Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Dutch Bros Inc.BROS · Entity 3641 | Chief Marketing Officer | January 03, 2023 | January 04, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Dutch Bros Inc.
Report date January 03, 2023 · Filed January 04, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 256,978 |
Ending reported balance
After 2023-01-03 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-01-03 · Exercise / conversion · Acquired 145,645 · Balance 308,977 Row 2 · 2023-01-03 · Tax withholding · Disposed 51,999 · Balance 256,978 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 145,699 |
Reported balance
After 2023-01-03 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2023-01-03 · Exercise / conversion · Disposed 145,645 · Balance 145,699 F2: The restricted stock units represent a contingent right to receive a corresponding number of shares of the Class A Common Stock of the Issuer upon vesting. F3: The reporting person received an award of restricted stock units with 50% vesting as of the date of grant, 16.66% vesting on January 1, 2022 and 16.67% vesting on each of January 1, 2023 and January 1, 2024. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Ithaca Trust | 172,000 |
Reported balance
Holding disclosure · report date 2023-01-03 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 172,000 F1: Securities held in trust for the benefit of the reporting person's spouse and children. The reporting person's spouse is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Securities held in trust for the benefit of the reporting person's spouse and children. The reporting person's spouse is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F2: The restricted stock units represent a contingent right to receive a corresponding number of shares of the Class A Common Stock of the Issuer upon vesting.
F3: The reporting person received an award of restricted stock units with 50% vesting as of the date of grant, 16.66% vesting on January 1, 2022 and 16.67% vesting on each of January 1, 2023 and January 1, 2024.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 03, 2023 Filed Jan 4, 2023 22:22 UTC | Dutch Bros Inc. BROS · Entity 3641 | Exercise / conversionRestricted Stock Units · Derivative | 145,645 | $0.00 | $0.00 |
DisclosureSEC source: 0001866581-23-000010 · wf-form4_167287089690089.xml · derivative · entry 4 Graham John Patrick · CIK 0001582248 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,699 Underlying: Class A Common Stock · 145,645 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The restricted stock units represent a contingent right to receive a corresponding number of shares of the Class A Common Stock of the Issuer upon vesting. F3 · derivative.exercise_date: The reporting person received an award of restricted stock units with 50% vesting as of the date of grant, 16.66% vesting on January 1, 2022 and 16.67% vesting on each of January 1, 2023 and January 1, 2024. F3 · derivative.expiration_date: The reporting person received an award of restricted stock units with 50% vesting as of the date of grant, 16.66% vesting on January 1, 2022 and 16.67% vesting on each of January 1, 2023 and January 1, 2024. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 22:22 UTC | Dutch Bros Inc. BROS · Entity 3641 | Tax withholdingClass A Common Stock | 51,999 | $27.16 | $1,412,292.84 |
DisclosureSEC source: 0001866581-23-000010 · wf-form4_167287089690089.xml · nonDerivative · entry 2 Graham John Patrick · CIK 0001582248 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,978 Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 22:22 UTC | Dutch Bros Inc. BROS · Entity 3641 | Exercise / conversionClass A Common Stock | 145,645 | $0.00 | $0.00 |
DisclosureSEC source: 0001866581-23-000010 · wf-form4_167287089690089.xml · nonDerivative · entry 1 Graham John Patrick · CIK 0001582248 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,977 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 14, 2022 Filed Dec 15, 2022 16:14 UTC | Dutch Bros Inc. BROS · Entity 3641 | SaleClass A Common Stock | 8,000 | $31.31 | $250,480.00 |
DisclosureSEC source: 0001866581-22-000134 · wf-form4_167112086549273.xml · nonDerivative · entry 1 Graham John Patrick · CIK 0001582248 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,332 Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 23:50 UTC | Dutch Bros Inc. BROS · Entity 3641 | Exercise / conversionRestricted Stock Units · Derivative | 145,584 | $0.00 | $0.00 |
