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Nasdaq · USD

BOKF

BOK FINANCIAL CORP

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Tapewire entity
3635
SEC CIK
0000875357
Parsed reports
1,157

Last 12 months

Inside the activity.

0 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202602
Feb 202600
Mar 202600
Apr 202602
May 202603
Jun 202600
Jul 202601
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 14, 2017 Filed Jul 17, 2017 21:11 UTC GrantCommon Stock 75 $82.91 $6,218.25
Disclosure

SEC source: 0001248915-17-000098 · primary_doc.xml · nonDerivative · entry 1

GRIFFIN DAVID F · CIK 0001248930 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · David F. Griffin Revocable Trust

Disclosed balance after: 1,425

Read SEC document
July 14, 2017 Filed Jul 17, 2017 21:08 UTC GrantCommon Stock 75 $82.91 $6,218.25
Disclosure

SEC source: 0001248915-17-000097 · primary_doc.xml · nonDerivative · entry 1

GIBSON JOHN WILLIAM · CIK 0001239209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,166

Read SEC document
July 14, 2017 Filed Jul 17, 2017 21:04 UTC GrantCommon Stock 75 $82.91 $6,218.25
Disclosure

SEC source: 0001248915-17-000096 · primary_doc.xml · nonDerivative · entry 1

Finley Jack E. · CIK 0001701400 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225

Read SEC document
July 14, 2017 Filed Jul 17, 2017 21:02 UTC GrantCommon Stock 75 $82.91 $6,218.25
Disclosure

SEC source: 0001248915-17-000095 · primary_doc.xml · nonDerivative · entry 1

CRAFT JOSEPH W III · CIK 0001173893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,309

Read SEC document
July 14, 2017 Filed Jul 17, 2017 20:05 UTC GrantCommon Stock 75 $82.91 $6,218.25
Disclosure

SEC source: 0001248915-17-000093 · primary_doc.xml · nonDerivative · entry 1

BOYLAN PETER C · CIK 0001195174 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Peter C. Boylan III Revocable Trust

Disclosed balance after: 4,120

Read SEC document
July 14, 2017 Filed Jul 17, 2017 20:07 UTC GrantCommon Stock 75 $82.91 $6,218.25
Disclosure

SEC source: 0001248915-17-000094 · primary_doc.xml · nonDerivative · entry 1

Cadieux Chester III · CIK 0001301586 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,800

Read SEC document
July 14, 2017 Filed Jul 17, 2017 20:02 UTC GrantCommon Stock 100 $82.91 $8,291.00
Disclosure

SEC source: 0001248915-17-000092 · primary_doc.xml · nonDerivative · entry 1

BALL C FRED JR · CIK 0001248915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,767

Read SEC document
July 14, 2017 Filed Jul 17, 2017 19:51 UTC GrantCommon Stock 75 $82.91 $6,218.25
Disclosure

SEC source: 0001248915-17-000091 · primary_doc.xml · nonDerivative · entry 1

ARMSTRONG ALAN S · CIK 0001208475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,275

Read SEC document
June 26, 2017 Filed Jun 27, 2017 23:29 UTC
Grauer ScottEVP - Wealth Management
SaleCommon Stock 1,750 $80.96 $141,673.88
Disclosure

SEC source: 0001248915-17-000090 · primary_doc.xml · nonDerivative · entry 1

Grauer Scott · CIK 0001326598 · EVP - Wealth Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,935

Read SEC document
June 20, 2017 Filed Jun 21, 2017 19:30 UTC
MORROW JOHN CDirector-Financial Accounting
GiftCommon Stock 100 $83.35 $8,335.00
Disclosure

SEC source: 0001248915-17-000089 · primary_doc.xml · nonDerivative · entry 1

MORROW JOHN C · CIK 0001248965 · Director-Financial Accounting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,473

Read SEC document
June 02, 2017 Filed Feb 14, 2018 17:18 UTC
KYMES STACYEVP - Corporate Banking
GiftCommon Stock 250 $81.19 $20,297.50
Disclosure

SEC source: 0001248915-18-000052 · primary_doc.xml · nonDerivative · entry 2

KYMES STACY · CIK 0001286737 · EVP - Corporate Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,814.539

