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BOX

BOX INC

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3932
SEC CIK
0001372612
Parsed reports
558

Last 12 months

Inside the activity.

0 purchase rows · 40 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202505
Jan 202602
Feb 202601
Mar 202604
Apr 202604
May 202605
Jun 202607
Jul 202603
Aug 202602
Sep 202603
Oct 202602

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 25, 2022 Filed Jan 27, 2022 21:30 UTC
Smith Dylan CChief Financial Officer
Exercise / conversionClass A Common Stock 56,875 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-005208 · doc4.xml · nonDerivative · entry 2

Smith Dylan C · CIK 0001606410 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,357,836

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 25, 2022 Filed Jan 27, 2022 21:30 UTC
Smith Dylan CChief Financial Officer
Exercise / conversionClass A Common Stock 200,949 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-005208 · doc4.xml · nonDerivative · entry 1

Smith Dylan C · CIK 0001606410 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,300,961

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 10, 2022 Filed Jan 12, 2022 21:30 UTC
Smith Dylan CChief Financial Officer
SaleClass A Common Stock 15,000 $25.28 $379,200.00
Disclosure

SEC source: 0001209191-22-003060 · doc4.xml · nonDerivative · entry 1

Smith Dylan C · CIK 0001606410 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,100,012

F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 8, 2021.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $25.15 to $25.42 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
December 27, 2021 Filed Dec 29, 2021 22:29 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 144,858 $0.00 Strike: $4.63 $0.00
Disclosure

SEC source: 0001209191-21-071504 · doc4.xml · derivative · entry 4

LEVIN DANIEL J · CIK 0001240590 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 50,000

Underlying: Class A Common Stock · 144,858 shares

Expires 2023-04-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: All of this option grant's shares became fully exercisable as of 12/01/2016.

F1 · ownership.nature: The shares are held of record by Daniel J. Levin and Naomi J. Andrews, as Trustees of the Levin/Andrews Family Trust.

Read SEC document
December 27, 2021 Filed Dec 29, 2021 22:29 UTC SaleClass A Common Stock 144,858 $27.61 $3,999,529.38
Disclosure

SEC source: 0001209191-21-071504 · doc4.xml · nonDerivative · entry 2

LEVIN DANIEL J · CIK 0001240590 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $27.48 to $27.75 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F1 · ownership.nature: The shares are held of record by Daniel J. Levin and Naomi J. Andrews, as Trustees of the Levin/Andrews Family Trust.

Read SEC document
December 27, 2021 Filed Dec 29, 2021 22:29 UTC Exercise / conversionClass A Common Stock 144,858 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-071504 · doc4.xml · nonDerivative · entry 1

LEVIN DANIEL J · CIK 0001240590 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 144,858

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: The shares are held of record by Daniel J. Levin and Naomi J. Andrews, as Trustees of the Levin/Andrews Family Trust.

Read SEC document
December 20, 2021 Filed Dec 22, 2021 21:30 UTC
Berkovitch EliVP Chief Acct Ofr & Controller
Tax withholdingClass A Common Stock 3,257 $26.22 $85,398.54
Disclosure

SEC source: 0001209191-21-070931 · doc4.xml · nonDerivative · entry 1

Berkovitch Eli · CIK 0001855496 · VP Chief Acct Ofr & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,084

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units (RSUs) and does not represent a sale by the Reporting Person.

Read SEC document
December 20, 2021 Filed Dec 22, 2021 16:30 UTC
Carullo StephanieChief Operating Officer
Tax withholdingClass A Common Stock 8,523 $26.22 $223,473.06
Disclosure

SEC source: 0001209191-21-070932 · doc4.xml · nonDerivative · entry 1

Carullo Stephanie · CIK 0001712760 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,911

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units (RSUs) and does not represent a sale by the Reporting Person.

Read SEC document
December 20, 2021 Filed Dec 22, 2021 21:30 UTC
Smith Dylan CChief Financial Officer
Tax withholdingClass A Common Stock 11,621 $26.22 $304,702.62
Disclosure

SEC source: 0001209191-21-070930 · doc4.xml · nonDerivative · entry 1

Smith Dylan C · CIK 0001606410 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,115,012

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units (RSUs) and does not represent a sale by the Reporting Person.

