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BNED

Barnes & Noble Education, Inc.

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Tapewire entity
5624
SEC CIK
0001634117
Parsed reports
425

Last 12 months

Inside the activity.

0 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202602
Apr 202600
May 202600
Jun 202600
Jul 202607
Aug 202600
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 16, 2022 Filed Jun 21, 2022 20:53 UTC GrantNon-Qualified Stock Option (Right to Buy) · Derivative 39,570 $0.00 Strike: $2.36 $0.00
Disclosure

SEC source: 0001634117-22-000043 · wf-form4_165584476996402.xml · derivative · entry 2

NENKE DAVID W. B. · CIK 0001885077 · Pres, DSS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,570

Underlying: Common Stock · 39,570 shares

Expires 2032-06-16

F2 · derivative.exercise_date: Non-qualified Stock Options granted with an exercise price of $2.36 per share, which was the fair market value on the date of grant. These Options will vest in four equal installments on each of June 16, 2023, June 16, 2024, June 16, 2025 and June 16, 2026 and will expire on June 16, 2032.

Read SEC document
June 16, 2022 Filed Jun 21, 2022 20:53 UTC GrantCommon Stock 46,297 $0.00 $0.00
Disclosure

SEC source: 0001634117-22-000043 · wf-form4_165584476996402.xml · nonDerivative · entry 1

NENKE DAVID W. B. · CIK 0001885077 · Pres, DSS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,594

F1 · shares: Grant of restricted stock units (RSUs). Each RSU represents the contingent right to receive one share of common stock, par value $0.01, of the Company. The RSUs vest and will be settled in three equal installments on each of June 16, 2023, June 16, 2024 and June 16, 2025, or in each case, if such date is not a business day, the business day immediately following such date.

Read SEC document
June 16, 2022 Filed Jun 21, 2022 20:52 UTC
MILLER MICHAEL CONNOLLYCLO, EVP, Corp Aff & Secretary
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 51,346 $0.00 Strike: $4.86 $0.00
Disclosure

SEC source: 0001634117-22-000042 · wf-form4_165584474695894.xml · derivative · entry 3

MILLER MICHAEL CONNOLLY · CIK 0001643505 · CLO, EVP, Corp Aff & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,346

Underlying: Common Stock · 51,346 shares

Expires 2032-06-16

F3 · derivative.exercise_date: Non-qualified Stock Options granted with an above market exercise price of $4.86 per share. These Options will vest in four equal installments on each of June 16, 2023, June 16, 2024, June 16, 2025 and June 16, 2026 and will expire on June 16, 2032.

Read SEC document
June 16, 2022 Filed Jun 21, 2022 20:52 UTC
MILLER MICHAEL CONNOLLYCLO, EVP, Corp Aff & Secretary
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 47,484 $0.00 Strike: $2.36 $0.00
Disclosure

SEC source: 0001634117-22-000042 · wf-form4_165584474695894.xml · derivative · entry 2

MILLER MICHAEL CONNOLLY · CIK 0001643505 · CLO, EVP, Corp Aff & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,484

Underlying: Common Stock · 47,484 shares

Expires 2032-06-16

F2 · derivative.exercise_date: Non-qualified Stock Options granted with an exercise price of $2.36 per share, which was the fair market value on the date of grant. These Options will vest in four equal installments on each of June 16, 2023, June 16, 2024, June 16, 2025 and June 16, 2026 and will expire on June 16, 2032.

Read SEC document
June 16, 2022 Filed Jun 21, 2022 20:52 UTC
MILLER MICHAEL CONNOLLYCLO, EVP, Corp Aff & Secretary
GrantCommon Stock 55,556 $0.00 $0.00
Disclosure

SEC source: 0001634117-22-000042 · wf-form4_165584474695894.xml · nonDerivative · entry 1

MILLER MICHAEL CONNOLLY · CIK 0001643505 · CLO, EVP, Corp Aff & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,546

F1 · shares: Grant of restricted stock units (RSUs). Each RSU represents the contingent right to receive one share of common stock, par value $0.01, of the Company. The RSUs vest and will be settled in three equal installments on each of June 16, 2023, June 16, 2024 and June 16, 2025, or in each case, if such date is not a business day, the business day immediately following such date.

