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BRISTOL MYERS SQUIBB CO

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SEC CIK
0000014272
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2,253

Last 12 months

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0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202601
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 10, 2014 Filed Mar 12, 2014 20:52 UTC
Heller Frances KSVP, Business Development
Exercise / conversionMarket Share Units · Derivative 1,609 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000142 · wf-form4_139465753285895.xml · derivative · entry 5

Heller Frances K · CIK 0001441724 · SVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,829

Underlying: Common Stock, $0.10 par value · 1,609 shares

Expires 2017-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2013.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2013.

Read SEC document
March 10, 2014 Filed Mar 12, 2014 20:52 UTC
Heller Frances KSVP, Business Development
Tax withholdingCommon Stock, $0.10 par value 958 $56.14 $53,782.12
Disclosure

SEC source: 0000014272-14-000142 · wf-form4_139465753285895.xml · nonDerivative · entry 3

Heller Frances K · CIK 0001441724 · SVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,174

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2014 Filed Mar 12, 2014 20:52 UTC
Heller Frances KSVP, Business Development
OtherCommon Stock, $0.10 par value 730 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000142 · wf-form4_139465753285895.xml · nonDerivative · entry 2

Heller Frances K · CIK 0001441724 · SVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,132

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2014 Filed Mar 12, 2014 20:52 UTC
Heller Frances KSVP, Business Development
Exercise / conversionCommon Stock, $0.10 par value 1,609 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000142 · wf-form4_139465753285895.xml · nonDerivative · entry 1

Heller Frances K · CIK 0001441724 · SVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,402

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2013.

Read SEC document
March 10, 2014 Filed Mar 12, 2014 20:52 UTC
Powell AnnSVP, Human Resources
GrantMarket Share Units · Derivative 9,757 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000143 · wf-form4_139465754742369.xml · derivative · entry 5

JUDGE ANN POWELL · CIK 0001570844 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,757

Underlying: Common Stock, $0.10 par value · 9,757 shares

Expires 2018-03-10

F4 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F5 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

F5 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
March 10, 2014 Filed Mar 12, 2014 20:52 UTC
Powell AnnSVP, Human Resources
Exercise / conversionMarket Share Units · Derivative 2,107 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000143 · wf-form4_139465754742369.xml · derivative · entry 4

JUDGE ANN POWELL · CIK 0001570844 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,322

Underlying: Common Stock, $0.10 par value · 2,107 shares

Expires 2017-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2013.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2013.

Read SEC document
March 10, 2014 Filed Mar 12, 2014 20:52 UTC
Powell AnnSVP, Human Resources
Tax withholdingCommon Stock, $0.10 par value 924 $56.14 $51,873.36
Disclosure

SEC source: 0000014272-14-000143 · wf-form4_139465754742369.xml · nonDerivative · entry 3

JUDGE ANN POWELL · CIK 0001570844 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,139

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2014 Filed Mar 12, 2014 20:52 UTC
Powell AnnSVP, Human Resources
OtherCommon Stock, $0.10 par value 956 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000143 · wf-form4_139465754742369.xml · nonDerivative · entry 2

JUDGE ANN POWELL · CIK 0001570844 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,063

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2014 Filed Mar 12, 2014 20:52 UTC
Powell AnnSVP, Human Resources
Exercise / conversionCommon Stock, $0.10 par value 2,107 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000143 · wf-form4_139465754742369.xml · nonDerivative · entry 1

JUDGE ANN POWELL · CIK 0001570844 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,107

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2013.

Read SEC document
March 10, 2014 Filed Mar 12, 2014 20:52 UTC
LEUNG SANDRAGeneral Counsel & Secretary
GrantMarket Share Units · Derivative 20,478 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000144 · wf-form4_139465756442397.xml · derivative · entry 6

LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,478

Underlying: Common Stock, $0.10 par value · 20,478 shares

Expires 2018-03-10

F5 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F6 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

F6 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
March 10, 2014 Filed Mar 12, 2014 20:52 UTC
LEUNG SANDRAGeneral Counsel & Secretary
Exercise / conversionMarket Share Units · Derivative 4,878 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000144 · wf-form4_139465756442397.xml · derivative · entry 5

LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,635

Underlying: Common Stock, $0.10 par value · 4,878 shares

Expires 2017-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2013.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2013.

