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person · Reporting owner

Tullett Victoria J

Disclosed activity across 2 companies

Tapewire entity
64090
SEC CIK
0001606719

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Dutch Bros Inc.BROS · Entity 3641Chief Legal OfficerMarch 01, 2026March 03, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Dutch Bros Inc.

Report date March 01, 2026 · Filed March 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect26,228 Ending reported balance After 2026-03-01 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2026-03-01 · Exercise / conversion · Acquired 7,033 · Balance 22,568

Row 2 · 2026-03-01 · Tax withholding · Disposed 1,889 · Balance 20,679

Row 3 · 2026-03-01 · Exercise / conversion · Acquired 8,988 · Balance 29,667

Row 4 · 2026-03-01 · Tax withholding · Disposed 3,439 · Balance 26,228

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect5,595 Reported balance After 2026-03-01 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-03-01 · Grant · Acquired 5,595 · Balance 5,595

F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2: The reporting person received an award of restricted stock units, 33.33% of which will vest on each of February 20, 2027, February 20, 2028, and February 20, 2029.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-03-01 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-03-01 · Exercise / conversion · Disposed 7,033 · Balance 0

F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3: The reporting person received an award of restricted stock units, 50% of which will vest on each of March 1, 2025 and March 1, 2026.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect8,988 Reported balance After 2026-03-01 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2026-03-01 · Exercise / conversion · Disposed 8,988 · Balance 8,988

F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F4: The reporting person received an award of restricted stock units, 33.33% of which will vest on each of March 1, 2025, March 1, 2026, and March 1, 2027.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2: The reporting person received an award of restricted stock units, 33.33% of which will vest on each of February 20, 2027, February 20, 2028, and February 20, 2029.

F3: The reporting person received an award of restricted stock units, 50% of which will vest on each of March 1, 2025 and March 1, 2026.

F4: The reporting person received an award of restricted stock units, 33.33% of which will vest on each of March 1, 2025, March 1, 2026, and March 1, 2027.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Papa Murphy's Holdings, Inc.

Report date May 23, 2019 · Filed May 28, 2019

Section 16 reporting ended · disclosed 2019-05-28. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.01 per shareSEC Table I · non-derivativeDirect0 Reported balance After 2019-05-23 transaction · row 1
1 source row

Row 1 · 2019-05-23 · Other · Disposed 35,029 · Balance 0

F1: Pursuant to the terms of the Agreement and Plan of Merger, dated April 10, 2019, by and among the Issuer, MTY Franchising USA, Inc. and MTY Columbia Merger Sub, Inc (the "Merger Agreement"), on April 25, 2019, MTY Columbia Merger Sub, Inc. made an offer (the "Offer") to purchase each outstanding share of the Issuer's common stock for $6.45 per share, in cash, without interest and subject to applicable withholding. The shares shown on this line were tendered in the Offer.

Common Stock, par value $0.01 per shareSEC Table I · non-derivativeIndirectBy Child0 Reported balance After 2019-05-23 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2019-05-23 · Other · Disposed 215 · Balance 0

F1: Pursuant to the terms of the Agreement and Plan of Merger, dated April 10, 2019, by and among the Issuer, MTY Franchising USA, Inc. and MTY Columbia Merger Sub, Inc (the "Merger Agreement"), on April 25, 2019, MTY Columbia Merger Sub, Inc. made an offer (the "Offer") to purchase each outstanding share of the Issuer's common stock for $6.45 per share, in cash, without interest and subject to applicable withholding. The shares shown on this line were tendered in the Offer.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.85 · Expires 2024-03-11Direct0 Reported balance After 2019-05-23 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2019-05-23 · Other · Disposed 9,199 · Balance 0

F2: Disposed of as a result of the merger pursuant to the Merger Agreement. At the effective time of the merger as contemplated in the Merger Agreement, (i) each outstanding share of Company Common Stock, was cancelled and automatically converted into the right to receive $6.45 in cash and (ii) each Company Restricted Stock Unit and each Company Stock Option Award, vested and accelerated in full and was converted into the right to receive $6.45 in cash (or in the case of Company Stock Option Awards, the difference between the exercise price and $6.45).

F3: Unexercised options that were previously granted to the Reporting Person were cancelled for no consideration. Any options that had an exercise price per share that was equal to or greater than $6.45 were cancelled for no consideration, payment or right to consideration or payment.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.00 · Expires 2024-05-01Direct0 Reported balance After 2019-05-23 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2019-05-23 · Other · Disposed 50,591 · Balance 0

F2: Disposed of as a result of the merger pursuant to the Merger Agreement. At the effective time of the merger as contemplated in the Merger Agreement, (i) each outstanding share of Company Common Stock, was cancelled and automatically converted into the right to receive $6.45 in cash and (ii) each Company Restricted Stock Unit and each Company Stock Option Award, vested and accelerated in full and was converted into the right to receive $6.45 in cash (or in the case of Company Stock Option Awards, the difference between the exercise price and $6.45).

F3: Unexercised options that were previously granted to the Reporting Person were cancelled for no consideration. Any options that had an exercise price per share that was equal to or greater than $6.45 were cancelled for no consideration, payment or right to consideration or payment.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.45 · Expires 2025-03-10Direct0 Reported balance After 2019-05-23 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2019-05-23 · Other · Disposed 18,100 · Balance 0

F2: Disposed of as a result of the merger pursuant to the Merger Agreement. At the effective time of the merger as contemplated in the Merger Agreement, (i) each outstanding share of Company Common Stock, was cancelled and automatically converted into the right to receive $6.45 in cash and (ii) each Company Restricted Stock Unit and each Company Stock Option Award, vested and accelerated in full and was converted into the right to receive $6.45 in cash (or in the case of Company Stock Option Awards, the difference between the exercise price and $6.45).

