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BR

BROADRIDGE FINANCIAL SOLUTIONS, INC.

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3252
SEC CIK
0001383312
Parsed reports
1,212

Last 12 months

Inside the activity.

1 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202503
Jan 202600
Feb 202602
Mar 202610
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202601

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 29, 2021 Filed Nov 29, 2021 14:48 UTC
Mayadas VijayCorporate Vice President
Exercise / conversionStock Option (Right to Buy) · Derivative 7,222 $0.00 Strike: $50.95 $0.00
Disclosure

SEC source: 0001225208-21-014173 · doc4.xml · derivative · entry 15

Mayadas Vijay · CIK 0001658677 · Corporate Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,222 shares

Expires 2025-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 29, 2021 Filed Nov 29, 2021 14:48 UTC
Mayadas VijayCorporate Vice President
Exercise / conversionStock Option (Right to Buy) · Derivative 5,696 $0.00 Strike: $51.95 $0.00
Disclosure

SEC source: 0001225208-21-014173 · doc4.xml · derivative · entry 14

Mayadas Vijay · CIK 0001658677 · Corporate Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,696 shares

Expires 2026-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 29, 2021 Filed Nov 29, 2021 14:48 UTC
Mayadas VijayCorporate Vice President
Exercise / conversionStock Option (Right to Buy) · Derivative 1,986 $0.00 Strike: $117.34 $0.00
Disclosure

SEC source: 0001225208-21-014173 · doc4.xml · derivative · entry 13

Mayadas Vijay · CIK 0001658677 · Corporate Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,958

Underlying: Common Stock · 1,986 shares

Expires 2030-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 29, 2021 Filed Nov 29, 2021 14:48 UTC
Mayadas VijayCorporate Vice President
SaleCommon Stock 6,134 $174.00 $1,067,316.00
Disclosure

SEC source: 0001225208-21-014173 · doc4.xml · nonDerivative · entry 12

Mayadas Vijay · CIK 0001658677 · Corporate Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,225.756

Read SEC document
November 29, 2021 Filed Nov 29, 2021 14:48 UTC
Mayadas VijayCorporate Vice President
SaleCommon Stock 5,477 $174.00 $952,998.00
Disclosure

SEC source: 0001225208-21-014173 · doc4.xml · nonDerivative · entry 11

Mayadas Vijay · CIK 0001658677 · Corporate Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,359.756

Read SEC document
November 29, 2021 Filed Nov 29, 2021 14:48 UTC
Mayadas VijayCorporate Vice President
SaleCommon Stock 4,845 $174.00 $843,030.00
Disclosure

SEC source: 0001225208-21-014173 · doc4.xml · nonDerivative · entry 10

Mayadas Vijay · CIK 0001658677 · Corporate Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,836.756

Read SEC document
November 29, 2021 Filed Nov 29, 2021 14:48 UTC
Mayadas VijayCorporate Vice President
SaleCommon Stock 3,634 $174.00 $632,316.00
Disclosure

SEC source: 0001225208-21-014173 · doc4.xml · nonDerivative · entry 9

Mayadas Vijay · CIK 0001658677 · Corporate Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,681.756

Read SEC document
November 29, 2021 Filed Nov 29, 2021 14:48 UTC
Mayadas VijayCorporate Vice President
SaleCommon Stock 3,270 $174.00 $568,980.00
Disclosure

SEC source: 0001225208-21-014173 · doc4.xml · nonDerivative · entry 8

Mayadas Vijay · CIK 0001658677 · Corporate Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,315.756

Read SEC document
November 29, 2021 Filed Nov 29, 2021 14:48 UTC
Mayadas VijayCorporate Vice President
SaleCommon Stock 1,848 $174.00 $321,552.00
Disclosure

SEC source: 0001225208-21-014173 · doc4.xml · nonDerivative · entry 7

Mayadas Vijay · CIK 0001658677 · Corporate Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,585.756

Read SEC document
November 29, 2021 Filed Nov 29, 2021 14:48 UTC
Mayadas VijayCorporate Vice President
Exercise / conversionCommon Stock 1,986 $117.34 $233,037.24
Disclosure

