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BRISTOL MYERS SQUIBB CO

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SEC CIK
0000014272
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2,253

Last 12 months

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0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202600
Jun 202600
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Aug 202601
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 03, 2014 Filed Mar 5, 2014 21:39 UTC
Nielsen AnneChief Compliance & Ethics Off
OtherPerformance Shares · Derivative 71.8373 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000093 · wf-form4_139405557421920.xml · derivative · entry 15

Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,381.758

Underlying: Common Stock, $0.10 par value · 71.8373 shares

Expires 2015-03-31

F13 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015.

F14 · shares: Represents dividend equivalents earned under the 2012-2014 Long-Term Performance Award.

F13 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015.

F13 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:39 UTC
Nielsen AnneChief Compliance & Ethics Off
GrantPerformance Shares · Derivative 1,470 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000093 · wf-form4_139405557421920.xml · derivative · entry 14

Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,309.9207

Underlying: Common Stock, $0.10 par value · 1,470 shares

Expires 2015-03-31

F11 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

F12 · shares: Represents performance shares earned under the 2012-2014 Long-Term Performance Award.

F11 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

F11 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:39 UTC
Nielsen AnneChief Compliance & Ethics Off
Exercise / conversionPerformance Shares · Derivative 11,186 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000093 · wf-form4_139405557421920.xml · derivative · entry 13

Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 11,186 shares

Expires 2014-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

F5 · shares: Represents distribution of performance shares earned under the 2011-2013 Long-Term Performance Award.

F7 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

F7 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:39 UTC
Nielsen AnneChief Compliance & Ethics Off
OtherPerformance Shares · Derivative 241.3172 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000093 · wf-form4_139405557421920.xml · derivative · entry 12

Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,186

Underlying: Common Stock, $0.10 par value · 241.3172 shares

Expires 2014-03-31

F9 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014.

F10 · shares: Represents dividend equivalents earned under the 2011-2013 Long-Term Performance Award.

F9 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014.

F9 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:39 UTC
Nielsen AnneChief Compliance & Ethics Off
GrantPerformance Shares · Derivative 5,187 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000093 · wf-form4_139405557421920.xml · derivative · entry 11

Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,944.6828

Underlying: Common Stock, $0.10 par value · 5,187 shares

Expires 2014-03-31

F7 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

F8 · shares: Represents performance shares earned under the 2011-2013 Long-Term Performance Award.

F7 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

F7 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:39 UTC
Nielsen AnneChief Compliance & Ethics Off
Exercise / conversionMarket Share Units · Derivative 1,032 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000093 · wf-form4_139405557421920.xml · derivative · entry 10

Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,033

Underlying: Common Stock, $0.10 par value · 1,032 shares

Expires 2015-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 1, 2011.

F4 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 1, 2011.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:39 UTC
Nielsen AnneChief Compliance & Ethics Off
Exercise / conversionMarket Share Units · Derivative 914 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000093 · wf-form4_139405557421920.xml · derivative · entry 9

Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 914 shares

Expires 2014-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 2, 2010.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 2, 2010.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:39 UTC
Nielsen AnneChief Compliance & Ethics Off
Tax withholdingCommon Stock, $0.10 par value 4,616 $53.49 $246,909.84
Disclosure

SEC source: 0000014272-14-000093 · wf-form4_139405557421920.xml · nonDerivative · entry 8

Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,032.195

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:39 UTC
Nielsen AnneChief Compliance & Ethics Off
Exercise / conversionCommon Stock, $0.10 par value 11,186 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000093 · wf-form4_139405557421920.xml · nonDerivative · entry 7

Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,648.195

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Represents distribution of performance shares earned under the 2011-2013 Long-Term Performance Award.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:39 UTC
Nielsen AnneChief Compliance & Ethics Off
Tax withholdingCommon Stock, $0.10 par value 854 $53.49 $45,680.46
Disclosure

SEC source: 0000014272-14-000093 · wf-form4_139405557421920.xml · nonDerivative · entry 6

Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,462.195

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:39 UTC
Nielsen AnneChief Compliance & Ethics Off
OtherCommon Stock, $0.10 par value 1,032 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000093 · wf-form4_139405557421920.xml · nonDerivative · entry 5

Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,316.195

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:39 UTC
Nielsen AnneChief Compliance & Ethics Off
Exercise / conversionCommon Stock, $0.10 par value 1,032 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000093 · wf-form4_139405557421920.xml · nonDerivative · entry 4

Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,284.195

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents vesting of one-quarter of market share units granted on March 1, 2011.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:39 UTC
Nielsen AnneChief Compliance & Ethics Off
Tax withholdingCommon Stock, $0.10 par value 757 $53.49 $40,491.93
Disclosure

SEC source: 0000014272-14-000093 · wf-form4_139405557421920.xml · nonDerivative · entry 3

Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,252.195

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:39 UTC
Nielsen AnneChief Compliance & Ethics Off
OtherCommon Stock, $0.10 par value 914 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000093 · wf-form4_139405557421920.xml · nonDerivative · entry 2

Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,009.195

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:39 UTC
Nielsen AnneChief Compliance & Ethics Off
Exercise / conversionCommon Stock, $0.10 par value 914 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000093 · wf-form4_139405557421920.xml · nonDerivative · entry 1

Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,095.195

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 2, 2010.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:40 UTC
Schmukler Louis SPres., Global Mfg. & Supply
OtherPerformance Shares · Derivative 173.542 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000094 · wf-form4_139405559640100.xml · derivative · entry 5

Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,736.542

Underlying: Common Stock, $0.10 par value · 173.542 shares

Expires 2016-03-31

F7 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.

F8 · shares: Represents dividend equivalents earned under the 2013-2015 Long-Term Performance Award.

F7 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.

F7 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:40 UTC
Schmukler Louis SPres., Global Mfg. & Supply
GrantPerformance Shares · Derivative 5,563 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000094 · wf-form4_139405559640100.xml · derivative · entry 4

Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,563

Underlying: Common Stock, $0.10 par value · 5,563 shares

Expires 2016-03-31

F5 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

F6 · shares: Represents performance shares earned under the 2013-2015 Long-Term Performance Award.

F5 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

F5 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:40 UTC
Schmukler Louis SPres., Global Mfg. & Supply
OtherPerformance Shares · Derivative 357.3353 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000094 · wf-form4_139405559640100.xml · derivative · entry 3

Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,811.9405

Underlying: Common Stock, $0.10 par value · 357.3353 shares

Expires 2015-03-31

F3 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015.

F4 · shares: Represents dividend equivalents earned under the 2012-2014 Long-Term Performance Award.

F3 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015.

F3 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:40 UTC
Schmukler Louis SPres., Global Mfg. & Supply
GrantPerformance Shares · Derivative 5,134 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000094 · wf-form4_139405559640100.xml · derivative · entry 2

Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,454.6052

Underlying: Common Stock, $0.10 par value · 5,134 shares

Expires 2015-03-31

F1 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

F2 · shares: Represents performance shares earned under the 2012-2014 Long-Term Performance Award.

F1 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

F1 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:40 UTC
von Autenried PaulSVP, Enterp. Services & CIO
OtherPerformance Shares · Derivative 173.542 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000095 · wf-form4_139405561041317.xml · derivative · entry 17

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,736.542

Underlying: Common Stock, $0.10 par value · 173.542 shares

Expires 2016-03-31

F17 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.

F18 · shares: Represents dividend equivalents earned under the 2013-2015 Long-Term Performance Award.

F17 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.

F17 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:40 UTC
von Autenried PaulSVP, Enterp. Services & CIO
GrantPerformance Shares · Derivative 5,563 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000095 · wf-form4_139405561041317.xml · derivative · entry 16

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,563

Underlying: Common Stock, $0.10 par value · 5,563 shares

Expires 2016-03-31

F15 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

F16 · shares: Represents performance shares earned under the 2013-2015 Long-Term Performance Award.

