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person · Reporting owner

Hammonds Kimberly

Disclosed activity across 6 companies

Tapewire entity
125969
SEC CIK
0001650280

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
BOX INCBOX · Entity 3932DirectorOctober 18, 2021October 20, 2021
Cloudera, Inc.CLDR · Entity 11702DirectorDecember 15, 2019December 18, 2019
Tenable Holdings, Inc.TENB · Entity 4063DirectorMay 25, 2022May 26, 2022
UiPath, Inc.PATH · Entity 2505DirectorJune 16, 2022June 21, 2022
Zoom Communications, Inc.ZM · Entity 889DirectorJuly 06, 2021July 08, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

BOX INC

Report date October 18, 2021 · Filed October 20, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect7,949 Ending reported balance After 2021-10-19 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2021-10-18 · Sale · Disposed 3,329 · Balance 7,949

F1: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 2, 2021.

F2: This sale price represents the weighted average sale price of the shares sold ranging from $25.68 to $26.58 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Row 2 · 2021-10-19 · Exercise / conversion · Acquired 2,773 · Balance 10,722

Row 3 · 2021-10-19 · Sale · Disposed 2,773 · Balance 7,949

F1: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 2, 2021.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.99 · Expires 2028-10-18Direct0 Reported balance After 2021-10-19 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2021-10-19 · Exercise / conversion · Disposed 2,773 · Balance 0

F3: 1/36 of the shares subject to the option vested on November 18, 2018, and 1/36 of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 2, 2021.

F2: This sale price represents the weighted average sale price of the shares sold ranging from $25.68 to $26.58 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3: 1/36 of the shares subject to the option vested on November 18, 2018, and 1/36 of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.

Cloudera, Inc.

Report date December 15, 2019 · Filed December 18, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect31,376 Reported balance After 2019-12-15 transaction · row 1
1 source row

Row 1 · 2019-12-15 · Exercise / conversion · Acquired 2,111 · Balance 31,376

F1: Vesting and release of RSUs granted to the reporting person on March 31, 2017.

F2: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.

Restricted Stock Units (RSU)SEC Table II · derivative / convertible securityDirect2,112 Reported balance After 2019-12-15 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2019-12-15 · Exercise / conversion · Disposed 2,111 · Balance 2,112

F2: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.

F1: Vesting and release of RSUs granted to the reporting person on March 31, 2017.

F3: 1/3rd of the total number of RSUs vested on March 15, 2018, and thereafter shall vest as to 1/12th of the total number of RSUs in equal quarterly installments, subject to the continuing service of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

Filing footnotes · ownership attribution and instrument terms

F1: Vesting and release of RSUs granted to the reporting person on March 31, 2017.

F2: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.

F3: 1/3rd of the total number of RSUs vested on March 15, 2018, and thereafter shall vest as to 1/12th of the total number of RSUs in equal quarterly installments, subject to the continuing service of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

Tenable Holdings, Inc.

Report date May 25, 2022 · Filed May 26, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect4,962 Reported balance After 2022-05-25 transaction · row 1
1 source row

Row 1 · 2022-05-25 · Exercise / conversion · Acquired 4,962 · Balance 4,962

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-05-25 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2022-05-25 · Exercise / conversion · Disposed 4,962 · Balance 0

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock.

F2: 100% of the shares underlying the RSUs vested on May 25, 2022.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect4,044 Reported balance After 2022-05-25 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2022-05-25 · Grant · Acquired 4,044 · Balance 4,044

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock.

F3: 100% of the shares underlying the RSUs vest on the earlier of May 25, 2023 or the Issuer's next annual shareholder meeting, subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date, and subject to accelerated vesting in specified circumstances.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock.

F2: 100% of the shares underlying the RSUs vested on May 25, 2022.

F3: 100% of the shares underlying the RSUs vest on the earlier of May 25, 2023 or the Issuer's next annual shareholder meeting, subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date, and subject to accelerated vesting in specified circumstances.

UiPath, Inc.