Read SEC document
June 16, 2022 Filed Jun 21, 2022 20:51 UTC
HENDERSON DAVID GORDONPres, MBS; EVP, Strat Services
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 19,255 $0.00 Strike: $4.86 $0.00
Disclosure

SEC source: 0001634117-22-000040 · wf-form4_165584468893158.xml · derivative · entry 3

HENDERSON DAVID GORDON · CIK 0001830135 · Pres, MBS; EVP, Strat Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,255

Underlying: Common Stock · 19,255 shares

Expires 2032-06-16

F3 · derivative.exercise_date: Non-qualified Stock Options granted with an above market exercise price of $4.86 per share. These Options will vest in four equal installments on each of June 16, 2023, June 16, 2024, June 16, 2025 and June 16, 2026 and will expire on June 16, 2032.

Read SEC document
June 16, 2022 Filed Jun 21, 2022 20:51 UTC
HENDERSON DAVID GORDONPres, MBS; EVP, Strat Services
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 17,807 $0.00 Strike: $2.36 $0.00
Disclosure

SEC source: 0001634117-22-000040 · wf-form4_165584468893158.xml · derivative · entry 2

HENDERSON DAVID GORDON · CIK 0001830135 · Pres, MBS; EVP, Strat Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,807

Underlying: Common Stock · 17,807 shares

Expires 2032-06-16

F2 · derivative.exercise_date: Non-qualified Stock Options granted with an exercise price of $2.36 per share, which was the fair market value on the date of grant. These Options will vest in four equal installments on each of June 16, 2023, June 16, 2024, June 16, 2025 and June 16, 2026 and will expire on June 16, 2032.

Read SEC document
June 16, 2022 Filed Jun 21, 2022 20:51 UTC
HENDERSON DAVID GORDONPres, MBS; EVP, Strat Services
GrantCommon Stock 20,834 $0.00 $0.00
Disclosure

SEC source: 0001634117-22-000040 · wf-form4_165584468893158.xml · nonDerivative · entry 1

HENDERSON DAVID GORDON · CIK 0001830135 · Pres, MBS; EVP, Strat Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,961

F1 · shares: Grant of restricted stock units (RSUs). Each RSU represents the contingent right to receive one share of common stock, par value $0.01, of the Company. The RSUs vest and will be settled in three equal installments on each of June 16, 2023, June 16, 2024 and June 16, 2025, or in each case, if such date is not a business day, the business day immediately following such date.

Read SEC document
March 28, 2022 Filed Mar 30, 2022 16:50 UTC PurchaseCommon Stock 30,000 $3.63 $108,900.00
Disclosure

SEC source: 0001634117-22-000031 · wf-form4_164867339576581.xml · nonDerivative · entry 1

LEVENICK ZACHARY · CIK 0001816579 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by THG Securities Advisors LLC

Disclosed balance after: 613,045

Read SEC document
March 25, 2022 Filed Mar 28, 2022 21:02 UTC PurchaseCommon Stock 21,818 $4.00 $87,272.00
Disclosure

SEC source: 0001634117-22-000029 · wf-form4_164850128741424.xml · nonDerivative · entry 1

Golden David G · CIK 0001497696 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,304

F1 · price: Represents the weighted average price of multiple transactions with prices between $3.99 and $4.00 per share. The Reporting Person, upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities purchased at each separate price.

Read SEC document
March 24, 2022 Filed Mar 25, 2022 20:44 UTC Exercise / conversionPhantom Share Unit · Derivative 17,475 $0.00 $0.00
Disclosure

SEC source: 0001634117-22-000027 · wf-form4_164824106366018.xml · derivative · entry 3

NENKE DAVID W. B. · CIK 0001885077 · Pres, DSS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,950

Underlying: Common Stock · 17,475 shares

Expires 2024-03-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock of the Company and was settled in cash at a value of $4.03 per share. The terms of the phantom stock provide that the shares will be settled based on the fair market value of a share of common stock at each vesting date in an amount not to exceed $22.89 per share.

Read SEC document
March 24, 2022 Filed Mar 25, 2022 20:44 UTC Disposition to issuerCommon Stock 17,475 $4.03 $70,424.25
Disclosure

SEC source: 0001634117-22-000027 · wf-form4_164824106366018.xml · nonDerivative · entry 2

NENKE DAVID W. B. · CIK 0001885077 · Pres, DSS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,297

F1 · price: Each share of phantom stock is the economic equivalent of one share of common stock of the Company and was settled in cash at a value of $4.03 per share. The terms of the phantom stock provide that the shares will be settled based on the fair market value of a share of common stock at each vesting date in an amount not to exceed $22.89 per share.

