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Nasdaq · USD

BPOP

POPULAR, INC.

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1363
SEC CIK
0000763901
Parsed reports
1,048

Last 12 months

Inside the activity.

0 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202601
Feb 202601
Mar 202600
Apr 202601
May 202602
Jun 202600
Jul 202602
Aug 202604
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 02, 2024 Filed Jan 4, 2024 16:26 UTC GrantRestricted Stock Units · Derivative 185 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-001560 · ownership.xml · derivative · entry 2

DIERCKSEN JOHN W · CIK 0001244131 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,075

Underlying: Common Stock Par Value $0.01 per share · 185 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

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January 02, 2024 Filed Jan 4, 2024 16:25 UTC GrantRestricted Stock Units · Derivative 150 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-001557 · ownership.xml · derivative · entry 3

CARRADY ROBERT · CIK 0001763503 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,652

Underlying: Common Stock Par Value $0.01 per share · 150 shares

Expires not disclosed

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F5 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

F5 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

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January 02, 2024 Filed Jan 4, 2024 15:10 UTC GrantRestricted Stock Units · Derivative 93 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-001541 · ownership.xml · derivative · entry 4

BALLESTER ALEJANDRO M · CIK 0001482780 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,292

Underlying: Common Stock Par Value $0.01 per share · 93 shares

Expires not disclosed

F4 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F6 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F6 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

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January 02, 2024 Filed Jan 4, 2024 15:08 UTC GrantRestricted Stock Units · Derivative 93 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-001540 · ownership.xml · derivative · entry 2

BACARDI III JOAQUIN E · CIK 0001576078 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,292

Underlying: Common Stock Par Value $0.01 per share · 93 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

Read SEC document
December 31, 2023 Filed Jan 25, 2024 15:29 UTC
Garcia Jorge J.Senior VP & Comptroller
OtherCommon Stock Par Value $0.01 per share 73.217 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-007237 · ownership.xml · nonDerivative · entry 1

Garcia Jorge J. · CIK 0001543970 · Senior VP & Comptroller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,623.781

F1 · kind: Shares acquired pursuant to reinvestment of dividends paid by the Corporation. The shares were acquired in transactions exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-11 thereunder.

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December 31, 2023 Filed Jan 25, 2024 15:24 UTC
CHINEA MANUELExecutive Vice President
OtherPhantom Stock · Derivative 118.074 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-007235 · ownership.xml · derivative · entry 2

CHINEA MANUEL · CIK 0001662985 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,243.904

Underlying: Common Stock Par Value $0.01 per share · 118.074 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of the Corporation's common stock.

F1 · kind: Shares acquired pursuant to reinvestment of dividends paid by the Corporation. The shares were acquired in transactions exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-11 thereunder.

F3 · derivative.exercise_date: Shares of phantom stock are payable following the termination of the reporting person's employment with the Corporation. The reporting person may transfer his phantom stock account into an alternative investment account at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable following the termination of the reporting person's employment with the Corporation. The reporting person may transfer his phantom stock account into an alternative investment account at any time.

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December 31, 2023 Filed Jan 25, 2024 15:24 UTC
CHINEA MANUELExecutive Vice President
OtherCommon Stock Par Value $0.01 per share 870.295 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-007235 · ownership.xml · nonDerivative · entry 1

CHINEA MANUEL · CIK 0001662985 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,776.245

F1 · kind: Shares acquired pursuant to reinvestment of dividends paid by the Corporation. The shares were acquired in transactions exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-11 thereunder.

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December 31, 2023 Filed Jan 25, 2024 13:36 UTC
VAZQUEZ CARLOS JExecutive Vice President & CFO
OtherCommon Stock Par Value $0.01 per share 530.579 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-007219 · ownership.xml · nonDerivative · entry 1

VAZQUEZ CARLOS J · CIK 0001217333 · Executive Vice President & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,912.999

F1 · kind: Shares acquired pursuant to reinvestment of dividends paid by the Corporation. The shares were acquired in transactions exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-11 thereunder.

