Last 12 months
Inside the activity.
1 purchase rows · 8 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 3 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 2 |
| Mar 2026 | 1 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 03, 2020 Filed Jan 6, 2020 19:34 UTC |
Markus Maura A.Director
|
GrantCommon Stock | 43 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-000456 · doc4.xml · nonDerivative · entry 1 Markus Maura A. · CIK 0001571545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,809 F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| January 03, 2020 Filed Jan 6, 2020 19:34 UTC |
Zavery AmitDirector
|
GrantCommon Stock | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-000459 · doc4.xml · nonDerivative · entry 2 Zavery Amit · CIK 0001781064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,055 F2 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued in lieu of cash compensation under the Director Deferred Compensation Program (the "DCUs"). This amount represents a like number of shares of Broadridge common stock. The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge. Read SEC document |
| January 03, 2020 Filed Jan 6, 2020 19:34 UTC |
Zavery AmitDirector
|
GrantCommon Stock | 2 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-000459 · doc4.xml · nonDerivative · entry 1 Zavery Amit · CIK 0001781064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,054 F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| December 12, 2019 Filed Dec 16, 2019 11:36 UTC |
WEBER ALAN JDirector
|
GrantCommon Stock | 270 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-015824 · doc4.xml · nonDerivative · entry 1 WEBER ALAN J · CIK 0001198093 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,834 F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the director's deferral of cash compensation under the Director Deferred Compensation Program and represents a like number of shares of Broadridge common stock (the "DCUs"). The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge. Read SEC document |
| December 12, 2019 Filed Dec 16, 2019 16:36 UTC |
Zavery AmitDirector
|
GrantCommon Stock | 207 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-015825 · doc4.xml · nonDerivative · entry 1 Zavery Amit · CIK 0001781064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,052 F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the director's deferral of cash compensation under the Director Deferred Compensation Program and represents a like number of shares of Broadridge common stock (the "DCUs"). The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge. Read SEC document |
| December 12, 2019 Filed Dec 16, 2019 16:36 UTC |
Markus Maura A.Director
|
GrantCommon Stock | 238 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-015823 · doc4.xml · nonDerivative · entry 1 Markus Maura A. · CIK 0001571545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,766 F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the director's deferral of cash compensation under the Director Deferred Compensation Program and represents a like number of shares of Broadridge common stock (the "DCUs"). The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge. Read SEC document |
| December 04, 2019 Filed Dec 5, 2019 14:34 UTC |
DESCHUTTER DOUGLAS RICHARDCorporate Vice President
|
SaleCommon Stock | 15,000 | $121.36 | $1,820,391.00 |
DisclosureSEC source: 0001225208-19-015288 · doc4.xml · nonDerivative · entry 1 DESCHUTTER DOUGLAS RICHARD · CIK 0001391093 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,340.8948 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.30 - $121.5750, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| December 03, 2019 Filed Dec 4, 2019 16:52 UTC |
Markus Maura A.Director
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 10,841 | $0.00 Strike: $36.35 | $0.00 |
DisclosureSEC source: 0001225208-19-015259 · doc4.xml · derivative · entry 6 Markus Maura A. · CIK 0001571545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,841 shares Expires 2023-11-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 03, 2019 Filed Dec 4, 2019 16:52 UTC |
Markus Maura A.Director
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 10,102 | $0.00 Strike: $26.00 | $0.00 |
DisclosureSEC source: 0001225208-19-015259 · doc4.xml · derivative · entry 5 Markus Maura A. · CIK 0001571545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,102 shares Expires 2023-05-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 03, 2019 Filed Dec 4, 2019 16:52 UTC |
Markus Maura A.Director
|
SaleCommon Stock | 7,054 | $121.15 | $854,585.05 |
DisclosureSEC source: 0001225208-19-015259 · doc4.xml · nonDerivative · entry 4 Markus Maura A. · CIK 0001571545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,528 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.88 - $121.5450, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| December 03, 2019 Filed Dec 4, 2019 16:52 UTC |
Markus Maura A.Director
|
SaleCommon Stock | 6,140 | $121.15 | $743,854.86 |