Read SEC document
March 24, 2022 Filed Mar 25, 2022 20:44 UTC Exercise / conversionCommon Stock 17,475 $0.00 $0.00
Disclosure

SEC source: 0001634117-22-000027 · wf-form4_164824106366018.xml · nonDerivative · entry 1

NENKE DAVID W. B. · CIK 0001885077 · Pres, DSS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,772

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of phantom stock is the economic equivalent of one share of common stock of the Company and was settled in cash at a value of $4.03 per share. The terms of the phantom stock provide that the shares will be settled based on the fair market value of a share of common stock at each vesting date in an amount not to exceed $22.89 per share.

Read SEC document
March 18, 2022 Filed Mar 18, 2022 21:04 UTC PurchaseCommon Stock 22,700 $3.98 $90,346.00
Disclosure

SEC source: 0001634117-22-000025 · wf-form4_164763742613022.xml · nonDerivative · entry 2

Golden David G · CIK 0001497696 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,486

F2 · price: Represents the weighted average price of multiple transactions with prices between $3.96 and $4.00 per share. The Reporting Person, upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities purchased at each separate price.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 21:04 UTC PurchaseCommon Stock 5,472 $4.00 $21,888.00
Disclosure

SEC source: 0001634117-22-000025 · wf-form4_164763742613022.xml · nonDerivative · entry 1

Golden David G · CIK 0001497696 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,786

F1 · price: Represents the weighted average price of multiple transactions with prices between $3.98 and $4.00 per share. The Reporting Person, upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities purchased at each separate price.

Read SEC document
March 11, 2022 Filed Mar 14, 2022 17:04 UTC PurchaseCommon Stock 37,500 $3.93 $147,375.00
Disclosure

SEC source: 0001634117-22-000023 · wf-form4_164729165978432.xml · nonDerivative · entry 2

LEVENICK ZACHARY · CIK 0001816579 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by THG Securities Advisors LLC

Disclosed balance after: 583,045

Read SEC document
March 10, 2022 Filed Mar 14, 2022 17:04 UTC PurchaseCommon Stock 33,045 $3.88 $128,214.60
Disclosure

SEC source: 0001634117-22-000023 · wf-form4_164729165978432.xml · nonDerivative · entry 1

LEVENICK ZACHARY · CIK 0001816579 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by THG Securities Advisors LLC

Disclosed balance after: 545,545

Read SEC document
January 11, 2022 Filed Jan 13, 2022 21:38 UTC
MILLER MICHAEL CONNOLLYCLO, EVP, Corp Aff & Secretary
Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 12,000 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001634117-22-000007 · wf-form4_164210989532365.xml · derivative · entry 5

MILLER MICHAEL CONNOLLY · CIK 0001643505 · CLO, EVP, Corp Aff & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,023

Underlying: Common Stock · 12,000 shares

Expires 2030-09-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 11, 2022 Filed Jan 13, 2022 21:38 UTC
MILLER MICHAEL CONNOLLYCLO, EVP, Corp Aff & Secretary
Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 38,755 $0.00 Strike: $2.46 $0.00
Disclosure

SEC source: 0001634117-22-000007 · wf-form4_164210989532365.xml · derivative · entry 4

MILLER MICHAEL CONNOLLY · CIK 0001643505 · CLO, EVP, Corp Aff & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,268

Underlying: Common Stock · 38,755 shares

Expires 2030-09-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 11, 2022 Filed Jan 13, 2022 21:38 UTC
MILLER MICHAEL CONNOLLYCLO, EVP, Corp Aff & Secretary
SaleCommon Stock 45,140 $6.57 $296,569.80
Disclosure

SEC source: 0001634117-22-000007 · wf-form4_164210989532365.xml · nonDerivative · entry 3

MILLER MICHAEL CONNOLLY · CIK 0001643505 · CLO, EVP, Corp Aff & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,990

F1 · price: Represents the weighted average price of multiple transactions with prices between $6.51 and $6.62 per share. The Reporting Person, upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities sold at each separate price.