F15 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

F15 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:40 UTC
von Autenried PaulSVP, Enterp. Services & CIO
OtherPerformance Shares · Derivative 337.894 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000095 · wf-form4_139405561041317.xml · derivative · entry 15

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,169.2872

Underlying: Common Stock, $0.10 par value · 337.894 shares

Expires 2015-03-31

F13 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015.

F14 · shares: Represents dividend equivalents earned under the 2012-2014 Long-Term Performance Award.

F13 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015.

F13 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:40 UTC
von Autenried PaulSVP, Enterp. Services & CIO
GrantPerformance Shares · Derivative 4,855 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000095 · wf-form4_139405561041317.xml · derivative · entry 14

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,831.3932

Underlying: Common Stock, $0.10 par value · 4,855 shares

Expires 2015-03-31

F11 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

F12 · shares: Represents performance shares earned under the 2012-2014 Long-Term Performance Award.

F11 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

F11 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:40 UTC
von Autenried PaulSVP, Enterp. Services & CIO
Exercise / conversionPerformance Shares · Derivative 34,470 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000095 · wf-form4_139405561041317.xml · derivative · entry 13

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 34,470 shares

Expires 2014-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

F5 · shares: Represents distribution of performance shares earned under the 2011-2013 Long-Term Performance Award.

F7 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

F7 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:40 UTC
von Autenried PaulSVP, Enterp. Services & CIO
OtherPerformance Shares · Derivative 1,041.3403 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000095 · wf-form4_139405561041317.xml · derivative · entry 12

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,470

Underlying: Common Stock, $0.10 par value · 1,041.3403 shares

Expires 2014-03-31

F9 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014.

F10 · shares: Represents dividend equivalents earned under the 2011-2013 Long-Term Performance Award.

F9 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014.

F9 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:40 UTC
von Autenried PaulSVP, Enterp. Services & CIO
GrantPerformance Shares · Derivative 15,982 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000095 · wf-form4_139405561041317.xml · derivative · entry 11

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,428.6597

Underlying: Common Stock, $0.10 par value · 15,982 shares

Expires 2014-03-31

F7 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

F8 · shares: Represents performance shares earned under the 2011-2013 Long-Term Performance Award.

F7 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

F7 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:40 UTC
von Autenried PaulSVP, Enterp. Services & CIO
Exercise / conversionMarket Share Units · Derivative 3,181 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000095 · wf-form4_139405561041317.xml · derivative · entry 10

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,182

Underlying: Common Stock, $0.10 par value · 3,181 shares

Expires 2015-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 1, 2011.

F4 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 1, 2011.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:40 UTC
von Autenried PaulSVP, Enterp. Services & CIO
Exercise / conversionMarket Share Units · Derivative 1,769 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000095 · wf-form4_139405561041317.xml · derivative · entry 9

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 1,769 shares

Expires 2014-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 2, 2010.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 2, 2010.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:40 UTC
von Autenried PaulSVP, Enterp. Services & CIO
Tax withholdingCommon Stock, $0.10 par value 15,146 $53.49 $810,159.54
Disclosure

SEC source: 0000014272-14-000095 · wf-form4_139405561041317.xml · nonDerivative · entry 8

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,674

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:40 UTC
von Autenried PaulSVP, Enterp. Services & CIO
Exercise / conversionCommon Stock, $0.10 par value 34,470 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000095 · wf-form4_139405561041317.xml · nonDerivative · entry 7

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,820

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Represents distribution of performance shares earned under the 2011-2013 Long-Term Performance Award.

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March 03, 2014 Filed Mar 5, 2014 21:40 UTC
von Autenried PaulSVP, Enterp. Services & CIO
Tax withholdingCommon Stock, $0.10 par value 3,299 $53.49 $176,463.51
Disclosure

SEC source: 0000014272-14-000095 · wf-form4_139405561041317.xml · nonDerivative · entry 6

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,350

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

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March 03, 2014 Filed Mar 5, 2014 21:40 UTC
von Autenried PaulSVP, Enterp. Services & CIO
OtherCommon Stock, $0.10 par value 3,181 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000095 · wf-form4_139405561041317.xml · nonDerivative · entry 5

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,649

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

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March 03, 2014 Filed Mar 5, 2014 21:40 UTC
von Autenried PaulSVP, Enterp. Services & CIO
Exercise / conversionCommon Stock, $0.10 par value 3,181 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000095 · wf-form4_139405561041317.xml · nonDerivative · entry 4

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,468

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents vesting of one-quarter of market share units granted on March 1, 2011.

