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NYSE · USD

BNY

Bank of New York Mellon Corp

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2899
SEC CIK
0001390777
Parsed reports
859

Last 12 months

Inside the activity.

0 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202604
May 202600
Jun 202600
Jul 202604
Aug 202602
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 07, 2020 Filed Apr 9, 2020 21:04 UTC SaleCommon Stock 197,379 $35.31 $6,968,840.62
Disclosure

SEC source: 0001209191-20-024066 · doc4.xml · nonDerivative · entry 1

BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner

BUFFETT WARREN E · CIK 0000315090 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 88,802,621

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.90 to $35.61. The Reporting Persons undertake to provide The Bank of New York Mellon Corporation, any security holder of The Bank of New York Mellon Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 to this Form 4.

F2 · ownership.nature: 80,619,648 of the total reported securities are owned directly by the following subsidiaries of Berkshire Hathaway Inc. ("Berkshire"): AmGUARD Insurance Company (132,000), Berkshire Hathaway Assurance Corporation (5,088,000), Berkshire Hathaway Direct Insurance Company (132,000), Berkshire Hathaway Homestate Insurance Company (2,148,000), Berkshire Hathaway International Insurance Ltd. (783,000), Berkshire Hathaway Life Insurance Company of Nebraska (1,793,915), Berkshire Hathaway Specialty Insurance Company (10,839,000), Brilliant National Services, Inc. (111,000), Cypress Insurance Company (776,000), Finial Reinsurance Company (1,106,000), Government Employees Insurance Company (6,160,384), GEICO Advantage Insurance Company (330,000), General Re Life Corporation (946,000), General Reinsurance Corporation (7,084,906), General Star Indemnity Company (537,750), General Star National Insurance Company (131,000), Genesis Insurance Company (103,000),

F3 · ownership.nature: Continued from footnote 2: The Medical Protective Company (6,677,000), MPP Company, Inc. (1,092,000), Mount Vernon Fire Insurance Company (1,493,450), National Fire & Marine Insurance Company (3,854,463), National Indemnity Company (21,387,580), National Liability & Fire Insurance Company (2,140,000), National Indemnity Company of Mid America (568,400), National Indemnity Company of the South (388,000), NorGUARD Insurance Company (132,000), NRG America Holding Company (214,000), Oak River Insurance Company (746,000), Old United Casualty Company (268,000), Princeton Insurance Company (642,000), Redwood Fire and Casualty Insurance Company (2,064,800) and United States Liability Insurance Company (750,000). In order to avoid double counting, shares of Common Stock reported as being owned by each of these subsidiaries

F4 · ownership.nature: Continued from footnote 3: only reflect shares that are owned directly by such subsidiary, and do not reflect any shares that such subsidiary may be deemed to beneficially own by virtue of ownership or control of any other subsidiary otherwise reported in this Form 4. As Berkshire is in the chain of ownership of each subsidiary listed above, it may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Common Stock presently directly owned by such subsidiaries. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Common Stock presently owned by each of these subsidiaries. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of except to the extent of his pecuniary interest therein.

F5 · ownership.nature: 7,511,249 of the total reported securities are owned directly by the following pension plans of Berkshire's subsidiaries: Berkshire Hathaway Consolidated Pension Plan Master Retirement Trust (6,748,092), BNSF Master Retirement Trust (412,657) and Precision CastParts Corp Master Trust (350,500). Each of Berkshire, Mr. Buffett and these pension plans disclaim beneficial ownership in such shares.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 20:43 UTC GrantCommon Stock 210.245 $32.70 $6,875.01
Disclosure

SEC source: 0001209191-20-023202 · doc4.xml · nonDerivative · entry 1

Robinson Elizabeth · CIK 0001687218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,081.924

F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 16:42 UTC GrantCommon Stock 420.489 $32.70 $13,749.99
Disclosure

SEC source: 0001209191-20-023198 · doc4.xml · nonDerivative · entry 1

Morgan Jennifer B. · CIK 0001691867 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,640.1017