Report date June 16, 2022 · Filed June 21, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect100,662 Ending reported balance After 2022-06-21 transaction · row 3
2 source rows · reconciled sequence

Row 1 · 2022-06-16 · Grant · Acquired 10,351 · Balance 103,183

F1: This grant was made pursuant to the issuer's non-employee director compensation policy.

F2: Includes 10,351 Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. Each Annual Director RSU vests on the earlier of the date of the following year's annual meeting (or the date immediately prior to the next annual meeting, if the non-employee director's service as a director ends at such meeting due to the director's failure to be re-elected or the director not standing for re-election); or the first anniversary of the date of grant, in each case subject to the director's continued service through such vesting date.

Row 3 · 2022-06-21 · Sale · Disposed 2,521 · Balance 100,662

F4: These shares were sold in compliance with a qualified selling plan adopted by the reporting person pursuant to Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended.

Class A Common StockSEC Table I · non-derivativeIndirectby affiliate trust85,997 Reported balance After 2022-06-16 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2022-06-16 · Gift · Disposed 17,186 · Balance 85,997

F3: These shares were gifted to a trust for the benefit of the reporting person's child. The reporting person's spouse is trustee of the trust. The reporting person disclaims beneficial ownership of these securities and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: This grant was made pursuant to the issuer's non-employee director compensation policy.

F2: Includes 10,351 Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. Each Annual Director RSU vests on the earlier of the date of the following year's annual meeting (or the date immediately prior to the next annual meeting, if the non-employee director's service as a director ends at such meeting due to the director's failure to be re-elected or the director not standing for re-election); or the first anniversary of the date of grant, in each case subject to the director's continued service through such vesting date.

F3: These shares were gifted to a trust for the benefit of the reporting person's child. The reporting person's spouse is trustee of the trust. The reporting person disclaims beneficial ownership of these securities and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F4: These shares were sold in compliance with a qualified selling plan adopted by the reporting person pursuant to Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended.

Zoom Communications, Inc.

Report date July 06, 2021 · Filed July 08, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2021-07-06 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2021-07-06 · Conversion · Acquired 15,625 · Balance 15,625

Row 2 · 2021-07-06 · Sale · Disposed 15,625 · Balance 0

F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $400.00 to $400.26. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

Director Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.77 · Expires 2028-09-28Direct50,000 Reported balance After 2021-07-06 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2021-07-06 · Exercise / conversion · Disposed 15,625 · Balance 50,000

F3: 1/48 of the shares subject to the option vests in equal monthly installments commencing one month from September 12, 2018. The shares subject to this option are early exercisable, subject to the Issuer's right to repurchase.

F4: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's IPO.

Class B Common StockSEC Table II · derivative / convertible securityDirect15,625 Reported balance After 2021-07-06 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2021-07-06 · Exercise / conversion · Acquired 15,625 · Balance 15,625

F4: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's IPO.

Class B Common StockSEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-07-06 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2021-07-06 · Conversion · Disposed 15,625 · Balance 0

F4: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's IPO.

Filing footnotes · ownership attribution and instrument terms

F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $400.00 to $400.26. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

F3: 1/48 of the shares subject to the option vests in equal monthly installments commencing one month from September 12, 2018. The shares subject to this option are early exercisable, subject to the Issuer's right to repurchase.

F4: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's IPO.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

RED HAT INC

Report date July 09, 2019 · Filed July 09, 2019

Section 16 reporting ended · disclosed 2019-07-09. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2019-07-09 transaction · row 1
1 source row

Row 1 · 2019-07-09 · Disposition to issuer · Disposed 11,261 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger dated as of October 28, 2018, by and among International Business Machines Corporation ("IBM"), Socrates Acquisition Corp. and Red Hat, common shares of Red Hat were disposed of for cash consideration of $190.00 per share.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger dated as of October 28, 2018, by and among International Business Machines Corporation ("IBM"), Socrates Acquisition Corp. and Red Hat, common shares of Red Hat were disposed of for cash consideration of $190.00 per share.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 21, 2022 Filed Jun 21, 2022 21:40 UTC UiPath, Inc. PATH · Entity 2505 SaleClass A Common Stock 2,521 $18.70 $47,142.70
Disclosure

SEC source: 0001562180-22-005282 · primarydocument.xml · nonDerivative · entry 3

Hammonds Kimberly · CIK 0001650280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,662

F4 · kind: These shares were sold in compliance with a qualified selling plan adopted by the reporting person pursuant to Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended.