Read SEC document
May 15, 2017 Filed May 15, 2017 21:00 UTC
Parker Donald TEVP, Chief Information Officer
SaleCommon Stock 5,212 $82.02 $427,465.83
Disclosure

SEC source: 0001248915-17-000088 · primary_doc.xml · nonDerivative · entry 2

Parker Donald T · CIK 0001346113 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,298

Read SEC document
May 15, 2017 Filed Feb 14, 2018 17:18 UTC
KYMES STACYEVP - Corporate Banking
GiftCommon Stock 185 $81.28 $15,036.80
Disclosure

SEC source: 0001248915-18-000052 · primary_doc.xml · nonDerivative · entry 1

KYMES STACY · CIK 0001286737 · EVP - Corporate Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,064.539

Read SEC document
May 12, 2017 Filed May 15, 2017 21:00 UTC
Parker Donald TEVP, Chief Information Officer
SaleCommon Stock 100 $81.81 $8,181.40
Disclosure

SEC source: 0001248915-17-000088 · primary_doc.xml · nonDerivative · entry 1

Parker Donald T · CIK 0001346113 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,510

Read SEC document
May 11, 2017 Filed May 11, 2017 22:37 UTC
Parker Donald TEVP, Chief Information Officer
SaleCommon Stock 3,700 $82.58 $305,546.74
Disclosure

SEC source: 0001248915-17-000087 · primary_doc.xml · nonDerivative · entry 4

Parker Donald T · CIK 0001346113 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,610

F4 · price: The reporting person undertakes to provide to BOK Financial Corporation, any security holder of BOK Financial Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (5) to this Form 4.

F5 · price: The price reported in Column 4 is a weighted price. The shares were sold in multiple transactions at prices ranging from $82.37 to 82.77, inclusive.

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May 10, 2017 Filed May 11, 2017 22:37 UTC
Parker Donald TEVP, Chief Information Officer
SaleCommon Stock 2,635 $82.96 $218,597.49
Disclosure

SEC source: 0001248915-17-000087 · primary_doc.xml · nonDerivative · entry 3

Parker Donald T · CIK 0001346113 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Donald T. Parker IRA

Disclosed balance after: 0

F2 · price: The reporting person undertakes to provide to BOK Financial Corporation, any security holder of BOK Financial Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.

F3 · price: The price reported in Column 4 is a weighted price. The shares were sold in multiple transactions at prices ranging from $82.80 to 83.10, inclusive.

Read SEC document
May 10, 2017 Filed May 11, 2017 22:37 UTC
Parker Donald TEVP, Chief Information Officer
SaleCommon Stock 1,315 $82.82 $108,908.30
Disclosure

SEC source: 0001248915-17-000087 · primary_doc.xml · nonDerivative · entry 2

Parker Donald T · CIK 0001346113 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Mary Parker IRA

Disclosed balance after: 0

Read SEC document
May 10, 2017 Filed May 11, 2017 22:37 UTC
Parker Donald TEVP, Chief Information Officer
OtherCommon Stock 1,046.0127 $83.95 $87,811.82
Disclosure

SEC source: 0001248915-17-000087 · primary_doc.xml · nonDerivative · entry 1

Parker Donald T · CIK 0001346113 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by BOK Thrift Plan

Disclosed balance after: 0

F1 · kind: These shares are related to the BOK Thrift Plan for which employees own investment units which hold BOKF common stock.

Read SEC document
April 28, 2017 Filed Apr 28, 2017 20:38 UTC
Grauer ScottEVP - Wealth Management
SaleCommon Stock 865 $85.57 $74,016.32
Disclosure

SEC source: 0001248915-17-000085 · primary_doc.xml · nonDerivative · entry 1

Grauer Scott · CIK 0001326598 · EVP - Wealth Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,685

Read SEC document
April 28, 2017 Filed May 2, 2017 21:21 UTC
BRADSHAW STEVEN GDirector · President & CEO
Exercise / conversion2013 Stock Options · Derivative 3,384 $0.00 Strike: $55.74 $0.00
Disclosure

SEC source: 0001248915-17-000086 · primary_doc.xml · derivative · entry 7

BRADSHAW STEVEN G · CIK 0001248923 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,384 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: For options granted in any one year, one-seventh of the options of such grant vest and become exercisable on the grant date of the anniversary each year commencing on the first anniversary after the grant.

