Last 12 months
Inside the activity.
1 purchase rows · 8 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 3 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 2 |
| Mar 2026 | 1 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 03, 2017 Filed Apr 5, 2017 17:47 UTC |
Young James MCorporate VP and CFO
|
Tax withholdingCommon Stock | 1,800 | $67.95 | $122,310.00 |
DisclosureSEC source: 0001225208-17-007628 · doc4.xml · nonDerivative · entry 2 Young James M · CIK 0001610934 · Corporate VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,625 Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 17:47 UTC |
Young James MCorporate VP and CFO
|
Exercise / conversionCommon Stock | 4,878 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-007628 · doc4.xml · nonDerivative · entry 1 Young James M · CIK 0001610934 · Corporate VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,425 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represented one share of Broadridge common stock and on April 3, 2017 4,878 Restricted Stock Units vested and converted into an equal number of shares of common stock. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 17:47 UTC |
PERRY CHRISTOPHER JOHNCorporate SVP
|
Exercise / conversionRestricted Stock Unit · Derivative | 14,426 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-007627 · doc4.xml · derivative · entry 4 PERRY CHRISTOPHER JOHN · CIK 0001619128 · Corporate SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,426 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represented one share of Broadridge common stock and on April 3, 2017 14,426 Restricted Stock Units vested and converted into an equal number of shares of common stock. F1 · price: Each Restricted Stock Unit represented one share of Broadridge common stock and on April 3, 2017 14,426 Restricted Stock Units vested and converted into an equal number of shares of common stock. F1 · derivative.exercise_date: Each Restricted Stock Unit represented one share of Broadridge common stock and on April 3, 2017 14,426 Restricted Stock Units vested and converted into an equal number of shares of common stock. F1 · derivative.expiration_date: Each Restricted Stock Unit represented one share of Broadridge common stock and on April 3, 2017 14,426 Restricted Stock Units vested and converted into an equal number of shares of common stock. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 17:47 UTC |
PERRY CHRISTOPHER JOHNCorporate SVP
|
Tax withholdingCommon Stock | 6,758 | $67.95 | $459,206.10 |
DisclosureSEC source: 0001225208-17-007627 · doc4.xml · nonDerivative · entry 3 PERRY CHRISTOPHER JOHN · CIK 0001619128 · Corporate SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,165 Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 17:47 UTC |
PERRY CHRISTOPHER JOHNCorporate SVP
|
Tax withholdingCommon Stock | 3,451 | $67.95 | $234,495.45 |
DisclosureSEC source: 0001225208-17-007627 · doc4.xml · nonDerivative · entry 2 PERRY CHRISTOPHER JOHN · CIK 0001619128 · Corporate SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,923 F2 · price: Represents the amount of shares withheld to cover tax liabilities upon the vesting of 9,332 performance based Restricted Stock Units that vested and converted into an equal number of shares of common stock on April 3, 2017. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 17:47 UTC |
PERRY CHRISTOPHER JOHNCorporate SVP
|
Exercise / conversionCommon Stock | 14,426 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-007627 · doc4.xml · nonDerivative · entry 1 PERRY CHRISTOPHER JOHN · CIK 0001619128 · Corporate SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,374 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represented one share of Broadridge common stock and on April 3, 2017 14,426 Restricted Stock Units vested and converted into an equal number of shares of common stock. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 17:47 UTC |
SCHIFELLITE ROBERTCorporate Senior VP
|
Tax withholdingCommon Stock | 5,398 | $67.95 | $366,794.10 |
DisclosureSEC source: 0001225208-17-007623 · doc4.xml · nonDerivative · entry 1 SCHIFELLITE ROBERT · CIK 0001391090 · Corporate Senior VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,166.6729 Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 17:47 UTC |