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March 03, 2014 Filed Mar 5, 2014 21:40 UTC
von Autenried PaulSVP, Enterp. Services & CIO
Tax withholdingCommon Stock, $0.10 par value 1,835 $53.49 $98,154.15
Disclosure

SEC source: 0000014272-14-000095 · wf-form4_139405561041317.xml · nonDerivative · entry 3

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,287

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

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March 03, 2014 Filed Mar 5, 2014 21:40 UTC
von Autenried PaulSVP, Enterp. Services & CIO
OtherCommon Stock, $0.10 par value 1,769 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000095 · wf-form4_139405561041317.xml · nonDerivative · entry 2

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,122

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

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March 03, 2014 Filed Mar 5, 2014 21:40 UTC
von Autenried PaulSVP, Enterp. Services & CIO
Exercise / conversionCommon Stock, $0.10 par value 1,769 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000095 · wf-form4_139405561041317.xml · nonDerivative · entry 1

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,353

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 2, 2010.

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February 28, 2014 Filed Feb 28, 2014 21:44 UTC
Schmukler Louis SPres., Global Mfg. & Supply
SaleCommon Stock, $0.10 par value 6,088 $54.49 $331,735.73
Disclosure

SEC source: 0000014272-14-000066 · wf-form4_139362385750768.xml · nonDerivative · entry 1

Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,695.789

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February 24, 2014 Filed Feb 25, 2014 21:30 UTC
Caforio GiovanniEVP & Chief Commercial Officer
Exercise / conversionOption (right to buy) · Derivative 39,363 $0.00 Strike: $17.51 $0.00
Disclosure

SEC source: 0000014272-14-000064 · wf-form4_139336382697784.xml · derivative · entry 6

Caforio Giovanni · CIK 0001533201 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 39,363 shares

Expires 2019-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Twenty-five percent of the stock option award vested on each of the first, second, third, and fourth anniversaries of the grant date, which was March 3, 2009.

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February 24, 2014 Filed Feb 25, 2014 21:30 UTC
Caforio GiovanniEVP & Chief Commercial Officer
SaleCommon Stock, $0.10 par value 1,976 $54.59 $107,869.84
Disclosure

SEC source: 0000014272-14-000064 · wf-form4_139336382697784.xml · nonDerivative · entry 5

Caforio Giovanni · CIK 0001533201 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,752.716

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February 24, 2014 Filed Feb 25, 2014 21:30 UTC
Caforio GiovanniEVP & Chief Commercial Officer
SaleCommon Stock, $0.10 par value 400 $54.58 $21,832.00
Disclosure

SEC source: 0000014272-14-000064 · wf-form4_139336382697784.xml · nonDerivative · entry 4

Caforio Giovanni · CIK 0001533201 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,728.716

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February 24, 2014 Filed Feb 25, 2014 21:30 UTC
Caforio GiovanniEVP & Chief Commercial Officer
SaleCommon Stock, $0.10 par value 12,572 $54.57 $686,054.04
Disclosure

SEC source: 0000014272-14-000064 · wf-form4_139336382697784.xml · nonDerivative · entry 3

Caforio Giovanni · CIK 0001533201 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,128.716

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February 24, 2014 Filed Feb 25, 2014 21:30 UTC
Caforio GiovanniEVP & Chief Commercial Officer
SaleCommon Stock, $0.10 par value 26,615 $54.36 $1,446,881.89
Disclosure

SEC source: 0000014272-14-000064 · wf-form4_139336382697784.xml · nonDerivative · entry 2

Caforio Giovanni · CIK 0001533201 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,700.716

F1 · shares: Shares sold to cover exercise price and taxes in accordance with broker's procedures for sell-to-cover transactions. The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $54.35 to $54.39, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