F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 20:40 UTC GrantCommon Stock 2,217.125 $32.70 $72,499.99
Disclosure

SEC source: 0001209191-20-023186 · doc4.xml · nonDerivative · entry 1

Echevarria Joseph · CIK 0001633137 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,885.6416

F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 20:41 UTC GrantCommon Stock 993.884 $32.70 $32,500.01
Disclosure

SEC source: 0001209191-20-023192 · doc4.xml · nonDerivative · entry 1

Goldstein Jeffrey A · CIK 0001375299 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,321.9497

F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 16:27 UTC
Engle Bridget E.Sr. Exec. Vice President
Tax withholdingCommon Stock 3,501 $41.37 $144,836.37
Disclosure

SEC source: 0001209191-20-013852 · doc4.xml · nonDerivative · entry 1

Engle Bridget E. · CIK 0001709119 · Sr. Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,073

F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit awards.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 16:32 UTC
Harris Mitchell E.Sr. Executive Vice President
Tax withholdingCommon Stock 6,242 $41.37 $258,231.54
Disclosure

SEC source: 0001209191-20-013880 · doc4.xml · nonDerivative · entry 1

Harris Mitchell E. · CIK 0001668166 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,425.102

F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit awards.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 21:30 UTC
GIBBONS THOMAS PDirector · Interim CEO
Tax withholdingCommon Stock 4,824 $41.37 $199,568.88
Disclosure

SEC source: 0001209191-20-013869 · doc4.xml · nonDerivative · entry 1

GIBBONS THOMAS P · CIK 0001209479 · Director · Interim CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 486,751.0221

F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit awards.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 21:36 UTC
McCarthy J KevinSEVP & General Counsel
Tax withholdingCommon Stock 2,255 $41.37 $93,289.35
Disclosure

SEC source: 0001209191-20-013904 · doc4.xml · nonDerivative · entry 1

McCarthy J Kevin · CIK 0001386987 · SEVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,870.173

F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit awards.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 21:36 UTC
Santomassimo Michael P.Sr. Exec.VP & CFO
Tax withholdingCommon Stock 1,085 $41.37 $44,886.45
Disclosure

SEC source: 0001209191-20-013909 · doc4.xml · nonDerivative · entry 1

Santomassimo Michael P. · CIK 0001725890 · Sr. Exec.VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,540

F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit awards.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 21:35 UTC
La Salla Francis J.Sr. Executive Vice President
Tax withholdingCommon Stock 703 $41.37 $29,083.11
Disclosure

SEC source: 0001209191-20-013897 · doc4.xml · nonDerivative · entry 1

La Salla Francis J. · CIK 0001725894 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,462

F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit awards.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 21:33 UTC Tax withholdingCommon Stock 810 $41.37 $33,509.70
Disclosure

SEC source: 0001209191-20-013887 · doc4.xml · nonDerivative · entry 1

Kurimsky Kurtis R. · CIK 0001635463 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,189

F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit awards.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 17:07 UTC
Harris Mitchell E.Sr. Executive Vice President
GrantCommon Stock 23,518.313 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-012051 · doc4.xml · nonDerivative · entry 1

Harris Mitchell E. · CIK 0001668166 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,667.102

F1 · shares: Represents Performance Shares Units granted in February 2017 (including units from reinvested dividend equivalents) for which performance goals have been achieved, as certified on February 20, 2020. Each unit represents the right to one share of the issuer's common stock. The Performance Share Unit Award vested on February 20, 2020.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:37 UTC
GIBBONS THOMAS PDirector · Interim CEO
GrantCommon Stock 30,528.597 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-011979 · doc4.xml · nonDerivative · entry 1

GIBBONS THOMAS P · CIK 0001209479 · Director · Interim CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 491,575.0221

