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Maxwell Brian

Disclosed activity across 1 company

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92774
SEC CIK
0001883061

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Dutch Bros Inc.BROS · Entity 3641Chief Operating OfficerMarch 21, 2024March 22, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Dutch Bros Inc.

Report date March 21, 2024 · Filed March 22, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect1,003,620 Reported balance After 2024-03-21 transaction · row 1
1 source row

Row 1 · 2024-03-21 · Sale · Disposed 36,026 · Balance 1,003,620

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2023.

F2: The price reported is the weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.37, inclusive. The reporting person undertakes to provide to Dutch Bros Inc., any security holders of Dutch Bros Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Filing footnotes · ownership attribution and instrument terms

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2023.

F2: The price reported is the weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.37, inclusive. The reporting person undertakes to provide to Dutch Bros Inc., any security holders of Dutch Bros Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 21, 2024 Filed Mar 22, 2024 14:47 UTC Dutch Bros Inc. BROS · Entity 3641 SaleClass A Common Stock 36,026 $35.12 $1,265,233.12
Disclosure

SEC source: 0001866581-24-000096 · wk-form4_1711118853.xml · nonDerivative · entry 1

Maxwell Brian · CIK 0001883061 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,003,620

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2023.

F2 · price: The price reported is the weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.37, inclusive. The reporting person undertakes to provide to Dutch Bros Inc., any security holders of Dutch Bros Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
March 14, 2024 Filed Mar 15, 2024 19:21 UTC Dutch Bros Inc. BROS · Entity 3641 SaleClass A Common Stock 1,474 $35.00 $51,590.00
Disclosure

SEC source: 0001866581-24-000088 · wk-form4_1710530481.xml · nonDerivative · entry 1

Maxwell Brian · CIK 0001883061 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,039,646

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2023.

F2 · price: The price reported is the weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.02, inclusive. The reporting person undertakes to provide to Dutch Bros Inc., any security holders of Dutch Bros Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
March 12, 2024 Filed Mar 13, 2024 20:44 UTC Dutch Bros Inc. BROS · Entity 3641 SaleClass A Common Stock 37,500 $33.02 $1,238,250.00
Disclosure

SEC source: 0001866581-24-000074 · wk-form4_1710362659.xml · nonDerivative · entry 1

Maxwell Brian · CIK 0001883061 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,041,120

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2023.

F2 · price: The price reported is the weighted average price. These shares were sold in multiple transactions at prices ranging from $33.00 to $33.09, inclusive. The reporting person undertakes to provide to Dutch Bros Inc., any security holders of Dutch Bros Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
March 01, 2024 Filed Mar 4, 2024 17:42 UTC Dutch Bros Inc. BROS · Entity 3641 GrantRestricted Stock Units · Derivative 16,852 $0.00 $0.00
Disclosure

SEC source: 0001866581-24-000058 · wk-form4_1709574161.xml · derivative · entry 1

Maxwell Brian · CIK 0001883061 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,852

Underlying: Class A Common Stock · 16,852 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The reporting person received an award of restricted stock units, 33.33% of which will vest on each of March 1, 2025, March 1, 2026, and March 1, 2027.

F2 · derivative.expiration_date: The reporting person received an award of restricted stock units, 33.33% of which will vest on each of March 1, 2025, March 1, 2026, and March 1, 2027.

Read SEC document
December 28, 2023 Filed Dec 29, 2023 16:46 UTC Dutch Bros Inc. BROS · Entity 3641 SaleClass A Common Stock 33,900 $32.08 $1,087,512.00
Disclosure

SEC source: 0001866581-23-000143 · wk-form4_1703868405.xml · nonDerivative · entry 1

Maxwell Brian · CIK 0001883061 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,078,620

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2023.

F2 · price: The price reported is the weighted average price. These shares were sold in multiple transactions at prices ranging from $32.00 to $32.29, inclusive. The reporting person undertakes to provide to Dutch Bros Inc., any security holders of Dutch Bros Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 27, 2023 Filed Dec 28, 2023 16:50 UTC Dutch Bros Inc. BROS · Entity 3641 SaleClass A Common Stock 3,600 $32.00 $115,200.00
Disclosure

SEC source: 0001866581-23-000141 · wk-form4_1703782227.xml · nonDerivative · entry 1

Maxwell Brian · CIK 0001883061 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,112,520

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2023.

