Other · Disposed 35,029 · Balance 0 F1: Pursuant to the terms of the Agreement and Plan of Merger, dated April 10, 2019, by and among the Issuer, MTY Franchising USA, Inc. and MTY Columbia Merger Sub, Inc (the "Merger Agreement"), on April 25, 2019, MTY Columbia Merger Sub, Inc. made an offer (the "Offer") to purchase each outstanding share of the Issuer's common stock for $6.45 per share, in cash, without interest and subject to applicable withholding. The shares shown on this line were tendered in the Offer. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectBy Child | 0 |
Reported balance
After 2019-05-23 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2019-05-23 · Other · Disposed 215 · Balance 0 F1: Pursuant to the terms of the Agreement and Plan of Merger, dated April 10, 2019, by and among the Issuer, MTY Franchising USA, Inc. and MTY Columbia Merger Sub, Inc (the "Merger Agreement"), on April 25, 2019, MTY Columbia Merger Sub, Inc. made an offer (the "Offer") to purchase each outstanding share of the Issuer's common stock for $6.45 per share, in cash, without interest and subject to applicable withholding. The shares shown on this line were tendered in the Offer. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.85 · Expires 2024-03-11 | Direct | 0 |
Reported balance
After 2019-05-23 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-05-23 · Other · Disposed 9,199 · Balance 0 F2: Disposed of as a result of the merger pursuant to the Merger Agreement. At the effective time of the merger as contemplated in the Merger Agreement, (i) each outstanding share of Company Common Stock, was cancelled and automatically converted into the right to receive $6.45 in cash and (ii) each Company Restricted Stock Unit and each Company Stock Option Award, vested and accelerated in full and was converted into the right to receive $6.45 in cash (or in the case of Company Stock Option Awards, the difference between the exercise price and $6.45). F3: Unexercised options that were previously granted to the Reporting Person were cancelled for no consideration. Any options that had an exercise price per share that was equal to or greater than $6.45 were cancelled for no consideration, payment or right to consideration or payment. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.00 · Expires 2024-05-01 | Direct | 0 |
Reported balance
After 2019-05-23 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-05-23 · Other · Disposed 50,591 · Balance 0 F2: Disposed of as a result of the merger pursuant to the Merger Agreement. At the effective time of the merger as contemplated in the Merger Agreement, (i) each outstanding share of Company Common Stock, was cancelled and automatically converted into the right to receive $6.45 in cash and (ii) each Company Restricted Stock Unit and each Company Stock Option Award, vested and accelerated in full and was converted into the right to receive $6.45 in cash (or in the case of Company Stock Option Awards, the difference between the exercise price and $6.45). F3: Unexercised options that were previously granted to the Reporting Person were cancelled for no consideration. Any options that had an exercise price per share that was equal to or greater than $6.45 were cancelled for no consideration, payment or right to consideration or payment. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.45 · Expires 2025-03-10 | Direct | 0 |
Reported balance
After 2019-05-23 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2019-05-23 · Other · Disposed 18,100 · Balance 0 F2: Disposed of as a result of the merger pursuant to the Merger Agreement. At the effective time of the merger as contemplated in the Merger Agreement, (i) each outstanding share of Company Common Stock, was cancelled and automatically converted into the right to receive $6.45 in cash and (ii) each Company Restricted Stock Unit and each Company Stock Option Award, vested and accelerated in full and was converted into the right to receive $6.45 in cash (or in the case of Company Stock Option Awards, the difference between the exercise price and $6.45). F3: Unexercised options that were previously granted to the Reporting Person were cancelled for no consideration. Any options that had an exercise price per share that was equal to or greater than $6.45 were cancelled for no consideration, payment or right to consideration or payment. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.90 · Expires 2026-03-03 | Direct | 0 |
Reported balance
After 2019-05-23 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2019-05-23 · Other · Disposed 15,630 · Balance 0 F2: Disposed of as a result of the merger pursuant to the Merger Agreement. At the effective time of the merger as contemplated in the Merger Agreement, (i) each outstanding share of Company Common Stock, was cancelled and automatically converted into the right to receive $6.45 in cash and (ii) each Company Restricted Stock Unit and each Company Stock Option Award, vested and accelerated in full and was converted into the right to receive $6.45 in cash (or in the case of Company Stock Option Awards, the difference between the exercise price and $6.45). F3: Unexercised options that were previously granted to the Reporting Person were cancelled for no consideration. Any options that had an exercise price per share that was equal to or greater than $6.45 were cancelled for no consideration, payment or right to consideration or payment. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.97 · Expires 2027-03-09 | Direct | 0 |
Reported balance
After 2019-05-23 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2019-05-23 · Disposition to issuer · Disposed 36,900 · Balance 0 F2: Disposed of as a result of the merger pursuant to the Merger Agreement. At the effective time of the merger as contemplated in the Merger Agreement, (i) each outstanding share of Company Common Stock, was cancelled and automatically converted into the right to receive $6.45 in cash and (ii) each Company Restricted Stock Unit and each Company Stock Option Award, vested and accelerated in full and was converted into the right to receive $6.45 in cash (or in the case of Company Stock Option Awards, the difference between the exercise price and $6.45). |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.95 · Expires 2028-04-24 | Direct | 0 |
