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BMY

BRISTOL MYERS SQUIBB CO

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1662
SEC CIK
0000014272
Parsed reports
2,253

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202600
Jun 202600
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Aug 202601
Sep 202601
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 24, 2014 Filed Oct 28, 2014 20:23 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
SaleCommon Stock, $0.10 par value 50,000 $53.00 $2,650,000.00
Disclosure

SEC source: 0000014272-14-000259 · wf-form4_141452782790035.xml · nonDerivative · entry 1

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 510,809

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 28, 2014.

Read SEC document
October 15, 2014 Filed Oct 17, 2014 21:16 UTC SaleCommon Stock, $0.10 par value 100,000 $48.92 $4,892,000.00
Disclosure

SEC source: 0000014272-14-000248 · wf-form4_141358060439821.xml · nonDerivative · entry 1

CORNELIUS JAMES M · CIK 0001198959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,041

F1 · kind: On July 31, 2014, the reporting person agreed to contribute Bristol-Myers Squibb Company common stock to an exchange fund in exchange for shares of the exchange fund. The exchange fund closed on October 15, 2014 and the shares were contributed on that date. The Bristol-Myers Squibb Company common stock was valued at $48.92 per share for the purpose of determining the number of shares of the exchange fund issuable to the reporting person.

F1 · price: On July 31, 2014, the reporting person agreed to contribute Bristol-Myers Squibb Company common stock to an exchange fund in exchange for shares of the exchange fund. The exchange fund closed on October 15, 2014 and the shares were contributed on that date. The Bristol-Myers Squibb Company common stock was valued at $48.92 per share for the purpose of determining the number of shares of the exchange fund issuable to the reporting person.

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October 06, 2014 Filed Oct 8, 2014 22:02 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
SaleCommon Stock, $0.10 par value 50,000 $50.99 $2,549,485.00
Disclosure

SEC source: 0000014272-14-000246 · wf-form4_141280576488864.xml · nonDerivative · entry 1

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 560,809

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 28, 2014.

F2 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $50.5784 to $51.22, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
October 03, 2014 Filed Oct 6, 2014 21:52 UTC
Schmukler Louis SPres., Global Mfg. & Supply
Exercise / conversionRestricted Stock Units · Derivative 13,934 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000243 · wf-form4_141263236832232.xml · derivative · entry 3

Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 13,934 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F3 · derivative.exercise_date: Represents vesting of one-third of restricted stock units granted on October 3, 2011.

F3 · derivative.expiration_date: Represents vesting of one-third of restricted stock units granted on October 3, 2011.

Read SEC document
October 03, 2014 Filed Oct 6, 2014 21:52 UTC
Schmukler Louis SPres., Global Mfg. & Supply
Tax withholdingCommon Stock, $0.10 par value 6,133 $50.85 $311,863.05
Disclosure

SEC source: 0000014272-14-000243 · wf-form4_141263236832232.xml · nonDerivative · entry 2

Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,431.789

F1 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
October 03, 2014 Filed Oct 6, 2014 21:52 UTC
Schmukler Louis SPres., Global Mfg. & Supply
Exercise / conversionCommon Stock, $0.10 par value 13,934 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000243 · wf-form4_141263236832232.xml · nonDerivative · entry 1

Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,564.789

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2014 Filed Oct 2, 2014 20:44 UTC GrantCommon Stock, $0.10 par value 488 $51.18 $24,975.84
Disclosure

SEC source: 0000014272-14-000236 · wf-form4_141228268067426.xml · nonDerivative · entry 1

CORNELIUS JAMES M · CIK 0001198959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,041

F1 · shares: Shares awarded to Mr. Cornelius for service as Non-Executive Chairman.

Read SEC document
September 30, 2014 Filed Oct 2, 2014 20:45 UTC GrantDeferred Share Units · Derivative 290.98 $51.55 $15,000.02
Disclosure

SEC source: 0000014272-14-000237 · wf-form4_141228269809576.xml · derivative · entry 1

GROBSTEIN MICHAEL · CIK 0001222342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,959.57

Underlying: Common Stock, $0.10 par value · 290.98 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
September 30, 2014 Filed Oct 2, 2014 20:45 UTC GrantDeferred Share Units · Derivative 136.4 $51.55 $7,031.42
Disclosure

SEC source: 0000014272-14-000238 · wf-form4_141228271611928.xml · derivative · entry 1

Lynch Thomas J. Jr. · CIK 0001474056 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,876.39