DisclosureSEC source: 0001225208-19-015259 · doc4.xml · nonDerivative · entry 3 Markus Maura A. · CIK 0001571545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,582 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.88 - $121.5450, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| December 03, 2019 Filed Dec 4, 2019 16:52 UTC |
Markus Maura A.Director
|
Exercise / conversionCommon Stock | 10,102 | $26.00 | $262,652.00 |
DisclosureSEC source: 0001225208-19-015259 · doc4.xml · nonDerivative · entry 2 Markus Maura A. · CIK 0001571545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,722 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 03, 2019 Filed Dec 4, 2019 16:52 UTC |
Markus Maura A.Director
|
Exercise / conversionCommon Stock | 10,841 | $36.35 | $394,070.35 |
DisclosureSEC source: 0001225208-19-015259 · doc4.xml · nonDerivative · entry 1 Markus Maura A. · CIK 0001571545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,620 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 26, 2019 Filed Nov 27, 2019 16:00 UTC |
DALY RICHARD JDirector · Executive Chairman
|
GiftCommon Stock | 2,186.028 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-015010 · doc4.xml · nonDerivative · entry 1 DALY RICHARD J · CIK 0001198860 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,791.9949 F1 · kind: Represents shares of Common Stock that the reporting person donated as a gift to the D Family Giving donor advised fund account. Read SEC document |
| November 21, 2019 Filed Nov 22, 2019 10:21 UTC |
PERNA THOMAS JDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 15,100 | $0.00 Strike: $21.94 | $0.00 |
DisclosureSEC source: 0001225208-19-014762 · doc4.xml · derivative · entry 3 PERNA THOMAS J · CIK 0001209487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,100 shares Expires 2020-05-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2019 Filed Nov 22, 2019 10:21 UTC |
PERNA THOMAS JDirector
|
SaleCommon Stock | 7,680 | $121.57 | $933,656.83 |
DisclosureSEC source: 0001225208-19-014762 · doc4.xml · nonDerivative · entry 2 PERNA THOMAS J · CIK 0001209487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,447 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.20 - $121.895, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| November 21, 2019 Filed Nov 22, 2019 10:21 UTC |
PERNA THOMAS JDirector
|
Exercise / conversionCommon Stock | 15,100 | $21.94 | $331,294.00 |
DisclosureSEC source: 0001225208-19-014762 · doc4.xml · nonDerivative · entry 1 PERNA THOMAS J · CIK 0001209487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,127 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 19, 2019 Filed Nov 20, 2019 14:44 UTC |
SCHIFELLITE ROBERTCorporate SVP
|
SaleCommon Stock | 20,000 | $121.79 | $2,435,728.00 |
DisclosureSEC source: 0001225208-19-014683 · doc4.xml · nonDerivative · entry 1 SCHIFELLITE ROBERT · CIK 0001391090 · Corporate SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,302.6729 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.75 - $122.333, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 09:28 UTC |
WEBER ALAN JDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 15,100 | $0.00 Strike: $21.94 | $0.00 |
DisclosureSEC source: 0001225208-19-014642 · doc4.xml · derivative · entry 3 WEBER ALAN J · CIK 0001198093 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,100 shares Expires 2020-05-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 09:28 UTC |
WEBER ALAN JDirector
|
SaleCommon Stock | 2,786 | $119.09 | $331,772.48 |
DisclosureSEC source: 0001225208-19-014642 · doc4.xml · nonDerivative · entry 2 WEBER ALAN J · CIK 0001198093 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,564 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $119.05 - $119.23, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 09:28 UTC |
WEBER ALAN JDirector
|
Exercise / conversionCommon Stock | 15,100 | $21.94 | $331,294.00 |
DisclosureSEC source: 0001225208-19-014642 · doc4.xml · nonDerivative · entry 1 WEBER ALAN J · CIK 0001198093 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,350 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 16:10 UTC |
Duelks Robert NDirector
|
GrantStock Option (Right to Buy) · Derivative | 2,657 | $0.00 Strike: $119.37 | $0.00 |
DisclosureSEC source: 0001225208-19-014605 · doc4.xml · derivative · entry 2 Duelks Robert N · CIK 0001477044 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,657 Underlying: Common Stock · 2,657 shares Expires 2029-11-14 F2 · derivative.exercise_date: Stock options vest immediately upon grant. Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 16:10 UTC |
Duelks Robert NDirector
|
GrantCommon Stock | 648 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-014605 · doc4.xml · nonDerivative · entry 1 Duelks Robert N · CIK 0001477044 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,027 F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 16:10 UTC |
keller brettDirector
|
GrantStock Option (Right to Buy) · Derivative | 2,657 | $0.00 Strike: $119.37 | $0.00 |
