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BRISTOL MYERS SQUIBB CO

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1662
SEC CIK
0000014272
Parsed reports
2,253

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202601
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 06, 2014 Filed Mar 10, 2014 20:41 UTC Tax withholdingCommon Stock, $0.10 par value 2,621 $55.56 $145,622.76
Disclosure

SEC source: 0000014272-14-000113 · wf-form4_139448406629356.xml · nonDerivative · entry 3

Cuss Francis M · CIK 0001490216 · EVP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,529.292

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 06, 2014 Filed Mar 10, 2014 20:41 UTC OtherCommon Stock, $0.10 par value 2,044 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000113 · wf-form4_139448406629356.xml · nonDerivative · entry 2

Cuss Francis M · CIK 0001490216 · EVP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,150.292

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 06, 2014 Filed Mar 10, 2014 20:41 UTC Exercise / conversionCommon Stock, $0.10 par value 3,010 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000113 · wf-form4_139448406629356.xml · nonDerivative · entry 1

Cuss Francis M · CIK 0001490216 · EVP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,106.292

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 6, 2012.

Read SEC document
March 06, 2014 Filed Mar 10, 2014 20:42 UTC
Elicker John ESVP Pub Affairs & Inv Relation
Exercise / conversionMarket Share Units · Derivative 1,043 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000115 · wf-form4_139448411513211.xml · derivative · entry 4

Elicker John E · CIK 0001554788 · SVP Pub Affairs & Inv Relation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,086

Underlying: Common Stock, $0.10 par value · 1,043 shares

Expires 2016-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 6, 2012.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 6, 2012.

Read SEC document
March 06, 2014 Filed Mar 10, 2014 20:42 UTC
Elicker John ESVP Pub Affairs & Inv Relation
Tax withholdingCommon Stock, $0.10 par value 789 $55.56 $43,836.84
Disclosure

SEC source: 0000014272-14-000115 · wf-form4_139448411513211.xml · nonDerivative · entry 3

Elicker John E · CIK 0001554788 · SVP Pub Affairs & Inv Relation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,548.97

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 06, 2014 Filed Mar 10, 2014 20:42 UTC
Elicker John ESVP Pub Affairs & Inv Relation
OtherCommon Stock, $0.10 par value 708 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000115 · wf-form4_139448411513211.xml · nonDerivative · entry 2

Elicker John E · CIK 0001554788 · SVP Pub Affairs & Inv Relation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,337.97

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 06, 2014 Filed Mar 10, 2014 20:42 UTC
Elicker John ESVP Pub Affairs & Inv Relation
Exercise / conversionCommon Stock, $0.10 par value 1,043 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000115 · wf-form4_139448411513211.xml · nonDerivative · entry 1

Elicker John E · CIK 0001554788 · SVP Pub Affairs & Inv Relation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,629.97

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 6, 2012.

Read SEC document
March 06, 2014 Filed Mar 10, 2014 20:41 UTC
DANIELS BRIANSVP Global Dev & Med Affairs
Exercise / conversionMarket Share Units · Derivative 3,010 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000114 · wf-form4_139448409055140.xml · derivative · entry 4

DANIELS BRIAN · CIK 0001428698 · SVP Global Dev & Med Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,019

Underlying: Common Stock, $0.10 par value · 3,010 shares

Expires 2016-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 6, 2012.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 6, 2012.

Read SEC document
March 06, 2014 Filed Mar 10, 2014 20:41 UTC
DANIELS BRIANSVP Global Dev & Med Affairs
Tax withholdingCommon Stock, $0.10 par value 2,276 $55.56 $126,454.56
Disclosure

SEC source: 0000014272-14-000114 · wf-form4_139448409055140.xml · nonDerivative · entry 3

DANIELS BRIAN · CIK 0001428698 · SVP Global Dev & Med Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,786.041

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 06, 2014 Filed Mar 10, 2014 20:41 UTC
DANIELS BRIANSVP Global Dev & Med Affairs
OtherCommon Stock, $0.10 par value 2,044 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000114 · wf-form4_139448409055140.xml · nonDerivative · entry 2

DANIELS BRIAN · CIK 0001428698 · SVP Global Dev & Med Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,062.041

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 06, 2014 Filed Mar 10, 2014 20:41 UTC
DANIELS BRIANSVP Global Dev & Med Affairs
Exercise / conversionCommon Stock, $0.10 par value 3,010 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000114 · wf-form4_139448409055140.xml · nonDerivative · entry 1

DANIELS BRIAN · CIK 0001428698 · SVP Global Dev & Med Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,018.041

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 6, 2012.