Underlying: Common Stock, $0.10 par value · 136.4 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
September 30, 2014 Filed Oct 2, 2014 20:45 UTC GrantDeferred Share Units · Derivative 545.59 $51.55 $28,125.16
Disclosure

SEC source: 0000014272-14-000239 · wf-form4_141228273102030.xml · derivative · entry 1

Paliwal Dinesh C · CIK 0001360224 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,456.52

Underlying: Common Stock, $0.10 par value · 545.59 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
September 30, 2014 Filed Oct 2, 2014 20:45 UTC GrantDeferred Share Units · Derivative 581.96 $51.55 $30,000.04
Disclosure

SEC source: 0000014272-14-000240 · wf-form4_141228274567041.xml · derivative · entry 1

Storch Gerald L · CIK 0001205004 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,395.56

Underlying: Common Stock, $0.10 par value · 581.96 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
September 30, 2014 Filed Oct 6, 2014 21:53 UTC Amendment GrantDeferred Share Units · Derivative 272.79 $51.55 $14,062.32
Disclosure

SEC source: 0000014272-14-000244 · wf-form4a_141263239343718.xml · derivative · entry 1

Paliwal Dinesh C · CIK 0001360224 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,183.73

Underlying: Common Stock, $0.10 par value · 272.79 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · shares: Due to an administrative error, this Form 4 is being amended to reflect the correct number of Deferred Share Units received by the reporting person on the transaction date.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · derivative.underlying_shares: Due to an administrative error, this Form 4 is being amended to reflect the correct number of Deferred Share Units received by the reporting person on the transaction date.

F2 · balance_after: Due to an administrative error, this Form 4 is being amended to reflect the correct number of Deferred Share Units received by the reporting person on the transaction date.

F3 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
September 16, 2014 Filed Sep 16, 2014 21:18 UTC Exercise / conversionOption (right to buy) · Derivative 38,667 $0.00 Strike: $25.45 $0.00
Disclosure

SEC source: 0000014272-14-000229 · wf-form4_141090231355333.xml · derivative · entry 5

Cuss Francis M · CIK 0001490216 · EVP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 38,667 shares

Expires 2015-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Twenty-five percent of the stock option award vested on each of the first, second, third, and fourth anniversaries of the grant date, which was March 1, 2005.

Read SEC document
September 16, 2014 Filed Sep 16, 2014 21:18 UTC Exercise / conversionOption (right to buy) · Derivative 25,000 $0.00 Strike: $24.74 $0.00
Disclosure

SEC source: 0000014272-14-000229 · wf-form4_141090231355333.xml · derivative · entry 4

Cuss Francis M · CIK 0001490216 · EVP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock, $0.10 par value · 25,000 shares

Expires 2016-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One-third of the stock option award vested on each of the third, fourth, and fifth anniversaries of the grant date, which was December 1, 2006.

Read SEC document
September 16, 2014 Filed Sep 16, 2014 21:18 UTC SaleCommon Stock, $0.10 par value 63,667 $50.77 $3,232,074.36
Disclosure

SEC source: 0000014272-14-000229 · wf-form4_141090231355333.xml · nonDerivative · entry 3

Cuss Francis M · CIK 0001490216 · EVP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,446.292

F1 · price: A portion of these shares were sold to cover exercise price and taxes in accordance with broker's procedure for sell-to-cover transactions. The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $50.66 to $50.825, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
September 16, 2014 Filed Sep 16, 2014 21:18 UTC Exercise / conversionCommon Stock, $0.10 par value 38,667 $25.45 $984,075.15
Disclosure

SEC source: 0000014272-14-000229 · wf-form4_141090231355333.xml · nonDerivative · entry 2

Cuss Francis M · CIK 0001490216 · EVP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,113.292

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 16, 2014 Filed Sep 16, 2014 21:18 UTC Exercise / conversionCommon Stock, $0.10 par value 25,000 $24.74 $618,500.00
Disclosure

SEC source: 0000014272-14-000229 · wf-form4_141090231355333.xml · nonDerivative · entry 1

Cuss Francis M · CIK 0001490216 · EVP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,446.292

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2014 Filed Sep 16, 2014 21:18 UTC
Caforio GiovanniDirector · Chief Operating Officer
SaleCommon Stock, $0.10 par value 26,691 $49.87 $1,331,154.90
Disclosure

SEC source: 0000014272-14-000230 · wf-form4_141090232985024.xml · nonDerivative · entry 1

Caforio Giovanni · CIK 0001533201 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,754.716

