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BRISTOL MYERS SQUIBB CO

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1662
SEC CIK
0000014272
Parsed reports
2,253

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202601
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 07, 2013 Filed Mar 11, 2013 20:50 UTC
von Autenried PaulSVP, Enterp. Services & CIO
Exercise / conversionCommon Stock, $0.10 par value 3,182 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007241 · doc4.xml · nonDerivative · entry 2

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,460

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents vesting of one-quarter of market share units granted on March 1, 2011. The balance of the award is scheduled to vest in two equal installments on the third and fourth anniversaries of the grant date.

Read SEC document
March 07, 2013 Filed Mar 11, 2013 20:50 UTC
von Autenried PaulSVP, Enterp. Services & CIO
Exercise / conversionCommon Stock, $0.10 par value 14,634 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007241 · doc4.xml · nonDerivative · entry 1

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,278

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents distribution of performance shares earned under the 2010-2012 Long-Term Performance Award.

Read SEC document
March 06, 2013 Filed Mar 7, 2013 21:05 UTC
Cazala Beatrice JEVP Commercial Operations
Exercise / conversionRestricted Stock Units · Derivative 3,595 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-006956 · doc4.xml · derivative · entry 4

Cazala Beatrice J · CIK 0001457948 · EVP Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,577

Underlying: Common Stock, $0.10 par value · 3,595 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F1 · derivative.exercise_date: Represents vesting of one-quarter of restricted stock units granted on March 6, 2009. This is the final vesting of this award.

F1 · derivative.expiration_date: Represents vesting of one-quarter of restricted stock units granted on March 6, 2009. This is the final vesting of this award.

F5 · balance_after: Represents the derivative securities beneficially owned under the award granted on March 1, 2011.

Read SEC document
March 06, 2013 Filed Mar 7, 2013 21:05 UTC
Cazala Beatrice JEVP Commercial Operations
Tax withholdingCommon Stock, $0.10 par value 1,333 $37.76 $50,334.08
Disclosure

SEC source: 0001225208-13-006956 · doc4.xml · nonDerivative · entry 2

Cazala Beatrice J · CIK 0001457948 · EVP Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,542.93

F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

Read SEC document
March 06, 2013 Filed Mar 7, 2013 21:05 UTC
Cazala Beatrice JEVP Commercial Operations
Exercise / conversionCommon Stock, $0.10 par value 3,595 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-006956 · doc4.xml · nonDerivative · entry 1

Cazala Beatrice J · CIK 0001457948 · EVP Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,875.93

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of restricted stock units granted on March 6, 2009. This is the final vesting of this award.

Read SEC document
March 05, 2013 Filed Mar 11, 2013 20:28 UTC GiftCommon Stock, $0.10 par value 100,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-007223 · doc4.xml · nonDerivative · entry 1

CORNELIUS JAMES M · CIK 0001198959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 961,218

Read SEC document
March 04, 2013 Filed Mar 5, 2013 21:54 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 7,453 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-13-006654 · doc4.xml · derivative · entry 6

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 7,453 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F3 · derivative.exercise_date: Represents vesting of one-third of restricted stock units granted on March 4, 2008. This is the final vesting of this award.

F3 · derivative.expiration_date: Represents vesting of one-third of restricted stock units granted on March 4, 2008. This is the final vesting of this award.

Read SEC document
March 04, 2013 Filed Mar 5, 2013 21:54 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
Tax withholdingCommon Stock, $0.10 par value 3,073 $36.94 $113,516.62
Disclosure

SEC source: 0001225208-13-006654 · doc4.xml · nonDerivative · entry 4

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 409,451

F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

Read SEC document
March 04, 2013 Filed Mar 5, 2013 21:54 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
Exercise / conversionCommon Stock, $0.10 par value 7,453 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-006654 · doc4.xml · nonDerivative · entry 3

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 412,524

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents vesting of one-third of restricted stock units granted on March 4, 2008. This is the final vesting of this award.