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December 31, 2023 Filed Jan 25, 2024 13:25 UTC
GONZALEZ-NOGUERA MARIA CRISTINAExecutive Vice President
OtherCommon Stock Par Value $0.01 per share 199.004 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-007213 · ownership.xml · nonDerivative · entry 1

GONZALEZ-NOGUERA MARIA CRISTINA · CIK 0001854566 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,833.435

F1 · kind: Shares acquired pursuant to reinvestment of dividends paid by the Corporation. The shares were acquired in transaction exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-11 thereunder.

Read SEC document
December 31, 2023 Filed Jan 25, 2024 13:17 UTC
Coleman-Tio Jose R.EVP & CHIEF LEGAL OFFICER
OtherCommon Stock Par Value $0.01 per share 168.32 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-007210 · ownership.xml · nonDerivative · entry 1

Coleman-Tio Jose R. · CIK 0001898924 · EVP & CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,593.477

F1 · kind: Shares acquired pursuant to reinvestment of dividends paid by the Corporation. The shares were acquired in transaction exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-11 thereunder.

Read SEC document
December 31, 2023 Filed Jan 25, 2024 13:13 UTC
Soriano LidioExecutive Vice President
OtherCommon Stock Par Value $0.01 per share 2,417.488 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-007208 · ownership.xml · nonDerivative · entry 1

Soriano Lidio · CIK 0001337297 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,666.871

F1 · kind: Shares acquired pursuant to reinvestment of dividends paid by the Corporation. The shares were acquired in transactions exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-11 thereunder.

Read SEC document
December 31, 2023 Filed Jan 25, 2024 13:10 UTC
MONZON GILBERTOEXECUTIVE VICE PRESIDENT
OtherCommon Stock Par Value $0.01 per share 193.361 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-007206 · ownership.xml · nonDerivative · entry 1

MONZON GILBERTO · CIK 0001503166 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,287.753

F1 · kind: Shares acquired pursuant to reinvestment of dividends paid by the Corporation. The shares were acquired in transactions exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-11 thereunder.

Read SEC document
December 31, 2023 Filed Jan 25, 2024 13:06 UTC
CESTERO LUIS E.Executive Vice President
OtherCommon Stock Par Value $0.01 per share 14.582 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-007204 · ownership.xml · nonDerivative · entry 3

CESTERO LUIS E. · CIK 0001711255 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Indirect · By wife

Disclosed balance after: 594.549

F1 · kind: Shares acquired pursuant to reinvestment of dividends paid by the Corporation. The shares were acquired in transactions exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-11 thereunder.

Read SEC document
December 31, 2023 Filed Jan 25, 2024 13:06 UTC
CESTERO LUIS E.Executive Vice President
OtherCommon Stock Par Value $0.01 per share 55.245 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-007204 · ownership.xml · nonDerivative · entry 2

CESTERO LUIS E. · CIK 0001711255 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,404.085

F2 · kind: Shares acquired under Popular, Inc. Puerto Rico Savings and Investment Plan in exempt transactions pursuant to Rule 16(b)(3).

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December 31, 2023 Filed Jan 25, 2024 13:06 UTC
CESTERO LUIS E.Executive Vice President
OtherCommon Stock Par Value $0.01 per share 441.848 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-007204 · ownership.xml · nonDerivative · entry 1

CESTERO LUIS E. · CIK 0001711255 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,348.84

F1 · kind: Shares acquired pursuant to reinvestment of dividends paid by the Corporation. The shares were acquired in transactions exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-11 thereunder.

Read SEC document
December 31, 2023 Filed Jan 25, 2024 13:02 UTC
Castellvi BeatrizEVP & Chief Security Officer
OtherCommon Stock Par Value $0.01 per share 371.677 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-007202 · ownership.xml · nonDerivative · entry 1

Castellvi Beatriz · CIK 0001738504 · EVP & Chief Security Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,021.222

F1 · kind: Shares acquired pursuant to reinvestment of dividends paid by the Corporation. The shares were acquired in transactions exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-11 thereunder.