F3: Unexercised options that were previously granted to the Reporting Person were cancelled for no consideration. Any options that had an exercise price per share that was equal to or greater than $6.45 were cancelled for no consideration, payment or right to consideration or payment.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.90 · Expires 2026-03-03Direct0 Reported balance After 2019-05-23 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2019-05-23 · Other · Disposed 15,630 · Balance 0

F2: Disposed of as a result of the merger pursuant to the Merger Agreement. At the effective time of the merger as contemplated in the Merger Agreement, (i) each outstanding share of Company Common Stock, was cancelled and automatically converted into the right to receive $6.45 in cash and (ii) each Company Restricted Stock Unit and each Company Stock Option Award, vested and accelerated in full and was converted into the right to receive $6.45 in cash (or in the case of Company Stock Option Awards, the difference between the exercise price and $6.45).

F3: Unexercised options that were previously granted to the Reporting Person were cancelled for no consideration. Any options that had an exercise price per share that was equal to or greater than $6.45 were cancelled for no consideration, payment or right to consideration or payment.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.97 · Expires 2027-03-09Direct0 Reported balance After 2019-05-23 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2019-05-23 · Disposition to issuer · Disposed 36,900 · Balance 0

F2: Disposed of as a result of the merger pursuant to the Merger Agreement. At the effective time of the merger as contemplated in the Merger Agreement, (i) each outstanding share of Company Common Stock, was cancelled and automatically converted into the right to receive $6.45 in cash and (ii) each Company Restricted Stock Unit and each Company Stock Option Award, vested and accelerated in full and was converted into the right to receive $6.45 in cash (or in the case of Company Stock Option Awards, the difference between the exercise price and $6.45).

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.95 · Expires 2028-04-24Direct0 Reported balance After 2019-05-23 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2019-05-23 · Disposition to issuer · Disposed 25,000 · Balance 0

F2: Disposed of as a result of the merger pursuant to the Merger Agreement. At the effective time of the merger as contemplated in the Merger Agreement, (i) each outstanding share of Company Common Stock, was cancelled and automatically converted into the right to receive $6.45 in cash and (ii) each Company Restricted Stock Unit and each Company Stock Option Award, vested and accelerated in full and was converted into the right to receive $6.45 in cash (or in the case of Company Stock Option Awards, the difference between the exercise price and $6.45).

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.75 · Expires 2029-01-01Direct0 Reported balance After 2019-05-23 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2019-05-23 · Disposition to issuer · Disposed 27,669 · Balance 0

F2: Disposed of as a result of the merger pursuant to the Merger Agreement. At the effective time of the merger as contemplated in the Merger Agreement, (i) each outstanding share of Company Common Stock, was cancelled and automatically converted into the right to receive $6.45 in cash and (ii) each Company Restricted Stock Unit and each Company Stock Option Award, vested and accelerated in full and was converted into the right to receive $6.45 in cash (or in the case of Company Stock Option Awards, the difference between the exercise price and $6.45).

Performance Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2019-05-23 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2019-05-23 · Disposition to issuer · Disposed 9,262 · Balance 0

F2: Disposed of as a result of the merger pursuant to the Merger Agreement. At the effective time of the merger as contemplated in the Merger Agreement, (i) each outstanding share of Company Common Stock, was cancelled and automatically converted into the right to receive $6.45 in cash and (ii) each Company Restricted Stock Unit and each Company Stock Option Award, vested and accelerated in full and was converted into the right to receive $6.45 in cash (or in the case of Company Stock Option Awards, the difference between the exercise price and $6.45).

F4: Under the terms of the Merger Agreement, Performance Share Units ("PSUs") previously awarded but where the Compensation Committee of the Board of Directors had not yet determined the fulfillment of the performance criteria were deemed to have been earned and became immediately vested. These accelerated PSUs were then converted into the $6.45 per share cash consideration in connection with the Merger Agreement.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the terms of the Agreement and Plan of Merger, dated April 10, 2019, by and among the Issuer, MTY Franchising USA, Inc. and MTY Columbia Merger Sub, Inc (the "Merger Agreement"), on April 25, 2019, MTY Columbia Merger Sub, Inc. made an offer (the "Offer") to purchase each outstanding share of the Issuer's common stock for $6.45 per share, in cash, without interest and subject to applicable withholding. The shares shown on this line were tendered in the Offer.

F2: Disposed of as a result of the merger pursuant to the Merger Agreement. At the effective time of the merger as contemplated in the Merger Agreement, (i) each outstanding share of Company Common Stock, was cancelled and automatically converted into the right to receive $6.45 in cash and (ii) each Company Restricted Stock Unit and each Company Stock Option Award, vested and accelerated in full and was converted into the right to receive $6.45 in cash (or in the case of Company Stock Option Awards, the difference between the exercise price and $6.45).

F3: Unexercised options that were previously granted to the Reporting Person were cancelled for no consideration. Any options that had an exercise price per share that was equal to or greater than $6.45 were cancelled for no consideration, payment or right to consideration or payment.

F4: Under the terms of the Merger Agreement, Performance Share Units ("PSUs") previously awarded but where the Compensation Committee of the Board of Directors had not yet determined the fulfillment of the performance criteria were deemed to have been earned and became immediately vested. These accelerated PSUs were then converted into the $6.45 per share cash consideration in connection with the Merger Agreement.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2026 Filed Mar 3, 2026 00:22 UTC Dutch Bros Inc. BROS · Entity 3641 Exercise / conversionRestricted Stock Units · Derivative 8,988 $0.00 $0.00
Disclosure

SEC source: 0001866581-26-000044 · wk-form4_1772497323.xml · derivative · entry 7

Tullett Victoria J · CIK 0001606719 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,988

Underlying: Class A Common Stock · 8,988 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F4 · derivative.exercise_date: The reporting person received an award of restricted stock units, 33.33% of which will vest on each of March 1, 2025, March 1, 2026, and March 1, 2027.

