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BRISTOL MYERS SQUIBB CO

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1662
SEC CIK
0000014272
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2,253

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202601
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 06, 2015 Filed Mar 10, 2015 20:53 UTC
Nielsen AnneChief Compliance & Ethics Off
OtherCommon Stock, $0.10 par value 674 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000124 · wf-form4_142602081148648.xml · nonDerivative · entry 2

Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,305.331

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 06, 2015 Filed Mar 10, 2015 20:53 UTC
Nielsen AnneChief Compliance & Ethics Off
Exercise / conversionCommon Stock, $0.10 par value 724 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000124 · wf-form4_142602081148648.xml · nonDerivative · entry 1

Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,631.331

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 6, 2012.

Read SEC document
March 06, 2015 Filed Mar 10, 2015 20:53 UTC
Caldarella Joseph CSVP & Controller
Exercise / conversionMarket Share Units · Derivative 1,931 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000123 · wf-form4_142602079645812.xml · derivative · entry 5

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,931

Underlying: Common Stock, $0.10 par value · 1,931 shares

Expires 2016-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 6, 2012.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 6, 2012.

Read SEC document
March 06, 2015 Filed Mar 10, 2015 20:53 UTC
Caldarella Joseph CSVP & Controller
Tax withholdingCommon Stock, $0.10 par value 2,088 $65.12 $135,970.56
Disclosure

SEC source: 0000014272-15-000123 · wf-form4_142602079645812.xml · nonDerivative · entry 3

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,378.3117

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 06, 2015 Filed Mar 10, 2015 20:53 UTC
Caldarella Joseph CSVP & Controller
OtherCommon Stock, $0.10 par value 1,798 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000123 · wf-form4_142602079645812.xml · nonDerivative · entry 2

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,466.3117

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 06, 2015 Filed Mar 10, 2015 20:53 UTC
Caldarella Joseph CSVP & Controller
Exercise / conversionCommon Stock, $0.10 par value 1,931 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000123 · wf-form4_142602079645812.xml · nonDerivative · entry 1

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,668.3117

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 6, 2012.

Read SEC document
March 06, 2015 Filed Mar 10, 2015 20:53 UTC
Elicker John ESVP Pub Affairs & Inv Relation
Exercise / conversionMarket Share Units · Derivative 1,043 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000122 · wf-form4_142602078250362.xml · derivative · entry 7

Elicker John E · CIK 0001554788 · SVP Pub Affairs & Inv Relation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,043

Underlying: Common Stock, $0.10 par value · 1,043 shares

Expires 2016-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 6, 2012.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 6, 2012.

Read SEC document
March 06, 2015 Filed Mar 10, 2015 20:53 UTC
Elicker John ESVP Pub Affairs & Inv Relation
SaleCommon Stock, $0.10 par value 760 $66.25 $50,350.76
Disclosure

SEC source: 0000014272-15-000122 · wf-form4_142602078250362.xml · nonDerivative · entry 6

Elicker John E · CIK 0001554788 · SVP Pub Affairs & Inv Relation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,030.813

Read SEC document
March 06, 2015 Filed Mar 10, 2015 20:53 UTC
Elicker John ESVP Pub Affairs & Inv Relation
SaleCommon Stock, $0.10 par value 4,369 $66.25 $289,446.25
Disclosure

SEC source: 0000014272-15-000122 · wf-form4_142602078250362.xml · nonDerivative · entry 5

Elicker John E · CIK 0001554788 · SVP Pub Affairs & Inv Relation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,790.813

Read SEC document
March 06, 2015 Filed Mar 10, 2015 20:53 UTC
Elicker John ESVP Pub Affairs & Inv Relation
SaleCommon Stock, $0.10 par value 5,339 $66.24 $353,655.36
Disclosure

SEC source: 0000014272-15-000122 · wf-form4_142602078250362.xml · nonDerivative · entry 4

Elicker John E · CIK 0001554788 · SVP Pub Affairs & Inv Relation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,159.813

Read SEC document
March 06, 2015 Filed Mar 10, 2015 20:53 UTC
Elicker John ESVP Pub Affairs & Inv Relation
Tax withholdingCommon Stock, $0.10 par value 613 $65.12 $39,918.56
Disclosure

SEC source: 0000014272-15-000122 · wf-form4_142602078250362.xml · nonDerivative · entry 3

Elicker John E · CIK 0001554788 · SVP Pub Affairs & Inv Relation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,498.813

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 06, 2015 Filed Mar 10, 2015 20:53 UTC
Elicker John ESVP Pub Affairs & Inv Relation
OtherCommon Stock, $0.10 par value 971 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000122 · wf-form4_142602078250362.xml · nonDerivative · entry 2

Elicker John E · CIK 0001554788 · SVP Pub Affairs & Inv Relation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,111.813

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 06, 2015 Filed Mar 10, 2015 20:53 UTC
Elicker John ESVP Pub Affairs & Inv Relation
Exercise / conversionCommon Stock, $0.10 par value 1,043 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000122 · wf-form4_142602078250362.xml · nonDerivative · entry 1

Elicker John E · CIK 0001554788 · SVP Pub Affairs & Inv Relation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,140.813

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 6, 2012.

