Tapewire

NYSE · USD

BNY

Bank of New York Mellon Corp

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Tapewire entity
2899
SEC CIK
0001390777
Parsed reports
859

Last 12 months

Inside the activity.

0 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202604
May 202600
Jun 202600
Jul 202604
Aug 202602
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 01, 2021 Filed Apr 5, 2021 16:44 UTC GrantCommon Stock 329.155 $47.47 $15,624.99
Disclosure

SEC source: 0001209191-21-025180 · doc4.xml · nonDerivative · entry 1

Morgan Jennifer B. · CIK 0001691867 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,294.7637

F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 20:45 UTC GrantCommon Stock 164.578 $47.47 $7,812.52
Disclosure

SEC source: 0001209191-21-025184 · doc4.xml · nonDerivative · entry 1

Robinson Elizabeth · CIK 0001687218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,866.985

F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 20:37 UTC GrantCommon Stock 1,606.278 $47.47 $76,250.02
Disclosure

SEC source: 0001209191-21-025160 · doc4.xml · nonDerivative · entry 1

Echevarria Joseph · CIK 0001633137 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,342.1106

F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 20:38 UTC GrantCommon Stock 763.64 $47.47 $36,249.99
Disclosure

SEC source: 0001209191-21-025164 · doc4.xml · nonDerivative · entry 1

Goldstein Jeffrey A · CIK 0001375299 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,511.0577

F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 20:40 UTC
IZZO RALPHDirector
GrantCommon Stock 658.311 $47.47 $31,250.02
Disclosure

SEC source: 0001209191-21-025168 · doc4.xml · nonDerivative · entry 1

IZZO RALPH · CIK 0001257451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,253.291

F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:31 UTC
Portney Emily HopeChief Financial Officer
Tax withholdingCommon Stock 1,048 $45.63 $47,820.24
Disclosure

SEC source: 0001209191-21-019480 · doc4.xml · nonDerivative · entry 1

Portney Emily Hope · CIK 0001720194 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,269

F1 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 16:37 UTC
Engle Bridget E.Sr. Exec. Vice President
Tax withholdingCommon Stock 3,501 $42.16 $147,602.16
Disclosure

SEC source: 0001209191-21-016039 · doc4.xml · nonDerivative · entry 2

Engle Bridget E. · CIK 0001709119 · Sr. Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,938.254

F2 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 16:37 UTC
Engle Bridget E.Sr. Exec. Vice President
GrantCommon Stock 9,223.254 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-016039 · doc4.xml · nonDerivative · entry 1

Engle Bridget E. · CIK 0001709119 · Sr. Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,439.254

F1 · shares: Represents Performance Shares Units granted in February 2018 (including units from reinvested dividend equivalents) for which performance goals have been achieved, as certified on February 19, 2021. Each unit represents the right to one share of the issuer's common stock. The Performance Share Unit Award vested on February 26, 2021.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 21:37 UTC
GIBBONS THOMAS PDirector · Chief Executive Officer
Tax withholdingCommon Stock 4,824 $42.16 $203,379.84
Disclosure

SEC source: 0001209191-21-016047 · doc4.xml · nonDerivative · entry 2

GIBBONS THOMAS P · CIK 0001209479 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 398,012.5548

F2 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 21:37 UTC
GIBBONS THOMAS PDirector · Chief Executive Officer
GrantCommon Stock 22,878.8 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-016047 · doc4.xml · nonDerivative · entry 1

GIBBONS THOMAS P · CIK 0001209479 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 402,836.5548

F1 · shares: Represents Performance Shares Units granted in February 2018 (including units from reinvested dividend equivalents) for which performance goals have been achieved, as certified on February 19, 2021. Each unit represents the right to one share of the issuer's common stock. The Performance Share Unit Award vested on February 26, 2021.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 21:42 UTC
McCarthy J KevinSEVP & General Counsel
Tax withholdingCommon Stock 2,255 $42.16 $95,070.80
Disclosure

SEC source: 0001209191-21-016091 · doc4.xml · nonDerivative · entry 2

McCarthy J Kevin · CIK 0001386987 · SEVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,714.136

F2 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 21:42 UTC
McCarthy J KevinSEVP & General Counsel
GrantCommon Stock 11,667.963 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-016091 · doc4.xml · nonDerivative · entry 1

McCarthy J Kevin · CIK 0001386987 · SEVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,969.136

F1 · shares: Represents Performance Shares Units granted in February 2018 (including units from reinvested dividend equivalents) for which performance goals have been achieved, as certified on February 19, 2021. Each unit represents the right to one share of the issuer's common stock. The Performance Share Unit Award vested on February 26, 2021.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 21:43 UTC
Smits HannekeSr. Exec. Vice President
Tax withholdingCommon Stock 1,569 $42.16 $66,149.04
Disclosure