Read SEC document
December 14, 2023 Filed Dec 15, 2023 17:15 UTC Dutch Bros Inc. BROS · Entity 3641 SaleClass A Common Stock 25,000 $30.28 $757,000.00
Disclosure

SEC source: 0001866581-23-000139 · wk-form4_1702660500.xml · nonDerivative · entry 2

Maxwell Brian · CIK 0001883061 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,116,120

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2023.

F3 · price: The price reported is the weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.53, inclusive. The reporting person undertakes to provide to Dutch Bros Inc., any security holders of Dutch Bros Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 14, 2023 Filed Dec 15, 2023 17:15 UTC Dutch Bros Inc. BROS · Entity 3641 SaleClass A Common Stock 12,500 $30.21 $377,625.00
Disclosure

SEC source: 0001866581-23-000139 · wk-form4_1702660500.xml · nonDerivative · entry 1

Maxwell Brian · CIK 0001883061 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,141,120

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2023.

F2 · price: The price reported is the weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.42, inclusive. The reporting person undertakes to provide to Dutch Bros Inc., any security holders of Dutch Bros Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:02 UTC Dutch Bros Inc. BROS · Entity 3641 GrantRestricted Stock Units · Derivative 14,066 $0.00 $0.00
Disclosure

SEC source: 0001866581-23-000048 · wf-form4_167779092914343.xml · derivative · entry 1

Maxwell Brian · CIK 0001883061 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,066

Underlying: Class A Common Stock · 14,066 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The reporting person received an award of restricted stock units, 50% of which will vest on each of March 1, 2025 and March 1, 2026.

F2 · derivative.expiration_date: The reporting person received an award of restricted stock units, 50% of which will vest on each of March 1, 2025 and March 1, 2026.

Read SEC document
August 30, 2022 Filed Aug 31, 2022 23:52 UTC Dutch Bros Inc. BROS · Entity 3641 SaleClass A Common Stock 6,000 $40.00 $240,000.00
Disclosure

SEC source: 0001866581-22-000107 · wf-form4_166198994945531.xml · nonDerivative · entry 1

Maxwell Brian · CIK 0001883061 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,153,620

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2021.

Read SEC document
August 16, 2022 Filed Aug 17, 2022 18:15 UTC Dutch Bros Inc. BROS · Entity 3641 SaleClass A Common Stock 3,486 $45.51 $158,647.86
Disclosure

SEC source: 0001866581-22-000098 · wf-form4_166076010423519.xml · nonDerivative · entry 3

Maxwell Brian · CIK 0001883061 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,159,620

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2021.

F4 · price: The price reported is the weighted average price. These shares were sold in multiple transactions at prices ranging from $45.12 to $46.06, inclusive. The reporting person undertakes to provide to Dutch Bros Inc., any security holders of Dutch Bros Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
August 16, 2022 Filed Aug 17, 2022 18:15 UTC Dutch Bros Inc. BROS · Entity 3641 SaleClass A Common Stock 6,709 $44.74 $300,160.66
Disclosure

SEC source: 0001866581-22-000098 · wf-form4_166076010423519.xml · nonDerivative · entry 2

Maxwell Brian · CIK 0001883061 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,163,106

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2021.

F3 · price: The price reported is the weighted average price. These shares were sold in multiple transactions at prices ranging from $44.10 to $45.08, inclusive. The reporting person undertakes to provide to Dutch Bros Inc., any security holders of Dutch Bros Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
August 16, 2022 Filed Aug 17, 2022 18:15 UTC Dutch Bros Inc. BROS · Entity 3641 SaleClass A Common Stock 1,805 $43.74 $78,950.70
Disclosure

SEC source: 0001866581-22-000098 · wf-form4_166076010423519.xml · nonDerivative · entry 1

Maxwell Brian · CIK 0001883061 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,169,815

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2021.

F2 · price: The price reported is the weighted average price. These shares were sold in multiple transactions at prices ranging from $43.07 to $44.06, inclusive. The reporting person undertakes to provide to Dutch Bros Inc., any security holders of Dutch Bros Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
August 03, 2022 Filed Aug 4, 2022 23:17 UTC Dutch Bros Inc. BROS · Entity 3641 SaleClass A Common Stock 12,000 $40.24 $482,880.00
Disclosure

SEC source: 0001866581-22-000085 · wf-form4_165965500700943.xml · nonDerivative · entry 4

Maxwell Brian · CIK 0001883061 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,171,620

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2021.