Read SEC document
March 10, 2014 Filed Mar 12, 2014 20:52 UTC
LEUNG SANDRAGeneral Counsel & Secretary
Tax withholdingCommon Stock, $0.10 par value 3,678 $56.14 $206,482.92
Disclosure

SEC source: 0000014272-14-000144 · wf-form4_139465756442397.xml · nonDerivative · entry 3

LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,656

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2014 Filed Mar 12, 2014 20:52 UTC
LEUNG SANDRAGeneral Counsel & Secretary
OtherCommon Stock, $0.10 par value 2,214 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000144 · wf-form4_139465756442397.xml · nonDerivative · entry 2

LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,334

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2014 Filed Mar 12, 2014 20:52 UTC
LEUNG SANDRAGeneral Counsel & Secretary
Exercise / conversionCommon Stock, $0.10 par value 4,878 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000144 · wf-form4_139465756442397.xml · nonDerivative · entry 1

LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,120

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2013.

Read SEC document
March 10, 2014 Filed Mar 12, 2014 20:53 UTC
Nielsen AnneChief Compliance & Ethics Off
GrantMarket Share Units · Derivative 4,399 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000146 · wf-form4_139465759982282.xml · derivative · entry 5

Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,399

Underlying: Common Stock, $0.10 par value · 4,399 shares

Expires 2018-03-10

F4 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F5 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

F5 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
March 10, 2014 Filed Mar 12, 2014 20:53 UTC
Nielsen AnneChief Compliance & Ethics Off
Exercise / conversionMarket Share Units · Derivative 688 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000146 · wf-form4_139465759982282.xml · derivative · entry 4

Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,067

Underlying: Common Stock, $0.10 par value · 688 shares

Expires 2017-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2013.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2013.

Read SEC document
March 10, 2014 Filed Mar 12, 2014 20:53 UTC
Nielsen AnneChief Compliance & Ethics Off
Tax withholdingCommon Stock, $0.10 par value 414 $56.14 $23,241.96
Disclosure

SEC source: 0000014272-14-000146 · wf-form4_139465759982282.xml · nonDerivative · entry 3

Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,330.195

F3 · acquired: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2014 Filed Mar 12, 2014 20:53 UTC
Nielsen AnneChief Compliance & Ethics Off
OtherCommon Stock, $0.10 par value 312 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000146 · wf-form4_139465759982282.xml · nonDerivative · entry 2

Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,744.195

F2 · acquired: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2014 Filed Mar 12, 2014 20:53 UTC
Nielsen AnneChief Compliance & Ethics Off
Exercise / conversionCommon Stock, $0.10 par value 688 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000146 · wf-form4_139465759982282.xml · nonDerivative · entry 1

Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,432.195

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · acquired: Represents vesting of one-quarter of market share units granted on March 10, 2013.

Read SEC document
March 10, 2014 Filed Mar 12, 2014 20:53 UTC
Moed Samuel JSVP, Strat Plan & Analysis
GrantMarket Share Units · Derivative 3,581 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000145 · wf-form4_139465758095436.xml · derivative · entry 7

Moed Samuel J · CIK 0001561017 · SVP, Strat Plan & Analysis

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,581

Underlying: Common Stock, $0.10 par value · 3,581 shares

Expires 2018-03-10

F5 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F6 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

F6 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
March 10, 2014 Filed Mar 12, 2014 20:53 UTC
Moed Samuel JSVP, Strat Plan & Analysis
Exercise / conversionMarket Share Units · Derivative 1,173 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000145 · wf-form4_139465758095436.xml · derivative · entry 6

Moed Samuel J · CIK 0001561017 · SVP, Strat Plan & Analysis

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,519

Underlying: Common Stock, $0.10 par value · 1,173 shares

Expires 2017-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2013.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2013.

Read SEC document
March 10, 2014 Filed Mar 12, 2014 20:53 UTC
Moed Samuel JSVP, Strat Plan & Analysis
Tax withholdingCommon Stock, $0.10 par value 885 $56.14 $49,683.90
Disclosure

SEC source: 0000014272-14-000145 · wf-form4_139465758095436.xml · nonDerivative · entry 3

Moed Samuel J · CIK 0001561017 · SVP, Strat Plan & Analysis

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,595.464

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2014 Filed Mar 12, 2014 20:53 UTC
Moed Samuel JSVP, Strat Plan & Analysis
OtherCommon Stock, $0.10 par value 532 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000145 · wf-form4_139465758095436.xml · nonDerivative · entry 2

Moed Samuel J · CIK 0001561017 · SVP, Strat Plan & Analysis

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,480.464

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2014 Filed Mar 12, 2014 20:53 UTC
Moed Samuel JSVP, Strat Plan & Analysis
Exercise / conversionCommon Stock, $0.10 par value 1,173 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000145 · wf-form4_139465758095436.xml · nonDerivative · entry 1

Moed Samuel J · CIK 0001561017 · SVP, Strat Plan & Analysis

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,948.464

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2013.

