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person · Reporting owner

Mayer Bethany

Disclosed activity across 9 companies

Tapewire entity
11201
SEC CIK
0001405693

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Astera Labs, Inc.ALAB · Entity 1853DirectorJune 24, 2026June 26, 2026
BOX INCBOX · Entity 3932DirectorJune 25, 2026June 29, 2026
Hewlett Packard Enterprise CoHPE · Entity 2984DirectorMay 01, 2026May 05, 2026
Keysight Technologies, Inc.KEYS · Entity 3021SVPMay 17, 2017May 19, 2017
LAM RESEARCH CORPLRCX · Entity 1467DirectorSeptember 09, 2026September 10, 2026
SEMPRASRE · Entity 3017DirectorJuly 01, 2024July 02, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Astera Labs, Inc.

Report date June 24, 2026 · Filed June 26, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect5,550 Ending reported balance After 2026-06-24 transaction · row 6
6 source rows · reconciled sequence

Row 1 · 2026-06-24 · Sale · Disposed 99 · Balance 6,137

F1: The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2024.

F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $391.1300 to $391.3800, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Row 2 · 2026-06-24 · Sale · Disposed 193 · Balance 5,944

F1: The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2024.

F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $392.1500 to $392.8300, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Row 3 · 2026-06-24 · Sale · Disposed 54 · Balance 5,890

F1: The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2024.

Row 4 · 2026-06-24 · Sale · Disposed 146 · Balance 5,744

F1: The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2024.

F4: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $396.0700 to $396.8350, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Row 5 · 2026-06-24 · Sale · Disposed 165 · Balance 5,579

F1: The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2024.

F5: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $398.0000 to $398.6100, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Row 6 · 2026-06-24 · Sale · Disposed 29 · Balance 5,550

F1: The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2024.

Common StockSEC Table I · non-derivativeIndirectBy Trust839 Reported balance Holding disclosure · report date 2026-06-24 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 839

F6: These shares are owned directly by The Jantzen/Mayer Family 2002 Trust, of which the Reporting Person is a trustee. The Reporting Person disclaims beneficial ownership of these securities, except to the extent, if any, of her pecuniary interest therein, and the filing of this Form 4 is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2024.

F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $391.1300 to $391.3800, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $392.1500 to $392.8300, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $396.0700 to $396.8350, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $398.0000 to $398.6100, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F6: These shares are owned directly by The Jantzen/Mayer Family 2002 Trust, of which the Reporting Person is a trustee. The Reporting Person disclaims beneficial ownership of these securities, except to the extent, if any, of her pecuniary interest therein, and the filing of this Form 4 is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

BOX INC

Report date June 25, 2026 · Filed June 29, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect17,228 Last balance in matching sequence After 2026-06-26 transaction · row 3 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rows

Row 1 · 2026-06-25 · Grant · Acquired 12,266 · Balance 21,288

F1: Represents an annual restricted stock unit ("RSU") award pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs will vest on the earlier of (i) twelve months from date of grant (i.e. June 25, 2027) or (ii) the date of the Issuer's next annual meeting of stockholders.

F2: Certain of these shares are represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date.

Row 2 · 2026-06-26 · Sale · Disposed 1,325 · Balance 19,963

F3: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 22, 2025.

F4: This sale price represents the weighted average sale price of the shares sold ranging from $25.00 to $25.96 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F2: Certain of these shares are represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date.

Row 3 · 2026-06-26 · Sale · Disposed 2,735 · Balance 17,228

F3: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 22, 2025.

F5: This sale price represents the weighted average sale price of the shares sold ranging from $26.00 to $26.235 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F2: Certain of these shares are represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date.

Class A Common StockSEC Table I · non-derivativeIndirectSee footnote64,993 Reported balance Holding disclosure · report date 2026-06-25 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 64,993

F6: The shares are held of record by Bethany Mayer and Dale Jantzen, as Trustees of The Jantzen/Mayer Family 2002 Trust.

Filing footnotes · ownership attribution and instrument terms

F1: Represents an annual restricted stock unit ("RSU") award pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs will vest on the earlier of (i) twelve months from date of grant (i.e. June 25, 2027) or (ii) the date of the Issuer's next annual meeting of stockholders.

F2: Certain of these shares are represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date.

F3: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 22, 2025.

F4: This sale price represents the weighted average sale price of the shares sold ranging from $25.00 to $25.96 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F5: This sale price represents the weighted average sale price of the shares sold ranging from $26.00 to $26.235 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F6: The shares are held of record by Bethany Mayer and Dale Jantzen, as Trustees of The Jantzen/Mayer Family 2002 Trust.

Hewlett Packard Enterprise Co

Report date May 01, 2026 · Filed May 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect8,018 Reported balance After 2026-05-05 transaction · row 1
1 source row

Row 1 · 2026-05-05 · Sale · Disposed 6,482 · Balance 8,018

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect8,750 Reported balance After 2026-05-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-05-01 · Grant · Acquired 8,750 · Balance 8,750

F1: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2: On 05/01/26, the reporting person was granted 8,750 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/27 or the date of Issuer's 2027 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

Common StockSEC Table I · non-derivativeIndirectby JM2002Trust20,078 Reported balance Holding disclosure · report date 2026-05-01 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 20,078

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2: On 05/01/26, the reporting person was granted 8,750 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/27 or the date of Issuer's 2027 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

Keysight Technologies, Inc.

Report date May 17, 2017 · Filed May 19, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect20,408 Reported balance After 2017-05-17 transaction · row 1
1 source row

Row 1 · 2017-05-17 · Grant · Acquired 20,408 · Balance 20,408

F1: Common stock underlying restricted stock units ("RSUs") granted on May 17, 2017 pursuant to the Keysight 2014 Equity and Incentive Compensation Plan. The RSUs vest in full on the first anniversary of the grant date.

Filing footnotes · ownership attribution and instrument terms

F1: Common stock underlying restricted stock units ("RSUs") granted on May 17, 2017 pursuant to the Keysight 2014 Equity and Incentive Compensation Plan. The RSUs vest in full on the first anniversary of the grant date.