Read SEC document
December 17, 2021 Filed Mar 17, 2022 20:35 UTC
EVAN DANA LDirector
GiftClass A Common Stock 1,170 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-019605 · doc5.xml · nonDerivative · entry 1

EVAN DANA L · CIK 0001204818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,406

F1 · kind: This transaction represents a bona fide charitable contribution to a donor advised fund. No shares were sold by the Reporting Person.

Read SEC document
December 13, 2021 Filed Dec 14, 2021 00:59 UTC SaleClass A Common Stock 6,068 $26.00 $157,768.00
Disclosure

SEC source: 0001209191-21-069343 · doc4.xml · nonDerivative · entry 3

LEVIN DANIEL J · CIK 0001240590 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F4 · price: This sale price represents the weighted average sale price of the shares sold ranging from $26.00 to $26.01 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F2 · ownership.nature: The shares are held of record by Daniel J. Levin and Naomi J. Andrews, as Trustees of the Levin/Andrews Family Trust.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 00:59 UTC SaleClass A Common Stock 73,151 $26.05 $1,905,583.55
Disclosure

SEC source: 0001209191-21-069343 · doc4.xml · nonDerivative · entry 2

LEVIN DANIEL J · CIK 0001240590 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 6,068

F3 · price: This sale price represents the weighted average sale price of the shares sold ranging from $26.00 to $26.27 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F2 · ownership.nature: The shares are held of record by Daniel J. Levin and Naomi J. Andrews, as Trustees of the Levin/Andrews Family Trust.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 00:54 UTC
Smith Dylan CChief Financial Officer
SaleClass A Common Stock 15,000 $26.09 $391,350.00
Disclosure

SEC source: 0001209191-21-069342 · doc4.xml · nonDerivative · entry 1

Smith Dylan C · CIK 0001606410 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,126,633

F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 8, 2021.

Read SEC document
December 09, 2021 Filed Dec 14, 2021 00:59 UTC SaleClass A Common Stock 49,381 $26.02 $1,284,893.62
Disclosure

SEC source: 0001209191-21-069343 · doc4.xml · nonDerivative · entry 1

LEVIN DANIEL J · CIK 0001240590 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 79,219

F1 · price: This sale price represents the weighted average sale price of the shares sold ranging from $26.00 to $26.21 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F2 · ownership.nature: The shares are held of record by Daniel J. Levin and Naomi J. Andrews, as Trustees of the Levin/Andrews Family Trust.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 22:00 UTC
Smith Dylan CChief Financial Officer
SaleClass A Common Stock 15,000 $26.45 $396,750.00
Disclosure

SEC source: 0001209191-21-064255 · doc4.xml · nonDerivative · entry 1

Smith Dylan C · CIK 0001606410 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,141,633

F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 8, 2021.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $26.18 to $26.68 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
October 19, 2021 Filed Oct 20, 2021 23:03 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,773 $0.00 Strike: $18.99 $0.00
Disclosure

SEC source: 0001209191-21-061193 · doc4.xml · derivative · entry 4

Hammonds Kimberly · CIK 0001650280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,773 shares

Expires 2028-10-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 1/36 of the shares subject to the option vested on November 18, 2018, and 1/36 of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
October 19, 2021 Filed Oct 20, 2021 23:03 UTC SaleClass A Common Stock 2,773 $26.00 $72,098.00
Disclosure

SEC source: 0001209191-21-061193 · doc4.xml · nonDerivative · entry 3

Hammonds Kimberly · CIK 0001650280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,949

F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 2, 2021.

Read SEC document
October 19, 2021 Filed Oct 20, 2021 23:03 UTC Exercise / conversionClass A Common Stock 2,773 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-061193 · doc4.xml · nonDerivative · entry 2

Hammonds Kimberly · CIK 0001650280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,722

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 18, 2021 Filed Oct 20, 2021 23:03 UTC SaleClass A Common Stock 3,329 $25.98 $86,487.42
Disclosure

SEC source: 0001209191-21-061193 · doc4.xml · nonDerivative · entry 1

Hammonds Kimberly · CIK 0001650280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,949

F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 2, 2021.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $25.68 to $26.58 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
October 11, 2021 Filed Oct 12, 2021 21:15 UTC
Smith Dylan CChief Financial Officer
SaleClass A Common Stock 15,000 $25.41 $381,150.00
Disclosure

SEC source: 0001209191-21-060255 · doc4.xml · nonDerivative · entry 1

Smith Dylan C · CIK 0001606410 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,156,633

F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 8, 2021.