Read SEC document
December 31, 2023 Filed Jan 25, 2024 12:58 UTC
ALVAREZ IGNACIODirector · CEO & PRESIDENT
OtherCommon Stock Par Value $0.01 per share 197.474 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-007200 · ownership.xml · nonDerivative · entry 2

ALVAREZ IGNACIO · CIK 0001495232 · Director · CEO & PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Indirect · By son

Disclosed balance after: 8,046.011

F1 · kind: Shares acquired pursuant to reinvestment of dividends paid by the Corporation. The shares were acquired in transactions exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-11 thereunder.

F2 · ownership.direct: Mr. Alvarez disclaims beneficial ownership of Popular Inc.'s shares held by his son and has no investment authority over those shares.

Read SEC document
December 31, 2023 Filed Jan 25, 2024 12:58 UTC
ALVAREZ IGNACIODirector · CEO & PRESIDENT
OtherCommon Stock Par Value $0.01 per share 2,049.204 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-007200 · ownership.xml · nonDerivative · entry 1

ALVAREZ IGNACIO · CIK 0001495232 · Director · CEO & PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 236,836.159

F1 · kind: Shares acquired pursuant to reinvestment of dividends paid by the Corporation. The shares were acquired in transactions exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-11 thereunder.

Read SEC document
December 31, 2023 Filed Jan 25, 2024 12:48 UTC
FERRER JAVIER D.Executive Vice President & COO
OtherCommon Stock Par Value $0.01 per share 614.446 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-007198 · ownership.xml · nonDerivative · entry 1

FERRER JAVIER D. · CIK 0001621853 · Executive Vice President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,557.6

F1 · kind: Shares acquired pursuant to reinvestment of dividends paid by the Corporation. The shares were acquired in transaction exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-11 thereunder.

Read SEC document
December 04, 2023 Filed Dec 6, 2023 20:04 UTC OtherCommon Stock Par Value $0.01 per share 16.6 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-057586 · doc4.xml · nonDerivative · entry 1

Ferre Maria Luisa · CIK 0001289698 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,689.343

Read SEC document
November 28, 2023 Filed Nov 29, 2023 20:54 UTC
SEPULVEDA ELIExecutive Vice President
SaleCommon Stock Par Value $0.01 per share 10,000 $71.70 $717,040.00
Disclosure

SEC source: 0001209191-23-056887 · doc4.xml · nonDerivative · entry 1

SEPULVEDA ELI · CIK 0001485577 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,207.545

F1 · price: This price is a weighted average price. These shares were sold in multiple transactions ranging from $71.70 to $71.77, inclusive. The reporting person undertakes to provide to the Corporation, any security holder of the Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · balance_after: Includes 400.537 shares acquired pursuant to reinvestment of dividends paid by the Corporation. The shares were acquired in transactions exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-11.

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November 22, 2023 Filed Nov 27, 2023 18:17 UTC
NEGRON EDUARDO J.Executive Vice President
SaleCommon Stock Par Value $0.01 per share 10,000 $71.94 $719,350.00
Disclosure

SEC source: 0001209191-23-056630 · doc4.xml · nonDerivative · entry 1

NEGRON EDUARDO J. · CIK 0001413241 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,108.398

F1 · price: This price is a weighted average price. These shares were sold in multiple transactions ranging from $71.62 to $72.21, inclusive. The reporting person undertakes to provide to the Corporation, any security holder of the Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · balance_after: Includes 1,131.645 shares acquired pursuant to reinvestment of dividends paid by the Corporation. The shares were acquired in transactions exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-11.

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November 21, 2023 Filed Nov 22, 2023 19:24 UTC
Burckhart CamilleExecutive Vice President
SaleCommon Stock Par Value $0.01 per share 7,764 $71.58 $555,747.12
Disclosure

SEC source: 0001209191-23-056430 · doc4.xml · nonDerivative · entry 1

Burckhart Camille · CIK 0001647743 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,763.319

F1 · price: This price is a weighted average price. These shares were sold in multiple transactions ranging from $71.50 and $71.67, inclusive. The reporting person undertakes to provide the Corporation, any security holder of the Corporation, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in this footnote.