F2 · derivative.expiration_date: Options expire 3 years after vesting.

Read SEC document
April 28, 2017 Filed May 2, 2017 21:21 UTC
BRADSHAW STEVEN GDirector · President & CEO
Exercise / conversion2012 Stock Options · Derivative 1,847 $0.00 Strike: $58.76 $0.00
Disclosure

SEC source: 0001248915-17-000086 · primary_doc.xml · derivative · entry 6

BRADSHAW STEVEN G · CIK 0001248923 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,847 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: For options granted in any one year, one-seventh of the options of such grant vest and become exercisable on the grant date of the anniversary each year commencing on the first anniversary after the grant.

F2 · derivative.expiration_date: Options expire 3 years after vesting.

Read SEC document
April 28, 2017 Filed May 2, 2017 21:21 UTC
BRADSHAW STEVEN GDirector · President & CEO
Exercise / conversion2011 Stock Options · Derivative 2,472 $0.00 Strike: $55.94 $0.00
Disclosure

SEC source: 0001248915-17-000086 · primary_doc.xml · derivative · entry 5

BRADSHAW STEVEN G · CIK 0001248923 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,472 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: For options granted in any one year, one-seventh of the options of such grant vest and become exercisable on the grant date of the anniversary each year commencing on the first anniversary after the grant.

F2 · derivative.expiration_date: Options expire 3 years after vesting.

Read SEC document
April 28, 2017 Filed May 2, 2017 21:21 UTC
BRADSHAW STEVEN GDirector · President & CEO
Tax withholdingCommon Stock 6,685 $84.47 $564,683.29
Disclosure

SEC source: 0001248915-17-000086 · primary_doc.xml · nonDerivative · entry 4

BRADSHAW STEVEN G · CIK 0001248923 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Steven G. Bradshaw Revocable Trust

Disclosed balance after: 87,251

Read SEC document
April 28, 2017 Filed May 2, 2017 21:21 UTC
BRADSHAW STEVEN GDirector · President & CEO
Exercise / conversionCommon Stock 3,384 $55.74 $188,624.16
Disclosure

SEC source: 0001248915-17-000086 · primary_doc.xml · nonDerivative · entry 3

BRADSHAW STEVEN G · CIK 0001248923 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Steven G. Bradshaw Revocable Trust

Disclosed balance after: 93,936

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 28, 2017 Filed May 2, 2017 21:21 UTC
BRADSHAW STEVEN GDirector · President & CEO
Exercise / conversionCommon Stock 1,847 $58.76 $108,529.72
Disclosure

SEC source: 0001248915-17-000086 · primary_doc.xml · nonDerivative · entry 2

BRADSHAW STEVEN G · CIK 0001248923 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Steven G. Bradshaw Revocable Trust

Disclosed balance after: 90,552

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 28, 2017 Filed May 2, 2017 21:21 UTC
BRADSHAW STEVEN GDirector · President & CEO
Exercise / conversionCommon Stock 2,472 $55.94 $138,283.68
Disclosure

SEC source: 0001248915-17-000086 · primary_doc.xml · nonDerivative · entry 1

BRADSHAW STEVEN G · CIK 0001248923 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Steven G. Bradshaw Revocable Trust

Disclosed balance after: 88,705

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 14, 2017 Filed Apr 17, 2017 22:07 UTC GrantCommon Stock 75 $76.61 $5,745.75
Disclosure

SEC source: 0001248915-17-000083 · primary_doc.xml · nonDerivative · entry 1

Turpen Michael C. · CIK 0001519971 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,713

Read SEC document
April 14, 2017 Filed Apr 17, 2017 22:01 UTC GrantCommon Stock 75 $76.61 $5,745.75
Disclosure

SEC source: 0001248915-17-000082 · primary_doc.xml · nonDerivative · entry 1

Richards Emmet C · CIK 0001434799 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Emmet C. Richards Revocable Trust

Disclosed balance after: 3,402

F1 · balance_after: The total reported in Column 5 has been adjusted to correct an understatement of total holdings by 75 shares first reflected in a Form 4 filed on July 11, 2014.

