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Nasdaq · USD

BPOP

POPULAR, INC.

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1363
SEC CIK
0000763901
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1,048

Last 12 months

Inside the activity.

0 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202601
Feb 202601
Mar 202600
Apr 202601
May 202602
Jun 202600
Jul 202602
Aug 202604
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 27, 2018 Filed Feb 27, 2018 14:00 UTC
FERRER JAVIER D.Executive VP & General Counsel
Tax withholdingCommon Stock Par Value $0.01 per share 612 $40.40 $24,724.80
Disclosure

SEC source: 0001209191-18-013718 · doc4.xml · nonDerivative · entry 1

FERRER JAVIER D. · CIK 0001621853 · Executive VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,098.802

Read SEC document
January 26, 2018 Filed Jan 31, 2018 00:08 UTC
CARRION RICHARD LDirector · Executive Chairman
GrantRestricted Stock Units · Derivative 10,429 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-006102 · doc4.xml · derivative · entry 5

CARRION RICHARD L · CIK 0001187725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,429

Underlying: Common Stock Par Value $0.01 per share · 10,429 shares

Expires not disclosed

F4 · security: Reflects performance-based vesting of performance share units granted to the reporting person on February 27, 2015 and accrued dividend equivalents thereunder converted into restricted stock units ("RSUs"), in each case, subject to continued time-based vesting conditions.

F4 · derivative.exercise_price: Reflects performance-based vesting of performance share units granted to the reporting person on February 27, 2015 and accrued dividend equivalents thereunder converted into restricted stock units ("RSUs"), in each case, subject to continued time-based vesting conditions.

F4 · price: Reflects performance-based vesting of performance share units granted to the reporting person on February 27, 2015 and accrued dividend equivalents thereunder converted into restricted stock units ("RSUs"), in each case, subject to continued time-based vesting conditions.

F5 · derivative.exercise_date: The underlying RSUs remain subject to continued time-based vesting conditions through February 27, 2018. Upon vesting, restricted stock units are converted into an equivalent number of shares of Common Stock that are distributed to the reporting person.

F5 · derivative.expiration_date: The underlying RSUs remain subject to continued time-based vesting conditions through February 27, 2018. Upon vesting, restricted stock units are converted into an equivalent number of shares of Common Stock that are distributed to the reporting person.

F4 · derivative.underlying_shares: Reflects performance-based vesting of performance share units granted to the reporting person on February 27, 2015 and accrued dividend equivalents thereunder converted into restricted stock units ("RSUs"), in each case, subject to continued time-based vesting conditions.

Read SEC document
January 26, 2018 Filed Jan 30, 2018 23:11 UTC
NEGRON EDUARDO J.Executive Vice President
GrantRestricted Stock Units · Derivative 1,435 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-006090 · doc4.xml · derivative · entry 2

NEGRON EDUARDO J. · CIK 0001413241 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,435

Underlying: Common Stock Par Value $0.01 per share · 1,435 shares

Expires not disclosed

F2 · security: Reflects performance-based vesting of performance share units granted to the reporting person on February 27, 2015 and accrued dividend equivalents thereunder converted into restricted stock units ("RSUs"), in each case, subject to continued time-based vesting conditions.

F2 · derivative.exercise_price: Reflects performance-based vesting of performance share units granted to the reporting person on February 27, 2015 and accrued dividend equivalents thereunder converted into restricted stock units ("RSUs"), in each case, subject to continued time-based vesting conditions.

F2 · price: Reflects performance-based vesting of performance share units granted to the reporting person on February 27, 2015 and accrued dividend equivalents thereunder converted into restricted stock units ("RSUs"), in each case, subject to continued time-based vesting conditions.

F3 · derivative.exercise_date: The underlying RSUs remain subject to continued time-based vesting conditions through February 27, 2018. Upon vesting, restricted stock units are converted into an equivalent number of shares of Common Stock that are distributed to the reporting person.

F3 · derivative.expiration_date: The underlying RSUs remain subject to continued time-based vesting conditions through February 27, 2018. Upon vesting, restricted stock units are converted into an equivalent number of shares of Common Stock that are distributed to the reporting person.

F2 · derivative.underlying_shares: Reflects performance-based vesting of performance share units granted to the reporting person on February 27, 2015 and accrued dividend equivalents thereunder converted into restricted stock units ("RSUs"), in each case, subject to continued time-based vesting conditions.

Read SEC document
January 26, 2018 Filed Jan 30, 2018 23:05 UTC
MONZON GILBERTOEXECUTIVE VICE PRESIDENT
GrantRestricted Stock Units · Derivative 1,305 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-006087 · doc4.xml · derivative · entry 2

MONZON GILBERTO · CIK 0001503166 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,305

Underlying: Common Stock Par Value $0.01 per share · 1,305 shares

Expires not disclosed

F2 · security: Reflects performance-based vesting of performance share units granted to the reporting person on February 27, 2015 and accrued dividend equivalents thereunder converted into restricted stock units ("RSUs"), in each case, subject to continued time-based vesting conditions.

