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Nasdaq · USD

BOKF

BOK FINANCIAL CORP

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3635
SEC CIK
0000875357
Parsed reports
1,157

Last 12 months

Inside the activity.

0 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202602
Feb 202600
Mar 202600
Apr 202602
May 202603
Jun 202600
Jul 202601
Aug 202602
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 16, 2016 Filed Nov 18, 2016 00:26 UTC
Piper Patrick E.EVP - Consumer Banking
Exercise / conversionCommon Stock 1,330 $55.74 $74,134.20
Disclosure

SEC source: 0001248915-16-000248 · primary_doc.xml · nonDerivative · entry 7

Piper Patrick E. · CIK 0001602200 · EVP - Consumer Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,605

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2016 Filed Nov 18, 2016 00:26 UTC
Piper Patrick E.EVP - Consumer Banking
Exercise / conversionCommon Stock 1,120 $58.76 $65,811.20
Disclosure

SEC source: 0001248915-16-000248 · primary_doc.xml · nonDerivative · entry 6

Piper Patrick E. · CIK 0001602200 · EVP - Consumer Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,275

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2016 Filed Nov 18, 2016 00:26 UTC
Piper Patrick E.EVP - Consumer Banking
Exercise / conversionCommon Stock 363 $55.94 $20,306.22
Disclosure

SEC source: 0001248915-16-000248 · primary_doc.xml · nonDerivative · entry 5

Piper Patrick E. · CIK 0001602200 · EVP - Consumer Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,155

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2016 Filed Nov 18, 2016 00:26 UTC
Piper Patrick E.EVP - Consumer Banking
Exercise / conversionCommon Stock 381 $48.30 $18,402.30
Disclosure

SEC source: 0001248915-16-000248 · primary_doc.xml · nonDerivative · entry 4

Piper Patrick E. · CIK 0001602200 · EVP - Consumer Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,792

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2016 Filed Nov 18, 2016 00:26 UTC
Piper Patrick E.EVP - Consumer Banking
Exercise / conversionCommon Stock 1,927 $36.65 $70,624.55
Disclosure

SEC source: 0001248915-16-000248 · primary_doc.xml · nonDerivative · entry 3

Piper Patrick E. · CIK 0001602200 · EVP - Consumer Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,411

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2016 Filed Nov 18, 2016 00:26 UTC
Piper Patrick E.EVP - Consumer Banking
Exercise / conversionCommon Stock 886 $48.46 $42,935.56
Disclosure

SEC source: 0001248915-16-000248 · primary_doc.xml · nonDerivative · entry 2

Piper Patrick E. · CIK 0001602200 · EVP - Consumer Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,484

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2016 Filed Nov 18, 2016 00:26 UTC
Piper Patrick E.EVP - Consumer Banking
Exercise / conversionCommon Stock 715 $54.33 $38,845.95
Disclosure

SEC source: 0001248915-16-000248 · primary_doc.xml · nonDerivative · entry 1

Piper Patrick E. · CIK 0001602200 · EVP - Consumer Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,598

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2016 Filed Nov 18, 2016 00:02 UTC
Bagwell Norman PEVP - Regional Banks
Tax withholdingCommon Stock 2,617 $79.57 $208,241.49
Disclosure

SEC source: 0001248915-16-000247 · primary_doc.xml · nonDerivative · entry 2

Bagwell Norman P · CIK 0001439806 · EVP - Regional Banks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,589

Read SEC document
November 16, 2016 Filed Feb 14, 2017 17:24 UTC GiftCommon Stock 30 $79.85 $2,395.50
Disclosure

SEC source: 0001248915-17-000048 · primary_doc.xml · nonDerivative · entry 1

NELL STEVEN E · CIK 0001248967 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,256

Read SEC document
November 15, 2016 Filed Nov 18, 2016 00:02 UTC
Bagwell Norman PEVP - Regional Banks
Exercise / conversion2011 Stock Options · Derivative 3,201 $0.00 Strike: $55.94 $0.00
Disclosure

SEC source: 0001248915-16-000247 · primary_doc.xml · derivative · entry 3

Bagwell Norman P · CIK 0001439806 · EVP - Regional Banks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,201 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: For options granted in any one year, one-seventh of the options of such grant vest and become exercisable on the grant date of the anniversary each year commencing on the first anniversary after the grant.