Read SEC document
March 04, 2013 Filed Mar 5, 2013 21:54 UTC
DANIELS BRIANSVP Global Dev & Med Affairs
Exercise / conversionRestricted Stock Units · Derivative 1,870 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-13-006655 · doc4.xml · derivative · entry 6

DANIELS BRIAN · CIK 0001428698 · SVP Global Dev & Med Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 1,870 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F3 · derivative.exercise_date: Represents vesting of one-third of restricted stock units granted on March 4, 2008. This is the final vesting of this award.

F3 · derivative.expiration_date: Represents vesting of one-third of restricted stock units granted on March 4, 2008. This is the final vesting of this award.

Read SEC document
March 04, 2013 Filed Mar 5, 2013 21:54 UTC
DANIELS BRIANSVP Global Dev & Med Affairs
Tax withholdingCommon Stock, $0.10 par value 697 $36.94 $25,747.18
Disclosure

SEC source: 0001225208-13-006655 · doc4.xml · nonDerivative · entry 4

DANIELS BRIAN · CIK 0001428698 · SVP Global Dev & Med Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,872.041

F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

Read SEC document
March 04, 2013 Filed Mar 5, 2013 21:54 UTC
DANIELS BRIANSVP Global Dev & Med Affairs
Exercise / conversionCommon Stock, $0.10 par value 1,870 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-006655 · doc4.xml · nonDerivative · entry 3

DANIELS BRIAN · CIK 0001428698 · SVP Global Dev & Med Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,569.041

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents vesting of one-third of restricted stock units granted on March 4, 2008. This is the final vesting of this award.

Read SEC document
March 04, 2013 Filed Mar 5, 2013 21:54 UTC
LEUNG SANDRAGeneral Counsel & Secretary
Exercise / conversionRestricted Stock Units · Derivative 3,980 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-13-006656 · doc4.xml · derivative · entry 7

LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 3,980 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F3 · derivative.exercise_date: Represents vesting of one-third of restricted stock units granted on March 4, 2008. This is the final vesting of this award.

F3 · derivative.expiration_date: Represents vesting of one-third of restricted stock units granted on March 4, 2008. This is the final vesting of this award.

Read SEC document
March 04, 2013 Filed Mar 5, 2013 21:54 UTC
LEUNG SANDRAGeneral Counsel & Secretary
Tax withholdingCommon Stock, $0.10 par value 1,483 $36.94 $54,782.02
Disclosure

SEC source: 0001225208-13-006656 · doc4.xml · nonDerivative · entry 4

LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,982

F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

Read SEC document
March 04, 2013 Filed Mar 5, 2013 21:54 UTC
LEUNG SANDRAGeneral Counsel & Secretary
Exercise / conversionCommon Stock, $0.10 par value 3,980 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-006656 · doc4.xml · nonDerivative · entry 3

LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,465

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents vesting of one-third of restricted stock units granted on March 4, 2008. This is the final vesting of this award.

Read SEC document
March 04, 2013 Filed Mar 5, 2013 21:55 UTC
SIGAL ELLIOTDirector · EVP, CSO & President R&D
Exercise / conversionRestricted Stock Units · Derivative 7,453 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-13-006657 · doc4.xml · derivative · entry 10

SIGAL ELLIOT · CIK 0001202294 · Director · EVP, CSO & President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 7,453 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F3 · derivative.exercise_date: Represents vesting of one-third of restricted stock units granted on March 4, 2008. This is the final vesting of this award.

F3 · derivative.expiration_date: Represents vesting of one-third of restricted stock units granted on March 4, 2008. This is the final vesting of this award.

Read SEC document
March 04, 2013 Filed Mar 5, 2013 21:55 UTC
SIGAL ELLIOTDirector · EVP, CSO & President R&D
Tax withholdingCommon Stock, $0.10 par value 3,865 $36.94 $142,773.10
Disclosure

SEC source: 0001225208-13-006657 · doc4.xml · nonDerivative · entry 4

SIGAL ELLIOT · CIK 0001202294 · Director · EVP, CSO & President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,341

F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

Read SEC document
March 04, 2013 Filed Mar 5, 2013 21:55 UTC
SIGAL ELLIOTDirector · EVP, CSO & President R&D
Exercise / conversionCommon Stock, $0.10 par value 7,453 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-006657 · doc4.xml · nonDerivative · entry 3

SIGAL ELLIOT · CIK 0001202294 · Director · EVP, CSO & President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,206

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents vesting of one-third of restricted stock units granted on March 4, 2008. This is the final vesting of this award.