F2 · derivative.exercise_price: Reflects performance-based vesting of performance share units granted to the reporting person on February 27, 2015 and accrued dividend equivalents thereunder converted into restricted stock units ("RSUs"), in each case, subject to continued time-based vesting conditions.

F2 · price: Reflects performance-based vesting of performance share units granted to the reporting person on February 27, 2015 and accrued dividend equivalents thereunder converted into restricted stock units ("RSUs"), in each case, subject to continued time-based vesting conditions.

F3 · derivative.exercise_date: The underlying RSUs remain subject to continued time-based vesting conditions through February 27, 2018. Upon vesting, restricted stock units are converted into an equivalent number of shares of Common Stock that are distributed to the reporting person.

F3 · derivative.expiration_date: The underlying RSUs remain subject to continued time-based vesting conditions through February 27, 2018. Upon vesting, restricted stock units are converted into an equivalent number of shares of Common Stock that are distributed to the reporting person.

F2 · derivative.underlying_shares: Reflects performance-based vesting of performance share units granted to the reporting person on February 27, 2015 and accrued dividend equivalents thereunder converted into restricted stock units ("RSUs"), in each case, subject to continued time-based vesting conditions.

Read SEC document
January 26, 2018 Filed Jan 30, 2018 23:04 UTC
Soriano LidioExecutive Vice President
GrantRestricted Stock Units · Derivative 1,864 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-006086 · doc4.xml · derivative · entry 2

Soriano Lidio · CIK 0001337297 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,864

Underlying: Common Stock Par Value $0.01 per share · 1,864 shares

Expires not disclosed

F2 · security: Reflects performance-based vesting of performance share units granted to the reporting person on February 27, 2015 and accrued dividend equivalents thereunder converted into restricted stock units ("RSUs"), in each case, subject to continued time-based vesting conditions.

F2 · derivative.exercise_price: Reflects performance-based vesting of performance share units granted to the reporting person on February 27, 2015 and accrued dividend equivalents thereunder converted into restricted stock units ("RSUs"), in each case, subject to continued time-based vesting conditions.

F2 · price: Reflects performance-based vesting of performance share units granted to the reporting person on February 27, 2015 and accrued dividend equivalents thereunder converted into restricted stock units ("RSUs"), in each case, subject to continued time-based vesting conditions.

F3 · derivative.exercise_date: The underlying RSUs remain subject to continued time-based vesting conditions through February 27, 2018. Upon vesting, restricted stock units are converted into an equivalent number of shares of Common Stock that are distributed to the reporting person.

F3 · derivative.expiration_date: The underlying RSUs remain subject to continued time-based vesting conditions through February 27, 2018. Upon vesting, restricted stock units are converted into an equivalent number of shares of Common Stock that are distributed to the reporting person.

F2 · derivative.underlying_shares: Reflects performance-based vesting of performance share units granted to the reporting person on February 27, 2015 and accrued dividend equivalents thereunder converted into restricted stock units ("RSUs"), in each case, subject to continued time-based vesting conditions.

Read SEC document
January 26, 2018 Filed Jan 30, 2018 22:08 UTC GrantRestricted Stock Units · Derivative 1,565 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-006062 · doc4.xml · derivative · entry 2

SEPULVEDA ELI · CIK 0001485577 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,565

Underlying: Common Stock Par Value $0.01 per share · 1,565 shares

Expires not disclosed

F2 · security: Reflects performance-based vesting of performance share units granted to the reporting person on February 27, 2015 and accrued dividend equivalents thereunder converted into restricted stock units ("RSUs"), in each case, subject to continued time-based vesting conditions.

F2 · derivative.exercise_price: Reflects performance-based vesting of performance share units granted to the reporting person on February 27, 2015 and accrued dividend equivalents thereunder converted into restricted stock units ("RSUs"), in each case, subject to continued time-based vesting conditions.

F3 · price: The underlying RSUs remain subject to continued time-based vesting conditions through February 27, 2018. Upon vesting, restricted stock units are converted into an equivalent number of shares of Common Stock that are distributed to the reporting person.

F3 · derivative.exercise_date: The underlying RSUs remain subject to continued time-based vesting conditions through February 27, 2018. Upon vesting, restricted stock units are converted into an equivalent number of shares of Common Stock that are distributed to the reporting person.

F3 · derivative.expiration_date: The underlying RSUs remain subject to continued time-based vesting conditions through February 27, 2018. Upon vesting, restricted stock units are converted into an equivalent number of shares of Common Stock that are distributed to the reporting person.

F3 · derivative.underlying_shares: The underlying RSUs remain subject to continued time-based vesting conditions through February 27, 2018. Upon vesting, restricted stock units are converted into an equivalent number of shares of Common Stock that are distributed to the reporting person.