F4 · price: The price reported is the weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.98, inclusive. The reporting person undertakes to provide to Dutch Bros Inc., any security holders of Dutch Bros Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
August 03, 2022 Filed Aug 4, 2022 23:17 UTC Dutch Bros Inc. BROS · Entity 3641 SaleClass A Common Stock 12,000 $40.24 $482,880.00
Disclosure

SEC source: 0001866581-22-000085 · wf-form4_165965500700943.xml · nonDerivative · entry 3

Maxwell Brian · CIK 0001883061 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,183,620

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2021.

F3 · price: The price reported is the weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.97, inclusive. The reporting person undertakes to provide to Dutch Bros Inc., any security holders of Dutch Bros Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
August 03, 2022 Filed Aug 4, 2022 23:17 UTC Dutch Bros Inc. BROS · Entity 3641 SaleClass A Common Stock 12,000 $40.02 $480,240.00
Disclosure

SEC source: 0001866581-22-000085 · wf-form4_165965500700943.xml · nonDerivative · entry 2

Maxwell Brian · CIK 0001883061 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,195,620

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2021.

F2 · price: The price reported is the weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.20, inclusive. The reporting person undertakes to provide to Dutch Bros Inc., any security holders of Dutch Bros Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
August 03, 2022 Filed Aug 4, 2022 23:17 UTC Dutch Bros Inc. BROS · Entity 3641 SaleClass A Common Stock 12,000 $40.00 $480,000.00
Disclosure

SEC source: 0001866581-22-000085 · wf-form4_165965500700943.xml · nonDerivative · entry 1

Maxwell Brian · CIK 0001883061 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,207,620

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2021.

Read SEC document
June 07, 2022 Filed Jun 8, 2022 20:09 UTC Dutch Bros Inc. BROS · Entity 3641 SaleClass A Common Stock 1,733 $42.26 $73,236.58
Disclosure

SEC source: 0001866581-22-000073 · wf-form4_165471896231712.xml · nonDerivative · entry 3

Maxwell Brian · CIK 0001883061 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,219,620

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2021.

F4 · price: The price reported is the weighted average price. These shares were sold in multiple transactions at prices ranging from $42.14 to $42.37, inclusive. The reporting person undertakes to provide to Dutch Bros Inc., any security holders of Dutch Bros Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
June 07, 2022 Filed Jun 8, 2022 20:09 UTC Dutch Bros Inc. BROS · Entity 3641 SaleClass A Common Stock 2,402 $41.68 $100,115.36
Disclosure

SEC source: 0001866581-22-000073 · wf-form4_165471896231712.xml · nonDerivative · entry 2

Maxwell Brian · CIK 0001883061 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,221,353

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2021.

F3 · price: The price reported is the weighted average price. These shares were sold in multiple transactions at prices ranging from $41.13 to $42.08, inclusive. The reporting person undertakes to provide to Dutch Bros Inc., any security holders of Dutch Bros Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
June 07, 2022 Filed Jun 8, 2022 20:09 UTC Dutch Bros Inc. BROS · Entity 3641 SaleClass A Common Stock 7,865 $40.40 $317,746.00
Disclosure

SEC source: 0001866581-22-000073 · wf-form4_165471896231712.xml · nonDerivative · entry 1

Maxwell Brian · CIK 0001883061 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,223,755

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2021.

F2 · price: The price reported is the weighted average price. These shares were sold in multiple transactions at prices ranging from $40.13 to $41.11, inclusive. The reporting person undertakes to provide to Dutch Bros Inc., any security holders of Dutch Bros Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
June 02, 2022 Filed Jun 3, 2022 19:31 UTC Dutch Bros Inc. BROS · Entity 3641 SaleClass A Common Stock 12,000 $40.16 $481,920.00
Disclosure

SEC source: 0001866581-22-000070 · wf-form4_165428466040740.xml · nonDerivative · entry 1

Maxwell Brian · CIK 0001883061 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,231,620

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2021.