F4 · derivative.expiration_date: The reporting person received an award of restricted stock units, 33.33% of which will vest on each of March 1, 2025, March 1, 2026, and March 1, 2027.

Read SEC document
March 01, 2026 Filed Mar 3, 2026 00:22 UTC Dutch Bros Inc. BROS · Entity 3641 Exercise / conversionRestricted Stock Units · Derivative 7,033 $0.00 $0.00
Disclosure

SEC source: 0001866581-26-000044 · wk-form4_1772497323.xml · derivative · entry 6

Tullett Victoria J · CIK 0001606719 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 7,033 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · derivative.exercise_date: The reporting person received an award of restricted stock units, 50% of which will vest on each of March 1, 2025 and March 1, 2026.

F3 · derivative.expiration_date: The reporting person received an award of restricted stock units, 50% of which will vest on each of March 1, 2025 and March 1, 2026.

Read SEC document
March 01, 2026 Filed Mar 3, 2026 00:22 UTC Dutch Bros Inc. BROS · Entity 3641 GrantRestricted Stock Units · Derivative 5,595 $0.00 $0.00
Disclosure

SEC source: 0001866581-26-000044 · wk-form4_1772497323.xml · derivative · entry 5

Tullett Victoria J · CIK 0001606719 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,595

Underlying: Class A Common Stock · 5,595 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The reporting person received an award of restricted stock units, 33.33% of which will vest on each of February 20, 2027, February 20, 2028, and February 20, 2029.

F2 · derivative.expiration_date: The reporting person received an award of restricted stock units, 33.33% of which will vest on each of February 20, 2027, February 20, 2028, and February 20, 2029.

Read SEC document
March 01, 2026 Filed Mar 3, 2026 00:22 UTC Dutch Bros Inc. BROS · Entity 3641 Tax withholdingClass A Common Stock 3,439 $53.61 $184,364.79
Disclosure

SEC source: 0001866581-26-000044 · wk-form4_1772497323.xml · nonDerivative · entry 4

Tullett Victoria J · CIK 0001606719 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,228

Read SEC document
March 01, 2026 Filed Mar 3, 2026 00:22 UTC Dutch Bros Inc. BROS · Entity 3641 Exercise / conversionClass A Common Stock 8,988 $0.00 $0.00
Disclosure

SEC source: 0001866581-26-000044 · wk-form4_1772497323.xml · nonDerivative · entry 3

Tullett Victoria J · CIK 0001606719 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2026 Filed Mar 3, 2026 00:22 UTC Dutch Bros Inc. BROS · Entity 3641 Tax withholdingClass A Common Stock 1,889 $53.61 $101,269.29
Disclosure

SEC source: 0001866581-26-000044 · wk-form4_1772497323.xml · nonDerivative · entry 2

Tullett Victoria J · CIK 0001606719 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,679

Read SEC document
March 01, 2026 Filed Mar 3, 2026 00:22 UTC Dutch Bros Inc. BROS · Entity 3641 Exercise / conversionClass A Common Stock 7,033 $0.00 $0.00
Disclosure

SEC source: 0001866581-26-000044 · wk-form4_1772497323.xml · nonDerivative · entry 1

Tullett Victoria J · CIK 0001606719 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,568

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2026 Filed Feb 24, 2026 22:52 UTC Dutch Bros Inc. BROS · Entity 3641 Exercise / conversionRestricted Stock Units · Derivative 1,168 $0.00 $0.00
Disclosure

SEC source: 0001866581-26-000038 · wk-form4_1771973560.xml · derivative · entry 3

Tullett Victoria J · CIK 0001606719 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,336

Underlying: Class A Common Stock · 1,168 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The reporting person received an award of restricted stock units, 33.33% of which will vest on each of February 20, 2026, February 20, 2027, and February 20, 2028.

F2 · derivative.expiration_date: The reporting person received an award of restricted stock units, 33.33% of which will vest on each of February 20, 2026, February 20, 2027, and February 20, 2028.

Read SEC document
February 20, 2026 Filed Feb 24, 2026 22:52 UTC Dutch Bros Inc. BROS · Entity 3641 Tax withholdingClass A Common Stock 376 $48.81 $18,352.56
Disclosure

SEC source: 0001866581-26-000038 · wk-form4_1771973560.xml · nonDerivative · entry 2

Tullett Victoria J · CIK 0001606719 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,535

Read SEC document
February 20, 2026 Filed Feb 24, 2026 22:52 UTC Dutch Bros Inc. BROS · Entity 3641 Exercise / conversionClass A Common Stock 1,168 Not disclosed Not disclosed
Disclosure

SEC source: 0001866581-26-000038 · wk-form4_1771973560.xml · nonDerivative · entry 1

Tullett Victoria J · CIK 0001606719 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,911

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
November 01, 2025 Filed Nov 4, 2025 23:04 UTC Dutch Bros Inc. BROS · Entity 3641 Exercise / conversionRestricted Stock Units · Derivative 2,182 $0.00 $0.00
Disclosure

SEC source: 0001866581-25-000222 · wk-form4_1762297493.xml · derivative · entry 3

Tullett Victoria J · CIK 0001606719 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,182 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The reporting person received an award of restricted stock units, 50% of which vested on each of November 1, 2024 and November 1, 2025.

F2 · derivative.expiration_date: The reporting person received an award of restricted stock units, 50% of which vested on each of November 1, 2024 and November 1, 2025.