Read SEC document
January 26, 2018 Filed Jan 30, 2018 22:02 UTC
FERRER JAVIER D.Executive VP & General Counsel
GrantRestricted Stock Units · Derivative 2,049 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-006055 · doc4.xml · derivative · entry 3

FERRER JAVIER D. · CIK 0001621853 · Executive VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,049

Underlying: Common Stock Par Value $0.01 per share · 2,049 shares

Expires not disclosed

F3 · security: Reflects performance-based vesting of performance share units granted to the reporting person on February 27, 2015 and accrued dividend equivalents thereunder converted into restricted stock units ("RSUs"), in each case, subject to continued time-based vesting conditions.

F3 · derivative.exercise_price: Reflects performance-based vesting of performance share units granted to the reporting person on February 27, 2015 and accrued dividend equivalents thereunder converted into restricted stock units ("RSUs"), in each case, subject to continued time-based vesting conditions.

F3 · price: Reflects performance-based vesting of performance share units granted to the reporting person on February 27, 2015 and accrued dividend equivalents thereunder converted into restricted stock units ("RSUs"), in each case, subject to continued time-based vesting conditions.

F4 · derivative.exercise_date: The underlying RSUs remain subject to continued time-based vesting conditions through February 27, 2018. Upon vesting, restricted stock units are converted into an equivalent number of shares of Common Stock that are distributed to the reporting person.

F4 · derivative.expiration_date: The underlying RSUs remain subject to continued time-based vesting conditions through February 27, 2018. Upon vesting, restricted stock units are converted into an equivalent number of shares of Common Stock that are distributed to the reporting person.

F3 · derivative.underlying_shares: Reflects performance-based vesting of performance share units granted to the reporting person on February 27, 2015 and accrued dividend equivalents thereunder converted into restricted stock units ("RSUs"), in each case, subject to continued time-based vesting conditions.

Read SEC document
January 26, 2018 Filed Jan 30, 2018 21:53 UTC
ALVAREZ IGNACIODirector · CEO & PRESIDENT
GrantRestricted Stock Units · Derivative 3,330 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-006045 · doc4.xml · derivative · entry 3

ALVAREZ IGNACIO · CIK 0001495232 · Director · CEO & PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,330

Underlying: Common Stock Par Value $0.01 per share · 3,330 shares

Expires not disclosed

F3 · security: Reflects performance-based vesting of performance share units granted to the reporting person on February 27, 2015 and accrued dividend equivalents thereunder converted into restricted stock units ("RSUs"), in each case, subject to continued time-based vesting conditions.

F3 · derivative.exercise_price: Reflects performance-based vesting of performance share units granted to the reporting person on February 27, 2015 and accrued dividend equivalents thereunder converted into restricted stock units ("RSUs"), in each case, subject to continued time-based vesting conditions.

F3 · price: Reflects performance-based vesting of performance share units granted to the reporting person on February 27, 2015 and accrued dividend equivalents thereunder converted into restricted stock units ("RSUs"), in each case, subject to continued time-based vesting conditions.

F4 · derivative.exercise_date: The underlying RSUs remain subject to continued time-based vesting conditions through February 27, 2018. Upon vesting, restricted stock units are converted into an equivalent number of shares of Common Stock that are distributed to the reporting person.

F4 · derivative.expiration_date: The underlying RSUs remain subject to continued time-based vesting conditions through February 27, 2018. Upon vesting, restricted stock units are converted into an equivalent number of shares of Common Stock that are distributed to the reporting person.

F3 · derivative.underlying_shares: Reflects performance-based vesting of performance share units granted to the reporting person on February 27, 2015 and accrued dividend equivalents thereunder converted into restricted stock units ("RSUs"), in each case, subject to continued time-based vesting conditions.

Read SEC document
January 26, 2018 Filed Jan 30, 2018 21:47 UTC
VAZQUEZ CARLOS JExecutive Vice President & CFO
GrantRestricted Stock Units · Derivative 2,515 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-006032 · doc4.xml · derivative · entry 3

VAZQUEZ CARLOS J · CIK 0001217333 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,515

Underlying: Common Stock Par Value $0.01 per share · 2,515 shares

Expires not disclosed

F3 · security: Reflects performance-based vesting of performance share units granted to the reporting person on February 27, 2015 and accrued dividend equivalents thereunder converted into restricted stock units ("RSUs"), in each case, subject to continued time-based vesting conditions.

F3 · derivative.exercise_price: Reflects performance-based vesting of performance share units granted to the reporting person on February 27, 2015 and accrued dividend equivalents thereunder converted into restricted stock units ("RSUs"), in each case, subject to continued time-based vesting conditions.

F3 · price: Reflects performance-based vesting of performance share units granted to the reporting person on February 27, 2015 and accrued dividend equivalents thereunder converted into restricted stock units ("RSUs"), in each case, subject to continued time-based vesting conditions.