SEC source: 0001209191-21-016097 · doc4.xml · nonDerivative · entry 1

Smits Hanneke · CIK 0001826465 · Sr. Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,875

F1 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 21:41 UTC
La Salla Francis J.Sr. Executive Vice President
Tax withholdingCommon Stock 1,013 $42.16 $42,708.08
Disclosure

SEC source: 0001209191-21-016085 · doc4.xml · nonDerivative · entry 2

La Salla Francis J. · CIK 0001725894 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,299.19

F2 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 21:41 UTC
La Salla Francis J.Sr. Executive Vice President
GrantCommon Stock 3,460.19 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-016085 · doc4.xml · nonDerivative · entry 1

La Salla Francis J. · CIK 0001725894 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,312.19

F1 · shares: Represents Performance Shares Units granted in February 2018 (including units from reinvested dividend equivalents) for which performance goals have been achieved, as certified on February 19, 2021. Each unit represents the right to one share of the issuer's common stock. The Performance Share Unit Award vested on February 26, 2021.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 21:41 UTC Tax withholdingCommon Stock 832 $42.16 $35,077.12
Disclosure

SEC source: 0001209191-21-016079 · doc4.xml · nonDerivative · entry 1

Kurimsky Kurtis R. · CIK 0001635463 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,912

F1 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 21:39 UTC
Kablawi Hani A.Sr. Executive Vice President
Tax withholdingCommon Stock 524 $42.16 $22,091.84
Disclosure

SEC source: 0001209191-21-016060 · doc4.xml · nonDerivative · entry 1

Kablawi Hani A. · CIK 0001727089 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,607.5423

F1 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 21:44 UTC
Smits HannekeSr. Exec. Vice President
Tax withholdingCommon Stock 797 $42.75 $34,071.75
Disclosure

SEC source: 0001209191-21-011889 · doc4.xml · nonDerivative · entry 1

Smits Hanneke · CIK 0001826465 · Sr. Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,444

F1 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 21:43 UTC
Kablawi Hani A.Sr. Executive Vice President
Tax withholdingCommon Stock 449 $42.75 $19,194.75
Disclosure

SEC source: 0001209191-21-011885 · doc4.xml · nonDerivative · entry 1

Kablawi Hani A. · CIK 0001727089 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,990.6106

F1 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 21:39 UTC GrantCommon Stock 133.326 $39.96 $5,327.31
Disclosure

SEC source: 0001209191-21-011286 · doc4.xml · nonDerivative · entry 1

SCOTT SAMUEL C III · CIK 0001202862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,280.143

F1 · shares: Dividend reinvestment in Stock Account of Deferred Compensation Plan for Non-Employee Directors of The Bank of New York Company, Inc.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 16:23 UTC
Regelman RomanSr. Executive Vice President
Tax withholdingCommon Stock 1,001 $42.13 $42,172.13
Disclosure

SEC source: 0001209191-21-010736 · doc4.xml · nonDerivative · entry 1

Regelman Roman · CIK 0001748366 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,949

F1 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 16:24 UTC
Shah AkashSr Executive Vice President
Tax withholdingCommon Stock 896 $42.13 $37,748.48
Disclosure

SEC source: 0001209191-21-010738 · doc4.xml · nonDerivative · entry 1

Shah Akash · CIK 0001748541 · Sr Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,494

F1 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 16:16 UTC
Engle Bridget E.Sr. Exec. Vice President
Tax withholdingCommon Stock 3,163 $42.13 $133,257.19
Disclosure

SEC source: 0001209191-21-010712 · doc4.xml · nonDerivative · entry 1

Engle Bridget E. · CIK 0001709119 · Sr. Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,216

F1 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 21:17 UTC
GIBBONS THOMAS PDirector · Chief Executive Officer
Tax withholdingCommon Stock 4,400 $42.13 $185,372.00
Disclosure

SEC source: 0001209191-21-010714 · doc4.xml · nonDerivative · entry 1

GIBBONS THOMAS P · CIK 0001209479 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 379,915.9555

F1 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 21:20 UTC
McCarthy J KevinSEVP & General Counsel
Tax withholdingCommon Stock 1,693 $42.13 $71,326.09
Disclosure

SEC source: 0001209191-21-010726 · doc4.xml · nonDerivative · entry 1

McCarthy J Kevin · CIK 0001386987 · SEVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,301.173

F1 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 21:22 UTC
Portney Emily HopeChief Financial Officer
Tax withholdingCommon Stock 3,219 $42.13 $135,616.47
Disclosure