SEC source: 0001225208-21-014173 · doc4.xml · nonDerivative · entry 6

Mayadas Vijay · CIK 0001658677 · Corporate Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,433.756

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 29, 2021 Filed Nov 29, 2021 14:48 UTC
Mayadas VijayCorporate Vice President
Exercise / conversionCommon Stock 3,604 $98.31 $354,309.24
Disclosure

SEC source: 0001225208-21-014173 · doc4.xml · nonDerivative · entry 5

Mayadas Vijay · CIK 0001658677 · Corporate Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,447.756

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 29, 2021 Filed Nov 29, 2021 14:48 UTC
Mayadas VijayCorporate Vice President
Exercise / conversionCommon Stock 4,029 $93.88 $378,242.52
Disclosure

SEC source: 0001225208-21-014173 · doc4.xml · nonDerivative · entry 4

Mayadas Vijay · CIK 0001658677 · Corporate Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,843.756

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 29, 2021 Filed Nov 29, 2021 14:48 UTC
Mayadas VijayCorporate Vice President
Exercise / conversionCommon Stock 5,696 $51.95 $295,907.20
Disclosure

SEC source: 0001225208-21-014173 · doc4.xml · nonDerivative · entry 3

Mayadas Vijay · CIK 0001658677 · Corporate Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,814.756

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 29, 2021 Filed Nov 29, 2021 14:48 UTC
Mayadas VijayCorporate Vice President
Exercise / conversionCommon Stock 6,299 $67.32 $424,048.68
Disclosure

SEC source: 0001225208-21-014173 · doc4.xml · nonDerivative · entry 2

Mayadas Vijay · CIK 0001658677 · Corporate Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,118.756

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 29, 2021 Filed Nov 29, 2021 14:48 UTC
Mayadas VijayCorporate Vice President
Exercise / conversionCommon Stock 7,222 $50.95 $367,960.90
Disclosure

SEC source: 0001225208-21-014173 · doc4.xml · nonDerivative · entry 1

Mayadas Vijay · CIK 0001658677 · Corporate Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,819.756

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2021 Filed Nov 18, 2021 14:22 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 17,113 $0.00 Strike: $21.29 $0.00
Disclosure

SEC source: 0001225208-21-013949 · doc4.xml · derivative · entry 2

BRUN LESLIE A · CIK 0001217068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,113 shares

Expires 2022-05-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2021 Filed Nov 18, 2021 14:22 UTC Exercise / conversionCommon Stock 17,113 $21.29 $364,335.77
Disclosure

SEC source: 0001225208-21-013949 · doc4.xml · nonDerivative · entry 1

BRUN LESLIE A · CIK 0001217068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,753

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2021 Filed Nov 22, 2021 17:05 UTC GrantStock Option (Right to Buy) · Derivative 2,360 $0.00 Strike: $173.00 $0.00
Disclosure

SEC source: 0001225208-21-014015 · doc4.xml · derivative · entry 2

Duelks Robert N · CIK 0001477044 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,360

Underlying: Common Stock · 2,360 shares

Expires 2031-11-18

F2 · derivative.exercise_date: Stock options vest immediately upon grant.

Read SEC document
November 18, 2021 Filed Nov 22, 2021 17:05 UTC GrantCommon Stock 485 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-014015 · doc4.xml · nonDerivative · entry 1

Duelks Robert N · CIK 0001477044 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,239

F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.

Read SEC document
November 18, 2021 Filed Nov 22, 2021 12:06 UTC GrantStock Option (Right to Buy) · Derivative 2,360 $0.00 Strike: $173.00 $0.00
Disclosure

SEC source: 0001225208-21-014020 · doc4.xml · derivative · entry 2

PERNA THOMAS J · CIK 0001209487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,360

Underlying: Common Stock · 2,360 shares

Expires 2031-11-18

F2 · derivative.exercise_date: Stock options vest immediately upon grant.

Read SEC document
November 18, 2021 Filed Nov 22, 2021 12:06 UTC GrantCommon Stock 485 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-014020 · doc4.xml · nonDerivative · entry 1

PERNA THOMAS J · CIK 0001209487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,107

F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.

