Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BROADRIDGE FINANCIAL SOLUTIONS, INC.BR · Entity 3252 | Corporate Vice President | August 02, 2017 | August 02, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BROADRIDGE FINANCIAL SOLUTIONS, INC.
Report date August 02, 2017 · Filed August 02, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 18,708.882 |
Reported balance
After 2017-08-02 transaction · row 1
1 source rowRow 1 · 2017-08-02 · Grant · Acquired 2,532 · Balance 18,708.882 F1: The reported transaction reflects the amount of Restricted Stock Units granted under Broadridge's 2007 Omnibus Award Plan as determined at the end of a two-year performance period and represent a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into shares of Broadridge common stock on April 1, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported transaction reflects the amount of Restricted Stock Units granted under Broadridge's 2007 Omnibus Award Plan as determined at the end of a two-year performance period and represent a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into shares of Broadridge common stock on April 1, 2018.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 02, 2017 Filed Aug 2, 2017 19:51 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantCommon Stock | 2,532 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-013136 · doc4.xml · nonDerivative · entry 1 Dampeer Lyell · CIK 0001558458 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,708.882 F1 · date: The reported transaction reflects the amount of Restricted Stock Units granted under Broadridge's 2007 Omnibus Award Plan as determined at the end of a two-year performance period and represent a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into shares of Broadridge common stock on April 1, 2018. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 17:46 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Tax withholdingCommon Stock | 1,062 | $67.95 | $72,162.90 |
DisclosureSEC source: 0001225208-17-007618 · doc4.xml · nonDerivative · entry 1 Dampeer Lyell · CIK 0001558458 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,176.882 Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 16:25 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantStock Option (Right to Buy) · Derivative | 8,639 | $0.00 Strike: $67.32 | $0.00 |
DisclosureSEC source: 0001225208-17-002904 · doc4.xml · derivative · entry 1 Dampeer Lyell · CIK 0001558458 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,639 Underlying: Common Stock · 8,639 shares Expires 2027-02-10 F1 · derivative.exercise_date: Stock options vest equally over 4 years beginning February 10, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.