Read SEC document
March 03, 2013 Filed Mar 5, 2013 21:24 UTC
Bancroft Charles AEVP & Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 2,487 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-006617 · doc4.xml · derivative · entry 3

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 2,487 shares

Expires 2013-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F1 · derivative.exercise_date: Represents vesting of one-quarter of restricted stock units granted on March 3, 2009. This is the final vesting of this award.

F1 · derivative.expiration_date: Represents vesting of one-quarter of restricted stock units granted on March 3, 2009. This is the final vesting of this award.

Read SEC document
March 03, 2013 Filed Mar 5, 2013 21:24 UTC
Bancroft Charles AEVP & Chief Financial Officer
Tax withholdingCommon Stock, $0.10 par value 757 $37.15 $28,122.55
Disclosure

SEC source: 0001225208-13-006617 · doc4.xml · nonDerivative · entry 2

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,806.166

F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

Read SEC document
March 03, 2013 Filed Mar 5, 2013 21:24 UTC
Bancroft Charles AEVP & Chief Financial Officer
Exercise / conversionCommon Stock, $0.10 par value 2,487 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-006617 · doc4.xml · nonDerivative · entry 1

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,563.166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of restricted stock units granted on March 3, 2009. This is the final vesting of this award.

Read SEC document
March 03, 2013 Filed Mar 5, 2013 21:26 UTC
Caforio GiovanniPres., US Pharmaceuticals
Exercise / conversionRestricted Stock Units · Derivative 1,851 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-006626 · doc4.xml · derivative · entry 3

Caforio Giovanni · CIK 0001533201 · Pres., US Pharmaceuticals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 1,851 shares

Expires 2013-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F1 · derivative.exercise_date: Represents vesting of one-quarter of restricted stock units granted on March 3, 2009. This is the final vesting of this award.

F1 · derivative.expiration_date: Represents vesting of one-quarter of restricted stock units granted on March 3, 2009. This is the final vesting of this award.

Read SEC document
March 03, 2013 Filed Mar 5, 2013 21:26 UTC
Caforio GiovanniPres., US Pharmaceuticals
Tax withholdingCommon Stock, $0.10 par value 690 $37.15 $25,633.50
Disclosure

SEC source: 0001225208-13-006626 · doc4.xml · nonDerivative · entry 2

Caforio Giovanni · CIK 0001533201 · Pres., US Pharmaceuticals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,011.018

F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

Read SEC document
March 03, 2013 Filed Mar 5, 2013 21:26 UTC
Caforio GiovanniPres., US Pharmaceuticals
Exercise / conversionCommon Stock, $0.10 par value 1,851 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-006626 · doc4.xml · nonDerivative · entry 1

Caforio Giovanni · CIK 0001533201 · Pres., US Pharmaceuticals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,701.018

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of restricted stock units granted on March 3, 2009. This is the final vesting of this award.

Read SEC document
March 03, 2013 Filed Mar 5, 2013 21:26 UTC
Caldarella Joseph CSVP & Controller
Exercise / conversionRestricted Stock Units · Derivative 2,379 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-006627 · doc4.xml · derivative · entry 4

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 2,379 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F1 · derivative.exercise_date: Represents vesting of one-quarter of restricted stock units granted on March 3, 2009. This is the final vesting of this award.

F1 · derivative.expiration_date: Represents vesting of one-quarter of restricted stock units granted on March 3, 2009. This is the final vesting of this award.