Read SEC document
November 18, 2021 Filed Nov 22, 2021 17:06 UTC GrantStock Option (Right to Buy) · Derivative 2,360 $0.00 Strike: $173.00 $0.00
Disclosure

SEC source: 0001225208-21-014016 · doc4.xml · derivative · entry 2

FLOWERS MELVIN L · CIK 0001196490 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,360

Underlying: Common Stock · 2,360 shares

Expires 2031-11-18

F2 · derivative.exercise_date: Stock options vest immediately upon grant.

Read SEC document
November 18, 2021 Filed Nov 22, 2021 17:06 UTC GrantCommon Stock 485 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-014016 · doc4.xml · nonDerivative · entry 1

FLOWERS MELVIN L · CIK 0001196490 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 485

F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.

Read SEC document
November 18, 2021 Filed Nov 22, 2021 17:06 UTC
keller brettDirector
GrantStock Option (Right to Buy) · Derivative 2,360 $0.00 Strike: $173.00 $0.00
Disclosure

SEC source: 0001225208-21-014017 · doc4.xml · derivative · entry 2

KELLER BRETT · CIK 0001214608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,360

Underlying: Common Stock · 2,360 shares

Expires 2031-11-18

F2 · derivative.exercise_date: Stock options vest immediately upon grant.

Read SEC document
November 18, 2021 Filed Nov 22, 2021 17:06 UTC
keller brettDirector
GrantCommon Stock 485 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-014017 · doc4.xml · nonDerivative · entry 1

KELLER BRETT · CIK 0001214608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,761

F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.

Read SEC document
November 18, 2021 Filed Nov 22, 2021 12:05 UTC GrantStock Option (Right to Buy) · Derivative 3,158 $0.00 Strike: $173.00 $0.00
Disclosure

SEC source: 0001225208-21-014013 · doc4.xml · derivative · entry 2

BRUN LESLIE A · CIK 0001217068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,158

Underlying: Common Stock · 3,158 shares

Expires 2031-11-18

F2 · derivative.exercise_date: Stock options vest immediately upon grant.

Read SEC document
November 18, 2021 Filed Nov 22, 2021 12:05 UTC GrantCommon Stock 649 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-014013 · doc4.xml · nonDerivative · entry 1

BRUN LESLIE A · CIK 0001217068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,402

F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.

Read SEC document
November 18, 2021 Filed Nov 22, 2021 17:06 UTC
Zavery AmitDirector
GrantStock Option (Right to Buy) · Derivative 2,360 $0.00 Strike: $173.00 $0.00
Disclosure

SEC source: 0001225208-21-014021 · doc4.xml · derivative · entry 2

Zavery Amit · CIK 0001781064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,360

Underlying: Common Stock · 2,360 shares

Expires 2031-11-18

F2 · derivative.exercise_date: Stock options vest immediately upon grant.

Read SEC document
November 18, 2021 Filed Nov 22, 2021 17:06 UTC
Zavery AmitDirector
GrantCommon Stock 485 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-014021 · doc4.xml · nonDerivative · entry 1

Zavery Amit · CIK 0001781064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,488

F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.

Read SEC document
November 18, 2021 Filed Nov 22, 2021 17:06 UTC GrantStock Option (Right to Buy) · Derivative 2,360 $0.00 Strike: $173.00 $0.00
Disclosure

SEC source: 0001225208-21-014019 · doc4.xml · derivative · entry 2

Nazareth Annette L. · CIK 0001846828 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,360

Underlying: Common Stock · 2,360 shares

Expires 2031-11-18

F2 · derivative.exercise_date: Stock options vest immediately upon grant.

Read SEC document
November 18, 2021 Filed Nov 22, 2021 17:06 UTC GrantCommon Stock 485 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-014019 · doc4.xml · nonDerivative · entry 1

Nazareth Annette L. · CIK 0001846828 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 485

F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.