F1 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $49.86 to $50.00, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
September 10, 2014 Filed Sep 10, 2014 20:30 UTC
Caldarella Joseph CSVP & Controller
SaleCommon Stock, $0.10 par value 100 $51.04 $5,104.00
Disclosure

SEC source: 0000014272-14-000226 · wf-form4_141038103453622.xml · nonDerivative · entry 3

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,550

Read SEC document
September 10, 2014 Filed Sep 10, 2014 20:30 UTC
Caldarella Joseph CSVP & Controller
SaleCommon Stock, $0.10 par value 4,200 $51.03 $214,326.00
Disclosure

SEC source: 0000014272-14-000226 · wf-form4_141038103453622.xml · nonDerivative · entry 2

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,650

Read SEC document
September 10, 2014 Filed Sep 10, 2014 20:30 UTC
Caldarella Joseph CSVP & Controller
SaleCommon Stock, $0.10 par value 3,115 $51.03 $158,946.92
Disclosure

SEC source: 0000014272-14-000226 · wf-form4_141038103453622.xml · nonDerivative · entry 1

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,850

Read SEC document
September 08, 2014 Filed Sep 10, 2014 20:30 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
SaleCommon Stock, $0.10 par value 50,000 $51.05 $2,552,430.00
Disclosure

SEC source: 0000014272-14-000225 · wf-form4_141038102027317.xml · nonDerivative · entry 1

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 610,809

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 28, 2014.

F2 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $50.94 to $51.23, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
August 19, 2014 Filed Aug 19, 2014 21:08 UTC
von Autenried PaulSVP, Enterp. Services & CIO
SaleCommon Stock, $0.10 par value 400 $49.91 $19,962.00
Disclosure

SEC source: 0000014272-14-000221 · wf-form4_140848249286715.xml · nonDerivative · entry 4

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,523

Read SEC document
August 19, 2014 Filed Aug 19, 2014 21:08 UTC
von Autenried PaulSVP, Enterp. Services & CIO
SaleCommon Stock, $0.10 par value 4,491 $49.90 $224,100.90
Disclosure

SEC source: 0000014272-14-000221 · wf-form4_140848249286715.xml · nonDerivative · entry 3

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,923

Read SEC document
August 19, 2014 Filed Aug 19, 2014 21:08 UTC
von Autenried PaulSVP, Enterp. Services & CIO
SaleCommon Stock, $0.10 par value 100 $49.90 $4,989.50
Disclosure

SEC source: 0000014272-14-000221 · wf-form4_140848249286715.xml · nonDerivative · entry 2

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,414

Read SEC document
August 19, 2014 Filed Aug 19, 2014 21:08 UTC
von Autenried PaulSVP, Enterp. Services & CIO
SaleCommon Stock, $0.10 par value 15,009 $49.89 $748,799.01
Disclosure

SEC source: 0000014272-14-000221 · wf-form4_140848249286715.xml · nonDerivative · entry 1

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,514

Read SEC document
July 31, 2014 Filed Aug 19, 2014 21:08 UTC
Moed Samuel JSVP, Strat Plan & Analysis
GiftCommon Stock, $0.10 par value 2,000 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000222 · wf-form4_140848250764596.xml · nonDerivative · entry 1

Moed Samuel J · CIK 0001561017 · SVP, Strat Plan & Analysis

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,900.464

Read SEC document
July 29, 2014 Filed Jul 30, 2014 20:42 UTC
Bancroft Charles AEVP & Chief Financial Officer
SaleCommon Stock, $0.10 par value 67,621 $51.06 $3,452,532.16
Disclosure

SEC source: 0000014272-14-000218 · wf-form4_140675293335726.xml · nonDerivative · entry 1

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,564.166

F1 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $50.98 to $51.16, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
July 28, 2014 Filed Jul 30, 2014 20:40 UTC
Moed Samuel JSVP, Strat Plan & Analysis
Exercise / conversionOption (right to buy) · Derivative 19,650 $0.00 Strike: $27.01 $0.00
Disclosure

SEC source: 0000014272-14-000216 · wf-form4_140675281242002.xml · derivative · entry 5

Moed Samuel J · CIK 0001561017 · SVP, Strat Plan & Analysis

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 19,650 shares

Expires 2017-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Twenty-five percent of the stock option award vested on each of the first, second, third, and fourth anniversaries of the grant date, which was March 6, 2007.