Read SEC document
April 14, 2017 Filed Apr 17, 2017 21:47 UTC GrantCommon Stock 75 $76.61 $5,745.75
Disclosure

SEC source: 0001248915-17-000081 · primary_doc.xml · nonDerivative · entry 1

MALCOLM STEVEN J · CIK 0001216710 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Steven J. Malcolm Revocable Trust

Disclosed balance after: 3,217

Read SEC document
April 14, 2017 Filed Apr 17, 2017 21:33 UTC GrantCommon Stock 75 $76.61 $5,745.75
Disclosure

SEC source: 0001248915-17-000080 · primary_doc.xml · nonDerivative · entry 1

LYBARGER STANLEY A · CIK 0001248962 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Stanley A. Lybarger Revocable Trust

Disclosed balance after: 32,334

Read SEC document
April 14, 2017 Filed Apr 17, 2017 21:27 UTC GrantCommon Stock 75 $76.61 $5,745.75
Disclosure

SEC source: 0001248915-17-000079 · primary_doc.xml · nonDerivative · entry 1

LAFORTUNE ROBERT J · CIK 0001188024 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,066

Read SEC document
April 14, 2017 Filed Apr 17, 2017 21:20 UTC GrantCommon Stock 75 $76.61 $5,745.75
Disclosure

SEC source: 0001248915-17-000078 · primary_doc.xml · nonDerivative · entry 1

JOULLIAN EDWARD C IV · CIK 0001248949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,583

Read SEC document
April 14, 2017 Filed Apr 17, 2017 21:13 UTC GrantCommon Stock 75 $76.61 $5,745.75
Disclosure

SEC source: 0001248915-17-000077 · primary_doc.xml · nonDerivative · entry 1

Henry Kimberley D. · CIK 0001640865 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 825

Read SEC document
April 14, 2017 Filed Apr 17, 2017 20:30 UTC GrantCommon Stock 75 $76.61 $5,745.75
Disclosure

SEC source: 0001248915-17-000076 · primary_doc.xml · nonDerivative · entry 1

Hawthorne Douglas D. · CIK 0001576867 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,389

Read SEC document
April 14, 2017 Filed Apr 17, 2017 20:11 UTC GrantCommon Stock 75 $76.61 $5,745.75
Disclosure

SEC source: 0001248915-17-000075 · primary_doc.xml · nonDerivative · entry 1

HARGIS V BURNS · CIK 0001248932 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,400

Read SEC document
April 14, 2017 Filed Apr 17, 2017 20:04 UTC GrantCommon Stock 75 $76.61 $5,745.75
Disclosure

SEC source: 0001248915-17-000074 · primary_doc.xml · nonDerivative · entry 1

GRIFFIN DAVID F · CIK 0001248930 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · David F. Griffin Revocable Trust

Disclosed balance after: 1,350

Read SEC document
April 14, 2017 Filed Apr 17, 2017 20:01 UTC GrantCommon Stock 75 $76.61 $5,745.75
Disclosure

SEC source: 0001248915-17-000073 · primary_doc.xml · nonDerivative · entry 1

GIBSON JOHN WILLIAM · CIK 0001239209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,091

Read SEC document
April 14, 2017 Filed Apr 17, 2017 19:53 UTC GrantCommon Stock 75 $76.61 $5,745.75
Disclosure

SEC source: 0001248915-17-000072 · primary_doc.xml · nonDerivative · entry 1

CRAFT JOSEPH W III · CIK 0001173893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,234

Read SEC document
April 14, 2017 Filed Apr 17, 2017 19:48 UTC GrantCommon Stock 75 $76.61 $5,745.75
Disclosure

SEC source: 0001248915-17-000071 · primary_doc.xml · nonDerivative · entry 1

Cadieux Chester III · CIK 0001301586 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,725

Read SEC document
April 14, 2017 Filed Apr 17, 2017 19:39 UTC GrantCommon Stock 100 $76.61 $7,661.00
Disclosure

SEC source: 0001248915-17-000069 · primary_doc.xml · nonDerivative · entry 1

BALL C FRED JR · CIK 0001248915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,667

Read SEC document
April 14, 2017 Filed Apr 17, 2017 19:44 UTC GrantCommon Stock 75 $76.61 $5,745.75
Disclosure