F1 · shares: Represents Performance Shares Units granted in February 2017 (including units from reinvested dividend equivalents) for which performance goals have been achieved, as certified on February 20, 2020. Each unit represents the right to one share of the issuer's common stock. The Performance Share Unit Award vested on February 20, 2020.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:42 UTC
McCarthy J KevinSEVP & General Counsel
GrantCommon Stock 10,473.089 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-011987 · doc4.xml · nonDerivative · entry 1

McCarthy J Kevin · CIK 0001386987 · SEVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,125.173

F1 · shares: Represents Performance Shares Units granted in February 2017 (including units from reinvested dividend equivalents) for which performance goals have been achieved, as certified on February 20, 2020. Each unit represents the right to one share of the issuer's common stock. The Performance Share Unit Award vested on February 20, 2020.

Read SEC document
February 16, 2020 Filed Feb 19, 2020 16:54 UTC
Harris Mitchell E.Sr. Executive Vice President
Tax withholdingCommon Stock 3,657 $45.90 $167,856.30
Disclosure

SEC source: 0001209191-20-010621 · doc4.xml · nonDerivative · entry 1

Harris Mitchell E. · CIK 0001668166 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,148.789

F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit awards.

Read SEC document
February 16, 2020 Filed Feb 19, 2020 21:52 UTC
GIBBONS THOMAS PDirector · Interim CEO
Tax withholdingCommon Stock 5,981 $45.90 $274,527.90
Disclosure

SEC source: 0001209191-20-010616 · doc4.xml · nonDerivative · entry 1

GIBBONS THOMAS P · CIK 0001209479 · Director · Interim CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 461,046.4251

F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit awards.

Read SEC document
February 16, 2020 Filed Feb 19, 2020 21:58 UTC
McCarthy J KevinSEVP & General Counsel
Tax withholdingCommon Stock 3,521 $45.90 $161,613.90
Disclosure

SEC source: 0001209191-20-010637 · doc4.xml · nonDerivative · entry 1

McCarthy J Kevin · CIK 0001386987 · SEVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,652.084

F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit awards.

Read SEC document
February 16, 2020 Filed Feb 20, 2020 02:02 UTC
Kablawi Hani A.Sr. Executive Vice President
Tax withholdingCommon Stock 449 $45.90 $20,609.10
Disclosure

SEC source: 0001209191-20-010852 · doc4.xml · nonDerivative · entry 1

Kablawi Hani A. · CIK 0001727089 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,783.063

F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit awards.

Read SEC document
February 16, 2020 Filed Feb 19, 2020 22:02 UTC
Santomassimo Michael P.Sr. Exec.VP & CFO
Tax withholdingCommon Stock 1,733 $45.90 $79,544.70
Disclosure

SEC source: 0001209191-20-010651 · doc4.xml · nonDerivative · entry 1

Santomassimo Michael P. · CIK 0001725890 · Sr. Exec.VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,625

F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit awards.

Read SEC document
February 16, 2020 Filed Feb 19, 2020 21:57 UTC
La Salla Francis J.Sr. Executive Vice President
Tax withholdingCommon Stock 1,462 $45.90 $67,105.80
Disclosure

SEC source: 0001209191-20-010631 · doc4.xml · nonDerivative · entry 1

La Salla Francis J. · CIK 0001725894 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,165

F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit awards.

Read SEC document
February 16, 2020 Filed Feb 19, 2020 21:56 UTC Tax withholdingCommon Stock 924 $45.90 $42,411.60
Disclosure

SEC source: 0001209191-20-010627 · doc4.xml · nonDerivative · entry 1

Kurimsky Kurtis R. · CIK 0001635463 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,999

F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit awards.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 16:50 UTC
Engle Bridget E.Sr. Exec. Vice President
Tax withholdingCommon Stock 7,463 $45.90 $342,551.70
Disclosure

SEC source: 0001209191-20-010605 · doc4.xml · nonDerivative · entry 1

Engle Bridget E. · CIK 0001709119 · Sr. Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,574

F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit awards.