Read SEC document
March 03, 2013 Filed Mar 5, 2013 21:26 UTC
Caldarella Joseph CSVP & Controller
Tax withholdingCommon Stock, $0.10 par value 985 $37.15 $36,592.75
Disclosure

SEC source: 0001225208-13-006627 · doc4.xml · nonDerivative · entry 2

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,776

F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

Read SEC document
March 03, 2013 Filed Mar 5, 2013 21:26 UTC
Caldarella Joseph CSVP & Controller
Exercise / conversionCommon Stock, $0.10 par value 2,379 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-006627 · doc4.xml · nonDerivative · entry 1

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,761

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of restricted stock units granted on March 3, 2009. This is the final vesting of this award.

Read SEC document
March 03, 2013 Filed Mar 5, 2013 21:26 UTC
Cuss Francis MSVP Research
Exercise / conversionRestricted Stock Units · Derivative 3,753 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-006628 · doc4.xml · derivative · entry 3

Cuss Francis M · CIK 0001490216 · SVP Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 3,753 shares

Expires 2013-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F1 · derivative.exercise_date: Represents vesting of one-quarter of restricted stock units granted on March 3, 2009. This is the final vesting of this award.

F1 · derivative.expiration_date: Represents vesting of one-quarter of restricted stock units granted on March 3, 2009. This is the final vesting of this award.

Read SEC document
March 03, 2013 Filed Mar 5, 2013 21:26 UTC
Cuss Francis MSVP Research
Tax withholdingCommon Stock, $0.10 par value 1,393 $37.15 $51,749.95
Disclosure

SEC source: 0001225208-13-006628 · doc4.xml · nonDerivative · entry 2

Cuss Francis M · CIK 0001490216 · SVP Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,958.292

F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

Read SEC document
March 03, 2013 Filed Mar 5, 2013 21:26 UTC
Cuss Francis MSVP Research
Exercise / conversionCommon Stock, $0.10 par value 3,753 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-006628 · doc4.xml · nonDerivative · entry 1

Cuss Francis M · CIK 0001490216 · SVP Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,351.292

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of restricted stock units granted on March 3, 2009. This is the final vesting of this award.

Read SEC document
March 03, 2013 Filed Mar 5, 2013 21:27 UTC
Moed Samuel JSVP, Strat Plan & Analysis
Exercise / conversionRestricted Stock Units · Derivative 1,936 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-006630 · doc4.xml · derivative · entry 5

Moed Samuel J · CIK 0001561017 · SVP, Strat Plan & Analysis

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 1,936 shares

Expires 2013-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F1 · derivative.exercise_date: Represents vesting of one-quarter of restricted stock units granted on March 3, 2009. This is the final vesting of this award.

F1 · derivative.expiration_date: Represents vesting of one-quarter of restricted stock units granted on March 3, 2009. This is the final vesting of this award.

Read SEC document
March 03, 2013 Filed Mar 5, 2013 21:27 UTC
Moed Samuel JSVP, Strat Plan & Analysis
Tax withholdingCommon Stock, $0.10 par value 711 $37.15 $26,413.65
Disclosure

SEC source: 0001225208-13-006630 · doc4.xml · nonDerivative · entry 2

Moed Samuel J · CIK 0001561017 · SVP, Strat Plan & Analysis

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,883.464

F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

Read SEC document
March 03, 2013 Filed Mar 5, 2013 21:27 UTC
Moed Samuel JSVP, Strat Plan & Analysis
Exercise / conversionCommon Stock, $0.10 par value 1,936 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-006630 · doc4.xml · nonDerivative · entry 1

Moed Samuel J · CIK 0001561017 · SVP, Strat Plan & Analysis

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,594.464

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of restricted stock units granted on March 3, 2009. This is the final vesting of this award.

Read SEC document
March 03, 2013 Filed Mar 5, 2013 21:27 UTC
Elicker John ESVP Pub Affairs & Inv Relation
Exercise / conversionRestricted Stock Units · Derivative 1,851 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-006629 · doc4.xml · derivative · entry 3

Elicker John E · CIK 0001554788 · SVP Pub Affairs & Inv Relation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 1,851 shares

Expires 2013-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F1 · derivative.exercise_date: Represents vesting of one-quarter of restricted stock units granted on March 3, 2009. This is the final vesting of this award.