Read SEC document
June 16, 2022 Filed Jun 21, 2022 21:40 UTC UiPath, Inc. PATH · Entity 2505 GiftClass A Common Stock 17,186 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-005282 · primarydocument.xml · nonDerivative · entry 2

Hammonds Kimberly · CIK 0001650280 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by affiliate trust

Disclosed balance after: 85,997

F3 · ownership.nature: These shares were gifted to a trust for the benefit of the reporting person's child. The reporting person's spouse is trustee of the trust. The reporting person disclaims beneficial ownership of these securities and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
June 16, 2022 Filed Jun 21, 2022 21:40 UTC UiPath, Inc. PATH · Entity 2505 GrantClass A Common Stock 10,351 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-005282 · primarydocument.xml · nonDerivative · entry 1

Hammonds Kimberly · CIK 0001650280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,183

F1 · kind: This grant was made pursuant to the issuer's non-employee director compensation policy.

F2 · shares: Includes 10,351 Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. Each Annual Director RSU vests on the earlier of the date of the following year's annual meeting (or the date immediately prior to the next annual meeting, if the non-employee director's service as a director ends at such meeting due to the director's failure to be re-elected or the director not standing for re-election); or the first anniversary of the date of grant, in each case subject to the director's continued service through such vesting date.

Read SEC document
May 25, 2022 Filed May 26, 2022 17:06 UTC Tenable Holdings, Inc. TENB · Entity 4063 GrantRestricted Stock Units · Derivative 4,044 $0.00 $0.00
Disclosure

SEC source: 0001660280-22-000101 · wf-form4_165359915002798.xml · derivative · entry 3

Hammonds Kimberly · CIK 0001650280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,044

Underlying: Common Stock · 4,044 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock.

F3 · derivative.exercise_date: 100% of the shares underlying the RSUs vest on the earlier of May 25, 2023 or the Issuer's next annual shareholder meeting, subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date, and subject to accelerated vesting in specified circumstances.

F3 · derivative.expiration_date: 100% of the shares underlying the RSUs vest on the earlier of May 25, 2023 or the Issuer's next annual shareholder meeting, subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date, and subject to accelerated vesting in specified circumstances.

Read SEC document
May 25, 2022 Filed May 26, 2022 17:06 UTC Tenable Holdings, Inc. TENB · Entity 4063 Exercise / conversionRestricted Stock Units · Derivative 4,962 $0.00 $0.00
Disclosure

SEC source: 0001660280-22-000101 · wf-form4_165359915002798.xml · derivative · entry 2

Hammonds Kimberly · CIK 0001650280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,962 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock.

F2 · derivative.exercise_date: 100% of the shares underlying the RSUs vested on May 25, 2022.

F2 · derivative.expiration_date: 100% of the shares underlying the RSUs vested on May 25, 2022.

Read SEC document
May 25, 2022 Filed May 26, 2022 17:06 UTC Tenable Holdings, Inc. TENB · Entity 4063 Exercise / conversionCommon Stock 4,962 $0.00 $0.00
Disclosure

SEC source: 0001660280-22-000101 · wf-form4_165359915002798.xml · nonDerivative · entry 1

Hammonds Kimberly · CIK 0001650280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,962

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 18, 2022 Filed Mar 22, 2022 19:11 UTC UiPath, Inc. PATH · Entity 2505 SaleClass A Common Stock 2,521 $28.19 $71,066.99
Disclosure

SEC source: 0001562180-22-002869 · primarydocument.xml · nonDerivative · entry 1

Hammonds Kimberly · CIK 0001650280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,832

F1 · kind: These shares were sold in compliance with a qualified selling plan adopted by the reporting person pursuant to Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended.