LAM RESEARCH CORP

Report date September 09, 2026 · Filed September 10, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy Trust20,995 Reported balance After 2026-09-09 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2026-09-09 · Sale · Disposed 9,557 · Balance 20,995

F1: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $314.08 to $314.99, inclusive

Common StockSEC Table I · non-derivativeDirect1,635 Reported balance Holding disclosure · report date 2026-09-09 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 1,635

F2: The amount reported includes shares subject to unvested restricted stock units.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $314.08 to $314.99, inclusive

F2: The amount reported includes shares subject to unvested restricted stock units.

SEMPRA

Report date July 01, 2024 · Filed July 02, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom SharesSEC Table II · derivative / convertible securityDirect11,169.57 Reported balance After 2024-07-01 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2024-07-01 · Grant · Acquired 166.73 · Balance 11,169.57

F1: Phantom shares of Sempra Common Stock acquired as director compensation.

F2: Conversion of Derivative Security is 1 for 1.

F3: Date exercisable is immediate for shares that have vested.

F4: Expiration date is Not Applicable.

Filing footnotes · ownership attribution and instrument terms

F1: Phantom shares of Sempra Common Stock acquired as director compensation.

F2: Conversion of Derivative Security is 1 for 1.

F3: Date exercisable is immediate for shares that have vested.

F4: Expiration date is Not Applicable.

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

IXIA

Report date April 18, 2017 · Filed April 20, 2017

Section 16 reporting ended · disclosed 2017-04-20. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2017-04-18 transaction · row 1
1 source row

Row 1 · 2017-04-18 · Disposition to issuer · Disposed 80,393 · Balance 0

F1: On April 18, 2017 (the "Closing Date"), Keysight Technologies, Inc. ("Keysight") acquired the Issuer pursuant to the Agreement and Plan of Merger, dated as of January 30, 2017 (the "Merger Agreement"), by and among the Issuer, Keysight, and, by a joinder dated February 2, 2017, Keysight Acquisition, Inc., a wholly-owned subsidiary of Keysight ("Merger Sub"). On the Closing Date, in accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving the merger (the "Merger") as a wholly owned subsidiary of Keysight. At the effective time of the Merger (the "Effective Time"), each share of the Issuer's common stock outstanding immediately prior to the Effective Time (other than, if any, shares owned by Keysight or Merger Sub, or by any subsidiary of Keysight, Merger Sub, or the Issuer (except to the extent held on behalf of a third party)), was automatically cancelled and converted into the right to receive $19.65 per share in cash (the "per share merger consideration"), without interest and less any applicable withholding taxes required by law. Pursuant to the Merger Agreement, at the Effective Time, each restricted stock unit award ("RSU") that was outstanding immediately prior to the Effective Time automatically became fully vested and was cancelled in consideration for the right to receive a cash payment equal to the product of (a) the total number of shares of common stock subject to such RSU and (b) the per share merger consideration, without interest and less any applicable withholding taxes required by law. The Merger is more fully described in the Issuer's definitive proxy statement filed with the SEC on March 14, 2017.

F2: Represents (i) 31,793 shares of common stock (including 858 shares acquired under the Ixia Employee Stock Purchase Plan on 04/11/2017) owned directly and (ii) 48,600 shares of common stock subject to RSUs outstanding immediately prior to the Effective Time. The RSUs, which were part of an award that had become earned and eligible for vesting on March 6, 2017 based on the extent to which the Issuer had achieved a financial performance goal for its combined 2015 and 2016 fiscal years, provided for vesting in eight equal quarterly installments, with the first installment vesting on May 15, 2017 and one additional installment vesting on the 15th day of the second calendar month of each calendar quarter thereafter.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.39 · Expires 2023-02-26Direct0 Reported balance After 2017-04-18 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2017-04-18 · Disposition to issuer · Disposed 237,500 · Balance 0

F3: Pursuant to the Merger Agreement, at the Effective Time, each stock option that was outstanding and unexercised immediately prior to the Effective Time automatically became fully vested (to the extent not then vested) and was cancelled in consideration for the right to receive a cash payment equal to the product of (a) the total number of shares of the Issuer's common stock subject to such cancelled stock option and (b) the excess, if any, of 1) the per share merger consideration over 2) the exercise price per share of such cancelled stock option, without interest and less any applicable withholding taxes required by law.

F4: Option to purchase 237,500 shares provided for vesting in sixteen substantially equal quarterly installments commencing on 06/30/2016.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.38 · Expires 2022-02-27Direct0 Reported balance After 2017-04-18 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2017-04-18 · Disposition to issuer · Disposed 175,000 · Balance 0

F3: Pursuant to the Merger Agreement, at the Effective Time, each stock option that was outstanding and unexercised immediately prior to the Effective Time automatically became fully vested (to the extent not then vested) and was cancelled in consideration for the right to receive a cash payment equal to the product of (a) the total number of shares of the Issuer's common stock subject to such cancelled stock option and (b) the excess, if any, of 1) the per share merger consideration over 2) the exercise price per share of such cancelled stock option, without interest and less any applicable withholding taxes required by law.

F5: Option to purchase 175,000 shares provided for vesting in sixteen equal quarterly installments commencing on 06/30/2015.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.13 · Expires 2021-10-02Direct0 Reported balance After 2017-04-18 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2017-04-18 · Disposition to issuer · Disposed 700,000 · Balance 0

F3: Pursuant to the Merger Agreement, at the Effective Time, each stock option that was outstanding and unexercised immediately prior to the Effective Time automatically became fully vested (to the extent not then vested) and was cancelled in consideration for the right to receive a cash payment equal to the product of (a) the total number of shares of the Issuer's common stock subject to such cancelled stock option and (b) the excess, if any, of 1) the per share merger consideration over 2) the exercise price per share of such cancelled stock option, without interest and less any applicable withholding taxes required by law.

F6: Option to purchase 700,000 shares provided for vesting as to 175,000 shares on 09/16/2015, and as to the remaining shares in 12 equal quarterly installments thereafter, commencing on 12/31/2015.

