Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Dutch Bros Inc.BROS · Entity 3641 | CEO | August 01, 2023 | August 02, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Dutch Bros Inc.
Report date August 01, 2023 · Filed August 02, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 1,976,335 |
Ending reported balance
After 2023-08-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-08-01 · Sale · Disposed 79,538 · Balance 1,976,797 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2022. F2: The price reported is the weighted average price. These shares were sold in multiple transactions at prices ranging from $29.86 to $30.85, inclusive. The reporting person undertakes to provide to Dutch Bros Inc., any security holders of Dutch Bros Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Row 2 · 2023-08-01 · Sale · Disposed 462 · Balance 1,976,335 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2022. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Ricci Family 2022 Charitable Lead Annuity Trust | 237,530 |
Reported balance
Holding disclosure · report date 2023-08-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 237,530 F3: Held by the Ricci Family 2022 Charitable Lead Annuity Trust, of which the reporting person is a trustee. |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2022.
F2: The price reported is the weighted average price. These shares were sold in multiple transactions at prices ranging from $29.86 to $30.85, inclusive. The reporting person undertakes to provide to Dutch Bros Inc., any security holders of Dutch Bros Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F3: Held by the Ricci Family 2022 Charitable Lead Annuity Trust, of which the reporting person is a trustee.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 01, 2023 Filed Aug 2, 2023 19:15 UTC | Dutch Bros Inc. BROS · Entity 3641 | SaleClass A Common Stock | 462 | $30.86 | $14,257.32 |
DisclosureSEC source: 0001866581-23-000103 · wf-form4_169100373059234.xml · nonDerivative · entry 2 Ricci Joth · CIK 0001883088 · CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,976,335 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2022. Read SEC document |
| August 01, 2023 Filed Aug 2, 2023 19:15 UTC | Dutch Bros Inc. BROS · Entity 3641 | SaleClass A Common Stock | 79,538 | $30.29 | $2,409,206.02 |
DisclosureSEC source: 0001866581-23-000103 · wf-form4_169100373059234.xml · nonDerivative · entry 1 Ricci Joth · CIK 0001883088 · CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,976,797 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2022. F2 · price: The price reported is the weighted average price. These shares were sold in multiple transactions at prices ranging from $29.86 to $30.85, inclusive. The reporting person undertakes to provide to Dutch Bros Inc., any security holders of Dutch Bros Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 01, 2023 Filed Mar 2, 2023 20:52 UTC | Dutch Bros Inc. BROS · Entity 3641 | GrantRestricted Stock Units · Derivative | 39,074 | $0.00 | $0.00 |
DisclosureSEC source: 0001866581-23-000042 · wf-form4_167779032615881.xml · derivative · entry 1 Ricci Joth · CIK 0001883088 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,074 Underlying: Class A Common Stock · 39,074 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · derivative.exercise_date: The reporting person received an award of restricted stock units, 50% of which will vest on each of March 1, 2025 and March 1, 2026. F2 · derivative.expiration_date: The reporting person received an award of restricted stock units, 50% of which will vest on each of March 1, 2025 and March 1, 2026. Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 01:34 UTC | Dutch Bros Inc. BROS · Entity 3641 | SaleClass A Common Stock | 56,366 | $38.57 | $2,174,036.62 |
DisclosureSEC source: 0001866581-23-000019 · wf-form4_167538803829121.xml · nonDerivative · entry 3 Ricci Joth · CIK 0001883088 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,056,335 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2022. F5 · price: The price reported is the weighted average price. These shares were sold in multiple transactions at prices ranging from $38.23 to $39.12, inclusive. The reporting person undertakes to provide to Dutch Bros Inc., any security holders of Dutch Bros Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 01:34 UTC | Dutch Bros Inc. BROS · Entity 3641 | SaleClass A Common Stock | 35,817 | $37.51 | $1,343,495.67 |
DisclosureSEC source: 0001866581-23-000019 · wf-form4_167538803829121.xml · nonDerivative · entry 2 Ricci Joth · CIK 0001883088 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,112,701 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2022. F4 · price: The price reported is the weighted average price. These shares were sold in multiple transactions at prices ranging from $37.23 to $38.21, inclusive. The reporting person undertakes to provide to Dutch Bros Inc., any security holders of Dutch Bros Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 01:34 UTC | Dutch Bros Inc. BROS · Entity 3641 | SaleClass A Common Stock | 67,817 | $36.67 | $2,486,849.39 |
DisclosureSEC source: 0001866581-23-000019 · wf-form4_167538803829121.xml · nonDerivative · entry 1 Ricci Joth · CIK 0001883088 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,148,518 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2022. F2 · price: The price reported is the weighted average price. These shares were sold in multiple transactions at prices ranging from $36.23 to $37.22, inclusive. The reporting person undertakes to provide to Dutch Bros Inc., any security holders of Dutch Bros Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3 · balance_after: Excludes 237,530 shares previously owned directly which were contributed to the Ricci Family 2022 Charitable Lead Annuity Trust on October 31, 2022. Read SEC document |