Read SEC document
December 20, 2021 Filed Dec 22, 2021 18:24 UTC UiPath, Inc. PATH · Entity 2505 SaleClass A Common Stock 2,521 $40.47 $102,024.87
Disclosure

SEC source: 0001562180-21-007865 · primarydocument.xml · nonDerivative · entry 1

Hammonds Kimberly · CIK 0001650280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,353

F1 · kind: These shares were sold in compliance with a qualified selling plan adopted by the reporting person pursuant to Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended.

Read SEC document
October 19, 2021 Filed Oct 20, 2021 23:03 UTC BOX INC BOX · Entity 3932 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,773 $0.00 Strike: $18.99 $0.00
Disclosure

SEC source: 0001209191-21-061193 · doc4.xml · derivative · entry 4

Hammonds Kimberly · CIK 0001650280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,773 shares

Expires 2028-10-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 1/36 of the shares subject to the option vested on November 18, 2018, and 1/36 of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
October 19, 2021 Filed Oct 20, 2021 23:03 UTC BOX INC BOX · Entity 3932 SaleClass A Common Stock 2,773 $26.00 $72,098.00
Disclosure

SEC source: 0001209191-21-061193 · doc4.xml · nonDerivative · entry 3

Hammonds Kimberly · CIK 0001650280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,949

F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 2, 2021.

Read SEC document
October 19, 2021 Filed Oct 20, 2021 23:03 UTC BOX INC BOX · Entity 3932 Exercise / conversionClass A Common Stock 2,773 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-061193 · doc4.xml · nonDerivative · entry 2

Hammonds Kimberly · CIK 0001650280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,722

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 18, 2021 Filed Oct 20, 2021 23:03 UTC BOX INC BOX · Entity 3932 SaleClass A Common Stock 3,329 $25.98 $86,487.42
Disclosure

SEC source: 0001209191-21-061193 · doc4.xml · nonDerivative · entry 1

Hammonds Kimberly · CIK 0001650280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,949

F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 2, 2021.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $25.68 to $26.58 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
September 09, 2021 Filed Sep 10, 2021 21:59 UTC BOX INC BOX · Entity 3932 GrantClass A Common Stock 7,949 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-055536 · doc4.xml · nonDerivative · entry 1

Hammonds Kimberly · CIK 0001650280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,278

F1 · shares: Represents an automatic annual restricted stock unit (RSU) award pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs vest on the earlier of September 9, 2022 or the Issuer's next annual meeting of stockholders.

Read SEC document
September 01, 2021 Filed Sep 2, 2021 23:18 UTC BOX INC BOX · Entity 3932 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 15,699 $0.00 Strike: $18.99 $0.00
Disclosure

SEC source: 0001209191-21-054573 · doc4.xml · derivative · entry 7

Hammonds Kimberly · CIK 0001650280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,773

Underlying: Class A Common Stock · 15,699 shares

Expires 2028-10-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 1/36 of the shares subject to the option vested on November 18, 2018, and 1/36 of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
September 01, 2021 Filed Sep 2, 2021 23:18 UTC BOX INC BOX · Entity 3932 SaleClass A Common Stock 15,699 $26.03 $408,644.97
Disclosure

SEC source: 0001209191-21-054573 · doc4.xml · nonDerivative · entry 5

Hammonds Kimberly · CIK 0001650280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,329

F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 2, 2021.

F4 · price: This sale price represents the weighted average sale price of the shares sold ranging from $26.00 to $26.13 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
September 01, 2021 Filed Sep 2, 2021 23:18 UTC BOX INC BOX · Entity 3932 Exercise / conversionClass A Common Stock 15,699 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-054573 · doc4.xml · nonDerivative · entry 4

Hammonds Kimberly · CIK 0001650280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,028

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2021 Filed Sep 2, 2021 23:18 UTC BOX INC BOX · Entity 3932 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,500 $0.00 Strike: $18.99 $0.00
Disclosure

SEC source: 0001209191-21-054573 · doc4.xml · derivative · entry 6

Hammonds Kimberly · CIK 0001650280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,472

Underlying: Class A Common Stock · 1,500 shares

Expires 2028-10-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 1/36 of the shares subject to the option vested on November 18, 2018, and 1/36 of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.