Read SEC document
September 29, 2021 Filed Oct 1, 2021 21:00 UTC GrantClass A Common Stock 4,066 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-058492 · doc4.xml · nonDerivative · entry 1

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,254

F1 · shares: Represents an annual restricted stock unit (RSU) award. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs will vest on the earlier of (i) twelve months from date of grant (i.e. September 29, 2022) or (ii) date of 2022 annual stockholder meeting.

Read SEC document
September 24, 2021 Filed Mar 17, 2022 20:34 UTC
Smith Dylan CChief Financial Officer
GiftClass A Common Stock 35,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-019602 · doc5.xml · nonDerivative · entry 1

Smith Dylan C · CIK 0001606410 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,415,012

F1 · kind: This transaction represents a bona fide charitable contribution to a donor advised fund. No shares were sold by the Reporting Person.

Read SEC document
September 20, 2021 Filed Sep 20, 2021 22:05 UTC
Berkovitch EliVP Chief Acct Ofr & Controller
Tax withholdingClass A Common Stock 3,225 $22.92 $73,917.00
Disclosure

SEC source: 0001209191-21-056937 · doc4.xml · nonDerivative · entry 1

Berkovitch Eli · CIK 0001855496 · VP Chief Acct Ofr & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,341

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units (RSUs) and does not represent a sale by the Reporting Person.

F2 · balance_after: Includes 1,027 shares acquired on September 15, 2021 by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan.

Read SEC document
September 20, 2021 Filed Sep 20, 2021 18:06 UTC
Carullo StephanieChief Operating Officer
Tax withholdingClass A Common Stock 14,721 $22.92 $337,405.32
Disclosure

SEC source: 0001209191-21-056940 · doc4.xml · nonDerivative · entry 1

Carullo Stephanie · CIK 0001712760 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 383,434

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units (RSUs) and does not represent a sale by the Reporting Person.

Read SEC document
September 20, 2021 Filed Sep 20, 2021 22:04 UTC
Smith Dylan CChief Financial Officer
Tax withholdingClass A Common Stock 11,622 $22.92 $266,376.24
Disclosure

SEC source: 0001209191-21-056935 · doc4.xml · nonDerivative · entry 1

Smith Dylan C · CIK 0001606410 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,171,633

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units (RSUs) and does not represent a sale by the Reporting Person.

F2 · balance_after: Includes 355 shares acquired on September 15, 2021 by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan.

Read SEC document
September 10, 2021 Filed Sep 10, 2021 22:22 UTC
Smith Dylan CChief Financial Officer
SaleClass A Common Stock 15,000 $23.59 $353,850.00
Disclosure

SEC source: 0001209191-21-055549 · doc4.xml · nonDerivative · entry 1

Smith Dylan C · CIK 0001606410 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,182,900

F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 8, 2021.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $23.55 to $23.81 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
September 09, 2021 Filed Sep 10, 2021 21:59 UTC
Leav PeterDirector
GrantClass A Common Stock 7,949 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-055538 · doc4.xml · nonDerivative · entry 1

Leav Peter · CIK 0001455181 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,970

F1 · shares: Represents an automatic annual restricted stock unit (RSU) award pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs vest on the earlier of September 9, 2022 or the Issuer's next annual meeting of stockholders.

Read SEC document
September 09, 2021 Filed Sep 10, 2021 22:01 UTC GrantClass A Common Stock 7,949 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-055542 · doc4.xml · nonDerivative · entry 1

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,188

F1 · shares: Represents an automatic annual restricted stock unit (RSU) award pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs vest on the earlier of September 9, 2022 or the Issuer's next annual meeting of stockholders.

Read SEC document
September 09, 2021 Filed Sep 10, 2021 22:00 UTC GrantClass A Common Stock 7,949 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-055539 · doc4.xml · nonDerivative · entry 1

LEVIN DANIEL J · CIK 0001240590 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,115

F1 · shares: Represents an automatic annual restricted stock unit (RSU) award pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs vest on the earlier of September 9, 2022 or the Issuer's next annual meeting of stockholders.