MARCHESANI CHARLES JCorporate Vice President
|
Tax withholdingCommon Stock | 2,765 | $67.95 | $187,881.75 |
DisclosureSEC source: 0001225208-17-007622 · doc4.xml · nonDerivative · entry 1 MARCHESANI CHARLES J · CIK 0001389951 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,870.1112 Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 17:47 UTC |
KALENKA ROBERT FCorporate Vice President
|
Tax withholdingCommon Stock | 1,272 | $67.95 | $86,432.40 |
DisclosureSEC source: 0001225208-17-007621 · doc4.xml · nonDerivative · entry 1 KALENKA ROBERT F · CIK 0001391091 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,015.4097 Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 17:46 UTC |
DESCHUTTER DOUGLAS RICHARDCorporate Vice President
|
Tax withholdingCommon Stock | 1,375 | $67.95 | $93,431.25 |
DisclosureSEC source: 0001225208-17-007619 · doc4.xml · nonDerivative · entry 1 DESCHUTTER DOUGLAS RICHARD · CIK 0001391093 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,985.8948 Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 17:46 UTC |
AMSTERDAM ADAM DCorporate Vice President
|
Tax withholdingCommon Stock | 2,765 | $67.95 | $187,881.75 |
DisclosureSEC source: 0001225208-17-007616 · doc4.xml · nonDerivative · entry 1 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,855.3989 Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 17:46 UTC |
Dampeer LyellCorporate Vice President
|
Tax withholdingCommon Stock | 1,062 | $67.95 | $72,162.90 |
DisclosureSEC source: 0001225208-17-007618 · doc4.xml · nonDerivative · entry 1 Dampeer Lyell · CIK 0001558458 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,176.882 Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 16:25 UTC |
Markus Maura A.Director
|
GrantPhantom Stock · Derivative | 342.1634 | $67.95 | $23,250.00 |
DisclosureSEC source: 0001225208-17-007246 · doc4.xml · derivative · entry 2 Markus Maura A. · CIK 0001571545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,520.8902 Underlying: Common Stock · 342.1634 shares Expires not disclosed F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in cash upon the reporting person's separation from service as a director. F2 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in cash upon the reporting person's separation from service as a director. F2 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in cash upon the reporting person's separation from service as a director. Read SEC document |
| February 27, 2017 Filed Feb 27, 2017 20:34 UTC |
Gokey Timothy CSenior Vice President and COO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $21.94 | $0.00 |
DisclosureSEC source: 0001225208-17-004698 · doc4.xml · derivative · entry 3 Gokey Timothy C · CIK 0001296187 · Senior Vice President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 100,000 shares Expires 2020-05-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 27, 2017 Filed Feb 27, 2017 20:34 UTC |
Gokey Timothy CSenior Vice President and COO
|
SaleCommon Stock | 83,390 | $69.88 | $5,827,093.06 |
DisclosureSEC source: 0001225208-17-004698 · doc4.xml · nonDerivative · entry 2 Gokey Timothy C · CIK 0001296187 · Senior Vice President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,149.0271 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.55 - $70.41, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| February 27, 2017 Filed Feb 27, 2017 20:34 UTC |
Gokey Timothy CSenior Vice President and COO
|
Exercise / conversionCommon Stock | 100,000 | $21.94 | $2,194,000.00 |
DisclosureSEC source: 0001225208-17-004698 · doc4.xml · nonDerivative · entry 1 Gokey Timothy C · CIK 0001296187 · Senior Vice President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,539.0271 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 15:05 UTC |
MARCHESANI CHARLES JCorporate Vice President
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 25,719 | $0.00 Strike: $22.27 | $0.00 |
DisclosureSEC source: 0001225208-17-004800 · doc4.xml · derivative · entry 4 MARCHESANI CHARLES J · CIK 0001389951 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,719 shares Expires 2023-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 15:05 UTC |
MARCHESANI CHARLES JCorporate Vice President
|
SaleCommon Stock | 21,546 | $69.74 | $1,502,682.68 |