F4 · derivative.exercise_date: The underlying RSUs remain subject to continued time-based vesting conditions through February 27, 2018. Upon vesting, restricted stock units are converted into an equivalent number of shares of Common Stock that are distributed to the reporting person.

F4 · derivative.expiration_date: The underlying RSUs remain subject to continued time-based vesting conditions through February 27, 2018. Upon vesting, restricted stock units are converted into an equivalent number of shares of Common Stock that are distributed to the reporting person.

F3 · derivative.underlying_shares: Reflects performance-based vesting of performance share units granted to the reporting person on February 27, 2015 and accrued dividend equivalents thereunder converted into restricted stock units ("RSUs"), in each case, subject to continued time-based vesting conditions.

Read SEC document
January 26, 2018 Filed Jan 30, 2018 21:36 UTC
GUERRERO JUANExecutive Vice President
GrantRestricted Stock Units · Derivative 1,398 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-006017 · doc4.xml · derivative · entry 3

GUERRERO JUAN · CIK 0001513383 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,398

Underlying: Common Stock Par Value $0.01 per share · 1,398 shares

Expires not disclosed

F2 · security: Reflects performance-based vesting of performance share units granted to the reporting person on February 27, 2015 and accrued dividend equivalents thereunder converted into restricted stock units ("RSUs"), in each case, subject to continued time-based vesting conditions.

F2 · derivative.exercise_price: Reflects performance-based vesting of performance share units granted to the reporting person on February 27, 2015 and accrued dividend equivalents thereunder converted into restricted stock units ("RSUs"), in each case, subject to continued time-based vesting conditions.

F2 · price: Reflects performance-based vesting of performance share units granted to the reporting person on February 27, 2015 and accrued dividend equivalents thereunder converted into restricted stock units ("RSUs"), in each case, subject to continued time-based vesting conditions.

F3 · derivative.exercise_date: The underlying RSUs remain subject to continued time-based vesting conditions through February 27, 2018. Upon vesting, restricted stock units are converted into an equivalent number of shares of Common Stock that are distributed to the reporting person.

F3 · derivative.expiration_date: The underlying RSUs remain subject to continued time-based vesting conditions through February 27, 2018. Upon vesting, restricted stock units are converted into an equivalent number of shares of Common Stock that are distributed to the reporting person.

F2 · derivative.underlying_shares: Reflects performance-based vesting of performance share units granted to the reporting person on February 27, 2015 and accrued dividend equivalents thereunder converted into restricted stock units ("RSUs"), in each case, subject to continued time-based vesting conditions.

Read SEC document
January 01, 2018 Filed Feb 28, 2018 01:56 UTC Amendment
ALVAREZ IGNACIODirector · CEO & PRESIDENT
Tax withholdingCommon Stock Par Value $0.01 per share 3,338 $35.49 $118,465.62
Disclosure

SEC source: 0001209191-18-014309 · doc4a.xml · nonDerivative · entry 1

ALVAREZ IGNACIO · CIK 0001495232 · Director · CEO & PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,393.051

F1 · balance_after: Amount of securities has been adjusted to deduct 175.61 shares acquired by the reporting person pursuant to reinvestment of dividends paid by the Corporation in transactions exempt from Section 16 of the Securities Exchange Act. These shares had already been reported in the form 4 that is hereby amended (column 5 for the transaction dated January 27, 2018).

Read SEC document
January 01, 2018 Filed Feb 27, 2018 18:11 UTC
ALVAREZ IGNACIODirector · CEO & PRESIDENT
Tax withholdingCommon Stock Par Value $0.01 per share 3,338 $35.49 $118,465.62
Disclosure

SEC source: 0001209191-18-013787 · doc4.xml · nonDerivative · entry 1

ALVAREZ IGNACIO · CIK 0001495232 · Director · CEO & PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,568.661

Read SEC document
December 31, 2017 Filed Feb 12, 2018 22:15 UTC OtherCommon Stock Par Value $0.01 per share 570.438 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-009261 · doc5.xml · nonDerivative · entry 1

TEUBER WILLIAM J JR · CIK 0001189196 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,216.628

F1 · kind: Shares acquired pursuant to reinvestment of dividends paid by the Corporation and which are exempt under Section 16 of the Securities Exchange Act.

Read SEC document
December 31, 2017 Filed Feb 12, 2018 22:06 UTC OtherCommon Stock Par Value $0.01 per share 202.339 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-009250 · doc5.xml · nonDerivative · entry 1

DIERCKSEN JOHN W · CIK 0001244131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,732.599

F1 · kind: Shares acquired pursuant to reinvestment of dividends paid by the Corporation and which are exempt under Section 16 of the Securities Exchange Act.