Read SEC document
September 09, 2021 Filed Sep 10, 2021 18:00 UTC
BASS CARLDirector
GrantClass A Common Stock 7,949 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-055540 · doc4.xml · nonDerivative · entry 1

BASS CARL · CIK 0001221137 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,339

F1 · shares: Represents an automatic annual restricted stock unit (RSU) award pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs vest on the earlier of September 9, 2022 or the Issuer's next annual meeting of stockholders.

Read SEC document
September 09, 2021 Filed Sep 10, 2021 21:57 UTC
EVAN DANA LDirector
GrantClass A Common Stock 7,949 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-055533 · doc4.xml · nonDerivative · entry 1

EVAN DANA L · CIK 0001204818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,576

F1 · shares: Represents an automatic annual restricted stock unit (RSU) award pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs vest on the earlier of September 9, 2022 or the Issuer's next annual meeting of stockholders.

Read SEC document
September 09, 2021 Filed Sep 10, 2021 22:01 UTC
LAZAR JACK RDirector
GrantClass A Common Stock 7,949 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-055541 · doc4.xml · nonDerivative · entry 1

LAZAR JACK R · CIK 0001277624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,782

F1 · shares: Represents an automatic annual restricted stock unit (RSU) award pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs vest on the earlier of September 9, 2022 or the Issuer's next annual meeting of stockholders.

Read SEC document
September 09, 2021 Filed Sep 10, 2021 21:59 UTC GrantClass A Common Stock 7,949 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-055536 · doc4.xml · nonDerivative · entry 1

Hammonds Kimberly · CIK 0001650280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,278

F1 · shares: Represents an automatic annual restricted stock unit (RSU) award pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs vest on the earlier of September 9, 2022 or the Issuer's next annual meeting of stockholders.

Read SEC document
September 09, 2021 Filed Sep 10, 2021 21:58 UTC GrantClass A Common Stock 7,949 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-055535 · doc4.xml · nonDerivative · entry 1

Barsamian Sue · CIK 0001742302 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,372

F1 · shares: Represents an automatic annual restricted stock unit (RSU) award pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs vest on the earlier of September 9, 2022 or the Issuer's next annual meeting of stockholders.

Read SEC document
September 01, 2021 Filed Sep 2, 2021 23:18 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 15,699 $0.00 Strike: $18.99 $0.00
Disclosure

SEC source: 0001209191-21-054573 · doc4.xml · derivative · entry 7

Hammonds Kimberly · CIK 0001650280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,773

Underlying: Class A Common Stock · 15,699 shares

Expires 2028-10-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 1/36 of the shares subject to the option vested on November 18, 2018, and 1/36 of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
September 01, 2021 Filed Sep 2, 2021 23:18 UTC SaleClass A Common Stock 15,699 $26.03 $408,644.97
Disclosure

SEC source: 0001209191-21-054573 · doc4.xml · nonDerivative · entry 5

Hammonds Kimberly · CIK 0001650280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,329

F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 2, 2021.

F4 · price: This sale price represents the weighted average sale price of the shares sold ranging from $26.00 to $26.13 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
September 01, 2021 Filed Sep 2, 2021 23:18 UTC Exercise / conversionClass A Common Stock 15,699 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-054573 · doc4.xml · nonDerivative · entry 4

Hammonds Kimberly · CIK 0001650280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,028

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2021 Filed Sep 2, 2021 23:18 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,500 $0.00 Strike: $18.99 $0.00
Disclosure

SEC source: 0001209191-21-054573 · doc4.xml · derivative · entry 6

Hammonds Kimberly · CIK 0001650280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,472

Underlying: Class A Common Stock · 1,500 shares

Expires 2028-10-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 1/36 of the shares subject to the option vested on November 18, 2018, and 1/36 of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
August 31, 2021 Filed Sep 2, 2021 23:18 UTC SaleClass A Common Stock 13,389 $25.74 $344,632.86
Disclosure

SEC source: 0001209191-21-054573 · doc4.xml · nonDerivative · entry 3

Hammonds Kimberly · CIK 0001650280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,329

F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 2, 2021.