F1 · derivative.expiration_date: Represents vesting of one-quarter of restricted stock units granted on March 3, 2009. This is the final vesting of this award.

Read SEC document
March 03, 2013 Filed Mar 5, 2013 21:27 UTC
Elicker John ESVP Pub Affairs & Inv Relation
Tax withholdingCommon Stock, $0.10 par value 564 $37.15 $20,952.60
Disclosure

SEC source: 0001225208-13-006629 · doc4.xml · nonDerivative · entry 2

Elicker John E · CIK 0001554788 · SVP Pub Affairs & Inv Relation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,594.97

F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

Read SEC document
March 03, 2013 Filed Mar 5, 2013 21:27 UTC
Elicker John ESVP Pub Affairs & Inv Relation
Exercise / conversionCommon Stock, $0.10 par value 1,851 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-006629 · doc4.xml · nonDerivative · entry 1

Elicker John E · CIK 0001554788 · SVP Pub Affairs & Inv Relation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,158.97

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of restricted stock units granted on March 3, 2009. This is the final vesting of this award.

Read SEC document
March 03, 2013 Filed Mar 5, 2013 21:54 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 10,344 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-006654 · doc4.xml · derivative · entry 5

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,344

Underlying: Common Stock, $0.10 par value · 10,344 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F1 · derivative.exercise_date: Represents vesting of one-third of restricted stock units granted on March 3, 2009. The balance of the award is scheduled to vest on the fifth anniversary of the grant date.

F1 · derivative.expiration_date: Represents vesting of one-third of restricted stock units granted on March 3, 2009. The balance of the award is scheduled to vest on the fifth anniversary of the grant date.

Read SEC document
March 03, 2013 Filed Mar 5, 2013 21:54 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
Tax withholdingCommon Stock, $0.10 par value 4,264 $37.15 $158,407.60
Disclosure

SEC source: 0001225208-13-006654 · doc4.xml · nonDerivative · entry 2

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 405,071

F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

Read SEC document
March 03, 2013 Filed Mar 5, 2013 21:54 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
Exercise / conversionCommon Stock, $0.10 par value 10,344 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-006654 · doc4.xml · nonDerivative · entry 1

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 409,335

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-third of restricted stock units granted on March 3, 2009. The balance of the award is scheduled to vest on the fifth anniversary of the grant date.

Read SEC document
March 03, 2013 Filed Mar 5, 2013 21:27 UTC
von Autenried PaulSVP, Enterp. Services & CIO
Exercise / conversionRestricted Stock Units · Derivative 2,422 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-006631 · doc4.xml · derivative · entry 3

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 2,422 shares

Expires 2013-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F1 · derivative.exercise_date: Represents vesting of one-quarter of restricted stock units granted on March 3, 2009. This is the final vesting of this award.

F1 · derivative.expiration_date: Represents vesting of one-quarter of restricted stock units granted on March 3, 2009. This is the final vesting of this award.

Read SEC document
March 03, 2013 Filed Mar 5, 2013 21:27 UTC
von Autenried PaulSVP, Enterp. Services & CIO
Tax withholdingCommon Stock, $0.10 par value 903 $37.15 $33,546.45
Disclosure

SEC source: 0001225208-13-006631 · doc4.xml · nonDerivative · entry 2

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,644

F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

Read SEC document
March 03, 2013 Filed Mar 5, 2013 21:27 UTC
von Autenried PaulSVP, Enterp. Services & CIO
Exercise / conversionCommon Stock, $0.10 par value 2,422 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-006631 · doc4.xml · nonDerivative · entry 1

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,547

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of restricted stock units granted on March 3, 2009. This is the final vesting of this award.

Read SEC document
March 03, 2013 Filed Mar 5, 2013 21:54 UTC
DANIELS BRIANSVP Global Dev & Med Affairs
Exercise / conversionRestricted Stock Units · Derivative 2,691 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-006655 · doc4.xml · derivative · entry 5

DANIELS BRIAN · CIK 0001428698 · SVP Global Dev & Med Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,691

Underlying: Common Stock, $0.10 par value · 2,691 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F1 · derivative.exercise_date: Represents vesting of one-third of restricted stock units granted on March 3, 2009. The balance of the award is scheduled to vest on the fifth anniversary of the grant date.