Read SEC document
December 31, 2017 Filed Feb 12, 2018 21:56 UTC OtherCommon Stock Par Value $0.01 per share 3.372 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-009240 · doc5.xml · nonDerivative · entry 4

BALLESTER ALEJANDRO M · CIK 0001482780 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by son

Disclosed balance after: 295.465

F1 · kind: Shares acquired pursuant to reinvestment of dividends paid by the Corporation and which are exempt under Section 16 of the Securities Exchange Act.

Read SEC document
December 31, 2017 Filed Feb 12, 2018 21:56 UTC OtherCommon Stock Par Value $0.01 per share 4.407 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-009240 · doc5.xml · nonDerivative · entry 3

BALLESTER ALEJANDRO M · CIK 0001482780 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by daughter

Disclosed balance after: 483.593

F1 · kind: Shares acquired pursuant to reinvestment of dividends paid by the Corporation and which are exempt under Section 16 of the Securities Exchange Act.

Read SEC document
December 31, 2017 Filed Feb 12, 2018 21:56 UTC OtherCommon Stock Par Value $0.01 per share 6.019 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-009240 · doc5.xml · nonDerivative · entry 2

BALLESTER ALEJANDRO M · CIK 0001482780 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by daughter

Disclosed balance after: 527.457

F1 · kind: Shares acquired pursuant to reinvestment of dividends paid by the Corporation and which are exempt under Section 16 of the Securities Exchange Act.

Read SEC document
December 31, 2017 Filed Feb 12, 2018 21:56 UTC OtherCommon Stock Par Value $0.01 per share 230.41 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-009240 · doc5.xml · nonDerivative · entry 1

BALLESTER ALEJANDRO M · CIK 0001482780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,192.303

F1 · kind: Shares acquired pursuant to reinvestment of dividends paid by the Corporation and which are exempt under Section 16 of the Securities Exchange Act.

Read SEC document
December 31, 2017 Filed Feb 12, 2018 21:48 UTC OtherCommon Stock Par Value $0.01 per share 207.544 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-009232 · doc5.xml · nonDerivative · entry 1

BACARDI III JOAQUIN E · CIK 0001576078 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,688.349

F1 · kind: Shares acquired pursuant to reinvestment of dividends paid by the Corporation and which are exempt under Section 16 of the Securities Exchange Act.

Read SEC document
December 31, 2017 Filed Feb 12, 2018 21:38 UTC OtherCommon Stock Par Value $0.01 per share 120.643 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-009222 · doc5.xml · nonDerivative · entry 1

GOEL DAVID E. · CIK 0001548144 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,572.643

F1 · kind: Shares acquired pursuant to reinvestment of dividends paid by the Corporation and which are exempt under Section 16 of the Securities Exchange Act.

Read SEC document
December 31, 2017 Filed Feb 12, 2018 21:32 UTC OtherCommon Stock Par Value $0.01 per share 392.603 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-009217 · doc5.xml · nonDerivative · entry 1

Ferre Maria Luisa · CIK 0001289698 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,407.635

F1 · kind: Shares acquired pursuant to reinvestment of dividends paid by the Corporation and which are exempt under Section 16 of the Securities Exchange Act.

Read SEC document
December 31, 2017 Filed Feb 12, 2018 17:51 UTC OtherCommon Stock Par Value $0.01 per share 368.655 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-009083 · doc5.xml · nonDerivative · entry 1

GOODWIN C KIM · CIK 0001278731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,309.125

F1 · kind: Shares acquired pursuant to reinvestment of dividends paid by the Corporation and which are exempt under Section 16 of the Securities Exchange Act.

Read SEC document
December 31, 2017 Filed Feb 12, 2018 17:57 UTC OtherCommon Stock Par Value $0.01 per share 396.058 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-009087 · doc5.xml · nonDerivative · entry 1

UNANUE CARLOS · CIK 0001482899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,736.272

F1 · kind: Shares acquired pursuant to reinvestment of dividends paid by the Corporation and which are exempt under Section 16 of the Securities Exchange Act.

Read SEC document
December 31, 2017 Filed Feb 12, 2018 17:46 UTC
Burckhart CamilleExecutive Vice President
OtherCommon Stock Par Value $0.01 per share 118.648 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-009081 · doc5.xml · nonDerivative · entry 1

Burckhart Camille · CIK 0001647743 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,142.934

F1 · kind: Shares acquired pursuant to reinvestment of dividends paid by the Corporation and which are exempt under Section 16 of the Securities Exchange Act.

Read SEC document
December 31, 2017 Filed Feb 12, 2018 17:41 UTC
Garcia Jorge J.Senior VP & Comptroller
OtherCommon Stock Par Value $0.01 per share 90.006 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-009078 · doc5.xml · nonDerivative · entry 1

Garcia Jorge J. · CIK 0001543970 · Senior VP & Comptroller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,592.091

F1 · kind: Shares acquired pursuant to reinvestment of dividends paid by the Corporation and which are exempt under Section 16 of the Securities Exchange Act.