Performance Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2017-04-18 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2017-04-18 · Disposition to issuer · Disposed 82,400 · Balance 0

F7: Performance-based RSUs ("PRSUs") granted on February 26, 2016 provided that they could become earned and eligible for vesting based on the extent to which the Issuer achieved a financial performance goal for its combined 2016 and 2017 fiscal years. The PRSUs provided that to the extent the PRSUs became earned and eligible for vesting, 50% would vest following certification of the awards in 2018, and the remaining 50% would vest in eight equal quarterly installments, with the first installment vesting on June 1, 2018, and one additional installment vesting on the 1st day of the third calendar month of each calendar quarter thereafter. Pursuant to the Merger Agreement and the terms of the awards, immediately prior to the Effective Time, the PRSUs became earned at the target performance level, and at the Effective Time became fully vested and were cancelled in consideration for the right to receive a cash payment equal to the product of (a) the total number of shares of common stock subject to such earned PRSUs and (b) the per share merger consideration, without interest and less any applicable withholding taxes required by law.

Filing footnotes · ownership attribution and instrument terms

F1: On April 18, 2017 (the "Closing Date"), Keysight Technologies, Inc. ("Keysight") acquired the Issuer pursuant to the Agreement and Plan of Merger, dated as of January 30, 2017 (the "Merger Agreement"), by and among the Issuer, Keysight, and, by a joinder dated February 2, 2017, Keysight Acquisition, Inc., a wholly-owned subsidiary of Keysight ("Merger Sub"). On the Closing Date, in accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving the merger (the "Merger") as a wholly owned subsidiary of Keysight. At the effective time of the Merger (the "Effective Time"), each share of the Issuer's common stock outstanding immediately prior to the Effective Time (other than, if any, shares owned by Keysight or Merger Sub, or by any subsidiary of Keysight, Merger Sub, or the Issuer (except to the extent held on behalf of a third party)), was automatically cancelled and converted into the right to receive $19.65 per share in cash (the "per share merger consideration"), without interest and less any applicable withholding taxes required by law. Pursuant to the Merger Agreement, at the Effective Time, each restricted stock unit award ("RSU") that was outstanding immediately prior to the Effective Time automatically became fully vested and was cancelled in consideration for the right to receive a cash payment equal to the product of (a) the total number of shares of common stock subject to such RSU and (b) the per share merger consideration, without interest and less any applicable withholding taxes required by law. The Merger is more fully described in the Issuer's definitive proxy statement filed with the SEC on March 14, 2017.

F2: Represents (i) 31,793 shares of common stock (including 858 shares acquired under the Ixia Employee Stock Purchase Plan on 04/11/2017) owned directly and (ii) 48,600 shares of common stock subject to RSUs outstanding immediately prior to the Effective Time. The RSUs, which were part of an award that had become earned and eligible for vesting on March 6, 2017 based on the extent to which the Issuer had achieved a financial performance goal for its combined 2015 and 2016 fiscal years, provided for vesting in eight equal quarterly installments, with the first installment vesting on May 15, 2017 and one additional installment vesting on the 15th day of the second calendar month of each calendar quarter thereafter.

F3: Pursuant to the Merger Agreement, at the Effective Time, each stock option that was outstanding and unexercised immediately prior to the Effective Time automatically became fully vested (to the extent not then vested) and was cancelled in consideration for the right to receive a cash payment equal to the product of (a) the total number of shares of the Issuer's common stock subject to such cancelled stock option and (b) the excess, if any, of 1) the per share merger consideration over 2) the exercise price per share of such cancelled stock option, without interest and less any applicable withholding taxes required by law.

F4: Option to purchase 237,500 shares provided for vesting in sixteen substantially equal quarterly installments commencing on 06/30/2016.

F5: Option to purchase 175,000 shares provided for vesting in sixteen equal quarterly installments commencing on 06/30/2015.

F6: Option to purchase 700,000 shares provided for vesting as to 175,000 shares on 09/16/2015, and as to the remaining shares in 12 equal quarterly installments thereafter, commencing on 12/31/2015.

F7: Performance-based RSUs ("PRSUs") granted on February 26, 2016 provided that they could become earned and eligible for vesting based on the extent to which the Issuer achieved a financial performance goal for its combined 2016 and 2017 fiscal years. The PRSUs provided that to the extent the PRSUs became earned and eligible for vesting, 50% would vest following certification of the awards in 2018, and the remaining 50% would vest in eight equal quarterly installments, with the first installment vesting on June 1, 2018, and one additional installment vesting on the 1st day of the third calendar month of each calendar quarter thereafter. Pursuant to the Merger Agreement and the terms of the awards, immediately prior to the Effective Time, the PRSUs became earned at the target performance level, and at the Effective Time became fully vested and were cancelled in consideration for the right to receive a cash payment equal to the product of (a) the total number of shares of common stock subject to such earned PRSUs and (b) the per share merger consideration, without interest and less any applicable withholding taxes required by law.

MARVELL TECHNOLOGY GROUP LTD

Report date April 20, 2021 · Filed April 20, 2021

Section 16 reporting ended · disclosed 2021-04-20. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect0 Reported balance After 2021-04-20 transaction · row 1
1 source row

Row 1 · 2021-04-20 · Disposition to issuer · Disposed 20,596 · Balance 0

F1: On April 20, 2021, pursuant to the Agreement and Plan of Merger and Reorganization, dated as of October 29, 2020 (the "Merger Agreement"), by and among Marvell Technology Group Ltd. ("Marvell"), Marvell Technology, Inc. (f/k/a Maui HoldCo, Inc.), a wholly owned subsidiary of Marvell ("HoldCo"), Maui Acquisition Company Ltd, a wholly owned subsidiary of HoldCo ("Bermuda Merger Sub"), Indigo Acquisition Corp., a wholly owned subsidiary of HoldCo ("Delaware Merger Sub"), and Inphi Corporation ("Inphi"), Bermuda Merger Sub merged with and into Marvell with Marvell as the surviving corporation and a wholly owned subsidiary of Holdco (the "Bermuda Merger"), and Delaware Merger Sub merged with and into Inphi with Inphi as the surviving corporation and a wholly owned subsidiary of Holdco (the "Delaware Merger" and, together with the Bermuda Merger, the "Mergers").

F2: (Continued from footnote 1) At the effective time of the Bermuda Merger, each common share of Marvell, par value $0.002 per share ("Marvell Share"), was automatically converted into the right to receive one share of HoldCo common stock, par value $0.002 per share ("HoldCo Stock").