Read SEC document
February 12, 2020 Filed Feb 14, 2020 21:30 UTC
Owens LesterSr. Executive Vice President
Tax withholdingCommon Stock 2,740 $46.56 $127,574.40
Disclosure

SEC source: 0001209191-20-009665 · doc4.xml · nonDerivative · entry 1

Owens Lester · CIK 0001766264 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,880

F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit awards.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 16:40 UTC
Regelman RomanSr. Executive Vice President
Tax withholdingCommon Stock 1,084 $46.42 $50,319.28
Disclosure

SEC source: 0001209191-20-009244 · doc4.xml · nonDerivative · entry 1

Regelman Roman · CIK 0001748366 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,264

F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit awards.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 16:42 UTC
Shah AkashSr Executive Vice President
Tax withholdingCommon Stock 986 $46.42 $45,770.12
Disclosure

SEC source: 0001209191-20-009256 · doc4.xml · nonDerivative · entry 1

Shah Akash · CIK 0001748541 · Sr Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,933

F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit awards.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 16:31 UTC
Engle Bridget E.Sr. Exec. Vice President
Tax withholdingCommon Stock 3,219 $46.42 $149,425.98
Disclosure

SEC source: 0001209191-20-009204 · doc4.xml · nonDerivative · entry 1

Engle Bridget E. · CIK 0001709119 · Sr. Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,037

F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit awards.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 16:34 UTC
Harris Mitchell E.Sr. Executive Vice President
Tax withholdingCommon Stock 3,857 $46.42 $179,041.94
Disclosure

SEC source: 0001209191-20-009214 · doc4.xml · nonDerivative · entry 1

Harris Mitchell E. · CIK 0001668166 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,805.789

F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit awards.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 21:32 UTC
GIBBONS THOMAS PDirector · Interim CEO
Tax withholdingCommon Stock 4,392 $46.42 $203,876.64
Disclosure

SEC source: 0001209191-20-009210 · doc4.xml · nonDerivative · entry 1

GIBBONS THOMAS P · CIK 0001209479 · Director · Interim CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 467,027.4251

F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit awards.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 21:35 UTC Tax withholdingCommon Stock 1,512 $46.42 $70,187.04
Disclosure

SEC source: 0001209191-20-009222 · doc4.xml · nonDerivative · entry 1

Kurimsky Kurtis R. · CIK 0001635463 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,923

F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit awards.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 21:39 UTC
McCarthy J KevinSEVP & General Counsel
Tax withholdingCommon Stock 1,755 $46.42 $81,467.10
Disclosure

SEC source: 0001209191-20-009235 · doc4.xml · nonDerivative · entry 1

McCarthy J Kevin · CIK 0001386987 · SEVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,173.084

F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit awards.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 21:41 UTC
Santomassimo Michael P.Sr. Exec.VP & CFO
Tax withholdingCommon Stock 2,813 $46.42 $130,579.46
Disclosure

SEC source: 0001209191-20-009250 · doc4.xml · nonDerivative · entry 1

Santomassimo Michael P. · CIK 0001725890 · Sr. Exec.VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,358

F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit awards.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 21:37 UTC
La Salla Francis J.Sr. Executive Vice President
Tax withholdingCommon Stock 1,341 $46.42 $62,249.22
Disclosure

SEC source: 0001209191-20-009230 · doc4.xml · nonDerivative · entry 1

La Salla Francis J. · CIK 0001725894 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,627

F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit awards.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 16:53 UTC
Regelman RomanSr. Executive Vice President
GrantCommon Stock 20,202 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-008814 · doc4.xml · nonDerivative · entry 2

Regelman Roman · CIK 0001748366 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,348

F2 · shares: Award of Restricted Stock Units under The Bank of New York Mellon Corporation 2019 Long-Term Incentive Plan. Units cliff vest in three years from the grant date. Vested units will be settled in Common Stock.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 16:53 UTC
Regelman RomanSr. Executive Vice President
GrantCommon Stock 8,263 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-008814 · doc4.xml · nonDerivative · entry 1