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August 31, 2021 Filed Sep 2, 2021 23:18 UTC BOX INC BOX · Entity 3932 SaleClass A Common Stock 13,389 $25.74 $344,632.86
Disclosure

SEC source: 0001209191-21-054573 · doc4.xml · nonDerivative · entry 3

Hammonds Kimberly · CIK 0001650280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,329

F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 2, 2021.

F3 · price: This sale price represents the weighted average sale price of the shares sold ranging from $25.58 to $25.97 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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August 31, 2021 Filed Sep 2, 2021 23:18 UTC BOX INC BOX · Entity 3932 SaleClass A Common Stock 1,500 $26.00 $39,000.00
Disclosure

SEC source: 0001209191-21-054573 · doc4.xml · nonDerivative · entry 2

Hammonds Kimberly · CIK 0001650280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,718

F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 2, 2021.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $26.00 to $26.01 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
August 31, 2021 Filed Sep 2, 2021 23:18 UTC BOX INC BOX · Entity 3932 Exercise / conversionClass A Common Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-054573 · doc4.xml · nonDerivative · entry 1

Hammonds Kimberly · CIK 0001650280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,218

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 06, 2021 Filed Jul 8, 2021 22:46 UTC Zoom Communications, Inc. ZM · Entity 889 ConversionClass B Common Stock · Derivative 15,625 $0.00 $0.00
Disclosure

SEC source: 0001585521-21-000186 · wf-form4_162578434227165.xml · derivative · entry 5

Hammonds Kimberly · CIK 0001650280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 15,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's IPO.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's IPO.

F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's IPO.

Read SEC document
July 06, 2021 Filed Jul 8, 2021 22:46 UTC Zoom Communications, Inc. ZM · Entity 889 Exercise / conversionClass B Common Stock · Derivative 15,625 $0.00 $0.00
Disclosure

SEC source: 0001585521-21-000186 · wf-form4_162578434227165.xml · derivative · entry 4

Hammonds Kimberly · CIK 0001650280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,625

Underlying: Class A Common Stock · 15,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's IPO.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's IPO.

F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's IPO.

Read SEC document
July 06, 2021 Filed Jul 8, 2021 22:46 UTC Zoom Communications, Inc. ZM · Entity 889 Exercise / conversionDirector Stock Option (right to buy) · Derivative 15,625 $0.00 Strike: $3.77 $0.00
Disclosure

SEC source: 0001585521-21-000186 · wf-form4_162578434227165.xml · derivative · entry 3

Hammonds Kimberly · CIK 0001650280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Class B Common Stock · 15,625 shares

Expires 2028-09-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 1/48 of the shares subject to the option vests in equal monthly installments commencing one month from September 12, 2018. The shares subject to this option are early exercisable, subject to the Issuer's right to repurchase.

F4 · derivative.underlying: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's IPO.

Read SEC document
July 06, 2021 Filed Jul 8, 2021 22:46 UTC Zoom Communications, Inc. ZM · Entity 889 SaleClass A Common Stock 15,625 $400.05 $6,250,792.19
Disclosure

SEC source: 0001585521-21-000186 · wf-form4_162578434227165.xml · nonDerivative · entry 2

Hammonds Kimberly · CIK 0001650280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $400.00 to $400.26. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
July 06, 2021 Filed Jul 8, 2021 22:46 UTC Zoom Communications, Inc. ZM · Entity 889 ConversionClass A Common Stock 15,625 $0.00 $0.00
Disclosure

SEC source: 0001585521-21-000186 · wf-form4_162578434227165.xml · nonDerivative · entry 1

Hammonds Kimberly · CIK 0001650280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,625

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 16, 2021 Filed Jun 16, 2021 17:15 UTC Tenable Holdings, Inc. TENB · Entity 4063 Exercise / conversionStock Option (right to buy) · Derivative 21,279 $0.00 Strike: $16.21 $0.00
Disclosure

SEC source: 0001660280-21-000109 · wf-form4_162387811446078.xml · derivative · entry 6

Hammonds Kimberly · CIK 0001650280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,279 shares

Expires 2028-06-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 25% of the shares underlying the option vest on June 15, 2019, with the remainder vesting in two equal annual installments thereafter, subject to the reporting person's continuous service with the Issuer as of the applicable vesting date, and subject to accelerated vesting in specified circumstances.