F1 · derivative.expiration_date: Represents vesting of one-third of restricted stock units granted on March 3, 2009. The balance of the award is scheduled to vest on the fifth anniversary of the grant date.

Read SEC document
March 03, 2013 Filed Mar 5, 2013 21:54 UTC
DANIELS BRIANSVP Global Dev & Med Affairs
Tax withholdingCommon Stock, $0.10 par value 1,002 $37.15 $37,224.30
Disclosure

SEC source: 0001225208-13-006655 · doc4.xml · nonDerivative · entry 2

DANIELS BRIAN · CIK 0001428698 · SVP Global Dev & Med Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,699.041

F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

Read SEC document
March 03, 2013 Filed Mar 5, 2013 21:54 UTC
DANIELS BRIANSVP Global Dev & Med Affairs
Exercise / conversionCommon Stock, $0.10 par value 2,691 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-006655 · doc4.xml · nonDerivative · entry 1

DANIELS BRIAN · CIK 0001428698 · SVP Global Dev & Med Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,701.041

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-third of restricted stock units granted on March 3, 2009. The balance of the award is scheduled to vest on the fifth anniversary of the grant date.

Read SEC document
March 03, 2013 Filed Mar 5, 2013 21:54 UTC
LEUNG SANDRAGeneral Counsel & Secretary
Exercise / conversionRestricted Stock Units · Derivative 4,793 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-006656 · doc4.xml · derivative · entry 6

LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,793

Underlying: Common Stock, $0.10 par value · 4,793 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F1 · derivative.exercise_date: Represents vesting of one-third of restricted stock units granted on March 3, 2009. The balance of the award is scheduled to vest on the fifth anniversary of the grant date.

F1 · derivative.expiration_date: Represents vesting of one-third of restricted stock units granted on March 3, 2009. The balance of the award is scheduled to vest on the fifth anniversary of the grant date.

Read SEC document
March 03, 2013 Filed Mar 5, 2013 21:54 UTC
LEUNG SANDRAGeneral Counsel & Secretary
Tax withholdingCommon Stock, $0.10 par value 1,786 $37.15 $66,349.90
Disclosure

SEC source: 0001225208-13-006656 · doc4.xml · nonDerivative · entry 2

LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,485

F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

Read SEC document
March 03, 2013 Filed Mar 5, 2013 21:54 UTC
LEUNG SANDRAGeneral Counsel & Secretary
Exercise / conversionCommon Stock, $0.10 par value 4,793 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-006656 · doc4.xml · nonDerivative · entry 1

LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,271

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-third of restricted stock units granted on March 3, 2009. The balance of the award is scheduled to vest on the fifth anniversary of the grant date.

Read SEC document
March 03, 2013 Filed Mar 5, 2013 21:55 UTC
SIGAL ELLIOTDirector · EVP, CSO & President R&D
Exercise / conversionRestricted Stock Units · Derivative 46,365 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-006657 · doc4.xml · derivative · entry 9

SIGAL ELLIOT · CIK 0001202294 · Director · EVP, CSO & President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,367

Underlying: Common Stock, $0.10 par value · 46,365 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F1 · derivative.exercise_date: Represents vesting of one-third of restricted stock units granted on March 3, 2009. The balance of the award is scheduled to vest on the fifth anniversary of the grant date.

F1 · derivative.expiration_date: Represents vesting of one-third of restricted stock units granted on March 3, 2009. The balance of the award is scheduled to vest on the fifth anniversary of the grant date.

Read SEC document
March 03, 2013 Filed Mar 5, 2013 21:55 UTC
SIGAL ELLIOTDirector · EVP, CSO & President R&D
Tax withholdingCommon Stock, $0.10 par value 24,041 $37.15 $893,123.15
Disclosure

SEC source: 0001225208-13-006657 · doc4.xml · nonDerivative · entry 2

SIGAL ELLIOT · CIK 0001202294 · Director · EVP, CSO & President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,753

F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.