Read SEC document
November 01, 2025 Filed Nov 4, 2025 23:04 UTC Dutch Bros Inc. BROS · Entity 3641 Tax withholdingClass A Common Stock 914 $55.54 $50,763.56
Disclosure

SEC source: 0001866581-25-000222 · wk-form4_1762297493.xml · nonDerivative · entry 2

Tullett Victoria J · CIK 0001606719 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,743

Read SEC document
November 01, 2025 Filed Nov 4, 2025 23:04 UTC Dutch Bros Inc. BROS · Entity 3641 Exercise / conversionClass A Common Stock 2,182 Not disclosed Not disclosed
Disclosure

SEC source: 0001866581-25-000222 · wk-form4_1762297493.xml · nonDerivative · entry 1

Tullett Victoria J · CIK 0001606719 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,657

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 20:32 UTC Dutch Bros Inc. BROS · Entity 3641 Exercise / conversionRestricted Stock Units · Derivative 7,033 $0.00 $0.00
Disclosure

SEC source: 0001866581-25-000095 · wk-form4_1741120340.xml · derivative · entry 6

Tullett Victoria J · CIK 0001606719 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,033

Underlying: Class A Common Stock · 7,033 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · derivative.exercise_date: The reporting person received an award of restricted stock units, 50% of which will vest on each of March 1, 2025 and March 1, 2026.

F3 · derivative.expiration_date: The reporting person received an award of restricted stock units, 50% of which will vest on each of March 1, 2025 and March 1, 2026.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 20:32 UTC Dutch Bros Inc. BROS · Entity 3641 Exercise / conversionRestricted Stock Units · Derivative 8,987 $0.00 $0.00
Disclosure

SEC source: 0001866581-25-000095 · wk-form4_1741120340.xml · derivative · entry 5

Tullett Victoria J · CIK 0001606719 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,976

Underlying: Class A Common Stock · 8,987 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The reporting person received an award of restricted stock units, 33.33% of which will vest on each of March 1, 2025, March 1, 2026, and March 1, 2027.

F2 · derivative.expiration_date: The reporting person received an award of restricted stock units, 33.33% of which will vest on each of March 1, 2025, March 1, 2026, and March 1, 2027.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 20:32 UTC Dutch Bros Inc. BROS · Entity 3641 Tax withholdingClass A Common Stock 1,953 $79.16 $154,599.48
Disclosure

SEC source: 0001866581-25-000095 · wk-form4_1741120340.xml · nonDerivative · entry 4

Tullett Victoria J · CIK 0001606719 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,475

Read SEC document
March 01, 2025 Filed Mar 4, 2025 20:32 UTC Dutch Bros Inc. BROS · Entity 3641 Exercise / conversionClass A Common Stock 7,033 Not disclosed Not disclosed
Disclosure

SEC source: 0001866581-25-000095 · wk-form4_1741120340.xml · nonDerivative · entry 3

Tullett Victoria J · CIK 0001606719 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,428

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 20:32 UTC Dutch Bros Inc. BROS · Entity 3641 Tax withholdingClass A Common Stock 2,922 $79.16 $231,305.52
Disclosure

SEC source: 0001866581-25-000095 · wk-form4_1741120340.xml · nonDerivative · entry 2

Tullett Victoria J · CIK 0001606719 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,395

Read SEC document
March 01, 2025 Filed Mar 4, 2025 20:32 UTC Dutch Bros Inc. BROS · Entity 3641 Exercise / conversionClass A Common Stock 8,987 Not disclosed Not disclosed
Disclosure

SEC source: 0001866581-25-000095 · wk-form4_1741120340.xml · nonDerivative · entry 1

Tullett Victoria J · CIK 0001606719 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,317

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 20:36 UTC Dutch Bros Inc. BROS · Entity 3641 GrantRestricted Stock Units · Derivative 3,504 $0.00 $0.00
Disclosure

SEC source: 0001866581-25-000058 · wk-form4_1740429398.xml · derivative · entry 1

Tullett Victoria J · CIK 0001606719 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,504

Underlying: Class A Common Stock · 3,504 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The reporting person received an award of restricted stock units, 33.33% of which will vest on each of February 20, 2026, February 20, 2027, and February 20, 2028.

F2 · derivative.expiration_date: The reporting person received an award of restricted stock units, 33.33% of which will vest on each of February 20, 2026, February 20, 2027, and February 20, 2028.

Read SEC document
November 01, 2024 Filed Jan 22, 2025 21:23 UTC Dutch Bros Inc. BROS · Entity 3641 Exercise / conversionRestricted Stock Units · Derivative 2,182 $0.00 $0.00
Disclosure

SEC source: 0001866581-25-000018 · wk-form4_1737581003.xml · derivative · entry 3

Tullett Victoria J · CIK 0001606719 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,182

Underlying: Class A Common Stock · 2,182 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The reporting person received an award of restricted stock units, 50% of which will vest on each of November 1, 2024 and November 1, 2025.

F2 · derivative.expiration_date: The reporting person received an award of restricted stock units, 50% of which will vest on each of November 1, 2024 and November 1, 2025.

Read SEC document
November 01, 2024 Filed Jan 22, 2025 21:23 UTC Dutch Bros Inc. BROS · Entity 3641 Tax withholdingClass A Common Stock 591 $33.40 $19,739.40
Disclosure

SEC source: 0001866581-25-000018 · wk-form4_1737581003.xml · nonDerivative · entry 2

Tullett Victoria J · CIK 0001606719 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,330

Read SEC document
November 01, 2024 Filed Jan 22, 2025 21:23 UTC Dutch Bros Inc. BROS · Entity 3641 Exercise / conversionClass A Common Stock 2,182 Not disclosed Not disclosed
Disclosure

SEC source: 0001866581-25-000018 · wk-form4_1737581003.xml · nonDerivative · entry 1

Tullett Victoria J · CIK 0001606719 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,921

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
March 01, 2024 Filed Mar 4, 2024 17:41 UTC Dutch Bros Inc. BROS · Entity 3641 GrantRestricted Stock Units · Derivative 26,963 $0.00 $0.00
Disclosure

SEC source: 0001866581-24-000056 · wk-form4_1709574052.xml · derivative · entry 1

Tullett Victoria J · CIK 0001606719 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,963

Underlying: Class A Common Stock · 26,963 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The reporting person received an award of restricted stock units, 33.33% of which will vest on each of March 1, 2025, March 1, 2026, and March 1, 2027.