Read SEC document
January 11, 2022 Filed Jan 13, 2022 21:38 UTC
MILLER MICHAEL CONNOLLYCLO, EVP, Corp Aff & Secretary
Exercise / conversionCommon Stock 12,000 $5.00 $60,000.00
Disclosure

SEC source: 0001634117-22-000007 · wf-form4_164210989532365.xml · nonDerivative · entry 2

MILLER MICHAEL CONNOLLY · CIK 0001643505 · CLO, EVP, Corp Aff & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,130

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 11, 2022 Filed Jan 13, 2022 21:38 UTC
MILLER MICHAEL CONNOLLYCLO, EVP, Corp Aff & Secretary
Exercise / conversionCommon Stock 38,755 $2.46 $95,337.30
Disclosure

SEC source: 0001634117-22-000007 · wf-form4_164210989532365.xml · nonDerivative · entry 1

MILLER MICHAEL CONNOLLY · CIK 0001643505 · CLO, EVP, Corp Aff & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,130

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2021 Filed Jan 3, 2022 16:42 UTC PurchaseCommon Stock 25,000 $6.80 $170,000.00
Disclosure

SEC source: 0001634117-22-000002 · wf-form4_164124610685135.xml · nonDerivative · entry 2

LEVENICK ZACHARY · CIK 0001816579 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by THG Securities Advisors LLC

Disclosed balance after: 512,500

Read SEC document
December 30, 2021 Filed Jan 3, 2022 16:42 UTC PurchaseCommon Stock 10,000 $6.74 $67,400.00
Disclosure

SEC source: 0001634117-22-000002 · wf-form4_164124610685135.xml · nonDerivative · entry 1

LEVENICK ZACHARY · CIK 0001816579 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by THG Securities Advisors LLC

Disclosed balance after: 487,500

Read SEC document
December 28, 2021 Filed Dec 28, 2021 16:41 UTC PurchaseCommon Stock 40,000 $6.67 $266,800.00
Disclosure

SEC source: 0001634117-21-000138 · wf-form4_164072769618995.xml · nonDerivative · entry 3

LEVENICK ZACHARY · CIK 0001816579 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by THG Securities Advisors LLC

Disclosed balance after: 477,500

Read SEC document
December 27, 2021 Filed Dec 28, 2021 16:41 UTC PurchaseCommon Stock 15,000 $6.76 $101,400.00
Disclosure

SEC source: 0001634117-21-000138 · wf-form4_164072769618995.xml · nonDerivative · entry 2

LEVENICK ZACHARY · CIK 0001816579 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by THG Securities Advisors LLC

Disclosed balance after: 437,500

Read SEC document
December 23, 2021 Filed Dec 28, 2021 16:41 UTC PurchaseCommon Stock 12,500 $6.71 $83,875.00
Disclosure

SEC source: 0001634117-21-000138 · wf-form4_164072769618995.xml · nonDerivative · entry 1

LEVENICK ZACHARY · CIK 0001816579 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by THG Securities Advisors LLC

Disclosed balance after: 422,500

Read SEC document
December 16, 2021 Filed Dec 17, 2021 21:44 UTC
MILLER MICHAEL CONNOLLYCLO, EVP, Corp Aff & Secretary
SaleCommon Stock 4,000 $7.50 $30,000.00
Disclosure

SEC source: 0001634117-21-000136 · wf-form4_163977747170014.xml · nonDerivative · entry 1

MILLER MICHAEL CONNOLLY · CIK 0001643505 · CLO, EVP, Corp Aff & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,375

Read SEC document
December 15, 2021 Filed Dec 15, 2021 16:53 UTC PurchaseCommon Stock 20,000 $6.87 $137,400.00
Disclosure

SEC source: 0001634117-21-000134 · wf-form4_163960517423000.xml · nonDerivative · entry 1

LEVENICK ZACHARY · CIK 0001816579 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by THG Securities Advisors LLC

Disclosed balance after: 410,000

Read SEC document
December 14, 2021 Filed Dec 14, 2021 16:40 UTC PurchaseCommon Stock 19,900 $7.05 $140,295.00
Disclosure

SEC source: 0001634117-21-000132 · wf-form4_163951804651686.xml · nonDerivative · entry 2

LEVENICK ZACHARY · CIK 0001816579 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by THG Securities Advisors LLC

Disclosed balance after: 390,000

Read SEC document
December 13, 2021 Filed Dec 14, 2021 16:40 UTC PurchaseCommon Stock 20,100 $7.00 $140,700.00
Disclosure