F2 · balance_after: Includes 140.306 shares acquired pursuant to reinvestment of dividends paid by the Corporation. The shares were acquired in transaction exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-11 thereunder.

Read SEC document
October 02, 2023 Filed Oct 4, 2023 20:35 UTC GrantRestricted Stock Units · Derivative 174 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-051987 · doc4.xml · derivative · entry 3

UNANUE CARLOS · CIK 0001482899 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,502

Underlying: Common Stock Par Value $0.01 per share · 174 shares

Expires not disclosed

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F5 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F5 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

Read SEC document
October 02, 2023 Filed Oct 4, 2023 20:30 UTC
Soto MyrnaDirector
GrantRestricted Stock Units · Derivative 153 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-051969 · doc4.xml · derivative · entry 2

Soto Myrna · CIK 0001631411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,079

Underlying: Common Stock Par Value $0.01 per share · 153 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units ("RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

Read SEC document
October 02, 2023 Filed Oct 4, 2023 20:27 UTC GrantRestricted Stock Units · Derivative 79 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-051963 · doc4.xml · derivative · entry 1

Rodriguez Jose Ramon · CIK 0001859182 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,931

Underlying: Common Stock Par Value $0.01 per share · 79 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F3 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

F3 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

Read SEC document
October 02, 2023 Filed Oct 4, 2023 20:26 UTC GrantRestricted Stock Units · Derivative 109 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-051961 · doc4.xml · derivative · entry 2

GOODWIN C KIM · CIK 0001278731 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,199

Underlying: Common Stock Par Value $0.01 per share · 109 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units ("RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

Read SEC document
October 02, 2023 Filed Oct 4, 2023 20:24 UTC GrantRestricted Stock Units · Derivative 109 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-051950 · doc4.xml · derivative · entry 3

Ferre Maria Luisa · CIK 0001289698 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,199

Underlying: Common Stock Par Value $0.01 per share · 109 shares

Expires not disclosed

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · kind: Reflects Restricted Stock Units ("RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F5 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

F5 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

Read SEC document
October 02, 2023 Filed Oct 4, 2023 20:13 UTC GrantRestricted Stock Units · Derivative 214 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-051926 · doc4.xml · derivative · entry 2

DIERCKSEN JOHN W · CIK 0001244131 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,890

Underlying: Common Stock Par Value $0.01 per share · 214 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

Read SEC document
October 02, 2023 Filed Oct 4, 2023 20:10 UTC GrantRestricted Stock Units · Derivative 50 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-051911 · doc4.xml · derivative · entry 1

DeVita Betty K · CIK 0001675795 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,587

Underlying: Common Stock Par Value $0.01 per share · 50 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F3 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F3 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

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October 02, 2023 Filed Oct 4, 2023 19:50 UTC GrantRestricted Stock Units · Derivative 106 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-051875 · doc4.xml · derivative · entry 3

CARRION RICHARD L · CIK 0001187725 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,826

Underlying: Common Stock Par Value $0.01 per share · 106 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

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October 02, 2023 Filed Oct 4, 2023 19:45 UTC GrantRestricted Stock Units · Derivative 109 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-051870 · doc4.xml · derivative · entry 4

BALLESTER ALEJANDRO M · CIK 0001482780 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,199

Underlying: Common Stock Par Value $0.01 per share · 109 shares

Expires not disclosed

F4 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F6 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F6 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

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October 02, 2023 Filed Oct 4, 2023 19:48 UTC GrantRestricted Stock Units · Derivative 174 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-051872 · doc4.xml · derivative · entry 3

CARRADY ROBERT · CIK 0001763503 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,502

Underlying: Common Stock Par Value $0.01 per share · 174 shares

Expires not disclosed

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · kind: Reflects Restricted Stock Units ("RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F5 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

F5 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

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October 02, 2023 Filed Oct 4, 2023 19:42 UTC GrantRestricted Stock Units · Derivative 109 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-051869 · doc4.xml · derivative · entry 2