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-04-20 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2021-04-20 · Disposition to issuer · Disposed 6,651 · Balance 0

F3: Each restricted stock unit represents a contingent right to receive one Marvell Share upon vesting. At the effective time of the Bermuda Merger, each restricted stock unit related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a restricted stock unit relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting) that applied to such restricted stock unit immediately prior to the Mergers.

F4: Vests 100% of shares on the earlier of the next annual general meeting of Marvell or the one year anniversary of the restricted stock unit grant. The restricted stock unit grant was made on July 23, 2020.

Filing footnotes · ownership attribution and instrument terms

F1: On April 20, 2021, pursuant to the Agreement and Plan of Merger and Reorganization, dated as of October 29, 2020 (the "Merger Agreement"), by and among Marvell Technology Group Ltd. ("Marvell"), Marvell Technology, Inc. (f/k/a Maui HoldCo, Inc.), a wholly owned subsidiary of Marvell ("HoldCo"), Maui Acquisition Company Ltd, a wholly owned subsidiary of HoldCo ("Bermuda Merger Sub"), Indigo Acquisition Corp., a wholly owned subsidiary of HoldCo ("Delaware Merger Sub"), and Inphi Corporation ("Inphi"), Bermuda Merger Sub merged with and into Marvell with Marvell as the surviving corporation and a wholly owned subsidiary of Holdco (the "Bermuda Merger"), and Delaware Merger Sub merged with and into Inphi with Inphi as the surviving corporation and a wholly owned subsidiary of Holdco (the "Delaware Merger" and, together with the Bermuda Merger, the "Mergers").

F2: (Continued from footnote 1) At the effective time of the Bermuda Merger, each common share of Marvell, par value $0.002 per share ("Marvell Share"), was automatically converted into the right to receive one share of HoldCo common stock, par value $0.002 per share ("HoldCo Stock").

F3: Each restricted stock unit represents a contingent right to receive one Marvell Share upon vesting. At the effective time of the Bermuda Merger, each restricted stock unit related to a Marvell Share was assumed by HoldCo pursuant to the Merger Agreement and converted into a restricted stock unit relating to a share of HoldCo Stock, on the same terms and conditions as the original award (including with respect to vesting) that applied to such restricted stock unit immediately prior to the Mergers.

F4: Vests 100% of shares on the earlier of the next annual general meeting of Marvell or the one year anniversary of the restricted stock unit grant. The restricted stock unit grant was made on July 23, 2020.

Marvell Technology, Inc.

Report date June 23, 2022 · Filed June 24, 2022

Section 16 reporting ended · disclosed 2022-06-24. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect31,601 Reported balance After 2022-06-23 transaction · row 1
1 source row

Row 1 · 2022-06-23 · Exercise / conversion · Acquired 4,354 · Balance 31,601

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-06-23 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2022-06-23 · Exercise / conversion · Disposed 4,354 · Balance 0

F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting.

F2: These RSUs vested as to 100% of the shares on June 23, 2022.

Filing footnotes · ownership attribution and instrument terms

F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting.

F2: These RSUs vested as to 100% of the shares on June 23, 2022.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 09, 2026 Filed Sep 10, 2026 17:04 UTC LAM RESEARCH CORP LRCX · Entity 1467 SaleCommon Stock 9,557 $314.74 $3,007,970.18
Disclosure

SEC source: 0001405693-26-000011 · wk-form4_1789059862.xml · nonDerivative · entry 1

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 20,995

F1 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $314.08 to $314.99, inclusive

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June 26, 2026 Filed Jun 29, 2026 23:12 UTC BOX INC BOX · Entity 3932 SaleClass A Common Stock 2,735 $26.11 $71,405.38
Disclosure

SEC source: 0001193125-26-288924 · ownership.xml · nonDerivative · entry 3

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 17,228

F3 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 22, 2025.

F5 · price: This sale price represents the weighted average sale price of the shares sold ranging from $26.00 to $26.235 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F2 · balance_after: Certain of these shares are represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date.

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June 26, 2026 Filed Jun 29, 2026 23:12 UTC BOX INC BOX · Entity 3932 SaleClass A Common Stock 1,325 $25.78 $34,155.85
Disclosure

SEC source: 0001193125-26-288924 · ownership.xml · nonDerivative · entry 2

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 19,963

F3 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 22, 2025.

F4 · price: This sale price represents the weighted average sale price of the shares sold ranging from $25.00 to $25.96 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F2 · balance_after: Certain of these shares are represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date.

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June 25, 2026 Filed Jun 29, 2026 23:12 UTC BOX INC BOX · Entity 3932 GrantClass A Common Stock 12,266 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-288924 · ownership.xml · nonDerivative · entry 1

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 21,288

F1 · shares: Represents an annual restricted stock unit ("RSU") award pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs will vest on the earlier of (i) twelve months from date of grant (i.e. June 25, 2027) or (ii) the date of the Issuer's next annual meeting of stockholders.

F2 · balance_after: Certain of these shares are represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date.

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June 24, 2026 Filed Jun 26, 2026 20:35 UTC Astera Labs, Inc. ALAB · Entity 1853 SaleCommon Stock 29 $399.96 $11,598.84
Disclosure

SEC source: 0001405693-26-000009 · wk-form4_1782506114.xml · nonDerivative · entry 6

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,550

F1 · kind: The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2024.

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June 24, 2026 Filed Jun 26, 2026 20:35 UTC Astera Labs, Inc. ALAB · Entity 1853 SaleCommon Stock 165 $398.32 $65,722.04
Disclosure

SEC source: 0001405693-26-000009 · wk-form4_1782506114.xml · nonDerivative · entry 5

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,579

F1 · kind: The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2024.

F5 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $398.0000 to $398.6100, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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June 24, 2026 Filed Jun 26, 2026 20:35 UTC Astera Labs, Inc. ALAB · Entity 1853 SaleCommon Stock 146 $396.49 $57,887.76
Disclosure

SEC source: 0001405693-26-000009 · wk-form4_1782506114.xml · nonDerivative · entry 4

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,744

F1 · kind: The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2024.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $396.0700 to $396.8350, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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June 24, 2026 Filed Jun 26, 2026 20:35 UTC Astera Labs, Inc. ALAB · Entity 1853 SaleCommon Stock 54 $393.86 $21,268.44
Disclosure

SEC source: 0001405693-26-000009 · wk-form4_1782506114.xml · nonDerivative · entry 3

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,890

F1 · kind: The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2024.