DisclosureSEC source: 0001225208-17-004800 · doc4.xml · nonDerivative · entry 3 MARCHESANI CHARLES J · CIK 0001389951 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,635.1112 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.56 - $69.911933, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 15:05 UTC |
MARCHESANI CHARLES JCorporate Vice President
|
SaleCommon Stock | 14,577 | $69.75 | $1,016,814.26 |
DisclosureSEC source: 0001225208-17-004800 · doc4.xml · nonDerivative · entry 2 MARCHESANI CHARLES J · CIK 0001389951 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,181.1112 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.55 - $70.01, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 15:05 UTC |
MARCHESANI CHARLES JCorporate Vice President
|
Exercise / conversionCommon Stock | 25,719 | $22.27 | $572,762.13 |
DisclosureSEC source: 0001225208-17-004800 · doc4.xml · nonDerivative · entry 1 MARCHESANI CHARLES J · CIK 0001389951 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,758.1112 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 16:03 UTC |
AMSTERDAM ADAM DCorporate Vice President
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 36,007 | $0.00 Strike: $22.27 | $0.00 |
DisclosureSEC source: 0001225208-17-004642 · doc4.xml · derivative · entry 13 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 36,007 shares Expires 2023-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 16:03 UTC |
AMSTERDAM ADAM DCorporate Vice President
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 16,611 | $0.00 Strike: $36.97 | $0.00 |
DisclosureSEC source: 0001225208-17-004642 · doc4.xml · derivative · entry 12 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,537 Underlying: Common Stock · 16,611 shares Expires 2024-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 16:03 UTC |
AMSTERDAM ADAM DCorporate Vice President
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 11,111 | $0.00 Strike: $50.95 | $0.00 |
DisclosureSEC source: 0001225208-17-004642 · doc4.xml · derivative · entry 11 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,111 Underlying: Common Stock · 11,111 shares Expires 2025-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 16:03 UTC |
AMSTERDAM ADAM DCorporate Vice President
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 7,796 | $0.00 Strike: $24.25 | $0.00 |
DisclosureSEC source: 0001225208-17-004642 · doc4.xml · derivative · entry 10 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,796 shares Expires 2022-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 16:03 UTC |
AMSTERDAM ADAM DCorporate Vice President
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 6,573 | $0.00 Strike: $51.95 | $0.00 |
DisclosureSEC source: 0001225208-17-004642 · doc4.xml · derivative · entry 9 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,719 Underlying: Common Stock · 6,573 shares Expires 2026-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 16:03 UTC |
AMSTERDAM ADAM DCorporate Vice President
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 2,419 | $0.00 Strike: $21.39 | $0.00 |
DisclosureSEC source: 0001225208-17-004642 · doc4.xml · derivative · entry 8 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,419 shares Expires 2020-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 16:03 UTC |
AMSTERDAM ADAM DCorporate Vice President
|
SaleCommon Stock | 69,700 | $68.90 | $4,802,295.15 |
DisclosureSEC source: 0001225208-17-004642 · doc4.xml · nonDerivative · entry 7 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,620.3989 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.78 - $69.38, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 16:03 UTC |
AMSTERDAM ADAM DCorporate Vice President
|
Exercise / conversionCommon Stock | 2,419 | $21.39 | $51,742.41 |
DisclosureSEC source: 0001225208-17-004642 · doc4.xml · nonDerivative · entry 6 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,320.3989 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 16:03 UTC |
AMSTERDAM ADAM DCorporate Vice President
|
Exercise / conversionCommon Stock | 6,573 | $51.95 | $341,467.35 |
DisclosureSEC source: 0001225208-17-004642 · doc4.xml · nonDerivative · entry 5 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,901.3989 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 16:03 UTC |