Regelman Roman · CIK 0001748366 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,146

F1 · shares: Award of Restricted Stock Units under The Bank of New York Mellon Corporation 2019 Long-Term Incentive Plan. Units scheduled to vest in annual increments of one-third beginning on the first anniversary of the award. Vested units will be settled in Common Stock.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 16:57 UTC
Shah AkashSr Executive Vice President
GrantCommon Stock 20,202 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-008828 · doc4.xml · nonDerivative · entry 2

Shah Akash · CIK 0001748541 · Sr Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,919

F2 · shares: Award of Restricted Stock Units under The Bank of New York Mellon Corporation 2019 Long-Term Incentive Plan. Units cliff vest in three years from the grant date. Vested units will be settled in Common Stock.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 16:57 UTC
Shah AkashSr Executive Vice President
GrantCommon Stock 6,611 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-008828 · doc4.xml · nonDerivative · entry 1

Shah Akash · CIK 0001748541 · Sr Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,717

F1 · shares: Award of Restricted Stock Units under The Bank of New York Mellon Corporation 2019 Long-Term Incentive Plan. Units scheduled to vest in annual increments of one-third beginning on the first anniversary of the award. Vested units will be settled in Common Stock.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 16:40 UTC
Engle Bridget E.Sr. Exec. Vice President
GrantCommon Stock 40,404 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-008768 · doc4.xml · nonDerivative · entry 2

Engle Bridget E. · CIK 0001709119 · Sr. Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,256

F2 · shares: Award of Restricted Stock Units under The Bank of New York Mellon Corporation 2019 Long-Term Incentive Plan. Units cliff vest in three years from grant date. Vested units will be settled in Common Stock.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 16:40 UTC
Engle Bridget E.Sr. Exec. Vice President
GrantCommon Stock 23,203 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-008768 · doc4.xml · nonDerivative · entry 1

Engle Bridget E. · CIK 0001709119 · Sr. Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,852

F1 · shares: Award of Restricted Stock Units under The Bank of New York Mellon Corporation 2019 Long-Term Incentive Plan. Units scheduled to vest in annual increments of one-third beginning on the first anniversary of the award. Vested units will be settled in Common Stock.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 16:45 UTC
Harris Mitchell E.Sr. Executive Vice President
GrantCommon Stock 28,397 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-008780 · doc4.xml · nonDerivative · entry 1

Harris Mitchell E. · CIK 0001668166 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,662.789

F1 · shares: Award of Restricted Stock Units under The Bank of New York Mellon Corporation 2019 Long-Term Incentive Plan. Units scheduled to vest in annual increments of one-third beginning on the first anniversary of the award. Vested units will be settled in Common Stock.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 21:43 UTC
GIBBONS THOMAS PDirector · Interim CEO
GrantCommon Stock 32,518 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-008775 · doc4.xml · nonDerivative · entry 1

GIBBONS THOMAS P · CIK 0001209479 · Director · Interim CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 471,419.4251

F1 · shares: Award of Restricted Stock Units under The Bank of New York Mellon Corporation 2019 Long-Term Incentive Plan. Units scheduled to vest in annual increments of one-third beginning on the first anniversary of the award. Vested units will be settled in Common Stock.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 21:51 UTC
McCarthy J KevinSEVP & General Counsel
GrantCommon Stock 20,202 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-008799 · doc4.xml · nonDerivative · entry 2

McCarthy J Kevin · CIK 0001386987 · SEVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,928.084

F2 · shares: Award of Restricted Stock Units under The Bank of New York Mellon Corporation 2019 Long-Term Incentive Plan. Units cliff vest in three years from the grant date. Vested units will be settled in Common Stock.