Reported balance
After 2019-05-23 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2019-05-23 · Disposition to issuer · Disposed 25,000 · Balance 0 F2: Disposed of as a result of the merger pursuant to the Merger Agreement. At the effective time of the merger as contemplated in the Merger Agreement, (i) each outstanding share of Company Common Stock, was cancelled and automatically converted into the right to receive $6.45 in cash and (ii) each Company Restricted Stock Unit and each Company Stock Option Award, vested and accelerated in full and was converted into the right to receive $6.45 in cash (or in the case of Company Stock Option Awards, the difference between the exercise price and $6.45). |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.75 · Expires 2029-01-01 | Direct | 0 |
Reported balance
After 2019-05-23 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2019-05-23 · Disposition to issuer · Disposed 27,669 · Balance 0 F2: Disposed of as a result of the merger pursuant to the Merger Agreement. At the effective time of the merger as contemplated in the Merger Agreement, (i) each outstanding share of Company Common Stock, was cancelled and automatically converted into the right to receive $6.45 in cash and (ii) each Company Restricted Stock Unit and each Company Stock Option Award, vested and accelerated in full and was converted into the right to receive $6.45 in cash (or in the case of Company Stock Option Awards, the difference between the exercise price and $6.45). |
| Performance Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-05-23 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2019-05-23 · Disposition to issuer · Disposed 9,262 · Balance 0 F2: Disposed of as a result of the merger pursuant to the Merger Agreement. At the effective time of the merger as contemplated in the Merger Agreement, (i) each outstanding share of Company Common Stock, was cancelled and automatically converted into the right to receive $6.45 in cash and (ii) each Company Restricted Stock Unit and each Company Stock Option Award, vested and accelerated in full and was converted into the right to receive $6.45 in cash (or in the case of Company Stock Option Awards, the difference between the exercise price and $6.45). F4: Under the terms of the Merger Agreement, Performance Share Units ("PSUs") previously awarded but where the Compensation Committee of the Board of Directors had not yet determined the fulfillment of the performance criteria were deemed to have been earned and became immediately vested. These accelerated PSUs were then converted into the $6.45 per share cash consideration in connection with the Merger Agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the terms of the Agreement and Plan of Merger, dated April 10, 2019, by and among the Issuer, MTY Franchising USA, Inc. and MTY Columbia Merger Sub, Inc (the "Merger Agreement"), on April 25, 2019, MTY Columbia Merger Sub, Inc. made an offer (the "Offer") to purchase each outstanding share of the Issuer's common stock for $6.45 per share, in cash, without interest and subject to applicable withholding. The shares shown on this line were tendered in the Offer.
F2: Disposed of as a result of the merger pursuant to the Merger Agreement. At the effective time of the merger as contemplated in the Merger Agreement, (i) each outstanding share of Company Common Stock, was cancelled and automatically converted into the right to receive $6.45 in cash and (ii) each Company Restricted Stock Unit and each Company Stock Option Award, vested and accelerated in full and was converted into the right to receive $6.45 in cash (or in the case of Company Stock Option Awards, the difference between the exercise price and $6.45).
F3: Unexercised options that were previously granted to the Reporting Person were cancelled for no consideration. Any options that had an exercise price per share that was equal to or greater than $6.45 were cancelled for no consideration, payment or right to consideration or payment.
F4: Under the terms of the Merger Agreement, Performance Share Units ("PSUs") previously awarded but where the Compensation Committee of the Board of Directors had not yet determined the fulfillment of the performance criteria were deemed to have been earned and became immediately vested. These accelerated PSUs were then converted into the $6.45 per share cash consideration in connection with the Merger Agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2026 Filed Mar 3, 2026 00:22 UTC | Dutch Bros Inc. BROS · Entity 3641 | Exercise / conversionRestricted Stock Units · Derivative | 8,988 | $0.00 | $0.00 |
DisclosureSEC source: 0001866581-26-000044 · wk-form4_1772497323.xml · derivative · entry 7 Tullett Victoria J · CIK 0001606719 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,988 Underlying: Class A Common Stock · 8,988 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F4 · derivative.exercise_date: The reporting person received an award of restricted stock units, 33.33% of which will vest on each of March 1, 2025, March 1, 2026, and March 1, 2027. F4 · derivative.expiration_date: The reporting person received an award of restricted stock units, 33.33% of which will vest on each of March 1, 2025, March 1, 2026, and March 1, 2027. Read SEC document |
| March 01, 2026 Filed Mar 3, 2026 00:22 UTC | Dutch Bros Inc. BROS · Entity 3641 | Exercise / conversionRestricted Stock Units · Derivative | 7,033 | $0.00 | $0.00 |
DisclosureSEC source: 0001866581-26-000044 · wk-form4_1772497323.xml · derivative · entry 6 Tullett Victoria J · CIK 0001606719 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 7,033 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F3 · derivative.exercise_date: The reporting person received an award of restricted stock units, 50% of which will vest on each of March 1, 2025 and March 1, 2026. F3 · derivative.expiration_date: The reporting person received an award of restricted stock units, 50% of which will vest on each of March 1, 2025 and March 1, 2026. Read SEC document |