BACARDI III JOAQUIN E · CIK 0001576078 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,199

Underlying: Common Stock Par Value $0.01 per share · 109 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units (RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

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September 08, 2023 Filed Sep 12, 2023 20:23 UTC Amendment
Burckhart CamilleExecutive Vice President
SaleCommon Stock Par Value $0.01 per share 7,000 $64.40 $450,800.00
Disclosure

SEC source: 0001209191-23-049098 · doc4a.xml · nonDerivative · entry 1

Burckhart Camille · CIK 0001647743 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,387.013

F1 · price: On September 12, 2023, the reporting person filed a Form 4 which mistakenly stated in footnote 1 that the shares disposed were sold in multiple transactions at prices ranging from $48.61 to $67.65, inclusive. The correct price range was $64.34 to $64.54.

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September 08, 2023 Filed Sep 12, 2023 15:54 UTC
Burckhart CamilleExecutive Vice President
SaleCommon Stock Par Value $0.01 per share 7,000 $64.40 $450,800.00
Disclosure

SEC source: 0001209191-23-049078 · doc4.xml · nonDerivative · entry 1

Burckhart Camille · CIK 0001647743 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,387.013

F1 · price: This price is a weighted average price. These shares were sold in multiple transactions ranging from $48.61 to $67.65, inclusive. The reporting person undertakes to provide to the Corporation, any security holder of the Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · balance_after: Includes 296.712 shares acquired pursuant to reinvestment of dividends paid by the Corporation. The shares were acquired in transaction exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-11 thereunder.

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August 31, 2023 Filed Sep 5, 2023 15:45 UTC SaleCommon Stock Par Value $0.01 per share 2,095 $67.99 $142,430.67
Disclosure

SEC source: 0001209191-23-048074 · doc4.xml · nonDerivative · entry 1

Ferre Maria Luisa · CIK 0001289698 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,400

F1 · price: This price is a weighted average price. These shares were sold in multiple transactions ranging from $67.98 and $68.01, inclusive. The reporting person undertakes to provide the Corporation, any security holder of the Corporation, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in this footnote.

F2 · balance_after: Reflects a decrease of 0.262 shares resulting from the cash-out of a fractional share upon the distribution of securities under the Popular, Inc. Dividend Reinvestment and Stock Purchase Plan in a transaction exempt from Section 16 of the Securities Exchange Act.

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August 22, 2023 Filed Aug 23, 2023 21:23 UTC
MONZON GILBERTOEXECUTIVE VICE PRESIDENT
SaleCommon Stock Par Value $0.01 per share 3,400 $66.25 $225,250.00
Disclosure

SEC source: 0001209191-23-047090 · doc4.xml · nonDerivative · entry 1

MONZON GILBERTO · CIK 0001503166 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,094.392

F1 · balance_after: Includes 390.193 shares acquired pursuant to reinvestment of dividends paid by the Corporation. The shares were acquired in transaction exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-11 thereunder.

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August 22, 2023 Filed Aug 23, 2023 15:44 UTC
Garcia Jorge J.Senior VP & Comptroller
SaleCommon Stock Par Value $0.01 per share 1,355 $64.22 $87,018.10
Disclosure

SEC source: 0001209191-23-046991 · doc4.xml · nonDerivative · entry 1

Garcia Jorge J. · CIK 0001543970 · Senior VP & Comptroller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,550.564

F1 · balance_after: Includes 154.427 shares acquired pursuant to reinvestment of dividends paid by the Corporation. The shares were acquired in transaction exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-11 thereunder.