AMSTERDAM ADAM DCorporate Vice President
|
Exercise / conversionCommon Stock | 7,796 | $24.25 | $189,053.00 |
DisclosureSEC source: 0001225208-17-004642 · doc4.xml · nonDerivative · entry 4 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,328.3989 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 16:03 UTC |
AMSTERDAM ADAM DCorporate Vice President
|
Exercise / conversionCommon Stock | 11,111 | $50.95 | $566,105.45 |
DisclosureSEC source: 0001225208-17-004642 · doc4.xml · nonDerivative · entry 3 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,532.3989 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 16:03 UTC |
AMSTERDAM ADAM DCorporate Vice President
|
Exercise / conversionCommon Stock | 16,611 | $36.97 | $614,108.67 |
DisclosureSEC source: 0001225208-17-004642 · doc4.xml · nonDerivative · entry 2 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,421.3989 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 16:03 UTC |
AMSTERDAM ADAM DCorporate Vice President
|
Exercise / conversionCommon Stock | 36,007 | $22.27 | $801,875.89 |
DisclosureSEC source: 0001225208-17-004642 · doc4.xml · nonDerivative · entry 1 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,810.3989 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 16:27 UTC |
SCHIFELLITE ROBERTCorporate Senior VP
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 24,917 | $0.00 Strike: $15.17 | $0.00 |
DisclosureSEC source: 0001225208-17-004231 · doc4.xml · derivative · entry 8 SCHIFELLITE ROBERT · CIK 0001391090 · Corporate Senior VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,917 shares Expires 2019-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 16:27 UTC |
SCHIFELLITE ROBERTCorporate Senior VP
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 24,917 | $0.00 Strike: $16.55 | $0.00 |
DisclosureSEC source: 0001225208-17-004231 · doc4.xml · derivative · entry 7 SCHIFELLITE ROBERT · CIK 0001391090 · Corporate Senior VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,917 shares Expires 2019-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 16:27 UTC |
SCHIFELLITE ROBERTCorporate Senior VP
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 24,916 | $0.00 Strike: $13.79 | $0.00 |
DisclosureSEC source: 0001225208-17-004231 · doc4.xml · derivative · entry 6 SCHIFELLITE ROBERT · CIK 0001391090 · Corporate Senior VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,916 shares Expires 2019-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 16:27 UTC |
SCHIFELLITE ROBERTCorporate Senior VP
|
SaleCommon Stock | 60,622 | $68.54 | $4,154,995.51 |
DisclosureSEC source: 0001225208-17-004231 · doc4.xml · nonDerivative · entry 5 SCHIFELLITE ROBERT · CIK 0001391090 · Corporate Senior VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,564.6729 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.39 - $68.81, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 16:27 UTC |
SCHIFELLITE ROBERTCorporate Senior VP
|
SaleCommon Stock | 7,500 | $68.72 | $515,389.50 |
DisclosureSEC source: 0001225208-17-004231 · doc4.xml · nonDerivative · entry 4 SCHIFELLITE ROBERT · CIK 0001391090 · Corporate Senior VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,186.6729 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.39 - $68.95, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 16:27 UTC |
SCHIFELLITE ROBERTCorporate Senior VP
|
Exercise / conversionCommon Stock | 24,916 | $13.79 | $343,591.64 |
DisclosureSEC source: 0001225208-17-004231 · doc4.xml · nonDerivative · entry 3 SCHIFELLITE ROBERT · CIK 0001391090 · Corporate Senior VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,686.6729 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 16:27 UTC |
SCHIFELLITE ROBERTCorporate Senior VP
|
Exercise / conversionCommon Stock | 24,917 | $15.17 | $377,990.89 |
DisclosureSEC source: 0001225208-17-004231 · doc4.xml · nonDerivative · entry 2 SCHIFELLITE ROBERT · CIK 0001391090 · Corporate Senior VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,770.6729 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 16:27 UTC |
SCHIFELLITE ROBERTCorporate Senior VP
|
Exercise / conversionCommon Stock | 24,917 | $16.55 | $412,376.35 |