Read SEC document
November 18, 2021 Filed Nov 22, 2021 17:06 UTC GrantStock Option (Right to Buy) · Derivative 2,360 $0.00 Strike: $173.00 $0.00
Disclosure

SEC source: 0001225208-21-014018 · doc4.xml · derivative · entry 2

Markus Maura A. · CIK 0001571545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,360

Underlying: Common Stock · 2,360 shares

Expires 2031-11-18

F2 · derivative.exercise_date: Stock options vest immediately upon grant.

Read SEC document
November 18, 2021 Filed Nov 22, 2021 17:06 UTC GrantCommon Stock 485 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-014018 · doc4.xml · nonDerivative · entry 1

Markus Maura A. · CIK 0001571545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,684.102

F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.

Read SEC document
November 18, 2021 Filed Nov 22, 2021 17:05 UTC GrantStock Option (Right to Buy) · Derivative 2,360 $0.00 Strike: $173.00 $0.00
Disclosure

SEC source: 0001225208-21-014014 · doc4.xml · derivative · entry 2

Carter Pamela L · CIK 0001396958 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,360

Underlying: Common Stock · 2,360 shares

Expires 2031-11-18

F2 · derivative.exercise_date: Stock options vest immediately upon grant.

Read SEC document
November 18, 2021 Filed Nov 22, 2021 17:05 UTC GrantCommon Stock 485 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-014014 · doc4.xml · nonDerivative · entry 1

Carter Pamela L · CIK 0001396958 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,303

F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.

Read SEC document
November 10, 2021 Filed Nov 10, 2021 22:15 UTC
Tae Michael SCorporate VP, CTO, ICS
Exercise / conversionStock Option (Right to Buy) · Derivative 23,437 $0.00 Strike: $81.10 $0.00
Disclosure

SEC source: 0001225208-21-013766 · doc4.xml · derivative · entry 13

Tae Michael S · CIK 0001663476 · Corporate VP, CTO, ICS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,437 shares

Expires 2027-10-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2021 Filed Nov 10, 2021 22:15 UTC
Tae Michael SCorporate VP, CTO, ICS
Exercise / conversionStock Option (Right to Buy) · Derivative 6,267 $0.00 Strike: $93.88 $0.00
Disclosure

SEC source: 0001225208-21-013766 · doc4.xml · derivative · entry 12

Tae Michael S · CIK 0001663476 · Corporate VP, CTO, ICS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,090

Underlying: Common Stock · 6,267 shares

Expires 2028-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2021 Filed Nov 10, 2021 22:15 UTC
Tae Michael SCorporate VP, CTO, ICS
Exercise / conversionStock Option (Right to Buy) · Derivative 4,361 $0.00 Strike: $98.31 $0.00
Disclosure

SEC source: 0001225208-21-013766 · doc4.xml · derivative · entry 11

Tae Michael S · CIK 0001663476 · Corporate VP, CTO, ICS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,361

Underlying: Common Stock · 4,361 shares

Expires 2029-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2021 Filed Nov 10, 2021 22:15 UTC
Tae Michael SCorporate VP, CTO, ICS
Exercise / conversionStock Option (Right to Buy) · Derivative 2,244 $0.00 Strike: $117.34 $0.00
Disclosure

SEC source: 0001225208-21-013766 · doc4.xml · derivative · entry 10

Tae Michael S · CIK 0001663476 · Corporate VP, CTO, ICS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,732

Underlying: Common Stock · 2,244 shares

Expires 2030-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2021 Filed Nov 10, 2021 22:15 UTC
Tae Michael SCorporate VP, CTO, ICS
SaleCommon Stock 20,450 $178.53 $3,650,836.25
Disclosure

SEC source: 0001225208-21-013766 · doc4.xml · nonDerivative · entry 9

Tae Michael S · CIK 0001663476 · Corporate VP, CTO, ICS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,017

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $178.215 - $179.835, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

Read SEC document
November 10, 2021 Filed Nov 10, 2021 22:15 UTC
Tae Michael SCorporate VP, CTO, ICS
SaleCommon Stock 5,574 $178.53 $995,098.35
Disclosure