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June 16, 2021 Filed Jun 16, 2021 17:15 UTC Tenable Holdings, Inc. TENB · Entity 4063 SaleCommon Stock 21,279 $43.08 $916,699.32
Disclosure

SEC source: 0001660280-21-000109 · wf-form4_162387811446078.xml · nonDerivative · entry 4

Hammonds Kimberly · CIK 0001650280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.00 - $43.30, inclusive.

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June 16, 2021 Filed Jun 16, 2021 17:15 UTC Tenable Holdings, Inc. TENB · Entity 4063 Exercise / conversionCommon Stock 21,279 $16.21 $344,932.59
Disclosure

SEC source: 0001660280-21-000109 · wf-form4_162387811446078.xml · nonDerivative · entry 3

Hammonds Kimberly · CIK 0001650280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,279

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2021 Filed Jun 16, 2021 17:15 UTC Tenable Holdings, Inc. TENB · Entity 4063 Exercise / conversionStock Option (right to buy) · Derivative 55,388 $0.00 Strike: $16.21 $0.00
Disclosure

SEC source: 0001660280-21-000109 · wf-form4_162387811446078.xml · derivative · entry 5

Hammonds Kimberly · CIK 0001650280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,279

Underlying: Common Stock · 55,388 shares

Expires 2028-06-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 100% of the shares underlying the option were vested as of June 15, 2021.

Read SEC document
June 15, 2021 Filed Jun 16, 2021 17:15 UTC Tenable Holdings, Inc. TENB · Entity 4063 SaleCommon Stock 55,388 $43.30 $2,398,300.40
Disclosure

SEC source: 0001660280-21-000109 · wf-form4_162387811446078.xml · nonDerivative · entry 2

Hammonds Kimberly · CIK 0001650280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.00 - $43.98, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.

Read SEC document
June 15, 2021 Filed Jun 16, 2021 17:15 UTC Tenable Holdings, Inc. TENB · Entity 4063 Exercise / conversionCommon Stock 55,388 $16.21 $897,839.48
Disclosure

SEC source: 0001660280-21-000109 · wf-form4_162387811446078.xml · nonDerivative · entry 1

Hammonds Kimberly · CIK 0001650280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,388

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 11, 2021 Filed Jun 15, 2021 22:28 UTC Zoom Communications, Inc. ZM · Entity 889 ConversionClass B Common Stock · Derivative 9,186 $0.00 $0.00
Disclosure

SEC source: 0001585521-21-000153 · wf-form4_162379609194116.xml · derivative · entry 6

Hammonds Kimberly · CIK 0001650280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 9,186 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's IPO.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's IPO.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's IPO.

Read SEC document
June 11, 2021 Filed Jun 15, 2021 22:28 UTC Zoom Communications, Inc. ZM · Entity 889 Exercise / conversionClass B Common Stock · Derivative 9,186 $0.00 $0.00
Disclosure

SEC source: 0001585521-21-000153 · wf-form4_162379609194116.xml · derivative · entry 5

Hammonds Kimberly · CIK 0001650280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,186

Underlying: Class A Common Stock · 9,186 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's IPO.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's IPO.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's IPO.

Read SEC document
June 11, 2021 Filed Jun 15, 2021 22:28 UTC Zoom Communications, Inc. ZM · Entity 889 Exercise / conversionDirector Stock Option (right to buy) · Derivative 9,186 $0.00 Strike: $3.77 $0.00
Disclosure

SEC source: 0001585521-21-000153 · wf-form4_162379609194116.xml · derivative · entry 4

Hammonds Kimberly · CIK 0001650280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,625

Underlying: Class B Common Stock · 9,186 shares

Expires 2028-09-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 1/48 of the shares subject to the option vests in equal monthly installments commencing one month from September 12, 2018. The shares subject to this option are early exercisable, subject to the Issuer's right to repurchase.