DisclosureSEC source: 0001866581-22-000002 · wf-form4_164142663747491.xml · derivative · entry 4 Graham John Patrick · CIK 0001582248 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 291,344 Underlying: Class A Common · 145,584 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units represent a contingent right to receive a corresponding number of shares of the Class A Common Stock of the Issuer upon vesting. F5 · derivative.exercise_date: On September 17, 2021, the reporting person was granted an award of restricted stock units with 50% vesting as of the date of grant, 16.66% vesting on January 1, 2022 and 16.67% vesting on each of January 1, 2023 and January 1, 2024. If the vesting date occurs on a date that is not a business day, delivery and execution shall instead occur on the next business day. F5 · derivative.expiration_date: On September 17, 2021, the reporting person was granted an award of restricted stock units with 50% vesting as of the date of grant, 16.66% vesting on January 1, 2022 and 16.67% vesting on each of January 1, 2023 and January 1, 2024. If the vesting date occurs on a date that is not a business day, delivery and execution shall instead occur on the next business day. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 23:50 UTC | Dutch Bros Inc. BROS · Entity 3641 | Tax withholdingClass A Common Stock | 57,278 | $52.42 | $3,002,512.76 |
DisclosureSEC source: 0001866581-22-000002 · wf-form4_164142663747491.xml · nonDerivative · entry 2 Graham John Patrick · CIK 0001582248 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,332 F2 · shares: Shares surrendered to the issuer to satisfy tax withholding obligations applicable to restricted stock units. F3 · price: The stock price reported in column 4 represents the closing stock price of the issuer on January 3, 2022. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 23:50 UTC | Dutch Bros Inc. BROS · Entity 3641 | Exercise / conversionClass A Common Stock | 145,584 | $0.00 | $0.00 |
DisclosureSEC source: 0001866581-22-000002 · wf-form4_164142663747491.xml · nonDerivative · entry 1 Graham John Patrick · CIK 0001582248 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,610 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The restricted stock units represent a contingent right to receive a corresponding number of shares of the Class A Common Stock of the Issuer upon vesting. Read SEC document |
| November 10, 2021 Filed Nov 12, 2021 23:52 UTC | Dutch Bros Inc. BROS · Entity 3641 | GiftClass A Common Stock | 172,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-064350 · doc4.xml · nonDerivative · entry 2 Graham John Patrick · CIK 0001582248 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Ithaca Trust Disclosed balance after: 172,000 F1 · kind: This transaction involved a gift of securities to a trust for the benefit of the reporting person's spouse and children. The reporting person's spouse is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. F1 · ownership.nature: This transaction involved a gift of securities to a trust for the benefit of the reporting person's spouse and children. The reporting person's spouse is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 10, 2021 Filed Nov 12, 2021 23:52 UTC | Dutch Bros Inc. BROS · Entity 3641 | GiftClass A Common Stock | 172,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-064350 · doc4.xml · nonDerivative · entry 1 Graham John Patrick · CIK 0001582248 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,026 F1 · kind: This transaction involved a gift of securities to a trust for the benefit of the reporting person's spouse and children. The reporting person's spouse is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 17, 2021 Filed Sep 22, 2021 01:56 UTC | Dutch Bros Inc. BROS · Entity 3641 | Exercise / conversionRestricted Stock Units · Derivative | 436,928 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-057200 · doc4.xml · derivative · entry 4 Graham John Patrick · CIK 0001582248 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 436,929 Underlying: Class A Common · 436,928 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units represent a contingent right to receive a corresponding number of shares of the Class A Common Stock of the Issuer upon vesting. F2 · derivative.exercise_date: The reporting person received an award of restricted stock units with 50% vesting as of date of grant, 16.66% vesting on January 1, 2022 and 16.67% vesting on January 1, 2023 and January 1, 2024. F2 · derivative.expiration_date: The reporting person received an award of restricted stock units with 50% vesting as of date of grant, 16.66% vesting on January 1, 2022 and 16.67% vesting on January 1, 2023 and January 1, 2024. Read SEC document |