Read SEC document
March 10, 2014 Filed Mar 12, 2014 20:53 UTC
Schmukler Louis SPres., Global Mfg. & Supply
GrantMarket Share Units · Derivative 10,188 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000147 · wf-form4_139465761265277.xml · derivative · entry 5

Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,188

Underlying: Common Stock, $0.10 par value · 10,188 shares

Expires 2018-03-10

F4 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F5 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

F5 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
March 10, 2014 Filed Mar 12, 2014 20:53 UTC
Schmukler Louis SPres., Global Mfg. & Supply
Exercise / conversionMarket Share Units · Derivative 2,739 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000147 · wf-form4_139465761265277.xml · derivative · entry 4

Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,219

Underlying: Common Stock, $0.10 par value · 2,739 shares

Expires 2017-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2013.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2013.

Read SEC document
March 10, 2014 Filed Mar 12, 2014 20:53 UTC
Schmukler Louis SPres., Global Mfg. & Supply
Tax withholdingCommon Stock, $0.10 par value 1,212 $56.14 $68,041.68
Disclosure

SEC source: 0000014272-14-000147 · wf-form4_139465761265277.xml · nonDerivative · entry 3

Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,630.789

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2014 Filed Mar 12, 2014 20:53 UTC
Schmukler Louis SPres., Global Mfg. & Supply
OtherCommon Stock, $0.10 par value 1,243 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000147 · wf-form4_139465761265277.xml · nonDerivative · entry 2

Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,842.789

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2014 Filed Mar 12, 2014 20:53 UTC
Schmukler Louis SPres., Global Mfg. & Supply
Exercise / conversionCommon Stock, $0.10 par value 2,739 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000147 · wf-form4_139465761265277.xml · nonDerivative · entry 1

Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,599.789

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2013.

Read SEC document
March 10, 2014 Filed Mar 12, 2014 20:54 UTC
von Autenried PaulSVP, Enterp. Services & CIO
GrantMarket Share Units · Derivative 9,888 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000148 · wf-form4_139465763790019.xml · derivative · entry 5

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,888

Underlying: Common Stock, $0.10 par value · 9,888 shares

Expires 2018-03-10

F4 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F5 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

F5 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
March 10, 2014 Filed Mar 12, 2014 20:54 UTC
von Autenried PaulSVP, Enterp. Services & CIO
Exercise / conversionMarket Share Units · Derivative 2,739 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000148 · wf-form4_139465763790019.xml · derivative · entry 4

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,219

Underlying: Common Stock, $0.10 par value · 2,739 shares

Expires 2017-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2013.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2013.

Read SEC document
March 10, 2014 Filed Mar 12, 2014 20:54 UTC
von Autenried PaulSVP, Enterp. Services & CIO
Tax withholdingCommon Stock, $0.10 par value 2,065 $56.14 $115,929.10
Disclosure

SEC source: 0000014272-14-000148 · wf-form4_139465763790019.xml · nonDerivative · entry 3

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,523

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2014 Filed Mar 12, 2014 20:54 UTC
von Autenried PaulSVP, Enterp. Services & CIO
OtherCommon Stock, $0.10 par value 1,243 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000148 · wf-form4_139465763790019.xml · nonDerivative · entry 2

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,588

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2014 Filed Mar 12, 2014 20:54 UTC
von Autenried PaulSVP, Enterp. Services & CIO
Exercise / conversionCommon Stock, $0.10 par value 2,739 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000148 · wf-form4_139465763790019.xml · nonDerivative · entry 1

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,345

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2013.

Read SEC document
March 06, 2014 Filed Mar 10, 2014 20:40 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
Exercise / conversionMarket Share Units · Derivative 29,240 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000109 · wf-form4_139448399689767.xml · derivative · entry 5

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,480

Underlying: Common Stock, $0.10 par value · 29,240 shares

Expires 2016-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 6, 2012.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 6, 2012.

Read SEC document
March 06, 2014 Filed Mar 10, 2014 20:40 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
Tax withholdingCommon Stock, $0.10 par value 27,454 $55.56 $1,525,344.24
Disclosure

SEC source: 0000014272-14-000109 · wf-form4_139448399689767.xml · nonDerivative · entry 3

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 730,783

F3 · acquired: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 06, 2014 Filed Mar 10, 2014 20:40 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
OtherCommon Stock, $0.10 par value 19,854 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000109 · wf-form4_139448399689767.xml · nonDerivative · entry 2

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 758,237

F2 · acquired: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 06, 2014 Filed Mar 10, 2014 20:40 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
Exercise / conversionCommon Stock, $0.10 par value 29,240 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000109 · wf-form4_139448399689767.xml · nonDerivative · entry 1

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 738,383

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · acquired: Represents vesting of one-quarter of market share units granted on March 6, 2012.