Read SEC document
December 31, 2017 Filed Feb 15, 2018 00:57 UTC
CHINEA MANUELExecutive Vice President
OtherPhantom Stock · Derivative 53.248 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-010195 · doc5.xml · derivative · entry 3

CHINEA MANUEL · CIK 0001662985 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,720.559

Underlying: Common Stock Par Value $0.01 per share · 53.248 shares

Expires not disclosed

F3 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of the Corporation's common stock.

F4 · kind: Shares acquired under the Popular North America Deferral Plan pursuant to reinvestment of dividends paid by the Corporation and which are exempt under Section 16 of the Securities Exchange Act.

F5 · derivative.exercise_date: Shares of phantom stock are payable following the termination of the reporting person's employment with the Corporation. The reporting person may transfer his phantom stock account into an alternative investment account at any time.

F5 · derivative.expiration_date: Shares of phantom stock are payable following the termination of the reporting person's employment with the Corporation. The reporting person may transfer his phantom stock account into an alternative investment account at any time.

Read SEC document
December 31, 2017 Filed Feb 15, 2018 00:57 UTC
CHINEA MANUELExecutive Vice President
OtherCommon Stock Par Value $0.01 per share 87.03 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-010195 · doc5.xml · nonDerivative · entry 2

CHINEA MANUEL · CIK 0001662985 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,494.824

F2 · kind: Acquired under Popular, Inc. USA 401(K) Savings and Investment Plan in exempt transactions pursuant to Rule 16 during calendar year 2017.

Read SEC document
December 31, 2017 Filed Feb 15, 2018 00:57 UTC
CHINEA MANUELExecutive Vice President
OtherCommon Stock Par Value $0.01 per share 194.302 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-010195 · doc5.xml · nonDerivative · entry 1

CHINEA MANUEL · CIK 0001662985 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,407.794

F1 · kind: Shares acquired pursuant to reinvestment of dividends paid by the Corporation and which are exempt under Section 16 of the Securities Exchange Act.

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December 31, 2017 Filed Feb 14, 2018 13:29 UTC
CESTERO LUIS E.Executive Vice President
OtherCommon Stock Par Value $0.01 per share 12.843 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-009858 · doc5.xml · nonDerivative · entry 2

CESTERO LUIS E. · CIK 0001711255 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,491.06

F2 · kind: Acquired under Popular Inc. Puerto Rico Savings and Investment Plan in exempt transactions pursuant to Rule 16(b)(3) during calendar year 2017.

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December 31, 2017 Filed Feb 14, 2018 13:29 UTC
CESTERO LUIS E.Executive Vice President
OtherCommon Stock Par Value $0.01 per share 87.043 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-009858 · doc5.xml · nonDerivative · entry 1

CESTERO LUIS E. · CIK 0001711255 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,478.217

F1 · kind: Shares acquired pursuant to reinvestment of dividends paid by the Corporation and which are exempt under Section 16 of the Securities Exchange Act.

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December 31, 2017 Filed Oct 3, 2019 20:52 UTC Amendment OtherCommon Stock Par Value $0.01 per share 5.53 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-052312 · doc5a.xml · nonDerivative · entry 1

BALLESTER ALEJANDRO M · CIK 0001482780 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by daughter

Disclosed balance after: 484.716

F1 · kind: Shares acquired pursuant to reinvestment of dividends paid by the Corporation and which are exempt under Section 16 of the Securities Exchange Act.

F2 · shares: Amount of securities has been adjusted to include 1.123 shares acquired by the reporting person pursuant to reinvestment of dividends paid by the Corporation in transactions exempt from Section 16 of the Securities Exchange Act, which were unintentionally omitted from the reporting person's Form 5.

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June 22, 2017 Filed Jun 26, 2017 22:36 UTC
ALVAREZ IGNACIOPRESIDENT & COO
GrantCommon Stock Par Value $0.01 per share 12,202 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-041865 · doc4.xml · nonDerivative · entry 1

ALVAREZ IGNACIO · CIK 0001495232 · PRESIDENT & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,153.278

F1 · kind: Award of restricted stock pursuant to Popular, Inc.'s Omnibus Incentive Plan. The award vests on January 1, 2018.

F2 · balance_after: Includes 220.245 shares acquired pursuant to reinvestment of dividends paid by the Corporation and which are exempt under Section 16 of the Securities Exchange Act.

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May 23, 2017 Filed May 24, 2017 17:44 UTC GrantCommon Stock Par Value $0.01 per share 4,334 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-034861 · doc4.xml · nonDerivative · entry 1

TEUBER WILLIAM J JR · CIK 0001189196 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,646.19

F1 · kind: Award of Restricted Stock pursuant to Popular, Inc.'s 2004 Omnibus Incentive Plan. The restriction of such restricted stock award lapses upon the retirement of the director.

F2 · balance_after: Includes 388.848 shares acquired pursuant to reinvestment of dividends paid by the Corporation and which are exempt under Section 16 of the Securities Exchange Act.