Read SEC document
March 06, 2014 Filed Mar 10, 2014 20:42 UTC
LEUNG SANDRAGeneral Counsel & Secretary
Exercise / conversionMarket Share Units · Derivative 5,573 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000116 · wf-form4_139448412981657.xml · derivative · entry 5

LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,147

Underlying: Common Stock, $0.10 par value · 5,573 shares

Expires 2016-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 6, 2012.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 6, 2012.

Read SEC document
March 06, 2014 Filed Mar 10, 2014 20:42 UTC
LEUNG SANDRAGeneral Counsel & Secretary
Tax withholdingCommon Stock, $0.10 par value 4,852 $55.56 $269,577.12
Disclosure

SEC source: 0000014272-14-000116 · wf-form4_139448412981657.xml · nonDerivative · entry 3

LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,242

F3 · acquired: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 06, 2014 Filed Mar 10, 2014 20:42 UTC
LEUNG SANDRAGeneral Counsel & Secretary
OtherCommon Stock, $0.10 par value 3,784 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000116 · wf-form4_139448412981657.xml · nonDerivative · entry 2

LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,094

F2 · acquired: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 06, 2014 Filed Mar 10, 2014 20:42 UTC
LEUNG SANDRAGeneral Counsel & Secretary
Exercise / conversionCommon Stock, $0.10 par value 5,573 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000116 · wf-form4_139448412981657.xml · nonDerivative · entry 1

LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,310

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · acquired: Represents vesting of one-quarter of market share units granted on March 6, 2012.

Read SEC document
March 06, 2014 Filed Mar 10, 2014 20:42 UTC
Moed Samuel JSVP, Strat Plan & Analysis
Exercise / conversionMarket Share Units · Derivative 1,043 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000117 · wf-form4_139448414573798.xml · derivative · entry 6

Moed Samuel J · CIK 0001561017 · SVP, Strat Plan & Analysis

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,086

Underlying: Common Stock, $0.10 par value · 1,043 shares

Expires 2016-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 6, 2012.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 6, 2012.

Read SEC document
March 06, 2014 Filed Mar 10, 2014 20:42 UTC
Moed Samuel JSVP, Strat Plan & Analysis
Tax withholdingCommon Stock, $0.10 par value 774 $55.56 $43,003.44
Disclosure

SEC source: 0000014272-14-000117 · wf-form4_139448414573798.xml · nonDerivative · entry 3

Moed Samuel J · CIK 0001561017 · SVP, Strat Plan & Analysis

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,775.464

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 06, 2014 Filed Mar 10, 2014 20:42 UTC
Moed Samuel JSVP, Strat Plan & Analysis
OtherCommon Stock, $0.10 par value 708 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000117 · wf-form4_139448414573798.xml · nonDerivative · entry 2

Moed Samuel J · CIK 0001561017 · SVP, Strat Plan & Analysis

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,549.464

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 06, 2014 Filed Mar 10, 2014 20:42 UTC
Moed Samuel JSVP, Strat Plan & Analysis
Exercise / conversionCommon Stock, $0.10 par value 1,043 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000117 · wf-form4_139448414573798.xml · nonDerivative · entry 1

Moed Samuel J · CIK 0001561017 · SVP, Strat Plan & Analysis

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,841.464

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 6, 2012.

Read SEC document
March 06, 2014 Filed Mar 10, 2014 20:42 UTC
Nielsen AnneChief Compliance & Ethics Off
Exercise / conversionMarket Share Units · Derivative 724 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000118 · wf-form4_139448415936464.xml · derivative · entry 4

Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,448

Underlying: Common Stock, $0.10 par value · 724 shares

Expires 2016-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 6, 2012.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 6, 2012.

Read SEC document
March 06, 2014 Filed Mar 10, 2014 20:42 UTC
Nielsen AnneChief Compliance & Ethics Off
Tax withholdingCommon Stock, $0.10 par value 504 $55.56 $28,002.24
Disclosure

SEC source: 0000014272-14-000118 · wf-form4_139448415936464.xml · nonDerivative · entry 3

Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,744.195

F3 · acquired: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 06, 2014 Filed Mar 10, 2014 20:42 UTC
Nielsen AnneChief Compliance & Ethics Off
OtherCommon Stock, $0.10 par value 492 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000118 · wf-form4_139448415936464.xml · nonDerivative · entry 2

Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,248.195

F2 · acquired: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 06, 2014 Filed Mar 10, 2014 20:42 UTC
Nielsen AnneChief Compliance & Ethics Off
Exercise / conversionCommon Stock, $0.10 par value 724 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000118 · wf-form4_139448415936464.xml · nonDerivative · entry 1

Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,756.195

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · acquired: Represents vesting of one-quarter of market share units granted on March 6, 2012.