F2 · derivative.expiration_date: Options expire 3 years after vesting.

Read SEC document
November 15, 2016 Filed Nov 18, 2016 00:02 UTC
Bagwell Norman PEVP - Regional Banks
Exercise / conversionCommon Stock 3,201 $55.94 $179,063.94
Disclosure

SEC source: 0001248915-16-000247 · primary_doc.xml · nonDerivative · entry 1

Bagwell Norman P · CIK 0001439806 · EVP - Regional Banks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,206

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2016 Filed Nov 14, 2016 20:56 UTC
BRADSHAW STEVEN GDirector · President & CEO
Exercise / conversion2013 Stock Options · Derivative 3,384 $0.00 Strike: $55.74 $0.00
Disclosure

SEC source: 0001248915-16-000246 · primary_doc.xml · derivative · entry 9

BRADSHAW STEVEN G · CIK 0001248923 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,384 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: For options granted in any one year, one-seventh of the options of such grant vest and become exercisable on the grant date of the anniversary each year commencing on the first anniversary after the grant.

F2 · derivative.expiration_date: Options expire 3 years after vesting.

Read SEC document
November 11, 2016 Filed Nov 14, 2016 20:56 UTC
BRADSHAW STEVEN GDirector · President & CEO
Exercise / conversion2012 Stock Options · Derivative 1,847 $0.00 Strike: $58.76 $0.00
Disclosure

SEC source: 0001248915-16-000246 · primary_doc.xml · derivative · entry 8

BRADSHAW STEVEN G · CIK 0001248923 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,847 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: For options granted in any one year, one-seventh of the options of such grant vest and become exercisable on the grant date of the anniversary each year commencing on the first anniversary after the grant.

F2 · derivative.expiration_date: Options expire 3 years after vesting.

Read SEC document
November 11, 2016 Filed Nov 14, 2016 20:56 UTC
BRADSHAW STEVEN GDirector · President & CEO
Exercise / conversion2011 Stock Options · Derivative 2,472 $0.00 Strike: $55.94 $0.00
Disclosure

SEC source: 0001248915-16-000246 · primary_doc.xml · derivative · entry 7

BRADSHAW STEVEN G · CIK 0001248923 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,472 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: For options granted in any one year, one-seventh of the options of such grant vest and become exercisable on the grant date of the anniversary each year commencing on the first anniversary after the grant.

F2 · derivative.expiration_date: Options expire 3 years after vesting.

Read SEC document
November 11, 2016 Filed Nov 14, 2016 20:56 UTC
BRADSHAW STEVEN GDirector · President & CEO
Exercise / conversion2009 Stock Options · Derivative 4,283 $0.00 Strike: $36.65 $0.00
Disclosure

SEC source: 0001248915-16-000246 · primary_doc.xml · derivative · entry 6

BRADSHAW STEVEN G · CIK 0001248923 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,283 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: For options granted in any one year, one-seventh of the options of such grant vest and become exercisable on the grant date of the anniversary each year commencing on the first anniversary after the grant.

F2 · derivative.expiration_date: Options expire 3 years after vesting.