F5 · derivative.underlying: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's IPO.

Read SEC document
June 11, 2021 Filed Jun 15, 2021 22:28 UTC Zoom Communications, Inc. ZM · Entity 889 SaleClass A Common Stock 800 $351.26 $281,010.00
Disclosure

SEC source: 0001585521-21-000153 · wf-form4_162379609194116.xml · nonDerivative · entry 3

Hammonds Kimberly · CIK 0001650280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $351.02 to $351.55. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
June 11, 2021 Filed Jun 15, 2021 22:28 UTC Zoom Communications, Inc. ZM · Entity 889 SaleClass A Common Stock 8,386 $350.39 $2,938,363.83
Disclosure

SEC source: 0001585521-21-000153 · wf-form4_162379609194116.xml · nonDerivative · entry 2

Hammonds Kimberly · CIK 0001650280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $350.02 to $350.63. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
June 11, 2021 Filed Jun 15, 2021 22:28 UTC Zoom Communications, Inc. ZM · Entity 889 ConversionClass A Common Stock 9,186 $0.00 $0.00
Disclosure

SEC source: 0001585521-21-000153 · wf-form4_162379609194116.xml · nonDerivative · entry 1

Hammonds Kimberly · CIK 0001650280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,186

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2021 Filed Jun 10, 2021 22:42 UTC Zoom Communications, Inc. ZM · Entity 889 ConversionClass B Common Stock · Derivative 189 $0.00 $0.00
Disclosure

SEC source: 0001585521-21-000145 · wf-form4_162336493571766.xml · derivative · entry 5

Hammonds Kimberly · CIK 0001650280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 189 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's IPO.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's IPO.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's IPO.

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June 08, 2021 Filed Jun 10, 2021 22:42 UTC Zoom Communications, Inc. ZM · Entity 889 Exercise / conversionClass B Common Stock · Derivative 189 $0.00 $0.00
Disclosure

SEC source: 0001585521-21-000145 · wf-form4_162336493571766.xml · derivative · entry 4

Hammonds Kimberly · CIK 0001650280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189

Underlying: Class A Common Stock · 189 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's IPO.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's IPO.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's IPO.

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June 08, 2021 Filed Jun 10, 2021 22:42 UTC Zoom Communications, Inc. ZM · Entity 889 Exercise / conversionDirector Stock Option (right to buy) · Derivative 189 $0.00 Strike: $3.77 $0.00
Disclosure

SEC source: 0001585521-21-000145 · wf-form4_162336493571766.xml · derivative · entry 3

Hammonds Kimberly · CIK 0001650280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,811

Underlying: Class B Common Stock · 189 shares

Expires 2028-09-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 1/48 of the shares subject to the option vests in equal monthly installments commencing one month from September 12, 2018. The shares subject to this option are early exercisable, subject to the Issuer's right to repurchase.

F3 · derivative.underlying: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's IPO.

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June 08, 2021 Filed Jun 10, 2021 22:42 UTC Zoom Communications, Inc. ZM · Entity 889 SaleClass A Common Stock 189 $350.00 $66,150.00
Disclosure

SEC source: 0001585521-21-000145 · wf-form4_162336493571766.xml · nonDerivative · entry 2

Hammonds Kimberly · CIK 0001650280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

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June 08, 2021 Filed Jun 10, 2021 22:42 UTC Zoom Communications, Inc. ZM · Entity 889 ConversionClass A Common Stock 189 $0.00 $0.00
Disclosure

SEC source: 0001585521-21-000145 · wf-form4_162336493571766.xml · nonDerivative · entry 1

Hammonds Kimberly · CIK 0001650280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 28, 2021 Filed Jun 2, 2021 17:16 UTC Tenable Holdings, Inc. TENB · Entity 4063 SaleCommon Stock 6,677 $42.00 $280,434.00
Disclosure

SEC source: 0001660280-21-000102 · wf-form4_162266857541345.xml · nonDerivative · entry 1

Hammonds Kimberly · CIK 0001650280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.73 - $42.54, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2).