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February 10, 2020 Filed Feb 12, 2020 21:51 UTC
McCarthy J KevinSEVP & General Counsel
GrantCommon Stock 13,308 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-008799 · doc4.xml · nonDerivative · entry 1

McCarthy J Kevin · CIK 0001386987 · SEVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,726.084

F1 · shares: Award of Restricted Stock Units under The Bank of New York Mellon Corporation 2019 Long-Term Incentive Plan. Units scheduled to vest in annual increments of one-third beginning on the first anniversary of the award. Vested units will be settled in Common Stock.

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February 10, 2020 Filed Feb 12, 2020 21:52 UTC
Owens LesterSr. Executive Vice President
GrantCommon Stock 40,404 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-008807 · doc4.xml · nonDerivative · entry 2

Owens Lester · CIK 0001766264 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,620

F2 · shares: Award of Restricted Stock Units under The Bank of New York Mellon Corporation 2019 Long-Term Incentive Plan. Units cliff vest in three years from the grant date. Vested units will be settled in Common Stock.

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February 10, 2020 Filed Feb 12, 2020 21:52 UTC
Owens LesterSr. Executive Vice President
GrantCommon Stock 17,515 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-008807 · doc4.xml · nonDerivative · entry 1

Owens Lester · CIK 0001766264 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,216

F1 · shares: Award of Restricted Stock Units under The Bank of New York Mellon Corporation 2019 Long-Term Incentive Plan. Units scheduled to vest in annual increments of one-third beginning on the first anniversary of the award. Vested units will be settled in Common Stock.

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February 10, 2020 Filed Feb 12, 2020 21:55 UTC
Santomassimo Michael P.Sr. Exec.VP & CFO
GrantCommon Stock 40,404 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-008824 · doc4.xml · nonDerivative · entry 2

Santomassimo Michael P. · CIK 0001725890 · Sr. Exec.VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,171

F2 · shares: Award of Restricted Stock Units under The Bank of New York Mellon Corporation 2019 Long-Term Incentive Plan. Units cliff vest in three years from the grant date. Vested units will be settled in Common Stock.

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February 10, 2020 Filed Feb 12, 2020 21:55 UTC
Santomassimo Michael P.Sr. Exec.VP & CFO
GrantCommon Stock 21,464 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-008824 · doc4.xml · nonDerivative · entry 1

Santomassimo Michael P. · CIK 0001725890 · Sr. Exec.VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,767

F1 · shares: Award of Restricted Stock Units under The Bank of New York Mellon Corporation 2019 Long-Term Incentive Plan. Units scheduled to vest in annual increments of one-third beginning on the first anniversary of the award. Vested units will be settled in Common Stock.

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February 10, 2020 Filed Feb 12, 2020 21:54 UTC GrantCommon Stock 20,202 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-008820 · doc4.xml · nonDerivative · entry 2

Santhanakrishnan Senthilkumar · CIK 0001778904 · Senior Exec VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,104

F2 · shares: Award of Restricted Stock Units under The Bank of New York Mellon Corporation 2019 Long-Term Incentive Plan. Units cliff vest in three years from grant date. Vested units will be settled in Common Stock.

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February 10, 2020 Filed Feb 12, 2020 21:54 UTC GrantCommon Stock 20,202 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-008820 · doc4.xml · nonDerivative · entry 1

Santhanakrishnan Senthilkumar · CIK 0001778904 · Senior Exec VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,902

F1 · shares: Award of Restricted Stock Units under The Bank of New York Mellon Corporation 2019 Long-Term Incentive Plan. Units scheduled to vest in annual increments of one-third beginning on the first anniversary of the award. Vested units will be settled in Common Stock.

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February 10, 2020 Filed Feb 12, 2020 21:50 UTC
La Salla Francis J.Sr. Executive Vice President
GrantCommon Stock 10,101 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-008796 · doc4.xml · nonDerivative · entry 2

La Salla Francis J. · CIK 0001725894 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,968

F2 · shares: Award of Restricted Stock Units under The Bank of New York Mellon Corporation 2019 Long-Term Incentive Plan. Units cliff vest in three years from grant date. Vested units will be settled in Common Stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.