SEC source: 0001634117-21-000132 · wf-form4_163951804651686.xml · nonDerivative · entry 1

LEVENICK ZACHARY · CIK 0001816579 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by THG Securities Advisors LLC

Disclosed balance after: 370,100

Read SEC document
December 09, 2021 Filed Dec 10, 2021 16:42 UTC PurchaseCommon Stock 27,912 $7.49 $209,060.88
Disclosure

SEC source: 0001634117-21-000130 · wf-form4_163917254930667.xml · nonDerivative · entry 2

LEVENICK ZACHARY · CIK 0001816579 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by THG Securities Advisors LLC

Disclosed balance after: 350,000

Read SEC document
December 08, 2021 Filed Dec 10, 2021 16:42 UTC PurchaseCommon Stock 2,088 $7.30 $15,242.40
Disclosure

SEC source: 0001634117-21-000130 · wf-form4_163917254930667.xml · nonDerivative · entry 1

LEVENICK ZACHARY · CIK 0001816579 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by THG Securities Advisors LLC

Disclosed balance after: 322,088

Read SEC document
December 03, 2021 Filed Dec 3, 2021 16:37 UTC PurchaseCommon Stock 30,000 $6.66 $199,800.00
Disclosure

SEC source: 0001634117-21-000126 · wf-form4_163856741274277.xml · nonDerivative · entry 3

LEVENICK ZACHARY · CIK 0001816579 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by THG Securities Advisors LLC

Disclosed balance after: 315,000

Read SEC document
December 03, 2021 Filed Dec 6, 2021 16:41 UTC PurchaseCommon Stock 5,000 $6.66 $33,300.00
Disclosure

SEC source: 0001634117-21-000128 · wf-form4_163882690058450.xml · nonDerivative · entry 1

LEVENICK ZACHARY · CIK 0001816579 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by THG Securities Advisors LLC

Disclosed balance after: 320,000

Read SEC document
December 02, 2021 Filed Dec 3, 2021 16:37 UTC PurchaseCommon Stock 30,000 $6.98 $209,460.00
Disclosure

SEC source: 0001634117-21-000126 · wf-form4_163856741274277.xml · nonDerivative · entry 2

LEVENICK ZACHARY · CIK 0001816579 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by THG Securities Advisors LLC

Disclosed balance after: 285,000

Read SEC document
December 01, 2021 Filed Dec 3, 2021 16:37 UTC PurchaseCommon Stock 25,000 $7.09 $177,162.50
Disclosure

SEC source: 0001634117-21-000126 · wf-form4_163856741274277.xml · nonDerivative · entry 1

LEVENICK ZACHARY · CIK 0001816579 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by THG Securities Advisors LLC

Disclosed balance after: 255,000

Read SEC document
October 04, 2021 Filed Oct 5, 2021 16:46 UTC PurchaseCommon Stock 15,300 $10.17 $155,601.00
Disclosure

SEC source: 0001634117-21-000114 · wf-form4_163346676007384.xml · nonDerivative · entry 2

LEVENICK ZACHARY · CIK 0001816579 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by THG Securities Advisors LLC

Disclosed balance after: 230,000

F1 · price: Represents the weighted average price of multiple transactions with prices of $10.14 and $10.22. The Reporting Person, upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities purchased at each separate price.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 16:46 UTC PurchaseCommon Stock 14,700 $10.04 $147,588.00
Disclosure

SEC source: 0001634117-21-000114 · wf-form4_163346676007384.xml · nonDerivative · entry 1

LEVENICK ZACHARY · CIK 0001816579 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by THG Securities Advisors LLC

Disclosed balance after: 214,700

Read SEC document
September 26, 2021 Filed Sep 27, 2021 17:14 UTC Tax withholdingCommon Stock 4,017 $10.59 $42,540.03
Disclosure

SEC source: 0001634117-21-000099 · wf-form4_163277723322777.xml · nonDerivative · entry 2

Donohue Thomas D. · CIK 0001649062 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,318

F2 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes.

Read SEC document
September 26, 2021 Filed Sep 27, 2021 17:15 UTC
HUSEBY MICHAELDirector · Chairman and CEO
Tax withholdingCommon Stock 27,247 $10.59 $288,545.73
Disclosure

SEC source: 0001634117-21-000101 · wf-form4_163277728412711.xml · nonDerivative · entry 2

HUSEBY MICHAEL · CIK 0001274572 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,155,513

F2 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes.