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May 23, 2017 Filed May 24, 2017 17:41 UTC GrantCommon Stock Par Value $0.01 per share 2,343 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-034859 · doc4.xml · nonDerivative · entry 1

Ferre Maria Luisa · CIK 0001289698 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,015.032

F1 · kind: Award of Restricted Stock pursuant to Popular, Inc.'s 2004 Omnibus Incentive Plan. The restriction of such restricted stock award lapses upon the retirement of the director.

F2 · balance_after: Includes 273.145 shares acquired pursuant to reinvestment of dividends paid by the Corporation and which are exempt under Section 16 of the Securities Exchange Act.

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May 23, 2017 Filed May 24, 2017 17:32 UTC GrantCommon Stock Par Value $0.01 per share 3,514 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-034855 · doc4.xml · nonDerivative · entry 1

DIERCKSEN JOHN W · CIK 0001244131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,530.26

F1 · kind: Award of Restricted Stock pursuant to Popular, Inc.'s 2004 Omnibus Incentive Plan. The restriction of such restricted stock award lapses upon the retirement of the director.

F2 · balance_after: Includes 120.879 shares acquired pursuant to reinvestment of dividends paid by the Corporation and which are exempt under Section 16 of the Securities Exchange Act.

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May 23, 2017 Filed May 24, 2017 17:29 UTC GrantCommon Stock Par Value $0.01 per share 2,343 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-034853 · doc4.xml · nonDerivative · entry 1

GOEL DAVID E. · CIK 0001548144 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,452

F1 · kind: Award of Restricted Stock pursuant to Popular, Inc.'s 2004 Omnibus Incentive Plan. The restriction of such restricted stock award lapses upon the retirement of the director.

F2 · balance_after: Includes 69.935 shares acquired pursuant to reinvestment of dividends paid by the Corporation and which are exempt under Section 16 of the Securities Exchange Act.

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May 23, 2017 Filed May 24, 2017 17:26 UTC GrantCommon Stock Par Value $0.01 per share 3,514 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-034851 · doc4.xml · nonDerivative · entry 1

UNANUE CARLOS · CIK 0001482899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,340.214

F1 · kind: Award of Restricted Stock pursuant to Popular, Inc.'s 2004 Omnibus Incentive Plan. The restriction of such restricted stock award lapses upon the retirement of the director.

F2 · balance_after: Includes 265.624 shares acquired pursuant to reinvestment of dividends paid by the Corporation and which are exempt under Section 16 of the Securities Exchange Act.

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May 23, 2017 Filed May 24, 2017 17:24 UTC GrantCommon Stock Par Value $0.01 per share 3,866 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-034848 · doc4.xml · nonDerivative · entry 1

GOODWIN C KIM · CIK 0001278731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,940.47

F1 · kind: Award of Restricted Stock pursuant to Popular, Inc.'s 2004 Omnibus Incentive Plan. The restriction of such restricted stock award lapses upon the retirement of the director.

F2 · balance_after: Includes 242.114 shares acquired pursuant to reinvestment of dividends paid by the Corporation and which are exempt under Section 16 of the Securities Exchange Act.

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May 23, 2017 Filed May 24, 2017 17:20 UTC GrantCommon Stock Par Value $0.01 per share 2,343 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-034845 · doc4.xml · nonDerivative · entry 1

BALLESTER ALEJANDRO M · CIK 0001482780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,961.893

F1 · kind: Award of Restricted Stock pursuant to Popular, Inc.'s 2004 Omnibus Incentive Plan. The restriction of such restricted stock award lapses upon the retirement of the director.

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May 23, 2017 Filed May 24, 2017 17:14 UTC GrantCommon Stock Par Value $0.01 per share 3,514 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-034842 · doc4.xml · nonDerivative · entry 1

BACARDI III JOAQUIN E · CIK 0001576078 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,480.805

F1 · kind: Award of Restricted Stock pursuant to Popular, Inc.'s 2004 Omnibus Incentive Plan. The restriction of such restricted stock award lapses upon the retirement of the director.

F2 · balance_after: Includes 146.613 shares acquired pursuant to reinvestment of dividends paid by the Corporation and which are exempt under Section 16 of the Securities Exchange Act.