DisclosureSEC source: 0001225208-19-014606 · doc4.xml · derivative · entry 2 KELLER BRETT · CIK 0001214608 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,657 Underlying: Common Stock · 2,657 shares Expires 2029-11-14 F2 · derivative.exercise_date: Stock options vest immediately upon grant. Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 16:10 UTC |
keller brettDirector
|
GrantCommon Stock | 648 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-014606 · doc4.xml · nonDerivative · entry 1 KELLER BRETT · CIK 0001214608 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,120 F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 11:10 UTC |
PERNA THOMAS JDirector
|
GrantStock Option (Right to Buy) · Derivative | 2,657 | $0.00 Strike: $119.37 | $0.00 |
DisclosureSEC source: 0001225208-19-014608 · doc4.xml · derivative · entry 2 PERNA THOMAS J · CIK 0001209487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,657 Underlying: Common Stock · 2,657 shares Expires 2029-11-14 F2 · derivative.exercise_date: Stock options vest immediately upon grant. Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 11:10 UTC |
PERNA THOMAS JDirector
|
GrantCommon Stock | 648 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-014608 · doc4.xml · nonDerivative · entry 1 PERNA THOMAS J · CIK 0001209487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,027 F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 11:10 UTC |
WEBER ALAN JDirector
|
GrantStock Option (Right to Buy) · Derivative | 2,657 | $0.00 Strike: $119.37 | $0.00 |
DisclosureSEC source: 0001225208-19-014609 · doc4.xml · derivative · entry 2 WEBER ALAN J · CIK 0001198093 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,657 Underlying: Common Stock · 2,657 shares Expires 2029-11-14 F2 · derivative.exercise_date: Stock options vest immediately upon grant. Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 11:10 UTC |
WEBER ALAN JDirector
|
GrantCommon Stock | 648 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-014609 · doc4.xml · nonDerivative · entry 1 WEBER ALAN J · CIK 0001198093 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,250 F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 11:10 UTC |
BRUN LESLIE ADirector
|
GrantStock Option (Right to Buy) · Derivative | 3,612 | $0.00 Strike: $119.37 | $0.00 |
DisclosureSEC source: 0001225208-19-014603 · doc4.xml · derivative · entry 2 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,612 Underlying: Common Stock · 3,612 shares Expires 2029-11-14 F2 · derivative.exercise_date: Stock options vest immediately upon grant. Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 11:10 UTC |
BRUN LESLIE ADirector
|
GrantCommon Stock | 880 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-014603 · doc4.xml · nonDerivative · entry 1 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,160 F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 16:10 UTC |
Markus Maura A.Director
|
GrantStock Option (Right to Buy) · Derivative | 2,657 | $0.00 Strike: $119.37 | $0.00 |
DisclosureSEC source: 0001225208-19-014607 · doc4.xml · derivative · entry 2 Markus Maura A. · CIK 0001571545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,657 Underlying: Common Stock · 2,657 shares Expires 2029-11-14 F2 · derivative.exercise_date: Stock options vest immediately upon grant. Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 16:10 UTC |
Markus Maura A.Director
|
GrantCommon Stock | 648 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-014607 · doc4.xml · nonDerivative · entry 1 Markus Maura A. · CIK 0001571545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,779 F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 16:10 UTC |
Zavery AmitDirector
|
GrantStock Option (Right to Buy) · Derivative | 2,657 | $0.00 Strike: $119.37 | $0.00 |
DisclosureSEC source: 0001225208-19-014610 · doc4.xml · derivative · entry 2 Zavery Amit · CIK 0001781064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,657 Underlying: Common Stock · 2,657 shares Expires 2029-11-14 F2 · derivative.exercise_date: Stock options vest immediately upon grant. Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 16:10 UTC |
Zavery AmitDirector
|
GrantCommon Stock | 648 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-014610 · doc4.xml · nonDerivative · entry 1 Zavery Amit · CIK 0001781064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 845 F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 16:10 UTC |
Carter Pamela LDirector
|
GrantStock Option (Right to Buy) · Derivative | 2,657 | $0.00 Strike: $119.37 | $0.00 |
DisclosureSEC source: 0001225208-19-014604 · doc4.xml · derivative · entry 2 Carter Pamela L · CIK 0001396958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,657 Underlying: Common Stock · 2,657 shares Expires 2029-11-14 F2 · derivative.exercise_date: Stock options vest immediately upon grant. Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 16:10 UTC |
Carter Pamela LDirector
|
GrantCommon Stock | 648 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-014604 · doc4.xml · nonDerivative · entry 1 Carter Pamela L · CIK 0001396958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,175 F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| November 11, 2019 Filed Nov 12, 2019 15:07 UTC |