| March 01, 2026 Filed Mar 3, 2026 00:22 UTC | Dutch Bros Inc. BROS · Entity 3641 | GrantRestricted Stock Units · Derivative | 5,595 | $0.00 | $0.00 |
DisclosureSEC source: 0001866581-26-000044 · wk-form4_1772497323.xml · derivative · entry 5 Tullett Victoria J · CIK 0001606719 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,595 Underlying: Class A Common Stock · 5,595 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · derivative.exercise_date: The reporting person received an award of restricted stock units, 33.33% of which will vest on each of February 20, 2027, February 20, 2028, and February 20, 2029. F2 · derivative.expiration_date: The reporting person received an award of restricted stock units, 33.33% of which will vest on each of February 20, 2027, February 20, 2028, and February 20, 2029. Read SEC document |
| March 01, 2026 Filed Mar 3, 2026 00:22 UTC | Dutch Bros Inc. BROS · Entity 3641 | Tax withholdingClass A Common Stock | 3,439 | $53.61 | $184,364.79 |
DisclosureSEC source: 0001866581-26-000044 · wk-form4_1772497323.xml · nonDerivative · entry 4 Tullett Victoria J · CIK 0001606719 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,228 Read SEC document |
| March 01, 2026 Filed Mar 3, 2026 00:22 UTC | Dutch Bros Inc. BROS · Entity 3641 | Exercise / conversionClass A Common Stock | 8,988 | $0.00 | $0.00 |
DisclosureSEC source: 0001866581-26-000044 · wk-form4_1772497323.xml · nonDerivative · entry 3 Tullett Victoria J · CIK 0001606719 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,667 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2026 Filed Mar 3, 2026 00:22 UTC | Dutch Bros Inc. BROS · Entity 3641 | Tax withholdingClass A Common Stock | 1,889 | $53.61 | $101,269.29 |
DisclosureSEC source: 0001866581-26-000044 · wk-form4_1772497323.xml · nonDerivative · entry 2 Tullett Victoria J · CIK 0001606719 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,679 Read SEC document |
| March 01, 2026 Filed Mar 3, 2026 00:22 UTC | Dutch Bros Inc. BROS · Entity 3641 | Exercise / conversionClass A Common Stock | 7,033 | $0.00 | $0.00 |
DisclosureSEC source: 0001866581-26-000044 · wk-form4_1772497323.xml · nonDerivative · entry 1 Tullett Victoria J · CIK 0001606719 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,568 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2026 Filed Feb 24, 2026 22:52 UTC | Dutch Bros Inc. BROS · Entity 3641 | Exercise / conversionRestricted Stock Units · Derivative | 1,168 | $0.00 | $0.00 |
DisclosureSEC source: 0001866581-26-000038 · wk-form4_1771973560.xml · derivative · entry 3 Tullett Victoria J · CIK 0001606719 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,336 Underlying: Class A Common Stock · 1,168 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · derivative.exercise_date: The reporting person received an award of restricted stock units, 33.33% of which will vest on each of February 20, 2026, February 20, 2027, and February 20, 2028. F2 · derivative.expiration_date: The reporting person received an award of restricted stock units, 33.33% of which will vest on each of February 20, 2026, February 20, 2027, and February 20, 2028. Read SEC document |
| February 20, 2026 Filed Feb 24, 2026 22:52 UTC | Dutch Bros Inc. BROS · Entity 3641 | Tax withholdingClass A Common Stock | 376 | $48.81 | $18,352.56 |
DisclosureSEC source: 0001866581-26-000038 · wk-form4_1771973560.xml · nonDerivative · entry 2 Tullett Victoria J · CIK 0001606719 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,535 Read SEC document |
| February 20, 2026 Filed Feb 24, 2026 22:52 UTC | Dutch Bros Inc. BROS · Entity 3641 | Exercise / conversionClass A Common Stock | 1,168 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001866581-26-000038 · wk-form4_1771973560.xml · nonDerivative · entry 1 Tullett Victoria J · CIK 0001606719 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,911 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. Read SEC document |
| November 01, 2025 Filed Nov 4, 2025 23:04 UTC | Dutch Bros Inc. BROS · Entity 3641 | Exercise / conversionRestricted Stock Units · Derivative | 2,182 | $0.00 | $0.00 |
DisclosureSEC source: 0001866581-25-000222 · wk-form4_1762297493.xml · derivative · entry 3 Tullett Victoria J · CIK 0001606719 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 2,182 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · derivative.exercise_date: The reporting person received an award of restricted stock units, 50% of which vested on each of November 1, 2024 and November 1, 2025. F2 · derivative.expiration_date: The reporting person received an award of restricted stock units, 50% of which vested on each of November 1, 2024 and November 1, 2025. Read SEC document |
| November 01, 2025 Filed Nov 4, 2025 23:04 UTC | Dutch Bros Inc. BROS · Entity 3641 | Tax withholdingClass A Common Stock | 914 | $55.54 | $50,763.56 |
DisclosureSEC source: 0001866581-25-000222 · wk-form4_1762297493.xml · nonDerivative · entry 2 Tullett Victoria J · CIK 0001606719 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,743 Read SEC document |
| November 01, 2025 Filed Nov 4, 2025 23:04 UTC | Dutch Bros Inc. BROS · Entity 3641 | Exercise / conversionClass A Common Stock | 2,182 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001866581-25-000222 · wk-form4_1762297493.xml · nonDerivative · entry 1 Tullett Victoria J · CIK 0001606719 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,657 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. Read SEC document |
| March 01, 2025 Filed Mar 4, 2025 20:32 UTC | Dutch Bros Inc. BROS · Entity 3641 | Exercise / conversionRestricted Stock Units · Derivative | 7,033 | $0.00 | $0.00 |
DisclosureSEC source: 0001866581-25-000095 · wk-form4_1741120340.xml · derivative · entry 6 Tullett Victoria J · CIK 0001606719 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,033 Underlying: Class A Common Stock · 7,033 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F3 · derivative.exercise_date: The reporting person received an award of restricted stock units, 50% of which will vest on each of March 1, 2025 and March 1, 2026. F3 · derivative.expiration_date: The reporting person received an award of restricted stock units, 50% of which will vest on each of March 1, 2025 and March 1, 2026. Read SEC document |