F2 · price: The price reported is the weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.55, inclusive. The reporting person undertakes to provide to Dutch Bros Inc., any security holders of Dutch Bros Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
May 10, 2022 Filed May 11, 2022 16:35 UTC Dutch Bros Inc. BROS · Entity 3641 SaleClass A Common Stock 1,000 $42.25 $42,250.00
Disclosure

SEC source: 0001866581-22-000048 · wf-form4_165228689651106.xml · nonDerivative · entry 3

Maxwell Brian · CIK 0001883061 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,243,620

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2021.

F4 · price: The price reported is the weighted average price. These shares were sold in multiple transactions at prices ranging from $42.04 to $42.55, inclusive. The reporting person undertakes to provide to Dutch Bros Inc., any security holders of Dutch Bros Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
May 10, 2022 Filed May 11, 2022 16:35 UTC Dutch Bros Inc. BROS · Entity 3641 SaleClass A Common Stock 2,093 $41.62 $87,110.66
Disclosure

SEC source: 0001866581-22-000048 · wf-form4_165228689651106.xml · nonDerivative · entry 2

Maxwell Brian · CIK 0001883061 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,244,620

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2021.

F3 · price: The price reported is the weighted average price. These shares were sold in multiple transactions at prices ranging from $41.03 to $42.00, inclusive. The reporting person undertakes to provide to Dutch Bros Inc., any security holders of Dutch Bros Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
May 10, 2022 Filed May 11, 2022 16:35 UTC Dutch Bros Inc. BROS · Entity 3641 SaleClass A Common Stock 8,907 $40.22 $358,239.54
Disclosure

SEC source: 0001866581-22-000048 · wf-form4_165228689651106.xml · nonDerivative · entry 1

Maxwell Brian · CIK 0001883061 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,246,713

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2021.

F2 · price: The price reported is the weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.88, inclusive. The reporting person undertakes to provide to Dutch Bros Inc., any security holders of Dutch Bros Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
April 26, 2022 Filed Apr 28, 2022 14:24 UTC Dutch Bros Inc. BROS · Entity 3641 SaleClass A Common Stock 606 $51.66 $31,305.96
Disclosure

SEC source: 0001866581-22-000042 · wf-form4_165115582233415.xml · nonDerivative · entry 6

Maxwell Brian · CIK 0001883061 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,255,620

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2021.

F7 · price: The price reported is the weighted average price. These shares were sold in multiple transactions at prices ranging from $51.17 to $52.09, inclusive. The reporting person undertakes to provide to Dutch Bros Inc., any security holders of Dutch Bros Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
April 26, 2022 Filed Apr 28, 2022 14:24 UTC Dutch Bros Inc. BROS · Entity 3641 SaleClass A Common Stock 1,000 $50.51 $50,510.00
Disclosure

SEC source: 0001866581-22-000042 · wf-form4_165115582233415.xml · nonDerivative · entry 5

Maxwell Brian · CIK 0001883061 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,256,226

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2021.

F6 · price: The price reported is the weighted average price. These shares were sold in multiple transactions at prices ranging from $50.11 to $51.03, inclusive. The reporting person undertakes to provide to Dutch Bros Inc., any security holders of Dutch Bros Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
April 26, 2022 Filed Apr 28, 2022 14:24 UTC Dutch Bros Inc. BROS · Entity 3641 SaleClass A Common Stock 1,561 $49.46 $77,207.06
Disclosure

SEC source: 0001866581-22-000042 · wf-form4_165115582233415.xml · nonDerivative · entry 4

Maxwell Brian · CIK 0001883061 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,257,226

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2021.

F5 · price: The price reported is the weighted average price. These shares were sold in multiple transactions at prices ranging from $49.05 to $49.99, inclusive. The reporting person undertakes to provide to Dutch Bros Inc., any security holders of Dutch Bros Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
April 26, 2022 Filed Apr 28, 2022 14:24 UTC Dutch Bros Inc. BROS · Entity 3641 SaleClass A Common Stock 2,380 $48.25 $114,835.00
Disclosure

SEC source: 0001866581-22-000042 · wf-form4_165115582233415.xml · nonDerivative · entry 3

Maxwell Brian · CIK 0001883061 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,258,787

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2021.