F2 · derivative.expiration_date: The reporting person received an award of restricted stock units, 33.33% of which will vest on each of March 1, 2025, March 1, 2026, and March 1, 2027.

Read SEC document
August 11, 2023 Filed Aug 14, 2023 20:04 UTC Dutch Bros Inc. BROS · Entity 3641 PurchaseClass A Common Stock 739 $33.80 $24,978.20
Disclosure

SEC source: 0001866581-23-000112 · wf-form4_169204344021277.xml · nonDerivative · entry 1

Tullett Victoria J · CIK 0001606719 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 739

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:17 UTC Dutch Bros Inc. BROS · Entity 3641 GrantRestricted Stock Units · Derivative 14,066 $0.00 $0.00
Disclosure

SEC source: 0001866581-23-000050 · wf-form4_167779179221704.xml · derivative · entry 1

Tullett Victoria J · CIK 0001606719 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,066

Underlying: Class A Common Stock · 14,066 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The reporting person received an award of restricted stock units, 50% of which will vest on each of March 1, 2025 and March 1, 2026.

F2 · derivative.expiration_date: The reporting person received an award of restricted stock units, 50% of which will vest on each of March 1, 2025 and March 1, 2026.

Read SEC document
November 01, 2022 Filed Nov 2, 2022 19:52 UTC Dutch Bros Inc. BROS · Entity 3641 GrantRestricted Stock Units · Derivative 4,364 $0.00 $0.00
Disclosure

SEC source: 0001866581-22-000121 · wf-form4_166741873849830.xml · derivative · entry 1

Tullett Victoria J · CIK 0001606719 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,364

Underlying: Class A Common Stock · 4,364 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The reporting person received an award of restricted stock units, 50% of which will vest on each of November 1, 2024 and November 1, 2025.

F2 · derivative.expiration_date: The reporting person received an award of restricted stock units, 50% of which will vest on each of November 1, 2024 and November 1, 2025.

Read SEC document
May 23, 2019 Filed May 28, 2019 17:35 UTC Papa Murphy's Holdings, Inc. FRSH · Entity 156725 Disposition to issuerPerformance Share Units · Derivative 9,262 $6.45 Strike: $0.00 $59,739.90
Disclosure

SEC source: 0001592379-19-000029 · wf-form4_155907931235446.xml · derivative · entry 10

Tullett Victoria J · CIK 0001606719 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,262 shares

Expires not disclosed

F2 · kind: Disposed of as a result of the merger pursuant to the Merger Agreement. At the effective time of the merger as contemplated in the Merger Agreement, (i) each outstanding share of Company Common Stock, was cancelled and automatically converted into the right to receive $6.45 in cash and (ii) each Company Restricted Stock Unit and each Company Stock Option Award, vested and accelerated in full and was converted into the right to receive $6.45 in cash (or in the case of Company Stock Option Awards, the difference between the exercise price and $6.45).

F4 · kind: Under the terms of the Merger Agreement, Performance Share Units ("PSUs") previously awarded but where the Compensation Committee of the Board of Directors had not yet determined the fulfillment of the performance criteria were deemed to have been earned and became immediately vested. These accelerated PSUs were then converted into the $6.45 per share cash consideration in connection with the Merger Agreement.

F2 · derivative.exercise_date: Disposed of as a result of the merger pursuant to the Merger Agreement. At the effective time of the merger as contemplated in the Merger Agreement, (i) each outstanding share of Company Common Stock, was cancelled and automatically converted into the right to receive $6.45 in cash and (ii) each Company Restricted Stock Unit and each Company Stock Option Award, vested and accelerated in full and was converted into the right to receive $6.45 in cash (or in the case of Company Stock Option Awards, the difference between the exercise price and $6.45).

F4 · derivative.exercise_date: Under the terms of the Merger Agreement, Performance Share Units ("PSUs") previously awarded but where the Compensation Committee of the Board of Directors had not yet determined the fulfillment of the performance criteria were deemed to have been earned and became immediately vested. These accelerated PSUs were then converted into the $6.45 per share cash consideration in connection with the Merger Agreement.

F2 · derivative.expiration_date: Disposed of as a result of the merger pursuant to the Merger Agreement. At the effective time of the merger as contemplated in the Merger Agreement, (i) each outstanding share of Company Common Stock, was cancelled and automatically converted into the right to receive $6.45 in cash and (ii) each Company Restricted Stock Unit and each Company Stock Option Award, vested and accelerated in full and was converted into the right to receive $6.45 in cash (or in the case of Company Stock Option Awards, the difference between the exercise price and $6.45).

F4 · derivative.expiration_date: Under the terms of the Merger Agreement, Performance Share Units ("PSUs") previously awarded but where the Compensation Committee of the Board of Directors had not yet determined the fulfillment of the performance criteria were deemed to have been earned and became immediately vested. These accelerated PSUs were then converted into the $6.45 per share cash consideration in connection with the Merger Agreement.

Read SEC document
May 23, 2019 Filed May 28, 2019 17:35 UTC Papa Murphy's Holdings, Inc. FRSH · Entity 156725 Disposition to issuerStock Options (right to buy) · Derivative 27,669 $1.70 Strike: $4.75 $47,037.30
Disclosure

SEC source: 0001592379-19-000029 · wf-form4_155907931235446.xml · derivative · entry 9

Tullett Victoria J · CIK 0001606719 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,669 shares

Expires 2029-01-01

F2 · kind: Disposed of as a result of the merger pursuant to the Merger Agreement. At the effective time of the merger as contemplated in the Merger Agreement, (i) each outstanding share of Company Common Stock, was cancelled and automatically converted into the right to receive $6.45 in cash and (ii) each Company Restricted Stock Unit and each Company Stock Option Award, vested and accelerated in full and was converted into the right to receive $6.45 in cash (or in the case of Company Stock Option Awards, the difference between the exercise price and $6.45).