| March 01, 2025 Filed Mar 4, 2025 20:32 UTC | Dutch Bros Inc. BROS · Entity 3641 | Exercise / conversionRestricted Stock Units · Derivative | 8,987 | $0.00 | $0.00 |
DisclosureSEC source: 0001866581-25-000095 · wk-form4_1741120340.xml · derivative · entry 5 Tullett Victoria J · CIK 0001606719 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,976 Underlying: Class A Common Stock · 8,987 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · derivative.exercise_date: The reporting person received an award of restricted stock units, 33.33% of which will vest on each of March 1, 2025, March 1, 2026, and March 1, 2027. F2 · derivative.expiration_date: The reporting person received an award of restricted stock units, 33.33% of which will vest on each of March 1, 2025, March 1, 2026, and March 1, 2027. Read SEC document |
| March 01, 2025 Filed Mar 4, 2025 20:32 UTC | Dutch Bros Inc. BROS · Entity 3641 | Tax withholdingClass A Common Stock | 1,953 | $79.16 | $154,599.48 |
DisclosureSEC source: 0001866581-25-000095 · wk-form4_1741120340.xml · nonDerivative · entry 4 Tullett Victoria J · CIK 0001606719 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,475 Read SEC document |
| March 01, 2025 Filed Mar 4, 2025 20:32 UTC | Dutch Bros Inc. BROS · Entity 3641 | Exercise / conversionClass A Common Stock | 7,033 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001866581-25-000095 · wk-form4_1741120340.xml · nonDerivative · entry 3 Tullett Victoria J · CIK 0001606719 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,428 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. Read SEC document |
| March 01, 2025 Filed Mar 4, 2025 20:32 UTC | Dutch Bros Inc. BROS · Entity 3641 | Tax withholdingClass A Common Stock | 2,922 | $79.16 | $231,305.52 |
DisclosureSEC source: 0001866581-25-000095 · wk-form4_1741120340.xml · nonDerivative · entry 2 Tullett Victoria J · CIK 0001606719 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,395 Read SEC document |
| March 01, 2025 Filed Mar 4, 2025 20:32 UTC | Dutch Bros Inc. BROS · Entity 3641 | Exercise / conversionClass A Common Stock | 8,987 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001866581-25-000095 · wk-form4_1741120340.xml · nonDerivative · entry 1 Tullett Victoria J · CIK 0001606719 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,317 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. Read SEC document |
| February 20, 2025 Filed Feb 24, 2025 20:36 UTC | Dutch Bros Inc. BROS · Entity 3641 | GrantRestricted Stock Units · Derivative | 3,504 | $0.00 | $0.00 |
DisclosureSEC source: 0001866581-25-000058 · wk-form4_1740429398.xml · derivative · entry 1 Tullett Victoria J · CIK 0001606719 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,504 Underlying: Class A Common Stock · 3,504 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · derivative.exercise_date: The reporting person received an award of restricted stock units, 33.33% of which will vest on each of February 20, 2026, February 20, 2027, and February 20, 2028. F2 · derivative.expiration_date: The reporting person received an award of restricted stock units, 33.33% of which will vest on each of February 20, 2026, February 20, 2027, and February 20, 2028. Read SEC document |
| November 01, 2024 Filed Jan 22, 2025 21:23 UTC | Dutch Bros Inc. BROS · Entity 3641 | Exercise / conversionRestricted Stock Units · Derivative | 2,182 | $0.00 | $0.00 |
DisclosureSEC source: 0001866581-25-000018 · wk-form4_1737581003.xml · derivative · entry 3 Tullett Victoria J · CIK 0001606719 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,182 Underlying: Class A Common Stock · 2,182 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · derivative.exercise_date: The reporting person received an award of restricted stock units, 50% of which will vest on each of November 1, 2024 and November 1, 2025. F2 · derivative.expiration_date: The reporting person received an award of restricted stock units, 50% of which will vest on each of November 1, 2024 and November 1, 2025. Read SEC document |
| November 01, 2024 Filed Jan 22, 2025 21:23 UTC | Dutch Bros Inc. BROS · Entity 3641 | Tax withholdingClass A Common Stock | 591 | $33.40 | $19,739.40 |
DisclosureSEC source: 0001866581-25-000018 · wk-form4_1737581003.xml · nonDerivative · entry 2 Tullett Victoria J · CIK 0001606719 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,330 Read SEC document |
| November 01, 2024 Filed Jan 22, 2025 21:23 UTC | Dutch Bros Inc. BROS · Entity 3641 | Exercise / conversionClass A Common Stock | 2,182 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001866581-25-000018 · wk-form4_1737581003.xml · nonDerivative · entry 1 Tullett Victoria J · CIK 0001606719 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,921 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. Read SEC document |
| March 01, 2024 Filed Mar 4, 2024 17:41 UTC | Dutch Bros Inc. BROS · Entity 3641 | GrantRestricted Stock Units · Derivative | 26,963 | $0.00 | $0.00 |
DisclosureSEC source: 0001866581-24-000056 · wk-form4_1709574052.xml · derivative · entry 1 Tullett Victoria J · CIK 0001606719 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,963 Underlying: Class A Common Stock · 26,963 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · derivative.exercise_date: The reporting person received an award of restricted stock units, 33.33% of which will vest on each of March 1, 2025, March 1, 2026, and March 1, 2027. F2 · derivative.expiration_date: The reporting person received an award of restricted stock units, 33.33% of which will vest on each of March 1, 2025, March 1, 2026, and March 1, 2027. Read SEC document |
| August 11, 2023 Filed Aug 14, 2023 20:04 UTC | Dutch Bros Inc. BROS · Entity 3641 | PurchaseClass A Common Stock | 739 | $33.80 | $24,978.20 |
DisclosureSEC source: 0001866581-23-000112 · wf-form4_169204344021277.xml · nonDerivative · entry 1 Tullett Victoria J · CIK 0001606719 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 739 Read SEC document |