Read SEC document
July 28, 2014 Filed Jul 30, 2014 20:40 UTC
Moed Samuel JSVP, Strat Plan & Analysis
SaleCommon Stock, $0.10 par value 25,752 $49.32 $1,270,037.14
Disclosure

SEC source: 0000014272-14-000216 · wf-form4_140675281242002.xml · nonDerivative · entry 2

Moed Samuel J · CIK 0001561017 · SVP, Strat Plan & Analysis

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,900.464

F1 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $49.28 to $49.375, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
July 28, 2014 Filed Jul 30, 2014 20:40 UTC
Moed Samuel JSVP, Strat Plan & Analysis
Exercise / conversionCommon Stock, $0.10 par value 19,650 $27.01 $530,746.50
Disclosure

SEC source: 0000014272-14-000216 · wf-form4_140675281242002.xml · nonDerivative · entry 1

Moed Samuel J · CIK 0001561017 · SVP, Strat Plan & Analysis

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,652.464

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2014 Filed Jul 2, 2014 22:35 UTC
DANIELS BRIANSVP Global Dev & Med Affairs
Exercise / conversionRestricted Stock Units · Derivative 4,671 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000203 · wf-form4_140434052492921.xml · derivative · entry 3

DANIELS BRIAN · CIK 0001428698 · SVP Global Dev & Med Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,340

Underlying: Common Stock, $0.10 par value · 4,671 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F3 · derivative.exercise_date: Represents vesting of one-third of restricted stock units granted on July 1, 2011.

F3 · derivative.expiration_date: Represents vesting of one-third of restricted stock units granted on July 1, 2011.

Read SEC document
July 01, 2014 Filed Jul 2, 2014 22:35 UTC
DANIELS BRIANSVP Global Dev & Med Affairs
Tax withholdingCommon Stock, $0.10 par value 2,103 $48.12 $101,196.36
Disclosure

SEC source: 0000014272-14-000203 · wf-form4_140434052492921.xml · nonDerivative · entry 2

DANIELS BRIAN · CIK 0001428698 · SVP Global Dev & Med Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,374.041

F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

Read SEC document
July 01, 2014 Filed Jul 2, 2014 22:35 UTC
DANIELS BRIANSVP Global Dev & Med Affairs
Exercise / conversionCommon Stock, $0.10 par value 4,671 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000203 · wf-form4_140434052492921.xml · nonDerivative · entry 1

DANIELS BRIAN · CIK 0001428698 · SVP Global Dev & Med Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,477.041

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2014 Filed Jul 2, 2014 22:02 UTC GrantDeferred Share Units · Derivative 307.19 $48.83 $15,000.09
Disclosure

SEC source: 0000014272-14-000194 · wf-form4_140433851581038.xml · derivative · entry 1

GROBSTEIN MICHAEL · CIK 0001222342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,301.71

Underlying: Common Stock, $0.10 par value · 307.19 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

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June 30, 2014 Filed Jul 2, 2014 22:02 UTC GrantCommon Stock, $0.10 par value 515 $48.51 $24,982.65
Disclosure

SEC source: 0000014272-14-000195 · wf-form4_140433853184071.xml · nonDerivative · entry 1

CORNELIUS JAMES M · CIK 0001198959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,553

F1 · shares: Shares awarded to Mr. Cornelius for service as Non-Executive Chairman.

Read SEC document
June 30, 2014 Filed Jul 2, 2014 22:02 UTC GrantDeferred Share Units · Derivative 140.26 $48.83 $6,848.90
Disclosure

SEC source: 0000014272-14-000196 · wf-form4_140433854769075.xml · derivative · entry 1

Lynch Thomas J. Jr. · CIK 0001474056 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,713.44

Underlying: Common Stock, $0.10 par value · 140.26 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

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June 30, 2014 Filed Jul 2, 2014 22:02 UTC GrantDeferred Share Units · Derivative 614.38 $48.83 $30,000.18
Disclosure

SEC source: 0000014272-14-000197 · wf-form4_140433856069618.xml · derivative · entry 1

Storch Gerald L · CIK 0001205004 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,672.92

Underlying: Common Stock, $0.10 par value · 614.38 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
June 30, 2014 Filed Jul 2, 2014 22:28 UTC GrantDeferred Share Units · Derivative 273.06 $48.83 $13,333.52
Disclosure

SEC source: 0000014272-14-000201 · wf-form4_140434007044413.xml · derivative · entry 1

Paliwal Dinesh C · CIK 0001360224 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,883.3

Underlying: Common Stock, $0.10 par value · 273.06 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

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May 05, 2014 Filed May 7, 2014 01:17 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
Exercise / conversionMarket Share Units · Derivative 13,990 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000181 · wf-form4_139942545214206.xml · derivative · entry 4

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 13,990 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on May 4, 2010.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on May 4, 2010.