Read SEC document
March 06, 2015 Filed Mar 10, 2015 20:54 UTC Exercise / conversionMarket Share Units · Derivative 3,009 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000126 · wf-form4_142602083844849.xml · derivative · entry 4

Cuss Francis M · CIK 0001490216 · EVP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,010

Underlying: Common Stock, $0.10 par value · 3,009 shares

Expires 2016-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 6, 2012.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 6, 2012.

Read SEC document
March 06, 2015 Filed Mar 10, 2015 20:54 UTC Tax withholdingCommon Stock, $0.10 par value 3,014 $65.12 $196,271.68
Disclosure

SEC source: 0000014272-15-000126 · wf-form4_142602083844849.xml · nonDerivative · entry 3

Cuss Francis M · CIK 0001490216 · EVP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,725.3705

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 06, 2015 Filed Mar 10, 2015 20:54 UTC OtherCommon Stock, $0.10 par value 2,802 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000126 · wf-form4_142602083844849.xml · nonDerivative · entry 2

Cuss Francis M · CIK 0001490216 · EVP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,739.3705

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 06, 2015 Filed Mar 10, 2015 20:54 UTC Exercise / conversionCommon Stock, $0.10 par value 3,009 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000126 · wf-form4_142602083844849.xml · nonDerivative · entry 1

Cuss Francis M · CIK 0001490216 · EVP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,937.3705

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 6, 2012.

Read SEC document
March 06, 2015 Filed Mar 10, 2015 20:53 UTC
von Autenried PaulSVP, Enterp. Services & CIO
Exercise / conversionMarket Share Units · Derivative 2,390 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000125 · wf-form4_142602082565679.xml · derivative · entry 4

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,391

Underlying: Common Stock, $0.10 par value · 2,390 shares

Expires 2016-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 6, 2012.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 6, 2012.

Read SEC document
March 06, 2015 Filed Mar 10, 2015 20:53 UTC
von Autenried PaulSVP, Enterp. Services & CIO
Tax withholdingCommon Stock, $0.10 par value 2,393 $65.12 $155,832.16
Disclosure

SEC source: 0000014272-15-000125 · wf-form4_142602082565679.xml · nonDerivative · entry 3

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,170.9076

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 06, 2015 Filed Mar 10, 2015 20:53 UTC
von Autenried PaulSVP, Enterp. Services & CIO
OtherCommon Stock, $0.10 par value 2,225 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000125 · wf-form4_142602082565679.xml · nonDerivative · entry 2

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,563.9076

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 06, 2015 Filed Mar 10, 2015 20:53 UTC
von Autenried PaulSVP, Enterp. Services & CIO
Exercise / conversionCommon Stock, $0.10 par value 2,390 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000125 · wf-form4_142602082565679.xml · nonDerivative · entry 1

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,338.9076

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 6, 2012.

Read SEC document
March 02, 2015 Filed Mar 4, 2015 22:12 UTC
LEUNG SANDRAGeneral Counsel & Secretary
Exercise / conversionMarket Share Units · Derivative 7,418 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000070 · wf-form4_142550714453107.xml · derivative · entry 5

LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 7,418 shares

Expires 2015-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 1, 2011.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 1, 2011.

Read SEC document
March 02, 2015 Filed Mar 4, 2015 22:12 UTC
LEUNG SANDRAGeneral Counsel & Secretary
Tax withholdingCommon Stock, $0.10 par value 6,575 $62.30 $409,622.50
Disclosure

SEC source: 0000014272-15-000070 · wf-form4_142550714453107.xml · nonDerivative · entry 3

LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,171

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 02, 2015 Filed Mar 4, 2015 22:12 UTC
LEUNG SANDRAGeneral Counsel & Secretary
OtherCommon Stock, $0.10 par value 7,418 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000070 · wf-form4_142550714453107.xml · nonDerivative · entry 2

LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,746

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 02, 2015 Filed Mar 4, 2015 22:12 UTC
LEUNG SANDRAGeneral Counsel & Secretary
Exercise / conversionCommon Stock, $0.10 par value 7,418 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000070 · wf-form4_142550714453107.xml · nonDerivative · entry 1

LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,328

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 1, 2011.