| August 15, 2022 Filed Aug 16, 2022 22:23 UTC | Dutch Bros Inc. BROS · Entity 3641 | SaleClass A Common Stock | 975 | $47.23 | $46,049.25 |
DisclosureSEC source: 0001866581-22-000096 · wf-form4_166068859355615.xml · nonDerivative · entry 3 Ricci Joth · CIK 0001883088 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,453,865 F3 · price: The price reported is the weighted average price. These shares were sold in multiple transactions at prices ranging from $47.18 to $47.30, inclusive. The reporting person undertakes to provide to Dutch Bros Inc., any security holders of Dutch Bros Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 15, 2022 Filed Aug 16, 2022 22:23 UTC | Dutch Bros Inc. BROS · Entity 3641 | SaleClass A Common Stock | 42,939 | $46.64 | $2,002,674.96 |
DisclosureSEC source: 0001866581-22-000096 · wf-form4_166068859355615.xml · nonDerivative · entry 2 Ricci Joth · CIK 0001883088 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,454,840 F2 · price: The price reported is the weighted average price. These shares were sold in multiple transactions at prices ranging from $46.17 to $47.15, inclusive. The reporting person undertakes to provide to Dutch Bros Inc., any security holders of Dutch Bros Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 15, 2022 Filed Aug 16, 2022 22:23 UTC | Dutch Bros Inc. BROS · Entity 3641 | SaleClass A Common Stock | 27,211 | $45.73 | $1,244,359.03 |
DisclosureSEC source: 0001866581-22-000096 · wf-form4_166068859355615.xml · nonDerivative · entry 1 Ricci Joth · CIK 0001883088 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,497,779 F1 · price: The price reported is the weighted average price. These shares were sold in multiple transactions at prices ranging from $45.17 to $46.15, inclusive. The reporting person undertakes to provide to Dutch Bros Inc., any security holders of Dutch Bros Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 09, 2022 Filed May 10, 2022 21:39 UTC | Dutch Bros Inc. BROS · Entity 3641 | SaleClass A Common Stock | 1,200 | $44.34 | $53,208.00 |
DisclosureSEC source: 0001866581-22-000044 · wf-form4_165221873138488.xml · nonDerivative · entry 4 Ricci Joth · CIK 0001883088 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,524,990 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2021. F5 · price: The price reported is the weighted average price. These shares were sold in multiple transactions at prices ranging from $44.17 to $44.50, inclusive. The reporting person undertakes to provide to Dutch Bros Inc., any security holders of Dutch Bros Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 09, 2022 Filed May 10, 2022 21:39 UTC | Dutch Bros Inc. BROS · Entity 3641 | SaleClass A Common Stock | 22,859 | $43.66 | $998,023.94 |
DisclosureSEC source: 0001866581-22-000044 · wf-form4_165221873138488.xml · nonDerivative · entry 3 Ricci Joth · CIK 0001883088 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,526,190 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2021. F4 · price: The price reported is the weighted average price. These shares were sold in multiple transactions at prices ranging from $43.13 to $44.12, inclusive. The reporting person undertakes to provide to Dutch Bros Inc., any security holders of Dutch Bros Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 09, 2022 Filed May 10, 2022 21:39 UTC | Dutch Bros Inc. BROS · Entity 3641 | SaleClass A Common Stock | 8,534 | $42.68 | $364,231.12 |
DisclosureSEC source: 0001866581-22-000044 · wf-form4_165221873138488.xml · nonDerivative · entry 2 Ricci Joth · CIK 0001883088 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,549,049 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2021. F3 · price: The price reported is the weighted average price. These shares were sold in multiple transactions at prices ranging from $42.12 to $43.10, inclusive. The reporting person undertakes to provide to Dutch Bros Inc., any security holders of Dutch Bros Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 09, 2022 Filed May 10, 2022 21:39 UTC | Dutch Bros Inc. BROS · Entity 3641 | SaleClass A Common Stock | 38,532 | $41.66 | $1,605,243.12 |
DisclosureSEC source: 0001866581-22-000044 · wf-form4_165221873138488.xml · nonDerivative · entry 1 Ricci Joth · CIK 0001883088 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,557,583 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2021. F2 · price: The price reported is the weighted average price. These shares were sold in multiple transactions at prices ranging from $41.12 to $42.11, inclusive. The reporting person undertakes to provide to Dutch Bros Inc., any security holders of Dutch Bros Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 16:57 UTC | Dutch Bros Inc. BROS · Entity 3641 | SaleClass A Common Stock | 62,235 | $46.08 | $2,867,801.25 |
DisclosureSEC source: 0001866581-22-000013 · wf-form4_164684502749501.xml · nonDerivative · entry 2 Ricci Joth · CIK 0001883088 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,596,115 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2021. F3 · price: The price reported is the weighted average price. These shares were sold in multiple transactions at prices ranging from $45.03 to $49.04, inclusive. The reporting person undertakes to provide to Dutch Bros Inc., any security holders of Dutch Bros Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 16:57 UTC | Dutch Bros Inc. BROS · Entity 3641 | SaleClass A Common Stock | 8,890 | $46.08 | $409,624.53 |