Read SEC document
March 06, 2014 Filed Mar 10, 2014 20:43 UTC
Schmukler Louis SPres., Global Mfg. & Supply
Exercise / conversionMarket Share Units · Derivative 2,528 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000119 · wf-form4_139448417329310.xml · derivative · entry 5

Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,056

Underlying: Common Stock, $0.10 par value · 2,528 shares

Expires 2016-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 6, 2012.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 6, 2012.

Read SEC document
March 06, 2014 Filed Mar 10, 2014 20:43 UTC
Schmukler Louis SPres., Global Mfg. & Supply
Tax withholdingCommon Stock, $0.10 par value 1,281 $55.56 $71,172.36
Disclosure

SEC source: 0000014272-14-000119 · wf-form4_139448417329310.xml · nonDerivative · entry 3

Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,659.789

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 06, 2014 Filed Mar 10, 2014 20:43 UTC
Schmukler Louis SPres., Global Mfg. & Supply
OtherCommon Stock, $0.10 par value 1,717 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000119 · wf-form4_139448417329310.xml · nonDerivative · entry 2

Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,940.789

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 06, 2014 Filed Mar 10, 2014 20:43 UTC
Schmukler Louis SPres., Global Mfg. & Supply
Exercise / conversionCommon Stock, $0.10 par value 2,528 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000119 · wf-form4_139448417329310.xml · nonDerivative · entry 1

Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,223.789

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 6, 2012.

Read SEC document
March 06, 2014 Filed Mar 10, 2014 20:43 UTC
von Autenried PaulSVP, Enterp. Services & CIO
Exercise / conversionMarket Share Units · Derivative 2,390 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000120 · wf-form4_139448419319256.xml · derivative · entry 4

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,781

Underlying: Common Stock, $0.10 par value · 2,390 shares

Expires 2016-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 6, 2012.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 6, 2012.

Read SEC document
March 06, 2014 Filed Mar 10, 2014 20:43 UTC
von Autenried PaulSVP, Enterp. Services & CIO
Tax withholdingCommon Stock, $0.10 par value 2,081 $55.56 $115,620.36
Disclosure

SEC source: 0000014272-14-000120 · wf-form4_139448419319256.xml · nonDerivative · entry 3

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,606

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 06, 2014 Filed Mar 10, 2014 20:43 UTC
von Autenried PaulSVP, Enterp. Services & CIO
OtherCommon Stock, $0.10 par value 1,623 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000120 · wf-form4_139448419319256.xml · nonDerivative · entry 2

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,687

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 06, 2014 Filed Mar 10, 2014 20:43 UTC
von Autenried PaulSVP, Enterp. Services & CIO
Exercise / conversionCommon Stock, $0.10 par value 2,390 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000120 · wf-form4_139448419319256.xml · nonDerivative · entry 1

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,064

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 6, 2012.

Read SEC document
March 05, 2014 Filed Mar 5, 2014 21:40 UTC SaleCommon Stock, $0.10 par value 100,000 $55.82 $5,582,000.00
Disclosure

SEC source: 0000014272-14-000096 · wf-form4_139405562617572.xml · nonDerivative · entry 1

CORNELIUS JAMES M · CIK 0001198959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,393

F1 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $55.71 to $56.06 , inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:35 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
OtherPerformance Shares · Derivative 1,749.5218 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000082 · wf-form4_139405530121891.xml · derivative · entry 20

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,831.5218

Underlying: Common Stock, $0.10 par value · 1,749.5218 shares

Expires 2016-03-31

F19 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.

F20 · shares: Represents dividend equivalents earned under the 2013-2015 Long-Term Performance Award.

F19 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.

F19 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:35 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
GrantPerformance Shares · Derivative 56,082 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000082 · wf-form4_139405530121891.xml · derivative · entry 19

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,082

Underlying: Common Stock, $0.10 par value · 56,082 shares

Expires 2016-03-31

F17 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

F18 · shares: Represents performance shares earned under the 2013-2015 Long-Term Performance Award.

F17 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

F17 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

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March 03, 2014 Filed Mar 5, 2014 21:35 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
OtherPerformance Shares · Derivative 4,133.6796 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000082 · wf-form4_139405530121891.xml · derivative · entry 18

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,641.3257

Underlying: Common Stock, $0.10 par value · 4,133.6796 shares

Expires 2015-03-31

F15 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015.