Read SEC document
March 02, 2015 Filed Mar 4, 2015 22:12 UTC
Elicker John ESVP Pub Affairs & Inv Relation
Exercise / conversionMarket Share Units · Derivative 1,360 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000071 · wf-form4_142550716563509.xml · derivative · entry 4

Elicker John E · CIK 0001554788 · SVP Pub Affairs & Inv Relation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 1,360 shares

Expires 2015-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 1, 2011.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 1, 2011.

Read SEC document
March 02, 2015 Filed Mar 4, 2015 22:12 UTC
Elicker John ESVP Pub Affairs & Inv Relation
Tax withholdingCommon Stock, $0.10 par value 828 $62.30 $51,584.40
Disclosure

SEC source: 0000014272-15-000071 · wf-form4_142550716563509.xml · nonDerivative · entry 3

Elicker John E · CIK 0001554788 · SVP Pub Affairs & Inv Relation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,358.97

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 02, 2015 Filed Mar 4, 2015 22:12 UTC
Elicker John ESVP Pub Affairs & Inv Relation
OtherCommon Stock, $0.10 par value 1,360 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000071 · wf-form4_142550716563509.xml · nonDerivative · entry 2

Elicker John E · CIK 0001554788 · SVP Pub Affairs & Inv Relation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,186.97

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 02, 2015 Filed Mar 4, 2015 22:12 UTC
Elicker John ESVP Pub Affairs & Inv Relation
Exercise / conversionCommon Stock, $0.10 par value 1,360 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000071 · wf-form4_142550716563509.xml · nonDerivative · entry 1

Elicker John E · CIK 0001554788 · SVP Pub Affairs & Inv Relation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,826.97

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 1, 2011.

Read SEC document
March 02, 2015 Filed Mar 4, 2015 22:13 UTC
Caldarella Joseph CSVP & Controller
Exercise / conversionMarket Share Units · Derivative 2,475 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000072 · wf-form4_142550718249331.xml · derivative · entry 5

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 2,475 shares

Expires 2015-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 1, 2011.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 1, 2011.

Read SEC document
March 02, 2015 Filed Mar 4, 2015 22:13 UTC
Caldarella Joseph CSVP & Controller
Tax withholdingCommon Stock, $0.10 par value 2,041 $62.30 $127,154.30
Disclosure

SEC source: 0000014272-15-000072 · wf-form4_142550718249331.xml · nonDerivative · entry 3

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,459

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 02, 2015 Filed Mar 4, 2015 22:13 UTC
Caldarella Joseph CSVP & Controller
OtherCommon Stock, $0.10 par value 2,475 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000072 · wf-form4_142550718249331.xml · nonDerivative · entry 2

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,500

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 02, 2015 Filed Mar 4, 2015 22:13 UTC
Caldarella Joseph CSVP & Controller
Exercise / conversionCommon Stock, $0.10 par value 2,475 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000072 · wf-form4_142550718249331.xml · nonDerivative · entry 1

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,025

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 1, 2011.

Read SEC document
March 02, 2015 Filed Mar 4, 2015 22:13 UTC
Moed Samuel JSVP, Strat Plan & Analysis
Exercise / conversionMarket Share Units · Derivative 1,174 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000073 · wf-form4_142550719504005.xml · derivative · entry 6

Moed Samuel J · CIK 0001561017 · SVP, Strat Plan & Analysis

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 1,174 shares

Expires 2015-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 1, 2011.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 1, 2011.

Read SEC document
March 02, 2015 Filed Mar 4, 2015 22:13 UTC
Moed Samuel JSVP, Strat Plan & Analysis
Tax withholdingCommon Stock, $0.10 par value 1,218 $62.30 $75,881.40
Disclosure

SEC source: 0000014272-15-000073 · wf-form4_142550719504005.xml · nonDerivative · entry 3

Moed Samuel J · CIK 0001561017 · SVP, Strat Plan & Analysis

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,610.46

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 02, 2015 Filed Mar 4, 2015 22:13 UTC
Moed Samuel JSVP, Strat Plan & Analysis
OtherCommon Stock, $0.10 par value 1,174 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000073 · wf-form4_142550719504005.xml · nonDerivative · entry 2

Moed Samuel J · CIK 0001561017 · SVP, Strat Plan & Analysis

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,828.46

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 02, 2015 Filed Mar 4, 2015 22:13 UTC
Moed Samuel JSVP, Strat Plan & Analysis
Exercise / conversionCommon Stock, $0.10 par value 1,174 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000073 · wf-form4_142550719504005.xml · nonDerivative · entry 1

Moed Samuel J · CIK 0001561017 · SVP, Strat Plan & Analysis

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,654.46

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 1, 2011.