Read SEC document
November 11, 2016 Filed Nov 14, 2016 20:56 UTC
BRADSHAW STEVEN GDirector · President & CEO
Tax withholdingCommon Stock 9,666 $76.95 $743,772.60
Disclosure

SEC source: 0001248915-16-000246 · primary_doc.xml · nonDerivative · entry 5

BRADSHAW STEVEN G · CIK 0001248923 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Steven G. Bradshaw Revocable Trust

Disclosed balance after: 85,268

Read SEC document
November 11, 2016 Filed Nov 14, 2016 20:56 UTC
BRADSHAW STEVEN GDirector · President & CEO
Exercise / conversionCommon Stock 3,384 $55.74 $188,624.16
Disclosure

SEC source: 0001248915-16-000246 · primary_doc.xml · nonDerivative · entry 4

BRADSHAW STEVEN G · CIK 0001248923 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Steven G. Bradshaw Revocable Trust

Disclosed balance after: 94,934

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2016 Filed Nov 14, 2016 20:56 UTC
BRADSHAW STEVEN GDirector · President & CEO
Exercise / conversionCommon Stock 1,847 $58.76 $108,529.72
Disclosure

SEC source: 0001248915-16-000246 · primary_doc.xml · nonDerivative · entry 3

BRADSHAW STEVEN G · CIK 0001248923 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Steven G. Bradshaw Revocable Trust

Disclosed balance after: 91,550

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2016 Filed Nov 14, 2016 20:56 UTC
BRADSHAW STEVEN GDirector · President & CEO
Exercise / conversionCommon Stock 2,472 $55.94 $138,283.68
Disclosure

SEC source: 0001248915-16-000246 · primary_doc.xml · nonDerivative · entry 2

BRADSHAW STEVEN G · CIK 0001248923 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Steven G. Bradshaw Revocable Trust

Disclosed balance after: 89,703

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2016 Filed Nov 14, 2016 20:56 UTC
BRADSHAW STEVEN GDirector · President & CEO
Exercise / conversionCommon Stock 4,283 $36.65 $156,971.95
Disclosure

SEC source: 0001248915-16-000246 · primary_doc.xml · nonDerivative · entry 1

BRADSHAW STEVEN G · CIK 0001248923 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Steven G. Bradshaw Revocable Trust

Disclosed balance after: 87,231

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 16:19 UTC SaleCommon Stock 8,000 $77.11 $616,844.00
Disclosure

SEC source: 0001248915-16-000243 · primary_doc.xml · nonDerivative · entry 1

NELL STEVEN E · CIK 0001248967 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,286

Read SEC document
November 09, 2016 Filed Nov 14, 2016 16:56 UTC
Grunst Martin EEVP, Chief Risk Officer
Exercise / conversion2011 Stock Options · Derivative 627 $0.00 Strike: $55.94 $0.00
Disclosure

SEC source: 0001248915-16-000245 · primary_doc.xml · derivative · entry 3

Grunst Martin E · CIK 0001398210 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 627 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: For options granted in any one year, one-seventh of the options of such grant vest and become exercisable on the grant date of the anniversary each year commencing on the first anniversary after the grant.

F2 · derivative.expiration_date: Options expire 3 years after vesting.

Read SEC document
November 09, 2016 Filed Nov 14, 2016 16:56 UTC
Grunst Martin EEVP, Chief Risk Officer
Tax withholdingCommon Stock 627 $73.09 $45,825.67
Disclosure

SEC source: 0001248915-16-000245 · primary_doc.xml · nonDerivative · entry 2

Grunst Martin E · CIK 0001398210 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,225

Read SEC document
November 09, 2016 Filed Nov 14, 2016 16:56 UTC
Grunst Martin EEVP, Chief Risk Officer
Exercise / conversionCommon Stock 627 $55.94 $35,074.38
Disclosure

SEC source: 0001248915-16-000245 · primary_doc.xml · nonDerivative · entry 1

Grunst Martin E · CIK 0001398210 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,852

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2016 Filed Nov 14, 2016 16:51 UTC
Maun MarcEVP, Chief Credit Officer
Exercise / conversion2012 Stock Options · Derivative 871 $0.00 Strike: $58.76 $0.00
Disclosure

SEC source: 0001248915-16-000244 · primary_doc.xml · derivative · entry 11

Maun Marc · CIK 0001386983 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,742

Underlying: Common Stock · 871 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: For options granted in any one year, one-seventh of the options of such grant vest and become exercisable on the grant date of the anniversary each year commencing on the first anniversary after the grant.