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June 24, 2026 Filed Jun 26, 2026 20:35 UTC Astera Labs, Inc. ALAB · Entity 1853 SaleCommon Stock 193 $392.67 $75,786.20
Disclosure

SEC source: 0001405693-26-000009 · wk-form4_1782506114.xml · nonDerivative · entry 2

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,944

F1 · kind: The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2024.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $392.1500 to $392.8300, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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June 24, 2026 Filed Jun 26, 2026 20:35 UTC Astera Labs, Inc. ALAB · Entity 1853 SaleCommon Stock 99 $391.27 $38,735.62
Disclosure

SEC source: 0001405693-26-000009 · wk-form4_1782506114.xml · nonDerivative · entry 1

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,137

F1 · kind: The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $391.1300 to $391.3800, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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June 04, 2026 Filed Jun 9, 2026 00:19 UTC Astera Labs, Inc. ALAB · Entity 1853 GrantCommon Stock 837 $0.00 $0.00
Disclosure

SEC source: 0001405693-26-000007 · wk-form4_1780964359.xml · nonDerivative · entry 1

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,236

F1 · shares: These shares represent an award of restricted stock units ("RSUs") granted on June 4, 2026 (the "Grant Date") under the Astera Labs, Inc. 2024 Stock Option and Incentive Plan. Such award vests in full upon the earlier of (i) the first anniversary of the Grant Date or (ii) the date of the next annual stockholder meeting of the Company following the Grant Date, subject to the Reporting Person's continuous service relationship with the Issuer through each applicable vesting date. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.

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May 05, 2026 Filed May 5, 2026 21:01 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 SaleCommon Stock 6,482 $29.10 $188,626.20
Disclosure

SEC source: 0001405693-26-000004 · form4.xml · nonDerivative · entry 1

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,018

Read SEC document
May 01, 2026 Filed May 5, 2026 21:01 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 GrantRestricted Stock Units · Derivative 8,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001405693-26-000004 · form4.xml · derivative · entry 3

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,750

Underlying: Common Stock · 8,750 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: On 05/01/26, the reporting person was granted 8,750 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/27 or the date of Issuer's 2027 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · price: On 05/01/26, the reporting person was granted 8,750 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/27 or the date of Issuer's 2027 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · derivative.exercise_date: On 05/01/26, the reporting person was granted 8,750 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/27 or the date of Issuer's 2027 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · derivative.expiration_date: On 05/01/26, the reporting person was granted 8,750 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/27 or the date of Issuer's 2027 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

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April 01, 2026 Filed Apr 3, 2026 20:46 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionRestricted Stock Units · Derivative 14,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001405693-26-000002 · form4.xml · derivative · entry 3

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 05/02/25, the reporting person was granted 14,235 restricted stock units ("RSUs"), all of which cliff vested on the date of Issuer's 2026 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 88.8406 dividend equivalent rights at $20.83 per RSU credited to the reporting person's account on 07/17/25, 80.5989 dividend equivalent rights at $22.96 per RSU credited to the reporting person's account on 10/17/25, 94.6123 dividend equivalent rights at $21.44 per RSU credited to the reporting person's account on 01/16/26 vested dividend equivalent rights, and a de minimis adjustment of 0.9482 due to fractional rounding of the dividend equivalent rights.

F2 · price: As previously reported, on 05/02/25, the reporting person was granted 14,235 restricted stock units ("RSUs"), all of which cliff vested on the date of Issuer's 2026 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 88.8406 dividend equivalent rights at $20.83 per RSU credited to the reporting person's account on 07/17/25, 80.5989 dividend equivalent rights at $22.96 per RSU credited to the reporting person's account on 10/17/25, 94.6123 dividend equivalent rights at $21.44 per RSU credited to the reporting person's account on 01/16/26 vested dividend equivalent rights, and a de minimis adjustment of 0.9482 due to fractional rounding of the dividend equivalent rights.

F2 · derivative.exercise_date: As previously reported, on 05/02/25, the reporting person was granted 14,235 restricted stock units ("RSUs"), all of which cliff vested on the date of Issuer's 2026 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 88.8406 dividend equivalent rights at $20.83 per RSU credited to the reporting person's account on 07/17/25, 80.5989 dividend equivalent rights at $22.96 per RSU credited to the reporting person's account on 10/17/25, 94.6123 dividend equivalent rights at $21.44 per RSU credited to the reporting person's account on 01/16/26 vested dividend equivalent rights, and a de minimis adjustment of 0.9482 due to fractional rounding of the dividend equivalent rights.

F2 · derivative.expiration_date: As previously reported, on 05/02/25, the reporting person was granted 14,235 restricted stock units ("RSUs"), all of which cliff vested on the date of Issuer's 2026 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 88.8406 dividend equivalent rights at $20.83 per RSU credited to the reporting person's account on 07/17/25, 80.5989 dividend equivalent rights at $22.96 per RSU credited to the reporting person's account on 10/17/25, 94.6123 dividend equivalent rights at $21.44 per RSU credited to the reporting person's account on 01/16/26 vested dividend equivalent rights, and a de minimis adjustment of 0.9482 due to fractional rounding of the dividend equivalent rights.

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April 01, 2026 Filed Apr 3, 2026 20:46 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionCommon Stock 14,500 $23.98 $347,710.00
Disclosure

SEC source: 0001405693-26-000002 · form4.xml · nonDerivative · entry 1

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2025 Filed Nov 10, 2025 21:27 UTC LAM RESEARCH CORP LRCX · Entity 1467 GiftCommon Stock 1,622 $0.00 $0.00
Disclosure

SEC source: 0001405693-25-000009 · wk-form4_1762810039.xml · nonDerivative · entry 4

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 30,552

F3 · ownership.direct: On November 10, 2025, the reporting person transferred 1,622 shares of LRCX common stock to the Mayer Family Trust for no consideration. The reporting person is trustee of the trust, and the reporting person and members of her immediate family are the sole beneficiaries of the trust. The reporting person remains the beneficial owner of the securities held by the trust.