Read SEC document
March 02, 2015 Filed Mar 4, 2015 22:13 UTC
Caforio GiovanniDirector · Chief Operating Officer
Exercise / conversionMarket Share Units · Derivative 1,494 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000074 · wf-form4_142550721117028.xml · derivative · entry 4

Caforio Giovanni · CIK 0001533201 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 1,494 shares

Expires 2015-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 1, 2011.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 1, 2011.

Read SEC document
March 02, 2015 Filed Mar 4, 2015 22:13 UTC
Caforio GiovanniDirector · Chief Operating Officer
Tax withholdingCommon Stock, $0.10 par value 1,114 $62.30 $69,402.20
Disclosure

SEC source: 0000014272-15-000074 · wf-form4_142550721117028.xml · nonDerivative · entry 3

Caforio Giovanni · CIK 0001533201 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,273.47

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 02, 2015 Filed Mar 4, 2015 22:13 UTC
Caforio GiovanniDirector · Chief Operating Officer
OtherCommon Stock, $0.10 par value 1,494 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000074 · wf-form4_142550721117028.xml · nonDerivative · entry 2

Caforio Giovanni · CIK 0001533201 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,387.47

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 02, 2015 Filed Mar 4, 2015 22:13 UTC
Caforio GiovanniDirector · Chief Operating Officer
Exercise / conversionCommon Stock, $0.10 par value 1,494 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000074 · wf-form4_142550721117028.xml · nonDerivative · entry 1

Caforio Giovanni · CIK 0001533201 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,893.47

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 1, 2011.

Read SEC document
March 02, 2015 Filed Mar 4, 2015 22:14 UTC
Nielsen AnneChief Compliance & Ethics Off
Exercise / conversionMarket Share Units · Derivative 1,033 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000076 · wf-form4_142550723803807.xml · derivative · entry 4

Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 1,033 shares

Expires 2015-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 1, 2011.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 1, 2011.

Read SEC document
March 02, 2015 Filed Mar 4, 2015 22:14 UTC
Nielsen AnneChief Compliance & Ethics Off
Tax withholdingCommon Stock, $0.10 par value 844 $62.30 $52,581.20
Disclosure

SEC source: 0000014272-15-000076 · wf-form4_142550723803807.xml · nonDerivative · entry 3

Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,552.2

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 02, 2015 Filed Mar 4, 2015 22:14 UTC
Nielsen AnneChief Compliance & Ethics Off
OtherCommon Stock, $0.10 par value 1,033 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000076 · wf-form4_142550723803807.xml · nonDerivative · entry 2

Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,396.2

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 02, 2015 Filed Mar 4, 2015 22:14 UTC
Nielsen AnneChief Compliance & Ethics Off
Exercise / conversionCommon Stock, $0.10 par value 1,033 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000076 · wf-form4_142550723803807.xml · nonDerivative · entry 1

Nielsen Anne · CIK 0001584387 · Chief Compliance & Ethics Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,363.2

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 1, 2011.

Read SEC document
March 02, 2015 Filed Mar 4, 2015 22:13 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
Exercise / conversionMarket Share Units · Derivative 33,531 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000075 · wf-form4_142550722518064.xml · derivative · entry 4

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 33,531 shares

Expires 2015-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 1, 2011.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 1, 2011.

Read SEC document
March 02, 2015 Filed Mar 4, 2015 22:13 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
Tax withholdingCommon Stock, $0.10 par value 37,441 $62.30 $2,332,574.30
Disclosure

SEC source: 0000014272-15-000075 · wf-form4_142550722518064.xml · nonDerivative · entry 3

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 412,684

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 02, 2015 Filed Mar 4, 2015 22:13 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
OtherCommon Stock, $0.10 par value 33,531 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000075 · wf-form4_142550722518064.xml · nonDerivative · entry 2

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450,125

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 02, 2015 Filed Mar 4, 2015 22:13 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
Exercise / conversionCommon Stock, $0.10 par value 33,531 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000075 · wf-form4_142550722518064.xml · nonDerivative · entry 1

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 416,594

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 1, 2011.

Read SEC document
March 02, 2015 Filed Mar 4, 2015 22:14 UTC
Bancroft Charles AEVP & Chief Financial Officer
Exercise / conversionMarket Share Units · Derivative 9,747 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000077 · wf-form4_142550725324189.xml · derivative · entry 4

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 9,747 shares

Expires 2015-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 1, 2011.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 1, 2011.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.