F2 · derivative.expiration_date: Options expire 3 years after vesting.

Read SEC document
November 09, 2016 Filed Nov 14, 2016 16:51 UTC
Maun MarcEVP, Chief Credit Officer
Exercise / conversion2011 Stock Options · Derivative 298 $0.00 Strike: $55.94 $0.00
Disclosure

SEC source: 0001248915-16-000244 · primary_doc.xml · derivative · entry 10

Maun Marc · CIK 0001386983 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 596

Underlying: Common Stock · 298 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: For options granted in any one year, one-seventh of the options of such grant vest and become exercisable on the grant date of the anniversary each year commencing on the first anniversary after the grant.

F2 · derivative.expiration_date: Options expire 3 years after vesting.

Read SEC document
November 09, 2016 Filed Nov 14, 2016 16:51 UTC
Maun MarcEVP, Chief Credit Officer
Exercise / conversion2010 Stock Options · Derivative 318 $0.00 Strike: $48.30 $0.00
Disclosure

SEC source: 0001248915-16-000244 · primary_doc.xml · derivative · entry 9

Maun Marc · CIK 0001386983 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 636

Underlying: Common Stock · 318 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: For options granted in any one year, one-seventh of the options of such grant vest and become exercisable on the grant date of the anniversary each year commencing on the first anniversary after the grant.

F2 · derivative.expiration_date: Options expire 3 years after vesting.

Read SEC document
November 09, 2016 Filed Nov 14, 2016 16:51 UTC
Maun MarcEVP, Chief Credit Officer
Exercise / conversion2008 Stock Options · Derivative 1,079 $0.00 Strike: $48.46 $0.00
Disclosure

SEC source: 0001248915-16-000244 · primary_doc.xml · derivative · entry 8

Maun Marc · CIK 0001386983 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,079

Underlying: Common Stock · 1,079 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: For options granted in any one year, one-seventh of the options of such grant vest and become exercisable on the grant date of the anniversary each year commencing on the first anniversary after the grant.

F2 · derivative.expiration_date: Options expire 3 years after vesting.

Read SEC document
November 09, 2016 Filed Nov 14, 2016 16:51 UTC
Maun MarcEVP, Chief Credit Officer
Exercise / conversion2007 Stock Options · Derivative 847 $0.00 Strike: $54.33 $0.00
Disclosure

SEC source: 0001248915-16-000244 · primary_doc.xml · derivative · entry 7

Maun Marc · CIK 0001386983 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 847 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: For options granted in any one year, one-seventh of the options of such grant vest and become exercisable on the grant date of the anniversary each year commencing on the first anniversary after the grant.

F2 · derivative.expiration_date: Options expire 3 years after vesting.

Read SEC document
November 09, 2016 Filed Nov 14, 2016 16:51 UTC
Maun MarcEVP, Chief Credit Officer
Tax withholdingCommon Stock 3,413 $74.36 $253,796.14
Disclosure

SEC source: 0001248915-16-000244 · primary_doc.xml · nonDerivative · entry 6

Maun Marc · CIK 0001386983 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,008

Read SEC document
November 09, 2016 Filed Nov 14, 2016 16:51 UTC
Maun MarcEVP, Chief Credit Officer
Exercise / conversionCommon Stock 871 $58.76 $51,179.96
Disclosure

SEC source: 0001248915-16-000244 · primary_doc.xml · nonDerivative · entry 5

Maun Marc · CIK 0001386983 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,421

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2016 Filed Nov 14, 2016 16:51 UTC
Maun MarcEVP, Chief Credit Officer
Exercise / conversionCommon Stock 298 $55.94 $16,670.12
Disclosure