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November 10, 2025 Filed Nov 10, 2025 21:27 UTC LAM RESEARCH CORP LRCX · Entity 1467 GiftCommon Stock 1,622 $0.00 $0.00
Disclosure

SEC source: 0001405693-25-000009 · wk-form4_1762810039.xml · nonDerivative · entry 3

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,635

F1 · balance_after: The amount reported includes shares subject to unvested restricted stock units.

F3 · ownership.direct: On November 10, 2025, the reporting person transferred 1,622 shares of LRCX common stock to the Mayer Family Trust for no consideration. The reporting person is trustee of the trust, and the reporting person and members of her immediate family are the sole beneficiaries of the trust. The reporting person remains the beneficial owner of the securities held by the trust.

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November 07, 2025 Filed Nov 10, 2025 21:27 UTC LAM RESEARCH CORP LRCX · Entity 1467 SaleCommon Stock 30 $159.52 $4,785.60
Disclosure

SEC source: 0001405693-25-000009 · wk-form4_1762810039.xml · nonDerivative · entry 2

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,257

F2 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2024

F1 · balance_after: The amount reported includes shares subject to unvested restricted stock units.

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November 07, 2025 Filed Nov 10, 2025 21:27 UTC LAM RESEARCH CORP LRCX · Entity 1467 GrantCommon Stock 1,635 $0.00 $0.00
Disclosure

SEC source: 0001405693-25-000009 · wk-form4_1762810039.xml · nonDerivative · entry 1

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,287

F1 · balance_after: The amount reported includes shares subject to unvested restricted stock units.

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November 03, 2025 Filed Nov 4, 2025 23:05 UTC LAM RESEARCH CORP LRCX · Entity 1467 SaleCommon Stock 1,298 $159.99 $207,667.02
Disclosure

SEC source: 0001405693-25-000007 · wk-form4_1762297514.xml · nonDerivative · entry 1

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,652

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2024.

Read SEC document
June 30, 2025 Filed Jul 1, 2025 21:05 UTC BOX INC BOX · Entity 3932 GiftClass A Common Stock 6,262 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-092320 · ownership.xml · nonDerivative · entry 4

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See footnote

Disclosed balance after: 64,993

F5 · ownership.nature: The shares are held of record by Bethany Mayer and Dale Jantzen, as Trustees of The Jantzen/Mayer Family 2002 Trust.

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June 30, 2025 Filed Jul 1, 2025 21:05 UTC BOX INC BOX · Entity 3932 GiftClass A Common Stock 6,262 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-092320 · ownership.xml · nonDerivative · entry 3

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 9,022

F2 · balance_after: Certain of these shares are represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date.

Read SEC document
June 30, 2025 Filed Jul 1, 2025 21:05 UTC BOX INC BOX · Entity 3932 SaleClass A Common Stock 5,123 $34.06 $174,509.87
Disclosure

SEC source: 0000950170-25-092320 · ownership.xml · nonDerivative · entry 2

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 15,284

F3 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 9, 2024.

F4 · price: This sale price represents the weighted average sale price of the shares sold ranging from $33.955 to $34.14 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F2 · balance_after: Certain of these shares are represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date.

Read SEC document
June 27, 2025 Filed Jul 1, 2025 21:05 UTC BOX INC BOX · Entity 3932 GrantClass A Common Stock 9,022 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-092320 · ownership.xml · nonDerivative · entry 1

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,407

F1 · shares: Represents an annual restricted stock unit ("RSU") award pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs will vest on the earlier of (i) twelve months from date of grant (i.e. June 27, 2026) or (ii) the date of the Issuer's next annual meeting of stockholders.

F2 · balance_after: Certain of these shares are represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date.

Read SEC document
June 26, 2025 Filed Jun 26, 2025 21:58 UTC Astera Labs, Inc. ALAB · Entity 1853 GiftCommon Stock 839 $0.00 $0.00
Disclosure

SEC source: 0001736297-25-000074 · wk-form4_1750975084.xml · nonDerivative · entry 5

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 839

F5 · kind: On June 26, 2025, the Reporting Person transferred 839 shares of Common Stock to The Jantzen/Mayer Family 2002 Trust (the "Trust") for no consideration.

F6 · ownership.nature: These shares are owned directly by the Trust, of which the Reporting Person is a trustee. The Reporting Person disclaims beneficial ownership of these securities, except to the extent, if any, of her pecuniary interest therein, and the filing of this Form 4 is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

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June 26, 2025 Filed Jun 26, 2025 21:58 UTC Astera Labs, Inc. ALAB · Entity 1853 GiftCommon Stock 839 $0.00 $0.00
Disclosure

SEC source: 0001736297-25-000074 · wk-form4_1750975084.xml · nonDerivative · entry 4

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,399

F5 · kind: On June 26, 2025, the Reporting Person transferred 839 shares of Common Stock to The Jantzen/Mayer Family 2002 Trust (the "Trust") for no consideration.

Read SEC document
June 24, 2025 Filed Jun 26, 2025 21:58 UTC Astera Labs, Inc. ALAB · Entity 1853 SaleCommon Stock 113 $88.50 $10,000.62
Disclosure

SEC source: 0001736297-25-000074 · wk-form4_1750975084.xml · nonDerivative · entry 3

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,238

F1 · kind: The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2024.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $88.4600 to $88.5400, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 24, 2025 Filed Jun 26, 2025 21:58 UTC Astera Labs, Inc. ALAB · Entity 1853 SaleCommon Stock 312 $87.65 $27,345.36
Disclosure

SEC source: 0001736297-25-000074 · wk-form4_1750975084.xml · nonDerivative · entry 2

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,351

F1 · kind: The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2024.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $87.3550 to $88.0900, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 24, 2025 Filed Jun 26, 2025 21:58 UTC Astera Labs, Inc. ALAB · Entity 1853 SaleCommon Stock 261 $86.81 $22,657.36
Disclosure

SEC source: 0001736297-25-000074 · wk-form4_1750975084.xml · nonDerivative · entry 1

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,663

F1 · kind: The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $86.3300 to $87.2950, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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June 08, 2025 Filed Jun 10, 2025 23:52 UTC Astera Labs, Inc. ALAB · Entity 1853 GrantCommon Stock 2,351 $0.00 $0.00
Disclosure

SEC source: 0001736297-25-000053 · wk-form4_1749599517.xml · nonDerivative · entry 1

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,924

F1 · shares: These shares represent an award of restricted stock units (RSUs) granted on June 8, 2025 (the Grant Date) under the Astera Labs, Inc. 2024 Stock Option and Incentive Plan. Such award vests in full upon the earlier of (i) the first anniversary of the Grant Date or (ii) the date of the next annual stockholder meeting of the Company following the Grant Date, subject to the Reporting Person's continuous service relationship with the Issuer through each applicable vesting date. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.