DisclosureSEC source: 0001225208-17-004231 · doc4.xml · nonDerivative · entry 1 SCHIFELLITE ROBERT · CIK 0001391090 · Corporate Senior VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,853.6729 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 17, 2017 Filed Feb 21, 2017 15:52 UTC |
DESCHUTTER DOUGLAS RICHARDCorporate Vice President
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 41,666 | $0.00 Strike: $18.97 | $0.00 |
DisclosureSEC source: 0001225208-17-003839 · doc4.xml · derivative · entry 3 DESCHUTTER DOUGLAS RICHARD · CIK 0001391093 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 41,666 shares Expires 2018-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 17, 2017 Filed Feb 21, 2017 15:52 UTC |
DESCHUTTER DOUGLAS RICHARDCorporate Vice President
|
SaleCommon Stock | 34,450 | $68.12 | $2,346,833.91 |
DisclosureSEC source: 0001225208-17-003839 · doc4.xml · nonDerivative · entry 2 DESCHUTTER DOUGLAS RICHARD · CIK 0001391093 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,360.8948 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.01 - $68.34, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| February 17, 2017 Filed Feb 21, 2017 15:52 UTC |
DESCHUTTER DOUGLAS RICHARDCorporate Vice President
|
Exercise / conversionCommon Stock | 41,666 | $18.97 | $790,404.02 |
DisclosureSEC source: 0001225208-17-003839 · doc4.xml · nonDerivative · entry 1 DESCHUTTER DOUGLAS RICHARD · CIK 0001391093 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,810.8948 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 17, 2017 Filed Feb 21, 2017 15:52 UTC |
KALENKA ROBERT FCorporate Vice President
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Exercise / conversionStock Option (Right to Buy) · Derivative | 23,790 | $0.00 Strike: $22.27 | $0.00 |
DisclosureSEC source: 0001225208-17-003838 · doc4.xml · derivative · entry 5 KALENKA ROBERT F · CIK 0001391091 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 23,790 shares Expires 2023-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 17, 2017 Filed Feb 21, 2017 15:52 UTC |
KALENKA ROBERT FCorporate Vice President
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Exercise / conversionStock Option (Right to Buy) · Derivative | 18,407 | $0.00 Strike: $24.25 | $0.00 |
DisclosureSEC source: 0001225208-17-003838 · doc4.xml · derivative · entry 4 KALENKA ROBERT F · CIK 0001391091 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,407 shares Expires 2022-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 17, 2017 Filed Feb 21, 2017 15:52 UTC |
KALENKA ROBERT FCorporate Vice President
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SaleCommon Stock | 40,639 | $68.34 | $2,777,232.68 |
DisclosureSEC source: 0001225208-17-003838 · doc4.xml · nonDerivative · entry 3 KALENKA ROBERT F · CIK 0001391091 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,287.4097 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.23 - $68.62, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| February 17, 2017 Filed Feb 21, 2017 15:52 UTC |
KALENKA ROBERT FCorporate Vice President
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Exercise / conversionCommon Stock | 18,407 | $24.25 | $446,369.75 |
DisclosureSEC source: 0001225208-17-003838 · doc4.xml · nonDerivative · entry 2 KALENKA ROBERT F · CIK 0001391091 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,926.4097 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 17, 2017 Filed Feb 21, 2017 15:52 UTC |
KALENKA ROBERT FCorporate Vice President
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Exercise / conversionCommon Stock | 23,790 | $22.27 | $529,803.30 |
DisclosureSEC source: 0001225208-17-003838 · doc4.xml · nonDerivative · entry 1 KALENKA ROBERT F · CIK 0001391091 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,519.4097 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 11:25 UTC |
Matlin LauraVP, Deputy GC and CGO
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GrantStock Option (Right to Buy) · Derivative | 6,299 | $0.00 Strike: $67.32 | $0.00 |
DisclosureSEC source: 0001225208-17-002910 · doc4.xml · derivative · entry 1 Matlin Laura · CIK 0001658944 · VP, Deputy GC and CGO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,299 Underlying: Common Stock · 6,299 shares Expires 2027-02-10 F1 · derivative.exercise_date: Stock options vest equally over 4 years beginning February 10, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.