Read SEC document
March 06, 2014 Filed Mar 10, 2014 20:40 UTC
Bancroft Charles AEVP & Chief Financial Officer
Tax withholdingCommon Stock, $0.10 par value 5,536 $55.56 $307,580.16
Disclosure

SEC source: 0000014272-14-000110 · wf-form4_139448401304293.xml · nonDerivative · entry 3

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,062.166

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 06, 2014 Filed Mar 10, 2014 20:40 UTC
Bancroft Charles AEVP & Chief Financial Officer
OtherCommon Stock, $0.10 par value 4,972 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000110 · wf-form4_139448401304293.xml · nonDerivative · entry 2

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,598.166

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 06, 2014 Filed Mar 10, 2014 20:40 UTC
Bancroft Charles AEVP & Chief Financial Officer
Exercise / conversionCommon Stock, $0.10 par value 7,323 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000110 · wf-form4_139448401304293.xml · nonDerivative · entry 1

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,626.166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 6, 2012.

Read SEC document
March 06, 2014 Filed Mar 10, 2014 20:40 UTC
Caforio GiovanniEVP & Chief Commercial Officer
Exercise / conversionMarket Share Units · Derivative 2,889 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000111 · wf-form4_139448403015894.xml · derivative · entry 4

Caforio Giovanni · CIK 0001533201 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,778

Underlying: Common Stock, $0.10 par value · 2,889 shares

Expires 2016-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 6, 2012.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 6, 2012.

Read SEC document
March 06, 2014 Filed Mar 10, 2014 20:40 UTC
Caforio GiovanniEVP & Chief Commercial Officer
Tax withholdingCommon Stock, $0.10 par value 2,516 $55.56 $139,788.96
Disclosure

SEC source: 0000014272-14-000111 · wf-form4_139448403015894.xml · nonDerivative · entry 3

Caforio Giovanni · CIK 0001533201 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,031.716

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 06, 2014 Filed Mar 10, 2014 20:40 UTC
Caforio GiovanniEVP & Chief Commercial Officer
OtherCommon Stock, $0.10 par value 1,962 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000111 · wf-form4_139448403015894.xml · nonDerivative · entry 2

Caforio Giovanni · CIK 0001533201 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,547.716

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 06, 2014 Filed Mar 10, 2014 20:40 UTC
Caforio GiovanniEVP & Chief Commercial Officer
Exercise / conversionCommon Stock, $0.10 par value 2,889 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000111 · wf-form4_139448403015894.xml · nonDerivative · entry 1

Caforio Giovanni · CIK 0001533201 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,585.716

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 6, 2012.

Read SEC document
March 06, 2014 Filed Mar 10, 2014 20:41 UTC
Caldarella Joseph CSVP & Controller
Exercise / conversionMarket Share Units · Derivative 1,931 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000112 · wf-form4_139448404903885.xml · derivative · entry 5

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,862

Underlying: Common Stock, $0.10 par value · 1,931 shares

Expires 2016-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 6, 2012.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 6, 2012.

Read SEC document
March 06, 2014 Filed Mar 10, 2014 20:41 UTC
Caldarella Joseph CSVP & Controller
Tax withholdingCommon Stock, $0.10 par value 1,815 $55.56 $100,841.40
Disclosure

SEC source: 0000014272-14-000112 · wf-form4_139448404903885.xml · nonDerivative · entry 3

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,918

F3 · acquired: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 06, 2014 Filed Mar 10, 2014 20:41 UTC
Caldarella Joseph CSVP & Controller
OtherCommon Stock, $0.10 par value 1,311 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000112 · wf-form4_139448404903885.xml · nonDerivative · entry 2

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,733

F2 · acquired: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 06, 2014 Filed Mar 10, 2014 20:41 UTC
Caldarella Joseph CSVP & Controller
Exercise / conversionCommon Stock, $0.10 par value 1,931 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000112 · wf-form4_139448404903885.xml · nonDerivative · entry 1

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,422

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · acquired: Represents vesting of one-quarter of market share units granted on March 6, 2012.

Read SEC document
March 06, 2014 Filed Mar 10, 2014 20:41 UTC Exercise / conversionMarket Share Units · Derivative 3,010 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000113 · wf-form4_139448406629356.xml · derivative · entry 4

Cuss Francis M · CIK 0001490216 · EVP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,019

Underlying: Common Stock, $0.10 par value · 3,010 shares

Expires 2016-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 6, 2012.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 6, 2012.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.