| March 01, 2023 Filed Mar 2, 2023 21:17 UTC | Dutch Bros Inc. BROS · Entity 3641 | GrantRestricted Stock Units · Derivative | 14,066 | $0.00 | $0.00 |
DisclosureSEC source: 0001866581-23-000050 · wf-form4_167779179221704.xml · derivative · entry 1 Tullett Victoria J · CIK 0001606719 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,066 Underlying: Class A Common Stock · 14,066 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · derivative.exercise_date: The reporting person received an award of restricted stock units, 50% of which will vest on each of March 1, 2025 and March 1, 2026. F2 · derivative.expiration_date: The reporting person received an award of restricted stock units, 50% of which will vest on each of March 1, 2025 and March 1, 2026. Read SEC document |
| November 01, 2022 Filed Nov 2, 2022 19:52 UTC | Dutch Bros Inc. BROS · Entity 3641 | GrantRestricted Stock Units · Derivative | 4,364 | $0.00 | $0.00 |
DisclosureSEC source: 0001866581-22-000121 · wf-form4_166741873849830.xml · derivative · entry 1 Tullett Victoria J · CIK 0001606719 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,364 Underlying: Class A Common Stock · 4,364 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · derivative.exercise_date: The reporting person received an award of restricted stock units, 50% of which will vest on each of November 1, 2024 and November 1, 2025. F2 · derivative.expiration_date: The reporting person received an award of restricted stock units, 50% of which will vest on each of November 1, 2024 and November 1, 2025. Read SEC document |
| May 23, 2019 Filed May 28, 2019 17:35 UTC | Papa Murphy's Holdings, Inc. FRSH · Entity 156725 | Disposition to issuerPerformance Share Units · Derivative | 9,262 | $6.45 Strike: $0.00 | $59,739.90 |
DisclosureSEC source: 0001592379-19-000029 · wf-form4_155907931235446.xml · derivative · entry 10 Tullett Victoria J · CIK 0001606719 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,262 shares Expires not disclosed F2 · kind: Disposed of as a result of the merger pursuant to the Merger Agreement. At the effective time of the merger as contemplated in the Merger Agreement, (i) each outstanding share of Company Common Stock, was cancelled and automatically converted into the right to receive $6.45 in cash and (ii) each Company Restricted Stock Unit and each Company Stock Option Award, vested and accelerated in full and was converted into the right to receive $6.45 in cash (or in the case of Company Stock Option Awards, the difference between the exercise price and $6.45). F4 · kind: Under the terms of the Merger Agreement, Performance Share Units ("PSUs") previously awarded but where the Compensation Committee of the Board of Directors had not yet determined the fulfillment of the performance criteria were deemed to have been earned and became immediately vested. These accelerated PSUs were then converted into the $6.45 per share cash consideration in connection with the Merger Agreement. F2 · derivative.exercise_date: Disposed of as a result of the merger pursuant to the Merger Agreement. At the effective time of the merger as contemplated in the Merger Agreement, (i) each outstanding share of Company Common Stock, was cancelled and automatically converted into the right to receive $6.45 in cash and (ii) each Company Restricted Stock Unit and each Company Stock Option Award, vested and accelerated in full and was converted into the right to receive $6.45 in cash (or in the case of Company Stock Option Awards, the difference between the exercise price and $6.45). F4 · derivative.exercise_date: Under the terms of the Merger Agreement, Performance Share Units ("PSUs") previously awarded but where the Compensation Committee of the Board of Directors had not yet determined the fulfillment of the performance criteria were deemed to have been earned and became immediately vested. These accelerated PSUs were then converted into the $6.45 per share cash consideration in connection with the Merger Agreement. F2 · derivative.expiration_date: Disposed of as a result of the merger pursuant to the Merger Agreement. At the effective time of the merger as contemplated in the Merger Agreement, (i) each outstanding share of Company Common Stock, was cancelled and automatically converted into the right to receive $6.45 in cash and (ii) each Company Restricted Stock Unit and each Company Stock Option Award, vested and accelerated in full and was converted into the right to receive $6.45 in cash (or in the case of Company Stock Option Awards, the difference between the exercise price and $6.45). F4 · derivative.expiration_date: Under the terms of the Merger Agreement, Performance Share Units ("PSUs") previously awarded but where the Compensation Committee of the Board of Directors had not yet determined the fulfillment of the performance criteria were deemed to have been earned and became immediately vested. These accelerated PSUs were then converted into the $6.45 per share cash consideration in connection with the Merger Agreement. Read SEC document |
| May 23, 2019 Filed May 28, 2019 17:35 UTC | Papa Murphy's Holdings, Inc. FRSH · Entity 156725 | Disposition to issuerStock Options (right to buy) · Derivative | 27,669 | $1.70 Strike: $4.75 | $47,037.30 |
DisclosureSEC source: 0001592379-19-000029 · wf-form4_155907931235446.xml · derivative · entry 9 Tullett Victoria J · CIK 0001606719 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 27,669 shares Expires 2029-01-01 F2 · kind: Disposed of as a result of the merger pursuant to the Merger Agreement. At the effective time of the merger as contemplated in the Merger Agreement, (i) each outstanding share of Company Common Stock, was cancelled and automatically converted into the right to receive $6.45 in cash and (ii) each Company Restricted Stock Unit and each Company Stock Option Award, vested and accelerated in full and was converted into the right to receive $6.45 in cash (or in the case of Company Stock Option Awards, the difference between the exercise price and $6.45). F2 · derivative.exercise_date: Disposed of as a result of the merger pursuant to the Merger Agreement. At the effective time of the merger as contemplated in the Merger Agreement, (i) each outstanding share of Company Common Stock, was cancelled and automatically converted into the right to receive $6.45 in cash and (ii) each Company Restricted Stock Unit and each Company Stock Option Award, vested and accelerated in full and was converted into the right to receive $6.45 in cash (or in the case of Company Stock Option Awards, the difference between the exercise price and $6.45). Read SEC document |