SEC source: 0001248915-17-000070 · primary_doc.xml · nonDerivative · entry 1

BOYLAN PETER C · CIK 0001195174 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Peter C. Boylan III Revocable Trust

Disclosed balance after: 4,045

Read SEC document
April 14, 2017 Filed Apr 17, 2017 19:34 UTC GrantCommon Stock 75 $76.61 $5,745.75
Disclosure

SEC source: 0001248915-17-000068 · primary_doc.xml · nonDerivative · entry 1

ARMSTRONG ALAN S · CIK 0001208475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,200

Read SEC document
March 28, 2017 Filed Mar 29, 2017 22:30 UTC
Grossi Stephen D.EVP, Chief HR Officer
SaleCommon Stock 1,158 $76.65 $88,760.70
Disclosure

SEC source: 0001248915-17-000067 · primary_doc.xml · nonDerivative · entry 1

Grossi Stephen D. · CIK 0001602202 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,151

Read SEC document
March 13, 2017 Filed Mar 14, 2017 22:15 UTC
MORROW JOHN CDirector-Financial Accounting
Exercise / conversion2011 Stock Options · Derivative 82 $0.00 Strike: $55.94 $0.00
Disclosure

SEC source: 0001248915-17-000066 · primary_doc.xml · derivative · entry 5

MORROW JOHN C · CIK 0001248965 · Director-Financial Accounting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 82 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: For options granted in any one year, one-seventh of the options of such grant vest and become exercisable on the grant date of the anniversary each year commencing on the first anniversary after the grant.

F2 · derivative.expiration_date: Options expire 3 years after vesting.

Read SEC document
March 13, 2017 Filed Mar 14, 2017 22:15 UTC
MORROW JOHN CDirector-Financial Accounting
Exercise / conversion2010 Stock Options · Derivative 64 $0.00 Strike: $48.30 $0.00
Disclosure

SEC source: 0001248915-17-000066 · primary_doc.xml · derivative · entry 4

MORROW JOHN C · CIK 0001248965 · Director-Financial Accounting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 64 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: For options granted in any one year, one-seventh of the options of such grant vest and become exercisable on the grant date of the anniversary each year commencing on the first anniversary after the grant.

F2 · derivative.expiration_date: Options expire 3 years after vesting.

Read SEC document
March 13, 2017 Filed Mar 14, 2017 22:15 UTC
MORROW JOHN CDirector-Financial Accounting
Tax withholdingCommon Stock 146 $80.55 $11,760.30
Disclosure

SEC source: 0001248915-17-000066 · primary_doc.xml · nonDerivative · entry 3

MORROW JOHN C · CIK 0001248965 · Director-Financial Accounting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,573

Read SEC document
March 13, 2017 Filed Mar 14, 2017 22:15 UTC
MORROW JOHN CDirector-Financial Accounting
Exercise / conversionCommon Stock 82 $55.94 $4,587.08
Disclosure

SEC source: 0001248915-17-000066 · primary_doc.xml · nonDerivative · entry 2

MORROW JOHN C · CIK 0001248965 · Director-Financial Accounting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,719

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 13, 2017 Filed Mar 14, 2017 22:15 UTC
MORROW JOHN CDirector-Financial Accounting
Exercise / conversionCommon Stock 64 $48.30 $3,091.20
Disclosure

SEC source: 0001248915-17-000066 · primary_doc.xml · nonDerivative · entry 1

MORROW JOHN C · CIK 0001248965 · Director-Financial Accounting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,637

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 10, 2017 Filed Feb 14, 2018 16:15 UTC GiftCommon Stock 100 $80.74 $8,073.50
Disclosure

SEC source: 0001248915-18-000045 · primary_doc.xml · nonDerivative · entry 1

BALL C FRED JR · CIK 0001248915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,767

Read SEC document
March 09, 2017 Filed Mar 13, 2017 21:23 UTC
Maun MarcEVP, Chief Credit Officer
GrantCommon Stock 385 $0.00 $0.00
Disclosure

SEC source: 0001248915-17-000065 · primary_doc.xml · nonDerivative · entry 1

Maun Marc · CIK 0001386983 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,899

F1 · shares: Represents restricted stock which vests on January 10, 2019. Shares are subject to forfeiture upon termination of employment prior to vesting.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.