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May 02, 2025 Filed May 6, 2025 21:07 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 GrantRestricted Stock Units · Derivative 14,235 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-25-008641 · form4.xml · derivative · entry 3

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,235

Underlying: Common Stock · 14,235 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: On 05/02/25, the reporting person was granted 14,235 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/02/26 or the date of Issuer's 2026 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · price: On 05/02/25, the reporting person was granted 14,235 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/02/26 or the date of Issuer's 2026 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · derivative.exercise_date: On 05/02/25, the reporting person was granted 14,235 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/02/26 or the date of Issuer's 2026 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · derivative.expiration_date: On 05/02/25, the reporting person was granted 14,235 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/02/26 or the date of Issuer's 2026 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

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April 04, 2025 Filed Apr 8, 2025 22:18 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 SaleCommon Stock 6,409 $13.19 $84,534.71
Disclosure

SEC source: 0001062993-25-007246 · form4.xml · nonDerivative · entry 1

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · balance_after: The total direct beneficial ownership reflects a decrease due to the transfer of 20,078 shares into the reporting person's revocable Trust on 04/07/25.

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April 02, 2025 Filed Apr 4, 2025 21:07 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionRestricted Stock Units · Derivative 14,323 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-25-007111 · form4.xml · derivative · entry 2

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,323 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 05/10/24, the reporting person was granted 14,068 restricted stock units ("RSUs"), all of which cliff vested on 04/02/25, the date of Issuer's 2025 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 88.4780 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, 88.3925 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24, 78.1222 dividend equivalent rights at $23.41 per RSU credited to the reporting person's account on 01/16/25, 255 vested dividend equivalent rights, and a de minimus adjustment of 0.0073 due to fractional rounding of the dividend equivalent rights.

F2 · price: As previously reported, on 05/10/24, the reporting person was granted 14,068 restricted stock units ("RSUs"), all of which cliff vested on 04/02/25, the date of Issuer's 2025 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 88.4780 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, 88.3925 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24, 78.1222 dividend equivalent rights at $23.41 per RSU credited to the reporting person's account on 01/16/25, 255 vested dividend equivalent rights, and a de minimus adjustment of 0.0073 due to fractional rounding of the dividend equivalent rights.

F2 · derivative.exercise_date: As previously reported, on 05/10/24, the reporting person was granted 14,068 restricted stock units ("RSUs"), all of which cliff vested on 04/02/25, the date of Issuer's 2025 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 88.4780 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, 88.3925 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24, 78.1222 dividend equivalent rights at $23.41 per RSU credited to the reporting person's account on 01/16/25, 255 vested dividend equivalent rights, and a de minimus adjustment of 0.0073 due to fractional rounding of the dividend equivalent rights.

F2 · derivative.expiration_date: As previously reported, on 05/10/24, the reporting person was granted 14,068 restricted stock units ("RSUs"), all of which cliff vested on 04/02/25, the date of Issuer's 2025 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 88.4780 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, 88.3925 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24, 78.1222 dividend equivalent rights at $23.41 per RSU credited to the reporting person's account on 01/16/25, 255 vested dividend equivalent rights, and a de minimus adjustment of 0.0073 due to fractional rounding of the dividend equivalent rights.

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April 02, 2025 Filed Apr 4, 2025 21:07 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionCommon Stock 14,323 $16.12 $230,886.76
Disclosure

SEC source: 0001062993-25-007111 · form4.xml · nonDerivative · entry 1

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,487

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 06, 2024 Filed Dec 9, 2024 21:45 UTC BOX INC BOX · Entity 3932 GiftClass A Common Stock 58,731 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-134607 · ownership.xml · nonDerivative · entry 2

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 58,731

F2 · ownership.nature: The shares are held of record by Bethany Mayer and Dale Jantzen, as Trustees of The Jantzen/Mayer Family 2002 Trust.

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December 06, 2024 Filed Dec 9, 2024 21:45 UTC BOX INC BOX · Entity 3932 GiftClass A Common Stock 58,731 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-134607 · ownership.xml · nonDerivative · entry 1

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,385

F1 · balance_after: Certain of these shares are represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date.

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November 08, 2024 Filed Nov 12, 2024 16:32 UTC LAM RESEARCH CORP LRCX · Entity 1467 GrantCommon Stock 2,950 $0.00 $0.00
Disclosure

SEC source: 0000707549-24-000152 · wk-form4_1731429125.xml · nonDerivative · entry 1

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,950

F1 · balance_after: The amount reported includes shares subject to unvested restricted stock units.

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November 06, 2024 Filed Nov 7, 2024 17:49 UTC LAM RESEARCH CORP LRCX · Entity 1467 OtherCommon Stock 28,930 $0.00 $0.00
Disclosure

SEC source: 0000707549-24-000136 · wk-form4_1731001770.xml · nonDerivative · entry 2

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 28,930

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November 06, 2024 Filed Nov 7, 2024 17:49 UTC LAM RESEARCH CORP LRCX · Entity 1467 OtherCommon Stock 28,930 $0.00 $0.00
Disclosure

SEC source: 0000707549-24-000136 · wk-form4_1731001770.xml · nonDerivative · entry 1

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

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November 06, 2024 Filed Jan 21, 2025 18:22 UTC Amendment LAM RESEARCH CORP LRCX · Entity 1467 GiftCommon Stock 28,930 $0.00 $0.00
Disclosure

SEC source: 0000707549-25-000002 · wk-form4a_1737483738.xml · nonDerivative · entry 2

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 28,930

F1 · ownership.direct: On November 6, 2024, the reporting person transferred 28,930 shares of LRCX common stock to the Mayer Family Trust for no consideration. The reporting person is trustee of the trust, and the reporting person and members of her immediate family are the sole beneficiaries of the trust. The reporting person remains the beneficial owner of the securities held by the trust.