F4 · price: The price reported is the weighted average price. These shares were sold in multiple transactions at prices ranging from $48.02 to $48.82, inclusive. The reporting person undertakes to provide to Dutch Bros Inc., any security holders of Dutch Bros Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
April 26, 2022 Filed Apr 28, 2022 14:24 UTC Dutch Bros Inc. BROS · Entity 3641 SaleClass A Common Stock 2,755 $47.41 $130,614.55
Disclosure

SEC source: 0001866581-22-000042 · wf-form4_165115582233415.xml · nonDerivative · entry 2

Maxwell Brian · CIK 0001883061 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,261,167

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2021.

F3 · price: The price reported is the weighted average price. These shares were sold in multiple transactions at prices ranging from $47.02 to $48.01, inclusive. The reporting person undertakes to provide to Dutch Bros Inc., any security holders of Dutch Bros Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
April 26, 2022 Filed Apr 28, 2022 14:24 UTC Dutch Bros Inc. BROS · Entity 3641 SaleClass A Common Stock 3,698 $46.58 $172,252.84
Disclosure

SEC source: 0001866581-22-000042 · wf-form4_165115582233415.xml · nonDerivative · entry 1

Maxwell Brian · CIK 0001883061 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,263,922

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2021.

F2 · price: The price reported is the weighted average price. These shares were sold in multiple transactions at prices ranging from $46.01 to $46.91, inclusive. The reporting person undertakes to provide to Dutch Bros Inc., any security holders of Dutch Bros Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

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April 12, 2022 Filed Apr 13, 2022 19:57 UTC Dutch Bros Inc. BROS · Entity 3641 SaleClass A Common Stock 200 $54.32 $10,864.00
Disclosure

SEC source: 0001866581-22-000034 · wf-form4_164987984208351.xml · nonDerivative · entry 4

Maxwell Brian · CIK 0001883061 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,267,620

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2021.

F5 · price: The price reported is the weighted average price. These shares were sold in multiple transactions at prices ranging from $54.26 to $54.38, inclusive. The reporting person undertakes to provide to Dutch Bros Inc., any security holders of Dutch Bros Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

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April 12, 2022 Filed Apr 13, 2022 19:57 UTC Dutch Bros Inc. BROS · Entity 3641 SaleClass A Common Stock 4,100 $53.58 $219,678.00
Disclosure

SEC source: 0001866581-22-000034 · wf-form4_164987984208351.xml · nonDerivative · entry 3

Maxwell Brian · CIK 0001883061 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,267,820

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2021.

F4 · price: The price reported is the weighted average price. These shares were sold in multiple transactions at prices ranging from $53.20 to $54.14, inclusive. The reporting person undertakes to provide to Dutch Bros Inc., any security holders of Dutch Bros Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

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April 12, 2022 Filed Apr 13, 2022 19:57 UTC Dutch Bros Inc. BROS · Entity 3641 SaleClass A Common Stock 3,500 $52.63 $184,205.00
Disclosure

SEC source: 0001866581-22-000034 · wf-form4_164987984208351.xml · nonDerivative · entry 2

Maxwell Brian · CIK 0001883061 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,271,920

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2021.

F3 · price: The price reported is the weighted average price. These shares were sold in multiple transactions at prices ranging from $52.18 to $53.15, inclusive. The reporting person undertakes to provide to Dutch Bros Inc., any security holders of Dutch Bros Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

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April 12, 2022 Filed Apr 13, 2022 19:57 UTC Dutch Bros Inc. BROS · Entity 3641 SaleClass A Common Stock 4,200 $51.44 $216,048.00
Disclosure

SEC source: 0001866581-22-000034 · wf-form4_164987984208351.xml · nonDerivative · entry 1

Maxwell Brian · CIK 0001883061 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,275,420

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2021.

F2 · price: The price reported is the weighted average price. These shares were sold in multiple transactions at prices ranging from $51.14 to $52.07, inclusive. The reporting person undertakes to provide to Dutch Bros Inc., any security holders of Dutch Bros Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

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March 30, 2022 Filed Mar 31, 2022 15:43 UTC Dutch Bros Inc. BROS · Entity 3641 SaleClass A Common Stock 30,000 $65.04 $1,951,200.00
Disclosure

SEC source: 0001866581-22-000030 · wf-form4_164874137766527.xml · nonDerivative · entry 9

Maxwell Brian · CIK 0001883061 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,279,620

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2021.