| September 17, 2021 Filed Sep 22, 2021 01:56 UTC | Dutch Bros Inc. BROS · Entity 3641 | GrantRestricted Stock Units · Derivative | 873,857 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-057200 · doc4.xml · derivative · entry 3 Graham John Patrick · CIK 0001582248 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 873,857 Underlying: Class A Common · 873,857 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units represent a contingent right to receive a corresponding number of shares of the Class A Common Stock of the Issuer upon vesting. F2 · derivative.exercise_date: The reporting person received an award of restricted stock units with 50% vesting as of date of grant, 16.66% vesting on January 1, 2022 and 16.67% vesting on January 1, 2023 and January 1, 2024. F2 · derivative.expiration_date: The reporting person received an award of restricted stock units with 50% vesting as of date of grant, 16.66% vesting on January 1, 2022 and 16.67% vesting on January 1, 2023 and January 1, 2024. Read SEC document |
| September 17, 2021 Filed Sep 22, 2021 01:56 UTC | Dutch Bros Inc. BROS · Entity 3641 | Tax withholdingClass A Common Stock | 200,987 | $23.00 | $4,622,701.00 |
DisclosureSEC source: 0001209191-21-057200 · doc4.xml · nonDerivative · entry 2 Graham John Patrick · CIK 0001582248 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,941 Read SEC document |
| September 17, 2021 Filed Sep 22, 2021 01:56 UTC | Dutch Bros Inc. BROS · Entity 3641 | Exercise / conversionClass A Common Stock | 436,928 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-057200 · doc4.xml · nonDerivative · entry 1 Graham John Patrick · CIK 0001582248 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 436,928 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The restricted stock units represent a contingent right to receive a corresponding number of shares of the Class A Common Stock of the Issuer upon vesting. Read SEC document |
| September 17, 2021 Filed Oct 8, 2021 01:15 UTC Amendment | Dutch Bros Inc. BROS · Entity 3641 | Exercise / conversionRestricted Stock Units · Derivative | 436,929 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-060006 · doc4a.xml · derivative · entry 4 Graham John Patrick · CIK 0001582248 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 436,928 Underlying: Class A Common · 436,929 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units represent a contingent right to receive a corresponding number of shares of the Class A Common Stock of the Issuer upon vesting. F2 · derivative.exercise_date: The reporting person received an award of restricted stock units with 50% vesting as of the date of grant, 16.66% vesting on January 1, 2022 and 16.67% vesting on each of January 1, 2023 and January 1, 2024. F2 · derivative.expiration_date: The reporting person received an award of restricted stock units with 50% vesting as of the date of grant, 16.66% vesting on January 1, 2022 and 16.67% vesting on each of January 1, 2023 and January 1, 2024. Read SEC document |
| September 17, 2021 Filed Oct 8, 2021 01:15 UTC Amendment | Dutch Bros Inc. BROS · Entity 3641 | GrantRestricted Stock Units · Derivative | 873,857 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-060006 · doc4a.xml · derivative · entry 3 Graham John Patrick · CIK 0001582248 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 873,857 Underlying: Class A Common · 873,857 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units represent a contingent right to receive a corresponding number of shares of the Class A Common Stock of the Issuer upon vesting. F2 · derivative.exercise_date: The reporting person received an award of restricted stock units with 50% vesting as of the date of grant, 16.66% vesting on January 1, 2022 and 16.67% vesting on each of January 1, 2023 and January 1, 2024. F2 · derivative.expiration_date: The reporting person received an award of restricted stock units with 50% vesting as of the date of grant, 16.66% vesting on January 1, 2022 and 16.67% vesting on each of January 1, 2023 and January 1, 2024. Read SEC document |
| September 17, 2021 Filed Oct 8, 2021 01:15 UTC Amendment | Dutch Bros Inc. BROS · Entity 3641 | Tax withholdingClass A Common Stock | 181,903 | $43.55 | $7,921,875.65 |
DisclosureSEC source: 0001209191-21-060006 · doc4a.xml · nonDerivative · entry 2 Graham John Patrick · CIK 0001582248 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,026 Read SEC document |
| September 17, 2021 Filed Oct 8, 2021 01:15 UTC Amendment | Dutch Bros Inc. BROS · Entity 3641 | Exercise / conversionClass A Common Stock | 436,929 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-060006 · doc4a.xml · nonDerivative · entry 1 Graham John Patrick · CIK 0001582248 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 436,929 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The restricted stock units represent a contingent right to receive a corresponding number of shares of the Class A Common Stock of the Issuer upon vesting. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.