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November 06, 2024 Filed Jan 21, 2025 18:22 UTC Amendment LAM RESEARCH CORP LRCX · Entity 1467 GiftCommon Stock 28,930 $0.00 $0.00
Disclosure

SEC source: 0000707549-25-000002 · wk-form4a_1737483738.xml · nonDerivative · entry 1

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · ownership.direct: On November 6, 2024, the reporting person transferred 28,930 shares of LRCX common stock to the Mayer Family Trust for no consideration. The reporting person is trustee of the trust, and the reporting person and members of her immediate family are the sole beneficiaries of the trust. The reporting person remains the beneficial owner of the securities held by the trust.

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November 01, 2024 Filed Nov 4, 2024 20:47 UTC LAM RESEARCH CORP LRCX · Entity 1467 SaleCommon Stock 1,660 $75.16 $124,757.30
Disclosure

SEC source: 0000707549-24-000132 · wk-form4_1730753250.xml · nonDerivative · entry 1

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,930

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July 02, 2024 Filed Jul 3, 2024 23:27 UTC BOX INC BOX · Entity 3932 GrantClass A Common Stock 3,795 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-081717 · ownership.xml · nonDerivative · entry 3

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,116

F2 · shares: Represents an annual RSU award pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs will vest on the earlier of (i) twelve months from date of grant (i.e. July 2, 2025) or (ii) the date of the Issuer's next annual meeting of stockholders.

F1 · balance_after: Certain of these shares are represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date.

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July 02, 2024 Filed Jul 3, 2024 23:27 UTC BOX INC BOX · Entity 3932 GrantClass A Common Stock 7,590 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-081717 · ownership.xml · nonDerivative · entry 2

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,321

F2 · shares: Represents an annual RSU award pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs will vest on the earlier of (i) twelve months from date of grant (i.e. July 2, 2025) or (ii) the date of the Issuer's next annual meeting of stockholders.

F1 · balance_after: Certain of these shares are represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date.

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July 01, 2024 Filed Jul 2, 2024 21:04 UTC SEMPRA SRE · Entity 3017 GrantPhantom Shares · Derivative 166.73 $74.97 $12,499.75
Disclosure

SEC source: 0001062993-24-013353 · form4.xml · derivative · entry 1

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,169.57

Underlying: Common Stock · 166.73 shares

Expires not disclosed

F1 · security: Phantom shares of Sempra Common Stock acquired as director compensation.

F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1.

F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested.

F4 · derivative.expiration_date: Expiration date is Not Applicable.

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July 01, 2024 Filed Jul 3, 2024 23:27 UTC BOX INC BOX · Entity 3932 SaleClass A Common Stock 4,760 $26.48 $126,049.56
Disclosure

SEC source: 0000950170-24-081717 · ownership.xml · nonDerivative · entry 1

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,731

F1 · balance_after: Certain of these shares are represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date.

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June 23, 2024 Filed Jun 25, 2024 20:02 UTC Astera Labs, Inc. ALAB · Entity 1853 GrantCommon Stock 4,573 $0.00 $0.00
Disclosure

SEC source: 0001736297-24-000013 · wk-form4_1719345715.xml · nonDerivative · entry 1

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,573

F1 · balance_after: These shares represent an award of restricted stock units ("RSUs") granted on June 23, 2024 (the "Grant Date") under the Astera Labs, Inc. Amended and Restated 2024 Stock Option and Incentive Plan. Such award vests in equal installments over three years from the Grant Date, subject to the Reporting Person's continuous service relationship with the Issuer through each applicable vesting date. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.

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May 10, 2024 Filed May 14, 2024 21:15 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 GrantRestricted Stock Units · Derivative 14,068 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-010240 · form4.xml · derivative · entry 2

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,068

Underlying: Common Stock · 14,068 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: On 05/10/24, the reporting person was granted 14,068 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/10/25 or the date of Issuer's 2025 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · price: On 05/10/24, the reporting person was granted 14,068 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/10/25 or the date of Issuer's 2025 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · derivative.exercise_date: On 05/10/24, the reporting person was granted 14,068 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/10/25 or the date of Issuer's 2025 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F2 · derivative.expiration_date: On 05/10/24, the reporting person was granted 14,068 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/10/25 or the date of Issuer's 2025 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

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May 09, 2024 Filed May 13, 2024 19:24 UTC SEMPRA SRE · Entity 3017 GrantCommon Stock 1,642 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-010034 · form4.xml · nonDerivative · entry 1

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,686.43

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April 10, 2024 Filed Apr 12, 2024 21:18 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionRestricted Stock Units · Derivative 12,164 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-008364 · form4.xml · derivative · entry 2

Mayer Bethany · CIK 0001405693 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,164 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 06/14/23, the reporting person was granted 11,898 restricted stock units ("RSUs"), all of which cliff vested on 04/10/24, the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 84.6331 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, 86.6359 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23, and 94.4863 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24. The number of derivative securities in column 5 reflects 266 dividend equivalent rights and a de minimus adjustment of 0.2447 due to fractional rounding of the dividend equivalent rights.

F2 · price: As previously reported, on 06/14/23, the reporting person was granted 11,898 restricted stock units ("RSUs"), all of which cliff vested on 04/10/24, the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 84.6331 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, 86.6359 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23, and 94.4863 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24. The number of derivative securities in column 5 reflects 266 dividend equivalent rights and a de minimus adjustment of 0.2447 due to fractional rounding of the dividend equivalent rights.

F2 · derivative.exercise_date: As previously reported, on 06/14/23, the reporting person was granted 11,898 restricted stock units ("RSUs"), all of which cliff vested on 04/10/24, the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 84.6331 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, 86.6359 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23, and 94.4863 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24. The number of derivative securities in column 5 reflects 266 dividend equivalent rights and a de minimus adjustment of 0.2447 due to fractional rounding of the dividend equivalent rights.

F2 · derivative.expiration_date: As previously reported, on 06/14/23, the reporting person was granted 11,898 restricted stock units ("RSUs"), all of which cliff vested on 04/10/24, the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 84.6331 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, 86.6359 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23, and 94.4863 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24. The number of derivative securities in column 5 reflects 266 dividend equivalent rights and a de minimus adjustment of 0.2447 due to fractional rounding of the dividend equivalent rights.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.