F1 · price: Shares sold to cover exercise price and taxes in accordance with broker's procedures for sell-to-cover transactions. The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $54.35 to $54.39, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

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February 24, 2014 Filed Feb 25, 2014 21:30 UTC
Caforio GiovanniEVP & Chief Commercial Officer
Exercise / conversionCommon Stock, $0.10 par value 39,363 $17.51 $689,246.13
Disclosure

SEC source: 0000014272-14-000064 · wf-form4_139336382697784.xml · nonDerivative · entry 1

Caforio Giovanni · CIK 0001533201 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,315.716

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2014 Filed Feb 19, 2014 21:25 UTC
Elicker John ESVP Pub Affairs & Inv Relation
SaleCommon Stock, $0.10 par value 600 $54.23 $32,535.00
Disclosure

SEC source: 0000014272-14-000062 · wf-form4_139284509040827.xml · nonDerivative · entry 3

Elicker John E · CIK 0001554788 · SVP Pub Affairs & Inv Relation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,739.97

Read SEC document
February 19, 2014 Filed Feb 19, 2014 21:25 UTC
Elicker John ESVP Pub Affairs & Inv Relation
SaleCommon Stock, $0.10 par value 3,233 $54.21 $175,267.72
Disclosure

SEC source: 0000014272-14-000062 · wf-form4_139284509040827.xml · nonDerivative · entry 2

Elicker John E · CIK 0001554788 · SVP Pub Affairs & Inv Relation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,339.97

Read SEC document
February 19, 2014 Filed Feb 19, 2014 21:25 UTC
Elicker John ESVP Pub Affairs & Inv Relation
SaleCommon Stock, $0.10 par value 5,701 $54.22 $309,108.22
Disclosure

SEC source: 0000014272-14-000062 · wf-form4_139284509040827.xml · nonDerivative · entry 1

Elicker John E · CIK 0001554788 · SVP Pub Affairs & Inv Relation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,572.97

Read SEC document
February 18, 2014 Filed Feb 18, 2014 22:07 UTC Exercise / conversionOption (right to buy) · Derivative 38,667 $0.00 Strike: $28.11 $0.00
Disclosure

SEC source: 0000014272-14-000060 · wf-form4_139276126804842.xml · derivative · entry 3

Cuss Francis M · CIK 0001490216 · EVP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 38,667 shares

Expires 2014-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Twenty-five percent of the stock option award vested on each of the first, second, third, and fourth anniversaries of the grant date, which was March 2, 2004.

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February 18, 2014 Filed Feb 18, 2014 22:07 UTC SaleCommon Stock, $0.10 par value 29,800 $54.61 $1,627,360.12
Disclosure

SEC source: 0000014272-14-000060 · wf-form4_139276126804842.xml · nonDerivative · entry 2

Cuss Francis M · CIK 0001490216 · EVP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,237.292

F1 · shares: Shares sold to cover exercise price and taxes in accordance with broker's procedures for sell-to-cover transactions. The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $54.58 to $54.65, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

F1 · price: Shares sold to cover exercise price and taxes in accordance with broker's procedures for sell-to-cover transactions. The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $54.58 to $54.65, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

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February 18, 2014 Filed Feb 18, 2014 22:07 UTC Exercise / conversionCommon Stock, $0.10 par value 38,667 $28.11 $1,086,929.37
Disclosure

SEC source: 0000014272-14-000060 · wf-form4_139276126804842.xml · nonDerivative · entry 1

Cuss Francis M · CIK 0001490216 · EVP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,037.292

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2014 Filed Feb 18, 2014 22:07 UTC
Bancroft Charles AEVP & Chief Financial Officer
Exercise / conversionOption (right to buy) · Derivative 19,320 $0.00 Strike: $22.73 $0.00
Disclosure

SEC source: 0000014272-14-000058 · wf-form4_139276122235494.xml · derivative · entry 5

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 19,320 shares

Expires 2016-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Twenty-five percent of the stock option award vested on each of the first, second, third, and fourth anniversaries of the grant date, which was March 7, 2006.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.