KALENKA ROBERT FCorporate Vice President
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 10,277 | $0.00 Strike: $50.95 | $0.00 |
DisclosureSEC source: 0001225208-19-014358 · doc4.xml · derivative · entry 4 KALENKA ROBERT F · CIK 0001391091 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,277 shares Expires 2025-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2019 Filed Nov 12, 2019 15:07 UTC |
KALENKA ROBERT FCorporate Vice President
|
SaleCommon Stock | 8,784 | $118.54 | $1,041,258.00 |
DisclosureSEC source: 0001225208-19-014358 · doc4.xml · nonDerivative · entry 3 KALENKA ROBERT F · CIK 0001391091 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,237.4097 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $118.03 - $119.05, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| November 11, 2019 Filed Nov 12, 2019 15:07 UTC |
KALENKA ROBERT FCorporate Vice President
|
SaleCommon Stock | 5,000 | $118.54 | $592,701.50 |
DisclosureSEC source: 0001225208-19-014358 · doc4.xml · nonDerivative · entry 2 KALENKA ROBERT F · CIK 0001391091 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,021.4097 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $118.03 - $119.05, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| November 11, 2019 Filed Nov 12, 2019 15:07 UTC |
KALENKA ROBERT FCorporate Vice President
|
Exercise / conversionCommon Stock | 10,277 | $50.95 | $523,613.15 |
DisclosureSEC source: 0001225208-19-014358 · doc4.xml · nonDerivative · entry 1 KALENKA ROBERT F · CIK 0001391091 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,021.4097 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 03, 2019 Filed Oct 7, 2019 15:20 UTC |
Duelks Robert NDirector
|
GrantCommon Stock | 67 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-013221 · doc4.xml · nonDerivative · entry 1 Duelks Robert N · CIK 0001477044 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,379 F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| October 03, 2019 Filed Oct 7, 2019 11:20 UTC |
WEBER ALAN JDirector
|
GrantCommon Stock | 2 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-013225 · doc4.xml · nonDerivative · entry 2 WEBER ALAN J · CIK 0001198093 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,602 F2 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued in lieu of cash compensation under the Director Deferred Compensation Program (the "DCUs"). This amount represents a like number of shares of Broadridge common stock. The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge. Read SEC document |
| October 03, 2019 Filed Oct 7, 2019 11:20 UTC |
WEBER ALAN JDirector
|
GrantCommon Stock | 67 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-013225 · doc4.xml · nonDerivative · entry 1 WEBER ALAN J · CIK 0001198093 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,600 F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| October 03, 2019 Filed Oct 7, 2019 11:20 UTC |
PERNA THOMAS JDirector
|
GrantCommon Stock | 67 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-013224 · doc4.xml · nonDerivative · entry 1 PERNA THOMAS J · CIK 0001209487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,379 F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| October 03, 2019 Filed Oct 7, 2019 15:20 UTC |
Carter Pamela LDirector
|
GrantCommon Stock | 6 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-013220 · doc4.xml · nonDerivative · entry 1 Carter Pamela L · CIK 0001396958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,527 F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| October 03, 2019 Filed Oct 7, 2019 11:20 UTC |
Levine Stuart RDirector
|
GrantCommon Stock | 67 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-013222 · doc4.xml · nonDerivative · entry 1 Levine Stuart R · CIK 0001186624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,594 F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| October 03, 2019 Filed Oct 7, 2019 15:20 UTC |
keller brettDirector
|
GrantCommon Stock | 19 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-013226 · doc4.xml · nonDerivative · entry 1 KELLER BRETT · CIK 0001214608 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,472 F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| October 03, 2019 Filed Oct 7, 2019 11:19 UTC |
BRUN LESLIE ADirector
|
GrantCommon Stock | 98 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-013219 · doc4.xml · nonDerivative · entry 1 BRUN LESLIE A · CIK 0001217068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,280 F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| October 03, 2019 Filed Oct 7, 2019 15:20 UTC |
Markus Maura A.Director
|
GrantCommon Stock | 2 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-013223 · doc4.xml · nonDerivative · entry 2 Markus Maura A. · CIK 0001571545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,131 F2 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued in lieu of cash compensation under the Director Deferred Compensation Program (the "DCUs"). This amount represents a like number of shares of Broadridge common stock. The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.