SEC source: 0001248915-16-000244 · primary_doc.xml · nonDerivative · entry 4

Maun Marc · CIK 0001386983 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,550

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2016 Filed Nov 14, 2016 16:51 UTC
Maun MarcEVP, Chief Credit Officer
Exercise / conversionCommon Stock 318 $48.30 $15,359.40
Disclosure

SEC source: 0001248915-16-000244 · primary_doc.xml · nonDerivative · entry 3

Maun Marc · CIK 0001386983 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,252

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2016 Filed Nov 14, 2016 16:51 UTC
Maun MarcEVP, Chief Credit Officer
Exercise / conversionCommon Stock 1,079 $48.46 $52,288.34
Disclosure

SEC source: 0001248915-16-000244 · primary_doc.xml · nonDerivative · entry 2

Maun Marc · CIK 0001386983 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,934

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2016 Filed Nov 14, 2016 16:51 UTC
Maun MarcEVP, Chief Credit Officer
Exercise / conversionCommon Stock 847 $54.33 $46,017.51
Disclosure

SEC source: 0001248915-16-000244 · primary_doc.xml · nonDerivative · entry 1

Maun Marc · CIK 0001386983 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,855

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2016 Filed Feb 14, 2017 16:37 UTC Amendment
Maun MarcEVP, Chief Credit Officer
Tax withholdingCommon Stock 2,904 $74.36 $215,946.09
Disclosure

SEC source: 0001248915-17-000046 · primary_doc.xml · nonDerivative · entry 1

Maun Marc · CIK 0001386983 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,517

F1 · shares: This Form 4 is being filed to correct the Securities Disposed in Column 4 due to a scrivener's error.

Read SEC document
November 09, 2016 Filed Feb 14, 2017 16:34 UTC Amendment
Grunst Martin EEVP, Chief Risk Officer
Tax withholdingCommon Stock 558 $73.09 $40,782.66
Disclosure

SEC source: 0001248915-17-000045 · primary_doc.xml · nonDerivative · entry 1

Grunst Martin E · CIK 0001398210 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,294

F1 · shares: This Form 4 is being filed to correct the Securities Disposed in Column 4 due to a scrivener's error.

Read SEC document
November 04, 2016 Filed Nov 7, 2016 19:52 UTC SaleCommon Stock 1,712 $70.69 $121,012.72
Disclosure

SEC source: 0001248915-16-000242 · primary_doc.xml · nonDerivative · entry 1

BALL C FRED JR · CIK 0001248915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,467

Read SEC document
November 02, 2016 Filed Nov 3, 2016 20:41 UTC
MORROW JOHN CDirector-Financial Accounting
Exercise / conversion2011 Stock Options · Derivative 82 $0.00 Strike: $55.94 $0.00
Disclosure

SEC source: 0001248915-16-000241 · primary_doc.xml · derivative · entry 7

MORROW JOHN C · CIK 0001248965 · Director-Financial Accounting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 82 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: For options granted in any one year, one-seventh of the options of such grant vest and become exercisable on the grant date of the anniversary each year commencing on the first anniversary after the grant.

F2 · derivative.expiration_date: Options expire 3 years after vesting.

Read SEC document
November 02, 2016 Filed Nov 3, 2016 20:41 UTC
MORROW JOHN CDirector-Financial Accounting
Exercise / conversion2010 Stock Options · Derivative 64 $0.00 Strike: $48.30 $0.00
Disclosure

SEC source: 0001248915-16-000241 · primary_doc.xml · derivative · entry 6

MORROW JOHN C · CIK 0001248965 · Director-Financial Accounting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 64 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: For options granted in any one year, one-seventh of the options of such grant vest and become exercisable on the grant date of the anniversary each year commencing on the first anniversary after the grant.

F2 · derivative.expiration_date: Options expire 3 years after vesting.