| May 23, 2019 Filed May 28, 2019 17:35 UTC | Papa Murphy's Holdings, Inc. FRSH · Entity 156725 | Disposition to issuerStock Options (right to buy) · Derivative | 25,000 | $1.50 Strike: $4.95 | $37,500.00 |
DisclosureSEC source: 0001592379-19-000029 · wf-form4_155907931235446.xml · derivative · entry 8 Tullett Victoria J · CIK 0001606719 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2028-04-24 F2 · kind: Disposed of as a result of the merger pursuant to the Merger Agreement. At the effective time of the merger as contemplated in the Merger Agreement, (i) each outstanding share of Company Common Stock, was cancelled and automatically converted into the right to receive $6.45 in cash and (ii) each Company Restricted Stock Unit and each Company Stock Option Award, vested and accelerated in full and was converted into the right to receive $6.45 in cash (or in the case of Company Stock Option Awards, the difference between the exercise price and $6.45). F2 · derivative.exercise_date: Disposed of as a result of the merger pursuant to the Merger Agreement. At the effective time of the merger as contemplated in the Merger Agreement, (i) each outstanding share of Company Common Stock, was cancelled and automatically converted into the right to receive $6.45 in cash and (ii) each Company Restricted Stock Unit and each Company Stock Option Award, vested and accelerated in full and was converted into the right to receive $6.45 in cash (or in the case of Company Stock Option Awards, the difference between the exercise price and $6.45). Read SEC document |
| May 23, 2019 Filed May 28, 2019 17:35 UTC | Papa Murphy's Holdings, Inc. FRSH · Entity 156725 | Disposition to issuerStock Options (right to buy) · Derivative | 36,900 | $2.48 Strike: $3.97 | $91,512.00 |
DisclosureSEC source: 0001592379-19-000029 · wf-form4_155907931235446.xml · derivative · entry 7 Tullett Victoria J · CIK 0001606719 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 36,900 shares Expires 2027-03-09 F2 · kind: Disposed of as a result of the merger pursuant to the Merger Agreement. At the effective time of the merger as contemplated in the Merger Agreement, (i) each outstanding share of Company Common Stock, was cancelled and automatically converted into the right to receive $6.45 in cash and (ii) each Company Restricted Stock Unit and each Company Stock Option Award, vested and accelerated in full and was converted into the right to receive $6.45 in cash (or in the case of Company Stock Option Awards, the difference between the exercise price and $6.45). F2 · derivative.exercise_date: Disposed of as a result of the merger pursuant to the Merger Agreement. At the effective time of the merger as contemplated in the Merger Agreement, (i) each outstanding share of Company Common Stock, was cancelled and automatically converted into the right to receive $6.45 in cash and (ii) each Company Restricted Stock Unit and each Company Stock Option Award, vested and accelerated in full and was converted into the right to receive $6.45 in cash (or in the case of Company Stock Option Awards, the difference between the exercise price and $6.45). Read SEC document |
| May 23, 2019 Filed May 28, 2019 17:35 UTC | Papa Murphy's Holdings, Inc. FRSH · Entity 156725 | OtherStock Options (right to buy) · Derivative | 15,630 | $0.00 Strike: $10.90 | $0.00 |
DisclosureSEC source: 0001592379-19-000029 · wf-form4_155907931235446.xml · derivative · entry 6 Tullett Victoria J · CIK 0001606719 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,630 shares Expires 2026-03-03 F2 · kind: Disposed of as a result of the merger pursuant to the Merger Agreement. At the effective time of the merger as contemplated in the Merger Agreement, (i) each outstanding share of Company Common Stock, was cancelled and automatically converted into the right to receive $6.45 in cash and (ii) each Company Restricted Stock Unit and each Company Stock Option Award, vested and accelerated in full and was converted into the right to receive $6.45 in cash (or in the case of Company Stock Option Awards, the difference between the exercise price and $6.45). F3 · kind: Unexercised options that were previously granted to the Reporting Person were cancelled for no consideration. Any options that had an exercise price per share that was equal to or greater than $6.45 were cancelled for no consideration, payment or right to consideration or payment. F2 · derivative.exercise_date: Disposed of as a result of the merger pursuant to the Merger Agreement. At the effective time of the merger as contemplated in the Merger Agreement, (i) each outstanding share of Company Common Stock, was cancelled and automatically converted into the right to receive $6.45 in cash and (ii) each Company Restricted Stock Unit and each Company Stock Option Award, vested and accelerated in full and was converted into the right to receive $6.45 in cash (or in the case of Company Stock Option Awards, the difference between the exercise price and $6.45). F3 · derivative.exercise_date: Unexercised options that were previously granted to the Reporting Person were cancelled for no consideration. Any options that had an exercise price per share that was equal to or greater than $6.45 were cancelled for no consideration, payment or right to consideration or payment. Read SEC document |
| May 23, 2019 Filed May 28, 2019 17:35 UTC | Papa Murphy's Holdings, Inc. FRSH · Entity 156725 | OtherStock Options (right to buy) · Derivative | 18,100 | $0.00 Strike: $13.45 | $0.00 |