F3 · price: This sale price represents the weighted average sale price of the shares sold ranging from $25.58 to $25.97 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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August 31, 2021 Filed Sep 2, 2021 23:18 UTC SaleClass A Common Stock 1,500 $26.00 $39,000.00
Disclosure

SEC source: 0001209191-21-054573 · doc4.xml · nonDerivative · entry 2

Hammonds Kimberly · CIK 0001650280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,718

F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 2, 2021.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $26.00 to $26.01 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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August 31, 2021 Filed Sep 2, 2021 23:18 UTC Exercise / conversionClass A Common Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-054573 · doc4.xml · nonDerivative · entry 1

Hammonds Kimberly · CIK 0001650280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,218

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 10, 2021 Filed Aug 13, 2021 00:30 UTC
Smith Dylan CChief Financial Officer
SaleClass A Common Stock 15,000 $25.16 $377,400.00
Disclosure

SEC source: 0001209191-21-051279 · doc4.xml · nonDerivative · entry 1

Smith Dylan C · CIK 0001606410 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,197,900

F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 8, 2021.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $24.98 to $25.42 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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July 12, 2021 Filed Jul 14, 2021 22:30 UTC
Smith Dylan CChief Financial Officer
SaleClass A Common Stock 15,000 $25.01 $375,150.00
Disclosure

SEC source: 0001209191-21-046697 · doc4.xml · nonDerivative · entry 1

Smith Dylan C · CIK 0001606410 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,212,900

F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 8, 2021.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $24.71 to $25.29 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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June 20, 2021 Filed Jun 22, 2021 20:30 UTC
Berkovitch EliVP Chief Acct Ofr & Controller
Tax withholdingClass A Common Stock 3,225 $24.99 $80,592.75
Disclosure

SEC source: 0001209191-21-042400 · doc4.xml · nonDerivative · entry 1

Berkovitch Eli · CIK 0001855496 · VP Chief Acct Ofr & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,539

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units (RSUs) and does not represent a sale by the Reporting Person.

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June 20, 2021 Filed Jun 22, 2021 16:30 UTC
Carullo StephanieChief Operating Officer
Tax withholdingClass A Common Stock 12,753 $24.99 $318,697.47
Disclosure

SEC source: 0001209191-21-042399 · doc4.xml · nonDerivative · entry 1

Carullo Stephanie · CIK 0001712760 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 398,155

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units (RSUs) and does not represent a sale by the Reporting Person.

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June 20, 2021 Filed Jun 22, 2021 20:30 UTC
Smith Dylan CChief Financial Officer
Tax withholdingClass A Common Stock 8,591 $24.99 $214,689.09
Disclosure

SEC source: 0001209191-21-042401 · doc4.xml · nonDerivative · entry 1

Smith Dylan C · CIK 0001606410 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,227,900

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units (RSUs) and does not represent a sale by the Reporting Person.

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April 07, 2021 Filed Apr 8, 2021 20:31 UTC
Levie AaronDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $0.59 $0.00
Disclosure

SEC source: 0001209191-21-026073 · doc4.xml · derivative · entry 2

Levie Aaron · CIK 0001606525 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 25,000 shares

Expires 2021-04-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 100% of the shares subject to this stock option became fully exercisable on January 1, 2014.

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April 07, 2021 Filed Apr 8, 2021 20:31 UTC
Levie AaronDirector · Chief Executive Officer
Exercise / conversionClass A Common Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-026073 · doc4.xml · nonDerivative · entry 1

Levie Aaron · CIK 0001606525 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,241,275

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 05, 2021 Filed Apr 6, 2021 20:55 UTC
Smith Dylan CChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 17,362 $0.00 Strike: $0.59 $0.00
Disclosure

SEC source: 0001209191-21-025675 · doc4.xml · derivative · entry 3

Smith Dylan C · CIK 0001606410 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 17,362 shares

Expires 2021-04-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: All of this option grant's shares became fully exercisable as of 01/01/2014.

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April 05, 2021 Filed Apr 6, 2021 20:55 UTC
Smith Dylan CChief Financial Officer
Exercise / conversionClass A Common Stock 17,362 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-025675 · doc4.xml · nonDerivative · entry 1

Smith Dylan C · CIK 0001606410 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,236,491

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.