F16 · shares: Represents dividend equivalents earned under the 2012-2014 Long-Term Performance Award.

F15 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015.

F15 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:35 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
GrantPerformance Shares · Derivative 59,386 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000082 · wf-form4_139405530121891.xml · derivative · entry 17

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,507.6461

Underlying: Common Stock, $0.10 par value · 59,386 shares

Expires 2015-03-31

F13 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

F14 · shares: Represents performance shares earned under the 2012-2014 Long-Term Performance Award.

F13 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

F13 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:35 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
Exercise / conversionPerformance Shares · Derivative 363,309 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000082 · wf-form4_139405530121891.xml · derivative · entry 16

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 363,309 shares

Expires 2014-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

F6 · shares: Represents distribution of performance shares earned under the 2011-2013 Long-Term Performance Award.

F9 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

F9 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:35 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
OtherPerformance Shares · Derivative 10,989.9727 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000082 · wf-form4_139405530121891.xml · derivative · entry 15

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 363,309

Underlying: Common Stock, $0.10 par value · 10,989.9727 shares

Expires 2014-03-31

F11 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014.

F12 · shares: Represents dividend equivalents earned under the 2011-2013 Long-Term Performance Award.

F11 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014.

F11 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:35 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
GrantPerformance Shares · Derivative 168,436 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000082 · wf-form4_139405530121891.xml · derivative · entry 14

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 352,319.0273

Underlying: Common Stock, $0.10 par value · 168,436 shares

Expires 2014-03-31

F9 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

F10 · shares: Represents performance shares earned under the 2011-2013 Long-Term Performance Award.

F9 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

F9 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:35 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
Exercise / conversionMarket Share Units · Derivative 33,531 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000082 · wf-form4_139405530121891.xml · derivative · entry 13

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,531

Underlying: Common Stock, $0.10 par value · 33,531 shares

Expires 2015-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F5 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 1, 2011.

F5 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 1, 2011.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:35 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
Exercise / conversionMarket Share Units · Derivative 16,349 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000082 · wf-form4_139405530121891.xml · derivative · entry 12

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 16,349 shares

Expires 2014-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F3 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 2, 2010.

F3 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 2, 2010.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:35 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 10,344 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000082 · wf-form4_139405530121891.xml · derivative · entry 11

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 10,344 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F1 · derivative.exercise_date: Represents vesting of one-third of restricted stock units granted on March 3, 2009.

F1 · derivative.expiration_date: Represents vesting of one-third of restricted stock units granted on March 3, 2009.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:35 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
Tax withholdingCommon Stock, $0.10 par value 203,175 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000082 · wf-form4_139405530121891.xml · nonDerivative · entry 10

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 709,143

F2 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:35 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
Exercise / conversionCommon Stock, $0.10 par value 363,309 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000082 · wf-form4_139405530121891.xml · nonDerivative · entry 9

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 912,318

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: Represents distribution of performance shares earned under the 2011-2013 Long-Term Performance Award.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:35 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
Tax withholdingCommon Stock, $0.10 par value 37,508 $53.49 $2,006,302.92
Disclosure

SEC source: 0000014272-14-000082 · wf-form4_139405530121891.xml · nonDerivative · entry 8

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 549,009

F2 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:35 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
OtherCommon Stock, $0.10 par value 33,531 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000082 · wf-form4_139405530121891.xml · nonDerivative · entry 7

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 586,517

F4 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:35 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
Exercise / conversionCommon Stock, $0.10 par value 33,531 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000082 · wf-form4_139405530121891.xml · nonDerivative · entry 6

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 552,986

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Represents vesting of one-quarter of market share units granted on March 1, 2011.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:35 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
Tax withholdingCommon Stock, $0.10 par value 18,288 $53.49 $978,225.12
Disclosure

SEC source: 0000014272-14-000082 · wf-form4_139405530121891.xml · nonDerivative · entry 5

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 519,455

F2 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:35 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
OtherCommon Stock, $0.10 par value 16,349 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000082 · wf-form4_139405530121891.xml · nonDerivative · entry 4

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 537,743

F4 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 03, 2014 Filed Mar 5, 2014 21:35 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
Exercise / conversionCommon Stock, $0.10 par value 16,349 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000082 · wf-form4_139405530121891.xml · nonDerivative · entry 3

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 521,394

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents vesting of one-quarter of market share units granted on March 2, 2010.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.