SEC source: 0001209191-21-010731 · doc4.xml · nonDerivative · entry 1

Portney Emily Hope · CIK 0001720194 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,317

F1 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 21:25 UTC
Smits HannekeSr. Exec. Vice President
Tax withholdingCommon Stock 1,525 $42.13 $64,248.25
Disclosure

SEC source: 0001209191-21-010741 · doc4.xml · nonDerivative · entry 1

Smits Hanneke · CIK 0001826465 · Sr. Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,241

F1 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 21:19 UTC
La Salla Francis J.Sr. Executive Vice President
Tax withholdingCommon Stock 1,261 $42.13 $53,125.93
Disclosure

SEC source: 0001209191-21-010722 · doc4.xml · nonDerivative · entry 1

La Salla Francis J. · CIK 0001725894 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,852

F1 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 21:18 UTC Tax withholdingCommon Stock 1,423 $42.13 $59,950.99
Disclosure

SEC source: 0001209191-21-010720 · doc4.xml · nonDerivative · entry 1

Kurimsky Kurtis R. · CIK 0001635463 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,744

F1 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 21:17 UTC
Keating CatherineSr. Exec. Vice President
Tax withholdingCommon Stock 824 $42.13 $34,715.12
Disclosure

SEC source: 0001209191-21-010717 · doc4.xml · nonDerivative · entry 1

Keating Catherine · CIK 0001640781 · Sr. Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,261

F1 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 16:22 UTC
Regelman RomanSr. Executive Vice President
Tax withholdingCommon Stock 1,037 $41.74 $43,284.38
Disclosure

SEC source: 0001209191-21-010146 · doc4.xml · nonDerivative · entry 1

Regelman Roman · CIK 0001748366 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,950

F1 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 16:25 UTC
Shah AkashSr Executive Vice President
Tax withholdingCommon Stock 944 $41.74 $39,402.56
Disclosure

SEC source: 0001209191-21-010157 · doc4.xml · nonDerivative · entry 1

Shah Akash · CIK 0001748541 · Sr Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,390

F1 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 16:11 UTC
Engle Bridget E.Sr. Exec. Vice President
Tax withholdingCommon Stock 2,873 $41.74 $119,919.02
Disclosure

SEC source: 0001209191-21-010111 · doc4.xml · nonDerivative · entry 1

Engle Bridget E. · CIK 0001709119 · Sr. Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,379

F1 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 21:13 UTC
GIBBONS THOMAS PDirector · Chief Executive Officer
Tax withholdingCommon Stock 3,910 $41.74 $163,203.40
Disclosure

SEC source: 0001209191-21-010114 · doc4.xml · nonDerivative · entry 1

GIBBONS THOMAS P · CIK 0001209479 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384,315.9555

F1 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 21:19 UTC
McCarthy J KevinSEVP & General Counsel
Exercise / conversion2/23/2012 Stock Options · Derivative 16,290 Not disclosed Strike: $22.03 Not disclosed
Disclosure

SEC source: 0001209191-21-010134 · doc4.xml · derivative · entry 7

McCarthy J Kevin · CIK 0001386987 · SEVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,290 shares

Expires 2022-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Not Applicable

F6 · derivative.exercise_date: Reflects the exercise by the Reporting Person of Stock Options granted as part of the Company's employee compensation program in 2012, which if not exercised were scheduled to expire on the 10 year anniversary of the grant in 2022. Grant vested in 1/4 increments annually beginning on the date indicated.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 21:19 UTC
McCarthy J KevinSEVP & General Counsel
Exercise / conversion2/24/2011 Stock Options · Derivative 14,188 Not disclosed Strike: $30.13 Not disclosed
Disclosure

SEC source: 0001209191-21-010134 · doc4.xml · derivative · entry 6

McCarthy J Kevin · CIK 0001386987 · SEVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,188 shares

Expires 2021-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Not Applicable

F4 · derivative.exercise_date: Reflects the exercise by the Reporting Person of Stock Options granted as part of the Company's employee compensation program in 2011, which if not exercised were scheduled to expire on the 10 year anniversary of the grant in 2021. Grant vested in 1/4 increments annually beginning on the date indicated.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 21:19 UTC
McCarthy J KevinSEVP & General Counsel
Tax withholdingCommon Stock 1,507 $41.74 $62,902.18
Disclosure

SEC source: 0001209191-21-010134 · doc4.xml · nonDerivative · entry 5

McCarthy J Kevin · CIK 0001386987 · SEVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,994.173

F3 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 21:19 UTC
McCarthy J KevinSEVP & General Counsel
SaleCommon Stock 16,290 $42.15 $686,542.05
Disclosure