Read SEC document
May 05, 2014 Filed May 7, 2014 01:17 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
Tax withholdingCommon Stock, $0.10 par value 15,650 $49.80 $779,370.00
Disclosure

SEC source: 0000014272-14-000181 · wf-form4_139942545214206.xml · nonDerivative · entry 3

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 660,809

F3 · shares: Shares withheld for payment of taxes upon vesting of market share units.

Read SEC document
May 05, 2014 Filed May 7, 2014 01:17 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
OtherCommon Stock, $0.10 par value 13,990 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000181 · wf-form4_139942545214206.xml · nonDerivative · entry 2

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 676,459

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
May 05, 2014 Filed May 7, 2014 01:17 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
Exercise / conversionCommon Stock, $0.10 par value 13,990 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000181 · wf-form4_139942545214206.xml · nonDerivative · entry 1

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 662,469

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on May 4, 2010.

Read SEC document
May 03, 2014 Filed May 5, 2014 21:05 UTC
Elicker John ESVP Pub Affairs & Inv Relation
Exercise / conversionRestricted Stock Units · Derivative 1,509 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000179 · wf-form4_139932392927131.xml · derivative · entry 3

Elicker John E · CIK 0001554788 · SVP Pub Affairs & Inv Relation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 1,509 shares

Expires 2014-05-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F3 · derivative.exercise_date: Represents vesting of one-quarter of restricted stock units granted on May 3, 2010.

F3 · derivative.expiration_date: Represents vesting of one-quarter of restricted stock units granted on May 3, 2010.

Read SEC document
May 03, 2014 Filed May 5, 2014 21:05 UTC
Elicker John ESVP Pub Affairs & Inv Relation
Tax withholdingCommon Stock, $0.10 par value 680 $49.80 $33,864.00
Disclosure

SEC source: 0000014272-14-000179 · wf-form4_139932392927131.xml · nonDerivative · entry 2

Elicker John E · CIK 0001554788 · SVP Pub Affairs & Inv Relation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,855.97

F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

Read SEC document
May 03, 2014 Filed May 5, 2014 21:05 UTC
Elicker John ESVP Pub Affairs & Inv Relation
Exercise / conversionCommon Stock, $0.10 par value 1,509 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000179 · wf-form4_139932392927131.xml · nonDerivative · entry 1

Elicker John E · CIK 0001554788 · SVP Pub Affairs & Inv Relation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,535.97

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2014 Filed May 2, 2014 20:18 UTC
Moed Samuel JSVP, Strat Plan & Analysis
Exercise / conversionRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000177 · wf-form4_139906189061219.xml · derivative · entry 5

Moed Samuel J · CIK 0001561017 · SVP, Strat Plan & Analysis

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 5,000 shares

Expires 2014-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F3 · derivative.exercise_date: Represents vesting of one-third of restricted stock units granted on May 1, 2009.

F3 · derivative.expiration_date: Represents vesting of one-third of restricted stock units granted on May 1, 2009.

Read SEC document
May 01, 2014 Filed May 2, 2014 20:18 UTC
Moed Samuel JSVP, Strat Plan & Analysis
Tax withholdingCommon Stock, $0.10 par value 2,593 $49.52 $128,405.36
Disclosure

SEC source: 0000014272-14-000177 · wf-form4_139906189061219.xml · nonDerivative · entry 2

Moed Samuel J · CIK 0001561017 · SVP, Strat Plan & Analysis

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,002.464

F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

Read SEC document
May 01, 2014 Filed May 2, 2014 20:18 UTC
Moed Samuel JSVP, Strat Plan & Analysis
Exercise / conversionCommon Stock, $0.10 par value 5,000 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000177 · wf-form4_139906189061219.xml · nonDerivative · entry 1

Moed Samuel J · CIK 0001561017 · SVP, Strat Plan & Analysis

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,595.464

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2014 Filed Apr 3, 2014 20:17 UTC
Powell AnnSVP, Human Resources
Exercise / conversionRestricted Stock Units · Derivative 1,554 $0.00 $0.00
Disclosure

SEC source: 0000014272-14-000164 · wf-form4_139655625972688.xml · derivative · entry 3

JUDGE ANN POWELL · CIK 0001570844 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,662

Underlying: Common Stock, $0.10 par value · 1,554 shares

Expires 2017-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F3 · derivative.exercise_date: Represents vesting of one-quarter of restricted stock units granted on 4/1/2013.

F3 · derivative.expiration_date: Represents vesting of one-quarter of restricted stock units granted on 4/1/2013.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.