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May 25, 2021 Filed May 27, 2021 17:17 UTC Tenable Holdings, Inc. TENB · Entity 4063 Exercise / conversionRestricted Stock Units · Derivative 6,677 $0.00 $0.00
Disclosure

SEC source: 0001660280-21-000095 · wf-form4_162215018070991.xml · derivative · entry 3

Hammonds Kimberly · CIK 0001650280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,677 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock.

F3 · derivative.exercise_date: 100% of the shares underlying the RSUs vested on May 25, 2021.

F3 · derivative.expiration_date: 100% of the shares underlying the RSUs vested on May 25, 2021.

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May 25, 2021 Filed May 27, 2021 17:17 UTC Tenable Holdings, Inc. TENB · Entity 4063 GrantRestricted Stock Units · Derivative 4,962 $0.00 $0.00
Disclosure

SEC source: 0001660280-21-000095 · wf-form4_162215018070991.xml · derivative · entry 2

Hammonds Kimberly · CIK 0001650280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,962

Underlying: Common Stock · 4,962 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock.

F2 · derivative.exercise_date: 100% of the shares underlying the RSUs vest on the earlier of May 25, 2022 or the Issuer's next annual shareholder meeting, subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date, and subject to accelerated vesting in specified circumstances.

F2 · derivative.expiration_date: 100% of the shares underlying the RSUs vest on the earlier of May 25, 2022 or the Issuer's next annual shareholder meeting, subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date, and subject to accelerated vesting in specified circumstances.

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May 25, 2021 Filed May 27, 2021 17:17 UTC Tenable Holdings, Inc. TENB · Entity 4063 Exercise / conversionCommon Stock 6,677 $0.00 $0.00
Disclosure

SEC source: 0001660280-21-000095 · wf-form4_162215018070991.xml · nonDerivative · entry 1

Hammonds Kimberly · CIK 0001650280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,677

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 18, 2020 Filed Dec 22, 2020 17:01 UTC Tenable Holdings, Inc. TENB · Entity 4063 SaleCommon Stock 3,821 $47.09 $179,930.89
Disclosure

SEC source: 0001660280-20-000147 · wf-form4_160867447389250.xml · nonDerivative · entry 3

Hammonds Kimberly · CIK 0001650280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.02 - $47.32, inclusive.

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December 18, 2020 Filed Dec 22, 2020 17:01 UTC Tenable Holdings, Inc. TENB · Entity 4063 SaleCommon Stock 9,418 $46.22 $435,299.96
Disclosure

SEC source: 0001660280-20-000147 · wf-form4_160867447389250.xml · nonDerivative · entry 2

Hammonds Kimberly · CIK 0001650280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,821

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.01 - $46.97, inclusive.

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December 18, 2020 Filed Dec 22, 2020 17:01 UTC Tenable Holdings, Inc. TENB · Entity 4063 SaleCommon Stock 1,000 $45.20 $45,200.00
Disclosure

SEC source: 0001660280-20-000147 · wf-form4_160867447389250.xml · nonDerivative · entry 1

Hammonds Kimberly · CIK 0001650280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,239

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.00 - $45.72, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3) and (4) to this Form 4.

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October 13, 2020 Filed Oct 14, 2020 17:16 UTC Tenable Holdings, Inc. TENB · Entity 4063 Exercise / conversionStock Option (right to buy) · Derivative 24,706 $0.00 Strike: $16.21 $0.00
Disclosure

SEC source: 0001660280-20-000124 · wf-form4_160271018121048.xml · derivative · entry 9

Hammonds Kimberly · CIK 0001650280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,667

Underlying: Common Stock · 24,706 shares

Expires 2028-06-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: 33% of the shares underlying the option vest on June 15, 2019, with the remainder vesting in two equal annual installments thereafter, subject to the reporting person's continuous service with the Issuer as of the applicable vesting date, and subject to accelerated vesting in specified circumstances.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.