DisclosureSEC source: 0001592379-19-000029 · wf-form4_155907931235446.xml · derivative · entry 5 Tullett Victoria J · CIK 0001606719 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,100 shares Expires 2025-03-10 F2 · kind: Disposed of as a result of the merger pursuant to the Merger Agreement. At the effective time of the merger as contemplated in the Merger Agreement, (i) each outstanding share of Company Common Stock, was cancelled and automatically converted into the right to receive $6.45 in cash and (ii) each Company Restricted Stock Unit and each Company Stock Option Award, vested and accelerated in full and was converted into the right to receive $6.45 in cash (or in the case of Company Stock Option Awards, the difference between the exercise price and $6.45). F3 · kind: Unexercised options that were previously granted to the Reporting Person were cancelled for no consideration. Any options that had an exercise price per share that was equal to or greater than $6.45 were cancelled for no consideration, payment or right to consideration or payment. F2 · derivative.exercise_date: Disposed of as a result of the merger pursuant to the Merger Agreement. At the effective time of the merger as contemplated in the Merger Agreement, (i) each outstanding share of Company Common Stock, was cancelled and automatically converted into the right to receive $6.45 in cash and (ii) each Company Restricted Stock Unit and each Company Stock Option Award, vested and accelerated in full and was converted into the right to receive $6.45 in cash (or in the case of Company Stock Option Awards, the difference between the exercise price and $6.45). F3 · derivative.exercise_date: Unexercised options that were previously granted to the Reporting Person were cancelled for no consideration. Any options that had an exercise price per share that was equal to or greater than $6.45 were cancelled for no consideration, payment or right to consideration or payment. Read SEC document |
| May 23, 2019 Filed May 28, 2019 17:35 UTC | Papa Murphy's Holdings, Inc. FRSH · Entity 156725 | OtherStock Options (right to buy) · Derivative | 50,591 | $0.00 Strike: $11.00 | $0.00 |
DisclosureSEC source: 0001592379-19-000029 · wf-form4_155907931235446.xml · derivative · entry 4 Tullett Victoria J · CIK 0001606719 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,591 shares Expires 2024-05-01 F2 · kind: Disposed of as a result of the merger pursuant to the Merger Agreement. At the effective time of the merger as contemplated in the Merger Agreement, (i) each outstanding share of Company Common Stock, was cancelled and automatically converted into the right to receive $6.45 in cash and (ii) each Company Restricted Stock Unit and each Company Stock Option Award, vested and accelerated in full and was converted into the right to receive $6.45 in cash (or in the case of Company Stock Option Awards, the difference between the exercise price and $6.45). F3 · kind: Unexercised options that were previously granted to the Reporting Person were cancelled for no consideration. Any options that had an exercise price per share that was equal to or greater than $6.45 were cancelled for no consideration, payment or right to consideration or payment. F2 · derivative.exercise_date: Disposed of as a result of the merger pursuant to the Merger Agreement. At the effective time of the merger as contemplated in the Merger Agreement, (i) each outstanding share of Company Common Stock, was cancelled and automatically converted into the right to receive $6.45 in cash and (ii) each Company Restricted Stock Unit and each Company Stock Option Award, vested and accelerated in full and was converted into the right to receive $6.45 in cash (or in the case of Company Stock Option Awards, the difference between the exercise price and $6.45). F3 · derivative.exercise_date: Unexercised options that were previously granted to the Reporting Person were cancelled for no consideration. Any options that had an exercise price per share that was equal to or greater than $6.45 were cancelled for no consideration, payment or right to consideration or payment. Read SEC document |
| May 23, 2019 Filed May 28, 2019 17:35 UTC | Papa Murphy's Holdings, Inc. FRSH · Entity 156725 | OtherStock Options (right to buy) · Derivative | 9,199 | $0.00 Strike: $11.85 | $0.00 |
DisclosureSEC source: 0001592379-19-000029 · wf-form4_155907931235446.xml · derivative · entry 3 Tullett Victoria J · CIK 0001606719 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,199 shares Expires 2024-03-11 F2 · kind: Disposed of as a result of the merger pursuant to the Merger Agreement. At the effective time of the merger as contemplated in the Merger Agreement, (i) each outstanding share of Company Common Stock, was cancelled and automatically converted into the right to receive $6.45 in cash and (ii) each Company Restricted Stock Unit and each Company Stock Option Award, vested and accelerated in full and was converted into the right to receive $6.45 in cash (or in the case of Company Stock Option Awards, the difference between the exercise price and $6.45). F3 · kind: Unexercised options that were previously granted to the Reporting Person were cancelled for no consideration. Any options that had an exercise price per share that was equal to or greater than $6.45 were cancelled for no consideration, payment or right to consideration or payment. F2 · derivative.exercise_date: Disposed of as a result of the merger pursuant to the Merger Agreement. At the effective time of the merger as contemplated in the Merger Agreement, (i) each outstanding share of Company Common Stock, was cancelled and automatically converted into the right to receive $6.45 in cash and (ii) each Company Restricted Stock Unit and each Company Stock Option Award, vested and accelerated in full and was converted into the right to receive $6.45 in cash (or in the case of Company Stock Option Awards, the difference between the exercise price and $6.45). F3 · derivative.exercise_date: Unexercised options that were previously granted to the Reporting Person were cancelled for no consideration. Any options that had an exercise price per share that was equal to or greater than $6.45 were cancelled for no consideration, payment or right to consideration or payment. Read SEC document |