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May 17, 2017 Filed May 19, 2017 17:12 UTC
Garcia Jorge J.Senior VP & Comptroller
SaleCommon Stock Par Value $0.01 per share 4,000 $38.15 $152,600.00
Disclosure

SEC source: 0001209191-17-033846 · doc4.xml · nonDerivative · entry 1

Garcia Jorge J. · CIK 0001543970 · Senior VP & Comptroller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,502.085

F1 · price: This price is a weighted average price. These shares were sold in multiple transactions ranging from $37.86 to $38.42, inclusive. The reporting person undertakes to provide to the Corporation, any security holder of the Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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May 16, 2017 Filed May 18, 2017 16:16 UTC
NEGRON EDUARDO J.Executive Vice President
SaleCommon Stock Par Value $0.01 per share 2,500 $39.98 $99,945.00
Disclosure

SEC source: 0001209191-17-033505 · doc4.xml · nonDerivative · entry 1

NEGRON EDUARDO J. · CIK 0001413241 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,650.251

F1 · price: This price is a weighted average price. These shares were sold in multiple transactions ranging from $39.97 to $40.00, inclusive. The reporting person undertakes to provide to the Corporation, any security holder of the Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · balance_after: Includes 258.549 shares acquired pursuant to reinvestment of dividends paid by the Corporation and which are exempt under Section 16 of the Securities Exchange Act.

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May 12, 2017 Filed May 16, 2017 19:31 UTC
CHINEA MANUELExecutive Vice President
Tax withholdingCommon Stock Par Value $0.01 per share 370 $42.40 $15,688.00
Disclosure

SEC source: 0001209191-17-032599 · doc4.xml · nonDerivative · entry 2

CHINEA MANUEL · CIK 0001662985 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,213.492

F2 · price: Based on the closing price of the common stock on May 3, 2017, the vesting date.

F3 · balance_after: Includes 87.262 shares acquired pursuant to reinvestment of dividends paid by the Corporation and which are exempt under Section 16 of the Securities Exchange Act.

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May 12, 2017 Filed May 16, 2017 19:31 UTC
CHINEA MANUELExecutive Vice President
Tax withholdingCommon Stock Par Value $0.01 per share 256 $41.91 $10,728.96
Disclosure

SEC source: 0001209191-17-032599 · doc4.xml · nonDerivative · entry 1

CHINEA MANUEL · CIK 0001662985 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,583.492

F1 · price: Based on the closing price of the common stock on April 29, 2017, the vesting date.

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May 12, 2017 Filed May 16, 2017 19:07 UTC
Burckhart CamilleExecutive Vice President
Tax withholdingCommon Stock Par Value $0.01 per share 68 $41.91 $2,849.88
Disclosure

SEC source: 0001209191-17-032592 · doc4.xml · nonDerivative · entry 4

Burckhart Camille · CIK 0001647743 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,024.286

F4 · price: Based on the closing price of the common stock on April 30, 2017, the vesting date.

F5 · balance_after: Includes 71.264 shares acquired pursuant to reinvestment of dividends paid by the Corporation and which are exempt under Section 16 of the Securities Exchange Act.

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May 12, 2017 Filed May 16, 2017 19:07 UTC
Burckhart CamilleExecutive Vice President
Tax withholdingCommon Stock Par Value $0.01 per share 100 $41.91 $4,191.00
Disclosure

SEC source: 0001209191-17-032592 · doc4.xml · nonDerivative · entry 3

Burckhart Camille · CIK 0001647743 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,092.286

F3 · price: Based on the closing price of the common stock on April 29, 2017, the vesting date.

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May 12, 2017 Filed May 16, 2017 19:07 UTC
Burckhart CamilleExecutive Vice President
Tax withholdingCommon Stock Par Value $0.01 per share 92 $40.93 $3,765.56
Disclosure

SEC source: 0001209191-17-032592 · doc4.xml · nonDerivative · entry 2

Burckhart Camille · CIK 0001647743 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,192.286

F2 · price: Based on the closing price of the common stock on April 25, 2017, the vesting date.

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May 12, 2017 Filed May 16, 2017 19:07 UTC
Burckhart CamilleExecutive Vice President
Tax withholdingCommon Stock Par Value $0.01 per share 99 $40.28 $3,987.72
Disclosure

SEC source: 0001209191-17-032592 · doc4.xml · nonDerivative · entry 1

Burckhart Camille · CIK 0001647743 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,284.286

F1 · price: Based on the closing price of the common stock on April 24, 2017, the vesting date.

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May 12, 2017 Filed May 16, 2017 18:57 UTC
Garcia Jorge J.Senior VP & Comptroller
Tax withholdingCommon Stock Par Value $0.01 per share 242 $42.40 $10,260.80
Disclosure

SEC source: 0001209191-17-032585 · doc4.xml · nonDerivative · entry 2

Garcia Jorge J. · CIK 0001543970 · Senior VP & Comptroller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,502.085

F2 · price: Based on the closing price of the common stock on May 3, 2017, the vesting date.

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May 12, 2017 Filed May 16, 2017 18:57 UTC
Garcia Jorge J.Senior VP & Comptroller
Tax withholdingCommon Stock Par Value $0.01 per share 199 $41.91 $8,340.09
Disclosure

SEC source: 0001209191-17-032585 · doc4.xml · nonDerivative · entry 1

Garcia Jorge J. · CIK 0001543970 · Senior VP & Comptroller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,744.085

F1 · price: Based on the closing price of the common stock on April 29, 2017, the vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.