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November 02, 2016 Filed Nov 3, 2016 20:41 UTC
MORROW JOHN CDirector-Financial Accounting
Exercise / conversion2009 Stock Options · Derivative 179 $0.00 Strike: $36.65 $0.00
Disclosure

SEC source: 0001248915-16-000241 · primary_doc.xml · derivative · entry 5

MORROW JOHN C · CIK 0001248965 · Director-Financial Accounting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 179 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: For options granted in any one year, one-seventh of the options of such grant vest and become exercisable on the grant date of the anniversary each year commencing on the first anniversary after the grant.

F2 · derivative.expiration_date: Options expire 3 years after vesting.

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November 02, 2016 Filed Nov 3, 2016 20:41 UTC
MORROW JOHN CDirector-Financial Accounting
Tax withholdingCommon Stock 325 $70.24 $22,827.51
Disclosure

SEC source: 0001248915-16-000241 · primary_doc.xml · nonDerivative · entry 4

MORROW JOHN C · CIK 0001248965 · Director-Financial Accounting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,074

Read SEC document
November 02, 2016 Filed Nov 3, 2016 20:41 UTC
MORROW JOHN CDirector-Financial Accounting
Exercise / conversionCommon Stock 82 $55.94 $4,587.08
Disclosure

SEC source: 0001248915-16-000241 · primary_doc.xml · nonDerivative · entry 3

MORROW JOHN C · CIK 0001248965 · Director-Financial Accounting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,399

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 02, 2016 Filed Nov 3, 2016 20:41 UTC
MORROW JOHN CDirector-Financial Accounting
Exercise / conversionCommon Stock 64 $48.30 $3,091.20
Disclosure

SEC source: 0001248915-16-000241 · primary_doc.xml · nonDerivative · entry 2

MORROW JOHN C · CIK 0001248965 · Director-Financial Accounting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,317

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 02, 2016 Filed Nov 3, 2016 20:41 UTC
MORROW JOHN CDirector-Financial Accounting
Exercise / conversionCommon Stock 179 $36.65 $6,560.35
Disclosure

SEC source: 0001248915-16-000241 · primary_doc.xml · nonDerivative · entry 1

MORROW JOHN C · CIK 0001248965 · Director-Financial Accounting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,253

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2016 Filed Nov 3, 2016 20:15 UTC GiftCommon Stock 250 $70.95 $17,737.50
Disclosure

SEC source: 0001248915-16-000240 · primary_doc.xml · nonDerivative · entry 1

LAFORTUNE ROBERT J · CIK 0001188024 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,341

Read SEC document
October 14, 2016 Filed Oct 17, 2016 20:47 UTC GrantCommon Stock 75 $67.32 $5,049.00
Disclosure

SEC source: 0001665940-16-000044 · primary_doc.xml · nonDerivative · entry 1

Hawthorne Douglas D. · CIK 0001576867 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,239

Read SEC document
October 14, 2016 Filed Oct 17, 2016 21:07 UTC GrantCommon Stock 75 $67.32 $5,049.00
Disclosure

SEC source: 0001665940-16-000046 · primary_doc.xml · nonDerivative · entry 1

Henry Kimberley D. · CIK 0001640865 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 675

Read SEC document
October 14, 2016 Filed Oct 17, 2016 21:01 UTC GrantCommon Stock 75 $67.32 $5,049.00
Disclosure

SEC source: 0001665940-16-000045 · primary_doc.xml · nonDerivative · entry 1

LYBARGER STANLEY A · CIK 0001248962 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stanley A. Lybarger Revocable Trust

Disclosed balance after: 34,365

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October 14, 2016 Filed Oct 17, 2016 20:42 UTC GrantCommon Stock 75 $67.32 $5,049.00
Disclosure

SEC source: 0001665940-16-000043 · primary_doc.xml · nonDerivative · entry 1

ARMSTRONG ALAN S · CIK 0001208475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,050

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.