| May 23, 2019 Filed May 28, 2019 17:35 UTC | Papa Murphy's Holdings, Inc. FRSH · Entity 156725 | OtherCommon Stock, par value $0.01 per share | 215 | $6.45 | $1,386.75 |
DisclosureSEC source: 0001592379-19-000029 · wf-form4_155907931235446.xml · nonDerivative · entry 2 Tullett Victoria J · CIK 0001606719 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Child Disclosed balance after: 0 F1 · kind: Pursuant to the terms of the Agreement and Plan of Merger, dated April 10, 2019, by and among the Issuer, MTY Franchising USA, Inc. and MTY Columbia Merger Sub, Inc (the "Merger Agreement"), on April 25, 2019, MTY Columbia Merger Sub, Inc. made an offer (the "Offer") to purchase each outstanding share of the Issuer's common stock for $6.45 per share, in cash, without interest and subject to applicable withholding. The shares shown on this line were tendered in the Offer. Read SEC document |
| May 23, 2019 Filed May 28, 2019 17:35 UTC | Papa Murphy's Holdings, Inc. FRSH · Entity 156725 | OtherCommon Stock, par value $0.01 per share | 35,029 | $6.45 | $225,937.05 |
DisclosureSEC source: 0001592379-19-000029 · wf-form4_155907931235446.xml · nonDerivative · entry 1 Tullett Victoria J · CIK 0001606719 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Pursuant to the terms of the Agreement and Plan of Merger, dated April 10, 2019, by and among the Issuer, MTY Franchising USA, Inc. and MTY Columbia Merger Sub, Inc (the "Merger Agreement"), on April 25, 2019, MTY Columbia Merger Sub, Inc. made an offer (the "Offer") to purchase each outstanding share of the Issuer's common stock for $6.45 per share, in cash, without interest and subject to applicable withholding. The shares shown on this line were tendered in the Offer. Read SEC document |
| January 01, 2019 Filed Jan 7, 2019 19:08 UTC | Papa Murphy's Holdings, Inc. FRSH · Entity 156725 | GrantPerformance Share Units · Derivative | 9,262 | $0.00 | $0.00 |
DisclosureSEC source: 0001592379-19-000006 · wf-form4_154690610243058.xml · derivative · entry 2 Tullett Victoria J · CIK 0001606719 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,262 Underlying: Common Stock · 9,262 shares Expires not disclosed F2 · derivative.exercise_price: Performance share units ("PSUs") granted under the 2014 Management Incentive Plan represent shares of Papa Murphy's Holdings, Inc. ("Papa Murphy's") common stock to which the reporting person will be entitled. Each PSU represents the right to receive, at settlement, one share of Papa Murphy's common stock. F3 · shares: The number of PSUs represents the target number of shares of Papa Murphy's common stock to which the reporting person will be entitled. The actual number of shares associated with the grant will depend on the achievement of certain specified performance criteria during the 2019 fiscal year including stock price performance and adjusted EBITDA performance. F4 · derivative.exercise_date: Subject to the achievement of certain specified performance criteria, each PSU will vest on the earilest of 50% on the second anniversary of the date of the grant and 50% on the third anniversary of the date of the grant, Papa Murphy's common stock trading at $10.00 or higher for 90 consecutive days, or a change in control. F4 · derivative.expiration_date: Subject to the achievement of certain specified performance criteria, each PSU will vest on the earilest of 50% on the second anniversary of the date of the grant and 50% on the third anniversary of the date of the grant, Papa Murphy's common stock trading at $10.00 or higher for 90 consecutive days, or a change in control. Read SEC document |
| January 01, 2019 Filed Jan 7, 2019 19:08 UTC | Papa Murphy's Holdings, Inc. FRSH · Entity 156725 | GrantStock Options (right to buy) · Derivative | 27,669 | $0.00 Strike: $4.75 | $0.00 |
DisclosureSEC source: 0001592379-19-000006 · wf-form4_154690610243058.xml · derivative · entry 1 Tullett Victoria J · CIK 0001606719 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,669 Underlying: Common Stock · 27,669 shares Expires 2029-01-01 F1 · derivative.exercise_date: Stock Option granted under the 2014 Management Incentive Plan and becomes exercisable with respect to 33-1/3% of the shares on each of the first three anniversaries of the date of the grant. Read SEC document |
| April 24, 2018 Filed Apr 26, 2018 19:50 UTC | Papa Murphy's Holdings, Inc. FRSH · Entity 156725 | GrantStock Options (right to buy) · Derivative | 25,000 | $0.00 Strike: $4.95 | $0.00 |
DisclosureSEC source: 0001592379-18-000019 · wf-form4_152478660739795.xml · derivative · entry 1 Blackwell Victoria T. · CIK 0001606719 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2028-04-24 F1 · derivative.exercise_date: Stock Option granted under the 2014 Management Incentive Plan and becomes exercisable three years after the date of the grant. Read SEC document |
| March 09, 2017 Filed Mar 13, 2017 19:57 UTC | Papa Murphy's Holdings, Inc. FRSH · Entity 156725 | GrantStock Options (right to buy) · Derivative | 36,900 | $0.00 Strike: $3.97 | $0.00 |
DisclosureSEC source: 0001592379-17-000025 · wf-form4_148944943234469.xml · derivative · entry 1 Blackwell Victoria T. · CIK 0001606719 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,900 Underlying: Common Stock · 36,900 shares Expires 2027-03-09 F1 · derivative.exercise_date: Stock Option granted under the 2014 Management Incentive Plan and becomes exercisable with respect to 25% of the shares on each of the first four anniversaries of the date of the grant. Read SEC document |
| November 22, 2016 Filed Nov 25, 2016 15:12 UTC | Papa Murphy's Holdings, Inc. FRSH · Entity 156725 | PurchaseCommon Stock, par value $0.01 per share | 215 | $4.64 | $997.60 |
DisclosureSEC source: 0001592379-16-000171 · wf-form4_148010471257418.xml · nonDerivative · entry 1 Blackwell Victoria T. · CIK 0001606719 · SVP of Talent and CLO 10b5-1 filing: Not disclosed Ownership: Indirect · By Child Disclosed balance after: 215 F1 · ownership.nature: The reported securities are held in custodial account for the benefit of the Reporting Person's minor child. The Reporting Person disclaims beneficial ownership of these securities except to the extent of any pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.