DisclosureSEC source: 0001866581-22-000013 · wf-form4_164684502749501.xml · nonDerivative · entry 1 Ricci Joth · CIK 0001883088 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,658,350 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2021. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.10 to $47.85, inclusive. The reporting person undertakes to provide to Dutch Bros Inc., any security holders of Dutch Bros Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 07, 2022 Filed Mar 10, 2022 20:17 UTC Amendment | Dutch Bros Inc. BROS · Entity 3641 | SaleClass A Common Stock | 500 | $48.40 | $24,200.00 |
DisclosureSEC source: 0001866581-22-000017 · wf-form4a_164694345438145.xml · nonDerivative · entry 4 Ricci Joth · CIK 0001883088 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,596,115 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2021. F5 · price: The price reported is the weighted average price. These shares were sold in multiple transactions at prices ranging from $48.06 to $49.04, inclusive. The reporting person undertakes to provide to Dutch Bros Inc., any security holders of Dutch Bros Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 07, 2022 Filed Mar 10, 2022 20:17 UTC Amendment | Dutch Bros Inc. BROS · Entity 3641 | SaleClass A Common Stock | 10,312 | $47.26 | $487,345.12 |
DisclosureSEC source: 0001866581-22-000017 · wf-form4a_164694345438145.xml · nonDerivative · entry 3 Ricci Joth · CIK 0001883088 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,596,615 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2021. F4 · price: The price reported is the weighted average price. These shares were sold in multiple transactions at prices ranging from $47.03 to $48.01, inclusive. The reporting person undertakes to provide to Dutch Bros Inc., any security holders of Dutch Bros Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 07, 2022 Filed Mar 10, 2022 20:17 UTC Amendment | Dutch Bros Inc. BROS · Entity 3641 | SaleClass A Common Stock | 22,395 | $46.65 | $1,044,726.75 |
DisclosureSEC source: 0001866581-22-000017 · wf-form4a_164694345438145.xml · nonDerivative · entry 2 Ricci Joth · CIK 0001883088 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,606,927 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2021. F3 · price: The price reported is the weighted average price. These shares were sold in multiple transactions at prices ranging from $46.03 to $47.02, inclusive. The reporting person undertakes to provide to Dutch Bros Inc., any security holders of Dutch Bros Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 07, 2022 Filed Mar 10, 2022 20:17 UTC Amendment | Dutch Bros Inc. BROS · Entity 3641 | SaleClass A Common Stock | 37,918 | $45.39 | $1,721,098.02 |
DisclosureSEC source: 0001866581-22-000017 · wf-form4a_164694345438145.xml · nonDerivative · entry 1 Ricci Joth · CIK 0001883088 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,629,322 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2021. F2 · price: The price reported is the weighted average price. These shares were sold in multiple transactions at prices ranging from $45.03 to $46.02, inclusive. The reporting person undertakes to provide to Dutch Bros Inc., any security holders of Dutch Bros Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 17, 2021 Filed Sep 23, 2021 00:13 UTC | Dutch Bros Inc. BROS · Entity 3641 | GrantRestricted Stock Award · Derivative | 800,169 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-057335 · doc4.xml · derivative · entry 2 Ricci Joth · CIK 0001883088 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 800,169 Underlying: Class A Common · 800,169 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock award represents a contingent right to receive a corresponding number of shares of the Class A Common Stock of the Issuer upon vesting. F2 · derivative.exercise_date: The reporting person received an award of restricted stock which vests in three equal annual installments beginning January 1, 2022. F2 · derivative.expiration_date: The reporting person received an award of restricted stock which vests in three equal annual installments beginning January 1, 2022. Read SEC document |
| September 17, 2021 Filed Sep 23, 2021 00:13 UTC | Dutch Bros Inc. BROS · Entity 3641 | GrantClass A Common Stock | 18,677,071 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-057335 · doc4.xml · nonDerivative · entry 1 Ricci Joth · CIK 0001883088 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,867,071 Read SEC document |
| September 17, 2021 Filed Jan 7, 2022 23:51 UTC Amendment | Dutch Bros Inc. BROS · Entity 3641 | GrantClass A Common Stock | 2,667,240 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-002567 · doc4a.xml · nonDerivative · entry 1 Ricci Joth · CIK 0001883088 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,667,240 F1 · shares: Consists of: (i) 800,169 Restricted Stock Awards granted to the Reporting Person under the 2021 Equity Incentive Plan, vesting in three equal annual installments commencing on January 1, 2022; and (ii) 1,867,071 shares of the Issuer which were fully vested on the date of grant, September 17, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.