SEC source: 0001225208-21-013766 · doc4.xml · nonDerivative · entry 8

Tae Michael S · CIK 0001663476 · Corporate VP, CTO, ICS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,467

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $178.215 - $179.835, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

Read SEC document
November 10, 2021 Filed Nov 10, 2021 22:15 UTC
Tae Michael SCorporate VP, CTO, ICS
SaleCommon Stock 3,904 $178.53 $696,961.60
Disclosure

SEC source: 0001225208-21-013766 · doc4.xml · nonDerivative · entry 7

Tae Michael S · CIK 0001663476 · Corporate VP, CTO, ICS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,041

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $178.215 - $179.835, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

Read SEC document
November 10, 2021 Filed Nov 10, 2021 22:15 UTC
Tae Michael SCorporate VP, CTO, ICS
SaleCommon Stock 2,563 $178.53 $457,559.58
Disclosure

SEC source: 0001225208-21-013766 · doc4.xml · nonDerivative · entry 6

Tae Michael S · CIK 0001663476 · Corporate VP, CTO, ICS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,945

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $178.215 - $179.835, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

Read SEC document
November 10, 2021 Filed Nov 10, 2021 22:15 UTC
Tae Michael SCorporate VP, CTO, ICS
SaleCommon Stock 2,065 $178.53 $368,654.13
Disclosure

SEC source: 0001225208-21-013766 · doc4.xml · nonDerivative · entry 5

Tae Michael S · CIK 0001663476 · Corporate VP, CTO, ICS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,508

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $178.215 - $179.835, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

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November 10, 2021 Filed Nov 10, 2021 22:15 UTC
Tae Michael SCorporate VP, CTO, ICS
Exercise / conversionCommon Stock 2,244 $117.34 $263,310.96
Disclosure

SEC source: 0001225208-21-013766 · doc4.xml · nonDerivative · entry 4

Tae Michael S · CIK 0001663476 · Corporate VP, CTO, ICS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,573

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 10, 2021 Filed Nov 10, 2021 22:15 UTC
Tae Michael SCorporate VP, CTO, ICS
Exercise / conversionCommon Stock 4,361 $98.31 $428,729.91
Disclosure

SEC source: 0001225208-21-013766 · doc4.xml · nonDerivative · entry 3

Tae Michael S · CIK 0001663476 · Corporate VP, CTO, ICS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,329

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 10, 2021 Filed Nov 10, 2021 22:15 UTC
Tae Michael SCorporate VP, CTO, ICS
Exercise / conversionCommon Stock 6,267 $93.88 $588,345.96
Disclosure

SEC source: 0001225208-21-013766 · doc4.xml · nonDerivative · entry 2

Tae Michael S · CIK 0001663476 · Corporate VP, CTO, ICS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,968

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 10, 2021 Filed Nov 10, 2021 22:15 UTC
Tae Michael SCorporate VP, CTO, ICS
Exercise / conversionCommon Stock 23,437 $81.10 $1,900,740.70
Disclosure

SEC source: 0001225208-21-013766 · doc4.xml · nonDerivative · entry 1

Tae Michael S · CIK 0001663476 · Corporate VP, CTO, ICS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,701

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 19, 2021 Filed Oct 20, 2021 14:42 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 11,519 $0.00 Strike: $93.88 $0.00
Disclosure

SEC source: 0001225208-21-013199 · doc4.xml · derivative · entry 3

PERRY CHRISTOPHER JOHN · CIK 0001619128 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,179

Underlying: Common Stock · 11,519 shares

Expires 2028-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction is a stock option exercise pursuant to a 10b5-1 plan adopted by the reporting person on May 11, 2021.

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October 19, 2021 Filed Oct 20, 2021 14:42 UTC SaleCommon Stock 10,104 $180.14 $1,820,106.27
Disclosure

SEC source: 0001225208-21-013199 · doc4.xml · nonDerivative · entry 2

PERRY CHRISTOPHER JOHN · CIK 0001619128 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,588.528

F2 · kind: The reported transaction is an open market sale pursuant to a 10b5-1 plan adopted by the reporting person on May 11, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $180.00 - $180.36, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.