Read SEC document
September 26, 2021 Filed Sep 27, 2021 21:17 UTC
SHAR JONATHANEVP, Retail
Tax withholdingCommon Stock 5,655 $10.59 $59,886.45
Disclosure

SEC source: 0001634117-21-000105 · wf-form4_163277741996772.xml · nonDerivative · entry 2

SHAR JONATHAN · CIK 0001829618 · EVP, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,559

F2 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes.

Read SEC document
September 26, 2021 Filed Sep 27, 2021 21:16 UTC
Paul SeemaSVP, Chief Accounting Officer
Tax withholdingCommon Stock 3,514 $10.59 $37,213.26
Disclosure

SEC source: 0001634117-21-000104 · wf-form4_163277738996749.xml · nonDerivative · entry 2

Paul Seema · CIK 0001651858 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,869

F2 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes.

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September 26, 2021 Filed Sep 27, 2021 21:16 UTC
MILLER MICHAEL CONNOLLYCLO, EVP, Corp Aff & Secretary
Tax withholdingCommon Stock 10,603 $10.59 $112,285.77
Disclosure

SEC source: 0001634117-21-000103 · wf-form4_163277735722695.xml · nonDerivative · entry 2

MILLER MICHAEL CONNOLLY · CIK 0001643505 · CLO, EVP, Corp Aff & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,375

F2 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes.

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September 26, 2021 Filed Sep 27, 2021 21:14 UTC
HENDERSON DAVID GORDONPres, MBS; EVP, Strat Services
Tax withholdingCommon Stock 4,917 $10.59 $52,071.03
Disclosure

SEC source: 0001634117-21-000100 · wf-form4_163277725029606.xml · nonDerivative · entry 2

HENDERSON DAVID GORDON · CIK 0001830135 · Pres, MBS; EVP, Strat Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,127

F2 · shares: Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes.

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September 24, 2021 Filed Sep 27, 2021 17:18 UTC GrantCommon Stock 11,804 $0.00 $0.00
Disclosure

SEC source: 0001634117-21-000107 · wf-form4_163277747623698.xml · nonDerivative · entry 1

DEMATTEO DANIEL A · CIK 0001166817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,478

F1 · shares: Grant of restricted stock units (RSUs). Each RSU represents the contingent right to receive one share of common stock, par value $0.01, of the Company. The RSUs vest on September 24, 2022; however, the reporting person has elected to defer settlement and receipt of such shares until the date specified in the applicable deferral election.

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September 24, 2021 Filed Sep 27, 2021 17:19 UTC GrantCommon Stock 11,804 $0.00 $0.00
Disclosure

SEC source: 0001634117-21-000109 · wf-form4_163277753385594.xml · nonDerivative · entry 1

LEVENICK ZACHARY · CIK 0001816579 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,585

F1 · shares: Grant of restricted shares vesting on September 24, 2022.

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September 24, 2021 Filed Sep 27, 2021 21:18 UTC GrantCommon Stock 11,804 $0.00 $0.00
Disclosure

SEC source: 0001634117-21-000108 · wf-form4_163277750721412.xml · nonDerivative · entry 1

Golden David G · CIK 0001497696 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,314

F1 · shares: Grant of restricted shares vesting on September 24, 2022.

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September 24, 2021 Filed Sep 27, 2021 17:20 UTC GrantCommon Stock 11,804 $0.00 $0.00
Disclosure

SEC source: 0001634117-21-000112 · wf-form4_163277759805657.xml · nonDerivative · entry 1

THORNTON JERRY SUE · CIK 0001183301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,478

F1 · shares: Grant of restricted stock units (RSUs). Each RSU represents the contingent right to receive one share of common stock, par value $0.01, of the Company. The RSUs vest on September 24, 2022; however, the reporting person has elected to defer settlement and receipt of such shares until the date specified in the applicable deferral election.

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September 24, 2021 Filed Sep 27, 2021 17:19 UTC GrantCommon Stock 11,804 $0.00 $0.00
Disclosure

SEC source: 0001634117-21-000110 · wf-form4_163277755211271.xml · nonDerivative · entry 1

ROBINSON LOWELL W · CIK 0001244216 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,585

F1 · shares: Grant of restricted shares vesting on September 24, 2022.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.