F10 · price: The price reported is the weighted average price. These shares were sold in multiple transactions at prices ranging from $65.00 to $65.37, inclusive. The reporting person undertakes to provide to Dutch Bros Inc., any security holders of Dutch Bros Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

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March 29, 2022 Filed Mar 31, 2022 15:43 UTC Dutch Bros Inc. BROS · Entity 3641 SaleClass A Common Stock 900 $64.52 $58,068.00
Disclosure

SEC source: 0001866581-22-000030 · wf-form4_164874137766527.xml · nonDerivative · entry 8

Maxwell Brian · CIK 0001883061 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,309,620

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2021.

F9 · price: The price reported is the weighted average price. These shares were sold in multiple transactions at prices ranging from $64.19 to $64.80, inclusive. The reporting person undertakes to provide to Dutch Bros Inc., any security holders of Dutch Bros Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

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March 29, 2022 Filed Mar 31, 2022 15:43 UTC Dutch Bros Inc. BROS · Entity 3641 SaleClass A Common Stock 1,579 $63.47 $100,219.13
Disclosure

SEC source: 0001866581-22-000030 · wf-form4_164874137766527.xml · nonDerivative · entry 7

Maxwell Brian · CIK 0001883061 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,310,520

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2021.

F8 · price: The price reported is the weighted average price. These shares were sold in multiple transactions at prices ranging from $63.06 to $64.04, inclusive. The reporting person undertakes to provide to Dutch Bros Inc., any security holders of Dutch Bros Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

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March 29, 2022 Filed Mar 31, 2022 15:43 UTC Dutch Bros Inc. BROS · Entity 3641 SaleClass A Common Stock 1,917 $62.68 $120,157.56
Disclosure

SEC source: 0001866581-22-000030 · wf-form4_164874137766527.xml · nonDerivative · entry 6

Maxwell Brian · CIK 0001883061 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,312,099

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2021.

F7 · price: The price reported is the weighted average price. These shares were sold in multiple transactions at prices ranging from $62.06 to $62.95, inclusive. The reporting person undertakes to provide to Dutch Bros Inc., any security holders of Dutch Bros Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

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March 29, 2022 Filed Mar 31, 2022 15:43 UTC Dutch Bros Inc. BROS · Entity 3641 SaleClass A Common Stock 1,300 $61.53 $79,989.00
Disclosure

SEC source: 0001866581-22-000030 · wf-form4_164874137766527.xml · nonDerivative · entry 5

Maxwell Brian · CIK 0001883061 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,314,016

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2021.

F6 · price: The price reported is the weighted average price. These shares were sold in multiple transactions at prices ranging from $61.03 to $62.02, inclusive. The reporting person undertakes to provide to Dutch Bros Inc., any security holders of Dutch Bros Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

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March 29, 2022 Filed Mar 31, 2022 15:43 UTC Dutch Bros Inc. BROS · Entity 3641 SaleClass A Common Stock 700 $59.73 $41,811.00
Disclosure

SEC source: 0001866581-22-000030 · wf-form4_164874137766527.xml · nonDerivative · entry 4

Maxwell Brian · CIK 0001883061 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,315,316

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2021.

F5 · price: The price reported is the weighted average price. These shares were sold in multiple transactions at prices ranging from $59.30 to $60.06, inclusive. The reporting person undertakes to provide to Dutch Bros Inc., any security holders of Dutch Bros Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

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March 29, 2022 Filed Mar 31, 2022 15:43 UTC Dutch Bros Inc. BROS · Entity 3641 SaleClass A Common Stock 2,500 $58.64 $146,600.00
Disclosure

SEC source: 0001866581-22-000030 · wf-form4_164874137766527.xml · nonDerivative · entry 3

Maxwell Brian · CIK 0001883061 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,316,016

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2021.

F4 · price: The price reported is the weighted average price. These shares were sold in multiple transactions at prices ranging from $58.27 to $59.16, inclusive. The reporting person undertakes to provide to Dutch Bros Inc., any security holders of Dutch Bros Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

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March 29, 2022 Filed Mar 31, 2022 15:43 UTC Dutch Bros Inc. BROS · Entity 3641 SaleClass A Common Stock 2,200 $57.78 $127,116.00
Disclosure

SEC source: 0001866581-22-000030 · wf-form4_164874137766527.xml · nonDerivative · entry 2

Maxwell Brian · CIK 0001883061 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,318,516

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2021.