F2 · derivative.exercise_date: Disposed of as a result of the merger pursuant to the Merger Agreement. At the effective time of the merger as contemplated in the Merger Agreement, (i) each outstanding share of Company Common Stock, was cancelled and automatically converted into the right to receive $6.45 in cash and (ii) each Company Restricted Stock Unit and each Company Stock Option Award, vested and accelerated in full and was converted into the right to receive $6.45 in cash (or in the case of Company Stock Option Awards, the difference between the exercise price and $6.45).

Read SEC document
May 23, 2019 Filed May 28, 2019 17:35 UTC Papa Murphy's Holdings, Inc. FRSH · Entity 156725 Disposition to issuerStock Options (right to buy) · Derivative 25,000 $1.50 Strike: $4.95 $37,500.00
Disclosure

SEC source: 0001592379-19-000029 · wf-form4_155907931235446.xml · derivative · entry 8

Tullett Victoria J · CIK 0001606719 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2028-04-24

F2 · kind: Disposed of as a result of the merger pursuant to the Merger Agreement. At the effective time of the merger as contemplated in the Merger Agreement, (i) each outstanding share of Company Common Stock, was cancelled and automatically converted into the right to receive $6.45 in cash and (ii) each Company Restricted Stock Unit and each Company Stock Option Award, vested and accelerated in full and was converted into the right to receive $6.45 in cash (or in the case of Company Stock Option Awards, the difference between the exercise price and $6.45).

F2 · derivative.exercise_date: Disposed of as a result of the merger pursuant to the Merger Agreement. At the effective time of the merger as contemplated in the Merger Agreement, (i) each outstanding share of Company Common Stock, was cancelled and automatically converted into the right to receive $6.45 in cash and (ii) each Company Restricted Stock Unit and each Company Stock Option Award, vested and accelerated in full and was converted into the right to receive $6.45 in cash (or in the case of Company Stock Option Awards, the difference between the exercise price and $6.45).

Read SEC document
May 23, 2019 Filed May 28, 2019 17:35 UTC Papa Murphy's Holdings, Inc. FRSH · Entity 156725 Disposition to issuerStock Options (right to buy) · Derivative 36,900 $2.48 Strike: $3.97 $91,512.00
Disclosure

SEC source: 0001592379-19-000029 · wf-form4_155907931235446.xml · derivative · entry 7

Tullett Victoria J · CIK 0001606719 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 36,900 shares

Expires 2027-03-09

F2 · kind: Disposed of as a result of the merger pursuant to the Merger Agreement. At the effective time of the merger as contemplated in the Merger Agreement, (i) each outstanding share of Company Common Stock, was cancelled and automatically converted into the right to receive $6.45 in cash and (ii) each Company Restricted Stock Unit and each Company Stock Option Award, vested and accelerated in full and was converted into the right to receive $6.45 in cash (or in the case of Company Stock Option Awards, the difference between the exercise price and $6.45).

F2 · derivative.exercise_date: Disposed of as a result of the merger pursuant to the Merger Agreement. At the effective time of the merger as contemplated in the Merger Agreement, (i) each outstanding share of Company Common Stock, was cancelled and automatically converted into the right to receive $6.45 in cash and (ii) each Company Restricted Stock Unit and each Company Stock Option Award, vested and accelerated in full and was converted into the right to receive $6.45 in cash (or in the case of Company Stock Option Awards, the difference between the exercise price and $6.45).

Read SEC document
May 23, 2019 Filed May 28, 2019 17:35 UTC Papa Murphy's Holdings, Inc. FRSH · Entity 156725 OtherStock Options (right to buy) · Derivative 15,630 $0.00 Strike: $10.90 $0.00
Disclosure

SEC source: 0001592379-19-000029 · wf-form4_155907931235446.xml · derivative · entry 6

Tullett Victoria J · CIK 0001606719 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,630 shares

Expires 2026-03-03

F2 · kind: Disposed of as a result of the merger pursuant to the Merger Agreement. At the effective time of the merger as contemplated in the Merger Agreement, (i) each outstanding share of Company Common Stock, was cancelled and automatically converted into the right to receive $6.45 in cash and (ii) each Company Restricted Stock Unit and each Company Stock Option Award, vested and accelerated in full and was converted into the right to receive $6.45 in cash (or in the case of Company Stock Option Awards, the difference between the exercise price and $6.45).

F3 · kind: Unexercised options that were previously granted to the Reporting Person were cancelled for no consideration. Any options that had an exercise price per share that was equal to or greater than $6.45 were cancelled for no consideration, payment or right to consideration or payment.

F2 · derivative.exercise_date: Disposed of as a result of the merger pursuant to the Merger Agreement. At the effective time of the merger as contemplated in the Merger Agreement, (i) each outstanding share of Company Common Stock, was cancelled and automatically converted into the right to receive $6.45 in cash and (ii) each Company Restricted Stock Unit and each Company Stock Option Award, vested and accelerated in full and was converted into the right to receive $6.45 in cash (or in the case of Company Stock Option Awards, the difference between the exercise price and $6.45).

F3 · derivative.exercise_date: Unexercised options that were previously granted to the Reporting Person were cancelled for no consideration. Any options that had an exercise price per share that was equal to or greater than $6.45 were cancelled for no consideration, payment or right to consideration or payment.