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July 03, 2023 Filed Jul 6, 2023 18:25 UTC GrantRestricted Stock Units · Derivative 108 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-041474 · doc4.xml · derivative · entry 3

Ferre Maria Luisa · CIK 0001289698 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,090

Underlying: Common Stock Par Value $0.01 per share · 108 shares

Expires not disclosed

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · kind: Reflects Restricted Stock Units ("RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F5 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

F5 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

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July 03, 2023 Filed Jul 6, 2023 17:40 UTC GrantRestricted Stock Units · Derivative 172 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-041471 · doc4.xml · derivative · entry 3

UNANUE CARLOS · CIK 0001482899 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,328

Underlying: Common Stock Par Value $0.01 per share · 172 shares

Expires not disclosed

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · kind: Reflects Restricted Stock Units ("RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F5 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F5 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

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July 03, 2023 Filed Jul 6, 2023 15:40 UTC
Soto MyrnaDirector
GrantRestricted Stock Units · Derivative 151 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-041463 · doc4.xml · derivative · entry 2

Soto Myrna · CIK 0001631411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,926

Underlying: Common Stock Par Value $0.01 per share · 151 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units ("RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

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July 03, 2023 Filed Jul 6, 2023 15:37 UTC GrantRestricted Stock Units · Derivative 108 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-041461 · doc4.xml · derivative · entry 2

GOODWIN C KIM · CIK 0001278731 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,090

Underlying: Common Stock Par Value $0.01 per share · 108 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units ("RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

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July 03, 2023 Filed Jul 6, 2023 15:26 UTC GrantRestricted Stock Units · Derivative 212 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-041458 · doc4.xml · derivative · entry 2

DIERCKSEN JOHN W · CIK 0001244131 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,676

Underlying: Common Stock Par Value $0.01 per share · 212 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units ("RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

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July 03, 2023 Filed Jul 6, 2023 15:23 UTC GrantRestricted Stock Units · Derivative 172 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-041454 · doc4.xml · derivative · entry 3

CARRADY ROBERT · CIK 0001763503 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,328

Underlying: Common Stock Par Value $0.01 per share · 172 shares

Expires not disclosed

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · kind: Reflects Restricted Stock Units ("RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F5 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

F5 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

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July 03, 2023 Filed Jul 6, 2023 11:38 UTC GrantRestricted Stock Units · Derivative 79 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-041431 · doc4.xml · derivative · entry 1

Rodriguez Jose Ramon · CIK 0001859182 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,852

Underlying: Common Stock Par Value $0.01 per share · 79 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · kind: Reflects Restricted Stock Units ("RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F3 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

F3 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

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July 03, 2023 Filed Jul 6, 2023 11:26 UTC GrantRestricted Stock Units · Derivative 50 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-041430 · doc4.xml · derivative · entry 1

DeVita Betty K · CIK 0001675795 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,537

Underlying: Common Stock Par Value $0.01 per share · 50 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · kind: Reflects Restricted Stock Units ("RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F3 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F3 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

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July 03, 2023 Filed Jul 6, 2023 11:23 UTC GrantRestricted Stock Units · Derivative 105 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-041429 · doc4.xml · derivative · entry 3

CARRION RICHARD L · CIK 0001187725 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,720

Underlying: Common Stock Par Value $0.01 per share · 105 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units ("RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person on the 15th of August following the date of termination of service as a director.

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July 03, 2023 Filed Jul 6, 2023 11:19 UTC GrantRestricted Stock Units · Derivative 108 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-041428 · doc4.xml · derivative · entry 4

BALLESTER ALEJANDRO M · CIK 0001482780 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,090

Underlying: Common Stock Par Value $0.01 per share · 108 shares

Expires not disclosed

F4 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · kind: Reflects Restricted Stock Units ("RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F6 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F6 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

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July 03, 2023 Filed Jul 6, 2023 11:16 UTC GrantRestricted Stock Units · Derivative 108 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-041427 · doc4.xml · derivative · entry 2

BACARDI III JOAQUIN E · CIK 0001576078 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,090

Underlying: Common Stock Par Value $0.01 per share · 108 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Reflects Restricted Stock Units ("RSUs") received by the reporting person as a result of dividend equivalents accrued with respect to outstanding RSUs granted to the reporting person. Dividend equivalents are accrued at the same rate and at the same time as dividends are paid to ordinary shareholders. Dividend equivalents on RSUs are subject to the same terms and conditions as the underlying RSUs.

F4 · derivative.exercise_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

F4 · derivative.expiration_date: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.