SEC source: 0001209191-21-010134 · doc4.xml · nonDerivative · entry 4

McCarthy J Kevin · CIK 0001386987 · SEVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,501.173

F2 · price: Represents the weighted average price of shares sold with actual prices ranging from $42.120 to $42.185. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 21:19 UTC
McCarthy J KevinSEVP & General Counsel
Exercise / conversionCommon Stock 16,290 $22.03 $358,868.70
Disclosure

SEC source: 0001209191-21-010134 · doc4.xml · nonDerivative · entry 3

McCarthy J Kevin · CIK 0001386987 · SEVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,791.173

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 21:19 UTC
McCarthy J KevinSEVP & General Counsel
SaleCommon Stock 14,188 $42.16 $598,095.14
Disclosure

SEC source: 0001209191-21-010134 · doc4.xml · nonDerivative · entry 2

McCarthy J Kevin · CIK 0001386987 · SEVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,501.173

F1 · price: Represents the weighted average price of shares sold with actual prices ranging from $42.150 to $42.175. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 21:19 UTC
McCarthy J KevinSEVP & General Counsel
Exercise / conversionCommon Stock 14,188 $30.13 $427,484.44
Disclosure

SEC source: 0001209191-21-010134 · doc4.xml · nonDerivative · entry 1

McCarthy J Kevin · CIK 0001386987 · SEVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,689.173

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 21:24 UTC Tax withholdingCommon Stock 2,288 $41.74 $95,501.12
Disclosure

SEC source: 0001209191-21-010153 · doc4.xml · nonDerivative · entry 1

Santhanakrishnan Senthilkumar · CIK 0001778904 · Senior Exec VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,412

F1 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 21:27 UTC
Smits HannekeSr. Exec. Vice President
Tax withholdingCommon Stock 717 $41.74 $29,927.58
Disclosure

SEC source: 0001209191-21-010160 · doc4.xml · nonDerivative · entry 1

Smits Hanneke · CIK 0001826465 · Sr. Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,766

F1 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 21:21 UTC
Portney Emily HopeChief Financial Officer
Tax withholdingCommon Stock 3,115 $41.74 $130,020.10
Disclosure

SEC source: 0001209191-21-010141 · doc4.xml · nonDerivative · entry 1

Portney Emily Hope · CIK 0001720194 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,536

F1 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 21:17 UTC
La Salla Francis J.Sr. Executive Vice President
Tax withholdingCommon Stock 1,090 $41.74 $45,496.60
Disclosure

SEC source: 0001209191-21-010130 · doc4.xml · nonDerivative · entry 1

La Salla Francis J. · CIK 0001725894 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,113

F1 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 21:14 UTC
Keating CatherineSr. Exec. Vice President
Tax withholdingCommon Stock 1,592 $41.74 $66,450.08
Disclosure

SEC source: 0001209191-21-010119 · doc4.xml · nonDerivative · entry 1

Keating Catherine · CIK 0001640781 · Sr. Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,085

F1 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 21:16 UTC Tax withholdingCommon Stock 1,590 $41.74 $66,366.60
Disclosure

SEC source: 0001209191-21-010126 · doc4.xml · nonDerivative · entry 1

Kurimsky Kurtis R. · CIK 0001635463 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,167

F1 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards.

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February 10, 2021 Filed Feb 12, 2021 21:10 UTC
Anderson JolenSenior Exec VP
Tax withholdingCommon Stock 642 $41.74 $26,797.08
Disclosure

SEC source: 0001209191-21-010109 · doc4.xml · nonDerivative · entry 1

Anderson Jolen · CIK 0001786243 · Senior Exec VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,605

F1 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards.

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February 08, 2021 Filed Feb 10, 2021 16:42 UTC
Regelman RomanSr. Executive Vice President
GrantCommon Stock 17,723 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-009280 · doc4.xml · nonDerivative · entry 1

Regelman Roman · CIK 0001748366 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,987

F1 · shares: Award of Restricted Stock Units under The Bank of New York Mellon Corporation 2019 Long-Term Incentive Plan. Units scheduled to vest in annual increments of one-third beginning on the first anniversary of the award. Vested units will be settled in Common Stock.

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February 08, 2021 Filed Feb 10, 2021 16:48 UTC
Shah AkashSr Executive Vice President
GrantCommon Stock 17,401 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-009284 · doc4.xml · nonDerivative · entry 1

Shah Akash · CIK 0001748541 · Sr Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,334

F1 · shares: Award of Restricted Stock Units under The Bank of New York Mellon Corporation 2019 Long-Term Incentive Plan. Units scheduled to vest in annual increments of one-third beginning on the first anniversary of the award. Vested units will be settled in Common Stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.