Read SEC document
May 23, 2019 Filed May 28, 2019 17:35 UTC Papa Murphy's Holdings, Inc. FRSH · Entity 156725 OtherStock Options (right to buy) · Derivative 18,100 $0.00 Strike: $13.45 $0.00
Disclosure

SEC source: 0001592379-19-000029 · wf-form4_155907931235446.xml · derivative · entry 5

Tullett Victoria J · CIK 0001606719 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,100 shares

Expires 2025-03-10

F2 · kind: Disposed of as a result of the merger pursuant to the Merger Agreement. At the effective time of the merger as contemplated in the Merger Agreement, (i) each outstanding share of Company Common Stock, was cancelled and automatically converted into the right to receive $6.45 in cash and (ii) each Company Restricted Stock Unit and each Company Stock Option Award, vested and accelerated in full and was converted into the right to receive $6.45 in cash (or in the case of Company Stock Option Awards, the difference between the exercise price and $6.45).

F3 · kind: Unexercised options that were previously granted to the Reporting Person were cancelled for no consideration. Any options that had an exercise price per share that was equal to or greater than $6.45 were cancelled for no consideration, payment or right to consideration or payment.

F2 · derivative.exercise_date: Disposed of as a result of the merger pursuant to the Merger Agreement. At the effective time of the merger as contemplated in the Merger Agreement, (i) each outstanding share of Company Common Stock, was cancelled and automatically converted into the right to receive $6.45 in cash and (ii) each Company Restricted Stock Unit and each Company Stock Option Award, vested and accelerated in full and was converted into the right to receive $6.45 in cash (or in the case of Company Stock Option Awards, the difference between the exercise price and $6.45).

F3 · derivative.exercise_date: Unexercised options that were previously granted to the Reporting Person were cancelled for no consideration. Any options that had an exercise price per share that was equal to or greater than $6.45 were cancelled for no consideration, payment or right to consideration or payment.

Read SEC document
May 23, 2019 Filed May 28, 2019 17:35 UTC Papa Murphy's Holdings, Inc. FRSH · Entity 156725 OtherStock Options (right to buy) · Derivative 50,591 $0.00 Strike: $11.00 $0.00
Disclosure

SEC source: 0001592379-19-000029 · wf-form4_155907931235446.xml · derivative · entry 4

Tullett Victoria J · CIK 0001606719 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,591 shares

Expires 2024-05-01

F2 · kind: Disposed of as a result of the merger pursuant to the Merger Agreement. At the effective time of the merger as contemplated in the Merger Agreement, (i) each outstanding share of Company Common Stock, was cancelled and automatically converted into the right to receive $6.45 in cash and (ii) each Company Restricted Stock Unit and each Company Stock Option Award, vested and accelerated in full and was converted into the right to receive $6.45 in cash (or in the case of Company Stock Option Awards, the difference between the exercise price and $6.45).

F3 · kind: Unexercised options that were previously granted to the Reporting Person were cancelled for no consideration. Any options that had an exercise price per share that was equal to or greater than $6.45 were cancelled for no consideration, payment or right to consideration or payment.

F2 · derivative.exercise_date: Disposed of as a result of the merger pursuant to the Merger Agreement. At the effective time of the merger as contemplated in the Merger Agreement, (i) each outstanding share of Company Common Stock, was cancelled and automatically converted into the right to receive $6.45 in cash and (ii) each Company Restricted Stock Unit and each Company Stock Option Award, vested and accelerated in full and was converted into the right to receive $6.45 in cash (or in the case of Company Stock Option Awards, the difference between the exercise price and $6.45).

F3 · derivative.exercise_date: Unexercised options that were previously granted to the Reporting Person were cancelled for no consideration. Any options that had an exercise price per share that was equal to or greater than $6.45 were cancelled for no consideration, payment or right to consideration or payment.

Read SEC document
May 23, 2019 Filed May 28, 2019 17:35 UTC Papa Murphy's Holdings, Inc. FRSH · Entity 156725 OtherStock Options (right to buy) · Derivative 9,199 $0.00 Strike: $11.85 $0.00
Disclosure

SEC source: 0001592379-19-000029 · wf-form4_155907931235446.xml · derivative · entry 3

Tullett Victoria J · CIK 0001606719 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,199 shares

Expires 2024-03-11

F2 · kind: Disposed of as a result of the merger pursuant to the Merger Agreement. At the effective time of the merger as contemplated in the Merger Agreement, (i) each outstanding share of Company Common Stock, was cancelled and automatically converted into the right to receive $6.45 in cash and (ii) each Company Restricted Stock Unit and each Company Stock Option Award, vested and accelerated in full and was converted into the right to receive $6.45 in cash (or in the case of Company Stock Option Awards, the difference between the exercise price and $6.45).

F3 · kind: Unexercised options that were previously granted to the Reporting Person were cancelled for no consideration. Any options that had an exercise price per share that was equal to or greater than $6.45 were cancelled for no consideration, payment or right to consideration or payment.

F2 · derivative.exercise_date: Disposed of as a result of the merger pursuant to the Merger Agreement. At the effective time of the merger as contemplated in the Merger Agreement, (i) each outstanding share of Company Common Stock, was cancelled and automatically converted into the right to receive $6.45 in cash and (ii) each Company Restricted Stock Unit and each Company Stock Option Award, vested and accelerated in full and was converted into the right to receive $6.45 in cash (or in the case of Company Stock Option Awards, the difference between the exercise price and $6.45).

F3 · derivative.exercise_date: Unexercised options that were previously granted to the Reporting Person were cancelled for no consideration. Any options that had an exercise price per share that was equal to or greater than $6.45 were cancelled for no consideration, payment or right to consideration or payment.