F3 · price: The price reported is the weighted average price. These shares were sold in multiple transactions at prices ranging from $57.26 to $58.23, inclusive. The reporting person undertakes to provide to Dutch Bros Inc., any security holders of Dutch Bros Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

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March 29, 2022 Filed Mar 31, 2022 15:43 UTC Dutch Bros Inc. BROS · Entity 3641 SaleClass A Common Stock 904 $56.78 $51,329.12
Disclosure

SEC source: 0001866581-22-000030 · wf-form4_164874137766527.xml · nonDerivative · entry 1

Maxwell Brian · CIK 0001883061 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,320,716

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2021.

F2 · price: The price reported is the weighted average price. These shares were sold in multiple transactions at prices ranging from $56.21 to $57.20, inclusive. The reporting person undertakes to provide to Dutch Bros Inc., any security holders of Dutch Bros Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

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March 15, 2022 Filed Mar 16, 2022 23:11 UTC Dutch Bros Inc. BROS · Entity 3641 SaleClass A Common Stock 3,836 $49.34 $189,268.24
Disclosure

SEC source: 0001866581-22-000024 · wf-form4_164747225116000.xml · nonDerivative · entry 3

Maxwell Brian · CIK 0001883061 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,321,620

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2021.

F4 · price: The price reported is the weighted average price. These shares were sold in multiple transactions at prices ranging from $49.15 to $49.83, inclusive. The reporting person undertakes to provide to Dutch Bros Inc., any security holders of Dutch Bros Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

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March 15, 2022 Filed Mar 16, 2022 23:11 UTC Dutch Bros Inc. BROS · Entity 3641 SaleClass A Common Stock 6,679 $48.60 $324,599.40
Disclosure

SEC source: 0001866581-22-000024 · wf-form4_164747225116000.xml · nonDerivative · entry 2

Maxwell Brian · CIK 0001883061 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,325,456

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2021.

F3 · price: The price reported is the weighted average price. These shares were sold in multiple transactions at prices ranging from $48.15 to $49.11, inclusive. The reporting person undertakes to provide to Dutch Bros Inc., any security holders of Dutch Bros Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

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March 15, 2022 Filed Mar 16, 2022 23:11 UTC Dutch Bros Inc. BROS · Entity 3641 SaleClass A Common Stock 1,485 $47.93 $71,176.05
Disclosure

SEC source: 0001866581-22-000024 · wf-form4_164747225116000.xml · nonDerivative · entry 1

Maxwell Brian · CIK 0001883061 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,332,135

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2021.

F2 · price: The price reported is the weighted average price. These shares were sold in multiple transactions at prices ranging from $47.15 to $48.14, inclusive. The reporting person undertakes to provide to Dutch Bros Inc., any security holders of Dutch Bros Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

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September 17, 2021 Filed Sep 22, 2021 01:38 UTC Dutch Bros Inc. BROS · Entity 3641 GrantRestricted Stock Award · Derivative 800,169 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-057196 · doc4.xml · derivative · entry 2

Maxwell Brian · CIK 0001883061 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800,169

Underlying: Class A Common Stock · 800,169 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock award represents a contingent right to receive a corresponding number of shares of the Class A Common Stock of the Issuer upon vesting.

F2 · derivative.exercise_date: The reporting person received an award of restricted stock which vests in three equal annual installments beginning January 1, 2022.

F2 · derivative.expiration_date: The reporting person received an award of restricted stock which vests in three equal annual installments beginning January 1, 2022.

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September 17, 2021 Filed Sep 22, 2021 01:38 UTC Dutch Bros Inc. BROS · Entity 3641 GrantClass A Common Stock 533,451 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-057196 · doc4.xml · nonDerivative · entry 1

Maxwell Brian · CIK 0001883061 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 533,451

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September 17, 2021 Filed Jan 7, 2022 23:49 UTC Amendment Dutch Bros Inc. BROS · Entity 3641 GrantClass A Common Stock 1,333,620 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-002565 · doc4a.xml · nonDerivative · entry 1

Maxwell Brian · CIK 0001883061 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,333,620

F1 · shares: Consists of: (i) 800,169 Restricted Stock Awards granted to the Reporting Person under the 2021 Equity Incentive Plan, vesting in three equal annual installments commencing on January 1, 2022; and (ii) 533,451 shares of the Issuer which were fully vested on the date of grant, September 17, 2021.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.