Read SEC document
May 23, 2019 Filed May 28, 2019 17:35 UTC Papa Murphy's Holdings, Inc. FRSH · Entity 156725 OtherCommon Stock, par value $0.01 per share 215 $6.45 $1,386.75
Disclosure

SEC source: 0001592379-19-000029 · wf-form4_155907931235446.xml · nonDerivative · entry 2

Tullett Victoria J · CIK 0001606719 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Child

Disclosed balance after: 0

F1 · kind: Pursuant to the terms of the Agreement and Plan of Merger, dated April 10, 2019, by and among the Issuer, MTY Franchising USA, Inc. and MTY Columbia Merger Sub, Inc (the "Merger Agreement"), on April 25, 2019, MTY Columbia Merger Sub, Inc. made an offer (the "Offer") to purchase each outstanding share of the Issuer's common stock for $6.45 per share, in cash, without interest and subject to applicable withholding. The shares shown on this line were tendered in the Offer.

Read SEC document
May 23, 2019 Filed May 28, 2019 17:35 UTC Papa Murphy's Holdings, Inc. FRSH · Entity 156725 OtherCommon Stock, par value $0.01 per share 35,029 $6.45 $225,937.05
Disclosure

SEC source: 0001592379-19-000029 · wf-form4_155907931235446.xml · nonDerivative · entry 1

Tullett Victoria J · CIK 0001606719 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pursuant to the terms of the Agreement and Plan of Merger, dated April 10, 2019, by and among the Issuer, MTY Franchising USA, Inc. and MTY Columbia Merger Sub, Inc (the "Merger Agreement"), on April 25, 2019, MTY Columbia Merger Sub, Inc. made an offer (the "Offer") to purchase each outstanding share of the Issuer's common stock for $6.45 per share, in cash, without interest and subject to applicable withholding. The shares shown on this line were tendered in the Offer.

Read SEC document
January 01, 2019 Filed Jan 7, 2019 19:08 UTC Papa Murphy's Holdings, Inc. FRSH · Entity 156725 GrantPerformance Share Units · Derivative 9,262 $0.00 $0.00
Disclosure

SEC source: 0001592379-19-000006 · wf-form4_154690610243058.xml · derivative · entry 2

Tullett Victoria J · CIK 0001606719 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,262

Underlying: Common Stock · 9,262 shares

Expires not disclosed

F2 · derivative.exercise_price: Performance share units ("PSUs") granted under the 2014 Management Incentive Plan represent shares of Papa Murphy's Holdings, Inc. ("Papa Murphy's") common stock to which the reporting person will be entitled. Each PSU represents the right to receive, at settlement, one share of Papa Murphy's common stock.

F3 · shares: The number of PSUs represents the target number of shares of Papa Murphy's common stock to which the reporting person will be entitled. The actual number of shares associated with the grant will depend on the achievement of certain specified performance criteria during the 2019 fiscal year including stock price performance and adjusted EBITDA performance.

F4 · derivative.exercise_date: Subject to the achievement of certain specified performance criteria, each PSU will vest on the earilest of 50% on the second anniversary of the date of the grant and 50% on the third anniversary of the date of the grant, Papa Murphy's common stock trading at $10.00 or higher for 90 consecutive days, or a change in control.

F4 · derivative.expiration_date: Subject to the achievement of certain specified performance criteria, each PSU will vest on the earilest of 50% on the second anniversary of the date of the grant and 50% on the third anniversary of the date of the grant, Papa Murphy's common stock trading at $10.00 or higher for 90 consecutive days, or a change in control.

Read SEC document
January 01, 2019 Filed Jan 7, 2019 19:08 UTC Papa Murphy's Holdings, Inc. FRSH · Entity 156725 GrantStock Options (right to buy) · Derivative 27,669 $0.00 Strike: $4.75 $0.00
Disclosure

SEC source: 0001592379-19-000006 · wf-form4_154690610243058.xml · derivative · entry 1

Tullett Victoria J · CIK 0001606719 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,669

Underlying: Common Stock · 27,669 shares

Expires 2029-01-01

F1 · derivative.exercise_date: Stock Option granted under the 2014 Management Incentive Plan and becomes exercisable with respect to 33-1/3% of the shares on each of the first three anniversaries of the date of the grant.

Read SEC document
April 24, 2018 Filed Apr 26, 2018 19:50 UTC Papa Murphy's Holdings, Inc. FRSH · Entity 156725 GrantStock Options (right to buy) · Derivative 25,000 $0.00 Strike: $4.95 $0.00
Disclosure

SEC source: 0001592379-18-000019 · wf-form4_152478660739795.xml · derivative · entry 1

Blackwell Victoria T. · CIK 0001606719 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2028-04-24

F1 · derivative.exercise_date: Stock Option granted under the 2014 Management Incentive Plan and becomes exercisable three years after the date of the grant.

Read SEC document
March 09, 2017 Filed Mar 13, 2017 19:57 UTC Papa Murphy's Holdings, Inc. FRSH · Entity 156725 GrantStock Options (right to buy) · Derivative 36,900 $0.00 Strike: $3.97 $0.00
Disclosure

SEC source: 0001592379-17-000025 · wf-form4_148944943234469.xml · derivative · entry 1

Blackwell Victoria T. · CIK 0001606719 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,900

Underlying: Common Stock · 36,900 shares

Expires 2027-03-09

F1 · derivative.exercise_date: Stock Option granted under the 2014 Management Incentive Plan and becomes exercisable with respect to 25% of the shares on each of the first four anniversaries of the date of the grant.

Read SEC document
November 22, 2016 Filed Nov 25, 2016 15:12 UTC Papa Murphy's Holdings, Inc. FRSH · Entity 156725 PurchaseCommon Stock, par value $0.01 per share 215 $4.64 $997.60
Disclosure

SEC source: 0001592379-16-000171 · wf-form4_148010471257418.xml · nonDerivative · entry 1

Blackwell Victoria T. · CIK 0001606719 · SVP of Talent and CLO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Child

Disclosed balance after: 215

F1 · ownership.nature: The reported securities are held in custodial account for the benefit of the Reporting Person's minor child. The Reporting Person disclaims beneficial ownership of these securities except to the extent of any pecuniary interest therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.